2019-11-13T16:24:33-06:00 2018-12-31 941254756 HOOD & STRONG LLP 275 BATTERY ST STE 900 SAN FRANCISCO CA 94111 990PF 2018-01-01 651202020 T GARY AND KATHLEEN ROGERS PRIVATE FAMILY FOUNDATION TGAR 5108997900 10 CLAY STREET NO 200 OAKLAND CA 94607 BRIAN K ROGERS CEO/BOARD SECRETARY 5108997900 2019-11-11 1 MAGA E KISRIEV P01008919 4157810793 2018 2022-09-23 18:48:47Z X 77525947 X X 512628 1253698 696000 696000 696000 -41240 12515220 12436701 2445 229257 1169833 14615656 418384 0 418384 817619 0 817619 198595 0 202763 57952 0 81836 179536 74459 80812 140057 0 136809 168711 168711 0 7233 7223 10 881426 870159 140968 10646 168077 61921 0 63631 360769 594457 57386 3433171 1725655 2027327 4319896 3269148 7753067 1725655 5296475 -6583234 12890001 590522 2334696 2334696 1118623 2027197 2027197 139215 224583 139215 139215 123416 159192 159192 0 23306349 23306349 69266888 36318969 36318969 21495769 8255440 14199700 13240329 13240329 85523732 77525947 77525947 76139 72291 1845653 2932053 5120000 5120000 162000 116122 7203792 8240466 X 78319940 69285481 78319940 69285481 85523732 77525947 78319940 -6583234 0 71736706 2451225 69285481 OFFICE FURNITURE P 2017-01-31 2018-12-31 22450 78519 -56069 -56069 CAPITAL GAINS FROM ROCKY ROAD FOUNDATION PARTNERSHIP P 2018-01-01 2018-12-31 12492770 12492770 12492770 12436701 0 1533673 70033677 0.021899 3378302 64600449 0.052295 1712829 61655902 0.027780 1552473 76329588 0.020339 1875466 72532547 0.025857 0.148170 0.029634 38737041 1147933 128900 1276833 5296475 X 128900 0 128900 0 128900 132103 0 0 132103 X 0 3203 3203 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 1 0 1 ROGERSFOUNDATION.ORG KATHLEEN ROGERS 5108997900 10 CLAY STREET STE 200 OAKLAND CA 94607 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 KATHLEEN ROGERS 10 CLAY STREET STE 200 OAKLAND CA 94607 DIRECTOR 1.00 0 0 0 BRIAN K ROGERS 10 CLAY STREET STE 200 OAKLAND CA 94607 CEO AND BOARD SECRETARY 40.00 176012 14869 24497 RHONNEL S SOTELO 10 CLAY STREET STE 200 OAKLAND CA 94607 EXECUTIVE DIRECTOR 40.00 242372 10920 26109 GREGORY D KLEIN 10 CLAY STREET STE 200 OAKLAND CA 94607 SENIOR DIR, INNOVATI 40.00 116103 7785 27074 DANA A WELLHAUSEN 10 CLAY STREET STE 200 OAKLAND CA 94607 SENIOR DIR OF STRATE 40.00 127601 7986 11152 BONNIE LOOK 10 CLAY STREET STE 200 OAKLAND CA 94607 GRANT & PROGRAM OPER 40.00 101602 5979 16975 SARA R LEVINE 10 CLAY STREET STE 200 OAKLAND CA 94607 SENIOR PROGRAM OFFIC 40.00 103356 6063 7246 CYNTHIA J SUTER 10 CLAY STREET STE 200 OAKLAND CA 94607 SENIOR EXECUTIVE ASS 40.00 88170 5572 10062 0 HOOD & STRONG LLP 275 BATTERY ST STE 900 SAN FRANCISCO CA 94111 ACCOUNTING 104085 MANATT PHELPS & PHILLIPS LLP 11355 WEST OLYMPIC BLVD LOS ANGELES CA 90064 LEGAL 76344 0 0 971098 1738471 36617376 39326945 0 0 39326945 589904 38737041 1936852 1936852 128900 128900 1807952 22450 1830402 0 1830402 5296475 0 5296475 128900 5167575 1830402 3067498 0 0 5296475 3067498 0 0 1830402 398575 0 0 398575 0 0 0 0 0 0 0 398575 398575 KATHLEEN ROGERS APPLICATIONS ARE COMPLETED VIA OUR 10 CLAY STREET STE 200 OAKLAND CA 94607 5108997900 IF REQUIRED, APPLICATIONS ARE GENERALLY SUBMITTED ELECTRONICALLY THROUGH A GRANTEE PORTAL. GRANTEES PROVIDE INFORMATION ON THE PURPOSE OF THE GRANT, INTENDED OUTCOMES AND OUTPUTS, THE REQUESTED GRANT AMOUNT, AND A BUDGET. APPLICATIONS ARE DUE APRIL FOR OUR JUNE BOARD MEETING AND OCTOBER FOR OUR DECEMBER BOARD MEETING. EDUCATION STRATEGY GRANTS ARE FOCUSED ON NON-PROFITS THAT FOCUS ON SUPPORTING AND EDUCATION STUDENTS IN OAKLAND, CA. GRANTS OUTSIDE OF OUR STRATEGY ARE DIRECTED BY THE FAMILY AND DO NOT HAVE THE SAME LIMITATIONS. TO BE ELIGIBLE GRANT APPLICANTS MUST BE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. POTENTIAL GRANTEES CAN ALSO SUBMIT APPLICATIONS THROUGH A SPONSORING ORGANIZATION IF THE SPONSOR HAS 501(C)(3) STATUS, IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A), AND PROVIDES CONFIRMATION OF ITS WILLINGNESS TO ACT AS THE FISCAL SPONSOR. AS DETERMINED BY THE FOUNDATION, A GRANT TO A FOR PROFIT CAN BE MADE EXERCISING EXPENDITURE RESPONSIBILITY IF THERE IS A CLEAR CHARITABLE PURPOSE. THE FOUNDATION DOES NOT FUND: I. SCHOLARSHIP FUNDS FOR INDIVIDUALS II. RESERVE FUNDS III. POLITICAL CAMPAIGNS OR LOBBYING EFFORTS IV. ONE-DAY OR SHORT-TERM EVENTS V. FUNDRAISING EVENTS LIGHTHOUSE COMMUNITY CHARTER SCHOOLS 444 HEGENBERGER ROAD OAKLAND CA 94621 N/A PC GENERAL SUPPORT 4280 BOYS & GIRLS CLUBS OF OAKLAND PO BOX 18770 OAKLAND CA 94619 N/A PC GENERAL SUPPORT 5000 OAKLAND PUBLIC EDUCATION FUND PO BOX 71005 OAKLAND CA 94312 N/A PC GENERAL SUPPORT 13093 TANDEM PARTNERS IN EARLY LEARNING 1275 FAIRFAX AVENUE SUITE 201 SAN FRANCISCO CA 94124 N/A PC GENERAL SUPPORT 5000 UNITED STATES ROWING ASSOCIATION 2 WALL STREET PRINCETON NJ 08540 N/A PC GENERAL SUPPORT 41000 EAST BAY ZOOLOGICAL SOCIETY PO BOX 5238 OAKLAND CA 94605 N/A PC GENERAL SUPPORT 5000 OAKLAND MUSEUM OF CALIFORNIA 1000 OAK STREET OAKLAND CA 94607 N/A PC GENERAL SUPPORT 5000 DONORSCHOOSE 134 W 37 TH STREET FLOOR 11 NEW YORK NY 10018 N/A PC GENERAL SUPPORT 15000 ST ELIZABETH'S ELEMENTARY SCHOOL 2121 HARRISON STREET OAKLAND CA 94612 N/A PC GENERAL SUPPORT 10000 EAST BAY COMMUNITY FOUNDATION 200 FRANK H OGAWA PLAZA OAKLAND CA 94612 N/A PC GENERAL SUPPORT 3067498 EDUCATE78 2323 BROADWAY OAKLAND CA 94612 N/A PC GENERAL SUPPORT 15000 ASPIRE PUBLIC SCHOOLS 1001 22ND AVENUE SUITE 200 OAKLAND CA 94606 N/A PC GENERAL SUPPORT 25000 CHILDREN'S FAIRYLAND 699 BELLEVUE AVENUE OAKLAND CA 94610 N/A PC GENERAL SUPPORT 2000 OAKLAND COMMUNITY ORGANIZATIONS 5001 FOOTHILL BLVD OAKLAND CA 94601 N/A PC GENERAL SUPPORT 10000 TRUE COLORS FUND 311 W 43RD STREET 12TH FLOOR NEW YORK NY 10036 N/A PC GENERAL SUPPORT 137 BRISBANE EDUCATIONAL SUPPORT TEAM PO BOX 461 BRISBANE CA 94005 N/A PC GENERAL SUPPORT 305 OLENTANGY RIVER ROWING CLUB 4550 BROPHY ROAD HOWELL MI 48855 N/A PC GENERAL SUPPORT 200 NATIONAL EQUITY PROJECT 1720 BROADWAY 4TH FLOOR OAKLAND CA 94612 N/A PC GENERAL SUPPORT 100 INQUIRING SYSTEMS INC 101 BROOKWOOD AVE 204 SANTA ROSA CA 95404 N/A PC GENERAL SUPPORT 50 WEST CONTRA COSTA UNIFIED SCHOOL DISTRICT 1108 BISSELL AVENUE RICHMOND CA 94801 N/A PC GENERAL SUPPORT 250 URBAN MONTESSORI CHARTER SCHOOL 5328 BRANN STREET OAKLAND CA 94619 N/A PC GENERAL SUPPORT 950 OAKLAND SCHOOL OF THE ARTS 530 18TH STREET OAKLAND CA 94612 N/A PC GENERAL SUPPORT 400 LIGHTHOUSE SCHOOLS 444 HEGENBERGER ROAD OAKLAND CA 94621 N/A PC GENERAL SUPPORT 300 NETWORK FOR GOOD DOROTHY DAY HOUSE 1140 CONNECTICUT AVENUE NW SUITE 700 WASHINGTON DC 20036 N/A PC GENERAL SUPPORT 263 SHOWING UP FOR RACIAL JUSTICE 12651 SAN PABLO AVENUE 5473 RICHMOND CA 94801 N/A PC GENERAL SUPPORT 250 ARTSPAN 934 BRANNAN STREET 2ND FLOOR SAN FRANCISCO CA 94103 N/A PC GENERAL SUPPORT 250 FOUNDATION FOR STUDENTS RISING ABOVE PO BOX 192492 SAN FRANCISCO CA 94119 N/A PC GENERAL SUPPORT 250 OAKLAND LITERACY COALITION 120 LINDENT STREET OAKLAND CA 94607 N/A PC GENERAL SUPPORT 405 OAKLAND PROMISE PO BOX 71005 OAKLAND CA 94312 N/A PC GENERAL SUPPORT 100 SOCCER WITHOUT BORDERS 9 WATERHOUSE STREET OAKLAND CA 02138 N/A PC GENERAL SUPPORT 100 IEARN 475 RIVERSIDE DRIVE SUITE 450 NEW YORK NY 10115 N/A PC GENERAL SUPPORT 70 NORTH OAKLAND COMMUNITY CHARTER SCHOOL 1000 42ND STREET OAKLAND CA 94608 N/A PC GENERAL SUPPORT 52 KIVA 875 HOWARD STREET SUITE 340 SAN FRANCISCO CA 94103 N/A PC GENERAL SUPPORT 50 WOMEN'S BUILDING THE 1140 CONNECTICUT AVENUE NW SUITE 700 WASHINGTON DC 20036 N/A PC GENERAL SUPPORT 26 AMERICAN FOUNDATION FOR SUICIDE PREVENTION 120 WALL STREET 29TH FLOOR NEW YORK NY 10005 N/A PC GENERAL SUPPORT 25 LEANLAB 3105 GILLHAM ROAD SUITE 200 KANSAS CITY MO 64109 N/A PC GENERAL SUPPORT 25 PLAYING FOR CHANGE FOUNDATION 171 PIER AVENUE 271 SANTA MONICA CA 90405 N/A PC GENERAL SUPPORT 25 LA COCINA 2948 FOLSOM STREET SAN FRANCISCO CA 94110 N/A PC GENERAL SUPPORT 25 CAMP PHOENIX 39931 PARADA STREET B APT 6 NEWARK CA 94560 N/A PC GENERAL SUPPORT 100 NORTH VALLEY ANIMAL DISASTER GROUP PO 441 CHICO CA 95927 N/A PC GENERAL SUPPORT 200 CRISTO REY SAN JOSE JESUIT HIGH SCHOOL 1389 E SANTA CLARA STREET SAN JOSE CA 95116 N/A PC GENERAL SUPPORT 2500 FRIENDS OF THE OAKLAND PUBLIC LIBRARY 721 WASHINGTO STREET OAKLAND CA 94607 N/A PC GENERAL SUPPORT 263 SMILE TRAIN 633 THIRD STREET 9TH FLOOR NEW YORK NY 10017 N/A PC GENERAL SUPPORT 250 UC BERKELEY FOUNDATION 1995 UNIVERSITY AVENUE SUITE 401 BERKELEY CA 94704 N/A PC GENERAL SUPPORT 150 CENTER FOR REPRODUCTIVE RIGHTS 199 WATER STREET 22ND FLOOR NEW YORK NY 10038 N/A PC GENERAL SUPPORT 250 CITIZENS FOR RESPONSIBILITY AND ETHICS IN WASHINGTON 455 MASSACHUSETTS AVENUE NW 6TH FLOOR WASHINGTON DC 20001 N/A PC GENERAL SUPPORT 250 KQED 2601 MARIPOSA STREET SAN FRANCISCO CA 94110 N/A PC GENERAL SUPPORT 200 OAKLAND PARKS AND RECREATION FOUNDATION PO BOX 13267 OAKLAND CA 94661 N/A PC GENERAL SUPPORT 100 SALVATION ARMY NATIONAL HEADQUARTERS 615 SLATERS LN ALEXANDRIA VA 22314 N/A PC GENERAL SUPPORT 156 UC DAVIS FOUNDATION 202 COSTEAU PL SUITE 185 DAVIS CA 95618 N/A PC GENERAL SUPPORT 150 NATURAL RESOURCE DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 N/A PC GENERAL SUPPORT 250 OUR FAMILY COALITION 1385 MISSION STREET SUITE 340 SAN FRANCISCO CA 94103 N/A PC GENERAL SUPPORT 100 MILLS COLLEGE OFFICE OF INSTITUTIONAL ADVANCEMENT 5000 MACARTHUR BLVD OAKLAND CA 94613 N/A PC GENERAL SUPPORT 500 VIDA VERDE NATURE EDUCATION 3540 LA HONDA RD SAN GREGORIO CA 94074 N/A PC GENERAL SUPPORT 100 YOUTH LEADERSHIP INSTITUTE 209 9TH STREET SUITE 200 SAN FRANCISCO CA 94103 N/A PC GENERAL SUPPORT 100 SURGE INSTITUTE 5250 N LINCOLN AVENUE APT 4A CHICAGO IL 60625 N/A PC GENERAL SUPPORT 50 CRISTO REY DE LA SALLE EAST BAY HIGH SCHOOL 1530 34TH AVE OAKLAND CA 94601 N/A PC GENERAL SUPPORT 36000 3269148 THE GILLISPIE SCHOOL 7380 GIRARD AVENUE LA JOLLA CA 92037 N/A PC GENERAL SUPPORT 500000 ENVISION EDUCATION 111 MYRTLE STREET SUITE 203 OAKLAND CA 94607 N/A PC GENERAL SUPPORT 136400 OAKLAND REACH 134 LINDEN OAKLAND CA 94607 N/A PC GENERAL SUPPORT 50000 EDUCATE78 2323 BROADWAY OAKLAND CA 94612 N/A PC GENERAL SUPPORT 400000 1086400 14 512628 01 696000 18 -41240 STATE TAX REFUND 2445 0 1167388 2445 1169833 11A STATE TAX REFUND 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 179536 74459 80812 LITERATOR 150 DOLORES ST SAN FRANCISCO CA 94103 2017-06-20 20000 SUPPORT FOR THE IMPLEMENTATION OF THE LITERATOR TOOL ACROSS FIVE OAKLAND ELEMENTARY SCHOOLS 20000 NO 2/1/2018, 10/19/2018 2018-10-19 THE REPORT SUBMITTED IN FEBRUARY 2018 WAS REVIEWED BY THE ASSIGNED PROGRAM OFFICER AS WELL AS GRANTS MANAGEMENT STAFF. THE INFORMATION PRESENTED AFFIRMED THAT THE GRANTEE WAS USING THE FUNDS FOR THE INTENDED PURPOSE. IN ADDITION, THE PROGRAM OFFICER HELD AN INTERIM CHECK-IN MEETING WITH THE GRANTEE TO GET UPDATES ON THE PROGRESS OF THE WORK. THE FINAL REPORT SUBMITTED IN OCTOBER 2018 WAS ALSO REVIEWED BY THE PROGRAM OFFICER AND GRANTS MANAGEMENT STAFF. AS IS OUR STANDARD PRACTICE, A GRANT LEVEL EVALUATION WAS DEVELOPED TO PROVIDE FEEDBACK TO OUR BOARD AND THE GRANTEE ON THE SUCCESS OF THE GRANT BASED ON OUR INTERNAL RUBRIC. THE FINANCIAL REPORT SUBMITTED IN OCTOBER 2018 ONCE AGAIN CONFIRMED THAT THE FUNDS WERE USED FOR THE INTENDED CHARITABLE PURPOSE. DODGE AND COX STOCK FUND 4400652 4400652 PRIMECAP ODYSSEY GROWTH 3646756 3646756 CITY OF LONDON EMERGING MARKET GLOBAL FUND 2161017 2161017 DODGE AND COX INTERNATIONAL STOCK FUND 2720276 2720276 JOHCM EMERGING MARKET 1905279 1905279 MORGAN STANLEY INTERNATIONAL STOCK FUND 2471351 2471351 PIMCO TOTAL RETURN FUND 2764137 2764137 DOUBLELINE 3236881 3236881 FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP FMV 228328 228328 PERRY PARTNERS INTERNATIONAL, INC FMV 529 529 OWL CREEK OVERSEAS FUND, LTD FMV 3931203 3931203 GLENVIEW CAPITAL PARTNERS (CAYMAN), LTD FMV 136 136 GCM LITTLE ARBOR PARTNERS (CAYMAN), LTD FMV 36408 36408 BAY RESOURCE PARTNERS OFFSHORE FUND, LTD FMV 2671270 2671270 INDABA CAPITAL PARTNERS (CAYMAN), LP FMV 2468561 2468561 PASSPORT SPECIAL OPPORTUNITIES FUND, L.P. FMV 44219 44219 TIGER GLOBAL FMV 980809 980809 WELLINGTON SPINDRIFT FMV 9 9 RESOURCE CAPITAL FUND IV, L.P. FMV 300430 300430 CERBERUS INSTITUTIONAL PARTNERS, L.P. (SERIES FOUR) FMV 187092 187092 CROSSLINK VENTURES V, L.P. FMV 132835 132835 DODDINGTON EMERGING MARKETS FUND LLC FMV 2122143 2122143 ENCAP ENERGY CAPITAL FUND VI, L.P. FMV 57277 57277 ENCAP ENERGY CAPITAL FUND VII FMV 123749 123749 ENCAP ENERGY CAPITAL FUND X LP FMV 838147 838147 HELLMAN & FRIEDMAN CAPITAL PTRS VI FMV 530091 530091 JC FLOWERS II, LP FMV 161785 161785 JH INVESTMENT PARTNERS II, LP FMV 28264 28264 LIGHT STREET SPV LP FMV 696080 696080 SFW CAPITAL PARTNERS FUND II, LP FMV 1237754 1237754 SVERICA CAPITAL PARTNERS IV FMV 941348 941348 IEC FUND III LP FMV 2790200 2790200 PRIME FINANCE CMBS B-PIECE FUND I, LP FMV 2541481 2541481 SPO PARTNERS II, L.P. FMV 298025 298025 FINTAN IRUSAN FUND LP FMV 754961 754961 HYDROFARM CO-INVESTMENT FUND, LP FMV 1131133 1131133 EPI HACIENDA LLC FMV 315064 315064 EPL PRUNEYARD LLC FMV 1163762 1163762 TRI-COUNTY INVESTMENTS LLC FMV 6931267 6931267 MF BB2 LLC FMV 398873 398873 METROPOLITAN REAL ESTATE PARTNERS II, L.P. FMV 12399 12399 SHORENSTEIN INVESTORS EIGHT LLC FMV 663628 663628 SHORENSTEIN INVESTORS NINE LLC FMV 226175 226175 SHORENSTEIN INVESTORS ELEVEN LLC FMV 1373534 1373534 FURNITURE, FIXTURES, & EQUIPMENT 30574 28330 2244 2244 SOFTWARE 28295 26373 1922 1922 WEBSITE 65877 46332 19545 19545 BUILDING & IMPROVEMENTS 17403183 8154405 9248778 9248778 CONTRUCTION IN PROGRESS 577 0 577 577 LAND 3967263 0 3967263 3967263 LEGAL 57952 0 81836 UNREALIZED LOSSES ON INVESTMENTS 2451225 PASSTHROUGH DEDUCTIONS 287369 572147 0 SUPPLIES 1428 0 1302 INSURANCE 27984 20385 10918 STAFF DEVELOPMENT 6148 0 6148 CUSTODY FEES 1925 1925 0 EQUIPMENT RENTAL & MAINTENANCE 350 0 350 ORGANIZATIONAL EXPENSES 150 0 150 WEB SERVICES 7591 0 11425 TELEPHONE 7010 0 7010 MEALS & ENTERTAINMENT 6701 0 6701 OFFICE EXPENSES 1115 0 1116 EVENTS 730 0 0 MEMBERSHIP DUES 650 0 650 SMALL EQUIPMENT 10969 0 10969 ALL OTHER EXPENSES 649 0 647 PASSTHROUGH INCOME 229257 STATE TAX REFUND 2445 2445 DEFERRED TAX LIABILITIES 162000 80000 INVESTMENT PURCHASES PENDING SETTLEMENT 0 36122 TRAINING 36000 0 36000 DATA SERVICE 3250 0 3250 HR SERVICES 10884 0 10884 CONSULTING 41631 0 40491 RETIREMENT PLAN ADMINISTRATIVE SERVICES 2985 0 2985 ASSESSMENTS 10250 0 10250 OTHER PROFESSIONAL FEES 768 0 768 COMPUTER SERVICES 34289 0 32181 CA TAXES AND FEES 10 0 10 OTHER TAXES 7223 7223 0 ROCKY ROAD FOUNDATION PARTNERSHIP 10 CLAY STREET SUITE 200 OAKLAND CA 94607 200896185 DISTRIBUTION INVESTMENT PROPERTY UPON DISSOLUTION OF CONTROLLED PARTNERSHIP. 0 67037744