2021-11-15T16:47:06-06:00 2020-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2020-01-01 680359707 ONE MIND INSTITUTE ONEM 7079634038 PO BOX 680 RUTHERFORD CA 94573 GAREN STAGLIN CHAIRMAN 7079634038 2021-11-13 1 GAREN STAGLIN 999009999 LESLIE VAN P01294411 4159561500 2021-11-13 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z ONE MIND GAREN STAGLIN PO BOX 680 RUTHERFORD CA 94573 6553981 0 X WWW.ONEMIND.ORG X 1996 CA ONE MIND ACCELERATES COLLABORATIVE RESEARCH AND ADVOCACY TO ENABLE ALL INDIVIDUALS FACING BRAIN HEALTH CHALLENGES TO BUILD HEALTHY, PRODUCTIVE LIVES. 14 14 8 34 0 0 8547887 6211308 0 0 1250 425 406765 -54115 8955902 6157618 6847292 3462241 0 0 439970 1346284 0 0 585046 1540785 2250020 8828047 7058545 127855 -900927 4779495 3159846 2180314 1461592 2599181 1698254 X ONE MIND ACCELERATES COLLABORATIVE RESEARCH AND ADVOCACY TO ENABLE ALL INDIVIDUALS FACING BRAIN HEALTH CHALLENGES TO BUILD HEALTHY, PRODUCTIVE LIVES. 0 0 700000 700000 RISING STAR AWARDS: GIVEN THE CHALLENGES OF UNDERSTANDING AND FINDING THERAPIES FOR BRAIN ILLNESSES AND INJURIES, THE ONE MIND RISING STAR AWARDS ENCOURAGE THE COMMUNITY OF RESEARCHERS TO INNOVATE IN THEIR BASIC AND TRANSLATIONAL SCIENCE TO BENEFIT PATIENTS, WHILE SUPPORTING THE RESEARCH OF EMERGING LEADERS IN THE FIELD. IN 2020, ONE MIND GRANTED TWO MAJOR AWARDS AND FIVE MINOR RUNNER-UP AWARDS FOR RESEARCH RELATED TO PSYCHIATRIC ILLNESS. CHOSEN BY ONE MIND'S SCIENTIFIC ADVISORY BOARD THROUGH A COMPETITIVE PROCESS, EACH MAJOR RISING STAR RECIPIENT RECEIVES UP TO $300,000 TO FUND RESEARCH FOR THEIR RESEARCH PROJECT. 500000 500000 THROUGH THE MEDICAL FOUNDATION OF NORTH CAROLINA AT UNC, ONE MIND SUPPORTS THE AURORA PROGRAM. THE AURORA STUDY IS A MAJOR NATIONAL RESEARCH INITIATIVE TO IMPROVE THE UNDERSTANDING, PREVENTION, AND RECOVERY OF INDIVIDUALS WHO HAVE EXPERIENCED A TRAUMATIC EVENT. POST-TRAUMATIC STRESS, DEPRESSION, PAIN AND SYMPTOMS OF TRAUMATIC BRAIN INJURY ARE EPIDEMIC AMONG VETERANS AS WELL AS THE MILLIONS OF PEOPLE WHO EXPERIENCE TRAUMATIC EVENTS, SUCH AS MOTOR VEHICLE COLLISIONS, NATURAL DISASTERS, SEXUAL ASSAULT, AND THE UNEXPECTED DEATH OF A LOVED ONE. IN RECENT YEARS, THE VOLUME AND RATES OF PTS DIAGNOSIS HAVE DRAMATICALLY RISEN. THE GOALS OF THE AURORA STUDY ARE: TO DELIVER TOOLS FOR CLINICIANS TO MAKE INFORMED DECISIONS ABOUT PATIENTS' RISK AND CARE AFTER A TRAUMATIC EXPERIENCE. TO IDENTIFY NEW INTERVENTION TARGETS WHICH WILL GIVE RISE TO MECHANISM-INFORMED TREATMENTS BASED ON INDIVIDUAL NEEDS. 300000 300000 THROUGH THE UNIVERSITY OF CALIFORNIA, DAVIS, ONE MIND SUPPORTS THE LEARNING HEALTH CARE NETWORK AS A COMPONENT OF THE ONE MIND ASPIRE PROGRAM. ASPIRE (ACCELERATING SERIOUS PSYCHIATRIC ILLNESS RECOVERY) IS ONE MIND'S INITIATIVE TO SUPPORT THOSE WITH SERIOUS PSYCHIATRIC ILLNESS (SPI). ASPIRE AIMS TO PROVIDE GOLDSTANDARD, INDIVIDUALIZED CARE THAT HAS BEEN SHOWN TO DRAMATICALLY IMPROVE OUTCOMES. ONE MIND IS SUPPORTING NETWORKS FOR COORDINATED SPECIALTY CARE (CSC) PROVIDERS TO COLLABORATE AND LEARN FROM EACH OTHER TO IMPROVE PERFORMANCE AND PATIENT RECOVERY. COORDINATED SPECIALTY CARE IS CURRENTLY THE GOLD STANDARD TREATMENT FOR PSYCHOSIS, BUT MUCH REMAINS UNKNOWN ABOUT WHICH ASPECTS OF THE CARE ARE MOST EFFECTIVE AND FOR WHOM. IT IS NOW READY FOR WIDER ADOPTION IN REAL WORLD ENVIRONMENTS AND IMPLEMENTATION RESEARCH TO EVALUATE AND IMPROVE UPON ITS PERFORMANCE. 4423047 1962241 123 ALL OTHER PROGRAMS SUPPORTED BY ONE MIND INCLUDE: AMP (ACCELERATING MEDICINES PARTNERSHIP), HEROES HEALTH PROGRAM, HEALTHY BRAINS GLOBAL INITIATIVE, ONE MIND ALL MEDIA, ONE MIND CATALYST FUND, THE ONE MIND AT WORK INITIATIVE, PSYBERGUIDE, AND STRONG365. 4423047 1962241 123 5923047 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 50 0 1 8 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 14 14 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 CA X CINDY DYAR 7079634038 PO BOX 680 RUTHERFORD CA 94573 DALTON DELAN MANAGING DIRECTOR 40.00 0.00 X 332558 0 30081 CINDY DYAR FINANCIAL OFFICER 30.00 10.00 X 170508 0 19348 BRANDON STAGLIN PRESIDENT 40.00 0.00 X 172781 0 8716 TAL GERZON DEVELOPMENT OFFICER 40.00 0.00 X 164195 0 16395 GAREN STAGLIN CHAIRMAN 15.00 5.00 X X 0 0 0 GWILL YORK VP AND SECRETARY 2.00 5.00 X X 0 0 0 CARYL ATHANASIU DIRECTOR 2.00 5.00 X 0 0 0 GARY BRIDGE DIRECTOR 2.00 5.00 X 0 0 0 NANCY DEARMAN DIRECTOR 2.00 5.00 X 0 0 0 RUSSELL DEYO DIRECTOR 20.00 1.00 X 0 0 0 DONNA FRIEDMAN DIRECTOR 2.00 0.00 X 0 0 0 PAUL GALLAGHER DIRECTOR 2.00 5.00 X 0 0 0 GARY GOTTLIEB MD DIRECTOR 2.00 5.00 X 0 0 0 PATRICK KENNEDY DIRECTOR 2.00 5.00 X 0 0 0 MARLYS PALUMBO DIRECTOR 2.00 5.00 X 0 0 0 ROBINA RICCITIELLO DIRECTOR 2.00 2.00 X 0 0 0 VINCE RINALDI DIRECTOR 4.00 5.00 X 0 0 0 SHARI STAGLIN DIRECTOR 15.00 1.00 X 0 0 0 840042 0 74540 4 0 1 0 0 2180473 246176 128975 3655684 112746 6211308 100 100 162997 162672 325 325 325 179453 2180473 233691 -54238 -54238 REFUND OF GRANT FUNDS 900099 123 123 123 6157618 123 0 -53813 3413241 3413241 29000 29000 20000 20000 181497 98009 41744 41744 1003425 691285 156070 156070 104129 70553 16788 16788 57233 57233 640195 351107 7034 282054 57336 57336 54250 54250 401877 333850 34497 33530 605541 604015 1526 49057 49057 132589 73515 15678 43396 24229 24229 14488 9654 2417 2417 247788 228818 9923 9047 20475 20475 FEDERAL AND STATE FEES 2195 2195 7058545 5923047 550452 585046 2779568 1147504 161793 83628 1533148 1853930 304986 74784 4779495 3159846 119054 103370 2061260 1358222 2180314 1461592 X 876940 -766698 1722241 2464952 2599181 1698254 4779495 3159846 -900927 0 X 0 1 X 1 0 X 3046081 3570442 5524914 8547887 6211308 26900632 3046081 3570442 5524914 8547887 6211308 26900632 3938650 22961982 255 116 1610 1250 100 3331 123 123 26904086 0.85350 0.85470 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 0 0 0 PART II-B, LINE 1: ADVOCATING FOR BRAIN HEALTH RESEARCH FUNDING. 0 X PART X, LINE 2: OMI AND HBGI ARE CONSIDERED PUBLIC CHARITIES AND ARE EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. OMI AND HBGI ARE ALSO EXEMPT FROM STATE INCOME TAX UNDER STATE OF CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701D, WHEREBY ONLY UNRELATED BUSINESS INCOME IS SUBJECT TO FEDERAL AND STATE INCOME TAX. MANAGEMENT BELIEVES THAT ALL OF OMI'S AND HBGI'S INCOME IS RELATED TO THEIR EXEMPT PURPOSE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. OMI AND HBGI HAVE NO UNRECOGNIZED TAX BENEFITS OR UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2020. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING 10000 NORTH AMERICA 0 0 GRANTMAKING 10000 0 0 0 0 0 0 20000 0 20000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM RISING START AWARD RESEARCH GRANT 10000 WIRE NORTH AMERICA GRAHAM BOECKH FOUNDATION 10000 WIRE 2 0 0 0 0 0 0 0 PART I, LINE 2: PROGRESS REPORTS ARE REQUIRED AND REVIEWED BY THE ORGANIZATION'S SCIENCE & TECHNOLOGY DIRECTOR AS WELL AS BY THE ORGANIZATION'S SCIENTIFIC ADVISORY BOARD FOR PROGRAM MERIT. THE ORGANIZATION'S FINANCE DIRECTOR REVIEWS THE PROGRAM BUDGET. PART III ACCOUNTING METHOD: MUSIC FESTIVAL 2359926 2180473 179453 74694 110000 48997 2359926 2180473 179453 74694 110000 48997 233691 -54238 1 REGENTS OF UC IRVINE 120 THEORY STE 200 IRVINE CA 92617 952226406 501(C)3 300000 RISING STAR AWARD RESEARCH GRANT THE UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7159 AUSTIN TX 78713 766000203 501(C)3 300000 RISING STAR AWARD RESEARCH GRANT FNIH 11400 ROCKVILLE PIKE SUITE 300 NORTH BETHESDA MD 20852 521986675 501(C)3 500000 GRANT SUPPORT FOR ACCLERATING MEDICINES PARTNERSHIP WITH NIH REGENTS OF UC DAVIS ONE SHIELDS AVE DAVIS CA 95616 946036494 501(C)3 300000 GRANT SUPPORT FOR THE LEARNING HEALTH CARE NETWORK PROGRAM THE MEDICAL FOUNDATION OF NORTH CAROLINA INC 123 WEST FRANKLIN STREET SUITE 510 CHAPEL HILL NC 27516 566057494 501(C)3 500000 GRANT SUPPORT FOR THE AURORA PROGRAM UNC HEALTH FOUNDATION 123 WEST FRANKLIN STREET SUITE 510 CHAPEL HILL NC 27516 566057494 501(C)3 50000 GRANT SUPPORT FOR THE HEROES HEALTH PROGRAM WETA 3939 CAMPBELL AVE ARLINGTON VA 22206 530242992 501(C)3 125000 GRANT SUPPORT FOR MENTAL HEALTH AWARENESS DOCUMENTARY STANFORD UNIVERSITY PO BOX 20466 STANFORD CA 94309 941156365 501(C)3 20000 RISING STAR BIPOLAR RESEARCH AWARD RESEARCH GRANT STANFORD UNIVERSITY PO BOX 44253 SAN FRANCISCO CA 94144 941156365 501(C)3 20000 RISING STAR BIPOLAR RESEARCH AWARD RESEARCH GRANT REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 SOUTH STATE ST ANN ARBOR MI 48109 386006309 501(C)3 20000 RISING STAR BIPOLAR RESEARCH AWARD RESEARCH GRANT ICAHN SCHOOL OF MEDICINE AT MT SINIA ONE GUSTAVE LEVY PLACE NEW YORK NY 10029 136171197 501(C)3 20000 RISING STAR BIPOLAR RESEARCH AWARD RESEARCH GRANT BETH ISRAEL DECONESS MEDICAL CENTER 330 BROOKLINE AVENUE BR109 ROOM 259 259 BOSTON MA 02215 042103881 501(C)3 20000 RISING STAR BIPOLAR RESEARCH AWARD RESEARCH GRANT AMERICANS FOR CURES FOUNDATION PO BOX 20368 STANFORD CA 94309 201824931 501(C)3 100000 GRANT SUPPORT FOR BRAIN HEALTH RESEARCH THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH PO BOX 95000-7530 PHILADELPHIA PA 19195 113418133 501(C)3 45000 GRANT SUPPORT FOR PSYCHOSIS PREVENTION PROGRAM HEALTHY BRAINS GLOBAL INITITIAVE INC PO BOX 680 RUTHERFORD CA 94573 800777581 501(C)3 1093240 NET TRANSFERS TO SUPPORTED ORGANIZATION 15 0 SCIENTIFIC ADVISORY BOARD MEMBER HONORARIUMS 17 29000 PART I, LINE 2: PROGRESS REPORTS ARE REQUIRED AND EVALUATED ANNUALLY FROM ALL GRANTEES. THE ONE MIND SCIENTIFIC ADVISORY BOARD CHAIRMAN REVIEWS ALL PROGRESS REPORTS ALONG WITH THE ONE MIND PRESIDENT AND ADVISES THE ONE MIND BOARD OF DIRECTORS AND LEADERSHIP TEAM ACCORDINGLY. X X X X X 0 0 0 0 0 0 0 0 0 DALTON DELAN MANAGING DIRECTOR 310346 0 22212 0 0 0 11400 0 18681 0 362639 0 0 0 CINDY DYAR FINANCIAL OFFICER 140508 0 30000 0 0 0 7229 0 12119 0 189856 0 0 0 BRANDON STAGLIN PRESIDENT 167312 0 0 0 5469 0 0 0 8716 0 181497 0 0 0 TAL GERZON DEVELOPMENT OFFICER 164195 0 0 0 0 0 3560 0 12835 0 180590 0 0 0 STAGLIN FAMILY VINEYARD OWNED BY SHARI AND GAREN STAGLIN, DIRECTORS 220821 REIMBURSEMENT OF ADMINISTRATIVE SERVICES 0 X 6 78418 FMV X WINE AND EVENT EXPENSES 1 34328 COST 0 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTORS FORM 990, PART VI, SECTION A, LINE 2 GAREN STAGLIN, SHARI STAGLIN AND BRANDON STAGLIN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE OPERATIONS DIRECTOR AND REVIEWED BY THE PRESIDENT. AFTER IT HAS BEEN PREPARED BY THE ACCOUNTING FIRM IT IS REVIEWED BY THE CHAIRMAN. FORM 990 IS AVAILABLE TO ANY DIRECTORS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS ANNUALLY REVIEWED BY THE DIRECTORS, AND DIRECTORS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST. IF A PERSON HAS A CONFLICT WITH RESPECT TO A TRANSACTION, THEY ARE NOT ALLOWED TO VOTE ON THAT ITEM. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY, THE CHAIRMAN CONDUCTS A PERSONNEL REVIEW OF THE TOP MANAGEMENT EMPLOYEES. THE CHAIRMAN SHARES THE REVIEW DRAFT WITH THE AUDIT COMMITTEE CHAIRMAN AND OTHER BOARD DIRECTORS FOR INPUT AND CONCURRENCE ON ANY BONUS OR SALARY INCREASE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY & FINANCIAL INFORMATION FOR PUBLIC INSPECTION UPON REQUEST. HEALTHY BRAINS GLOBAL INITIATIVE INC 1570 BELLA OAKS LANE RUTHERFORD CA 94573 800777581 BRAIN HEALTH RESEARCH DE 501(C)(3) LINE 12A, I ONE MIND INSTITUTE 1 0 1 1 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 0 HEALTHY BRAINS GLOBAL INITIATIVE INC B 1093240 FMV HEALTHY BRAINS GLOBAL INITIATIVE INC C 246176 FMV