2025-08-08T07:42:52-05:00 2024-09-30 621199757 LBMC PC 2095 LAKESIDE CENTRE WAY SUITE 220 KNOXVILLE TN 37922 990 2023-10-01 620476816 OAK RIDGE ASSOCIATED UNIVERSITIES INC OAKR 8653474630 PO BOX 117 OAK RIDGE TN 378310117 J PHIL ANDREWS CFBOO 8653474630 2025-08-01 1 1 NICOLE COOK P02005173 8656919000 2025-08-01 2023 2025-03-06 01:10:19Z HARRY ANDERSON PAGE PO BOX 117 OAK RIDGE TN 378310117 124396833 0 X WWW.ORAU.ORG X 1946 TN OAK RIDGE ASSOCIATED UNIVERSITIES, INC. (ORAU) IS A PRIVATE, NOT-FOR-PROFIT CORPORATION AND CONSORTIUM OF 132 SPONSORING AND 26 ASSOCIATE MEMBER COLLEGES AND UNIVERSITIES AND IS PRINCIPALLY A MANAGEMENT AND OPERATING CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY (DOE). THROUGH THIS CONTRACT, ORAU MANAGES AND OPERATES THE OAK RIDGE INSTITUTE FOR SCIENCE AND EDUCATION (ORISE), WHICH CARRIES OUT RESEARCH AND DEVELOPMENT PROGRAMS IN SCIENCE/ENGINEERING EDUCATION, TRAINING MANAGEMENT SYSTEMS AND ENERGY/ENVIRONMENTAL SYSTEMS FOR DOE AND OTHER FEDERAL AGENCIES AND GOVERNMENTAL ORGANIZATIONS. IN ADDITION TO THE OPERATION OF ORISE, ORAU CORPORATE CONDUCTS PROGRAMS TO PROVIDE SERVICES TO ITS MEMBER INSTITUTIONS AND OTHER GOVERNMENTAL AND PRIVATE ORGANIZATIONS. 23 20 1189 217 0 0 145000 157000 123778465 123955662 70735 277611 -81171 0 123913029 124390273 813801 122712 0 0 51829954 51922311 0 0 0 68976012 71099767 121619767 123144790 2293262 1245483 50711620 49864481 29253502 28746009 21458118 21118472 X BENEFIT THE PUBLIC BY INTEGRATING ACADEMIA, GOVERNMENT, AND INDUSTRY TO ADVANCE THE NATION'S LEARNING, HEALTH, AND SCIENTIFIC PRIORITIES. 0 0 78932750 81917455 HEALTH, ENVIRONMENT, SCIENCE, AND TECHNOLOGY (HEST) - RELIES ON ORAU'S EXPERIENCE IN EPIDEMIOLOGY AND WORKER PUBLIC HEALTH STUDIES PROGRAMS. EXPERTISE LIES IN THE AREA OF STUDYING EXPOSURE HISTORIES IN VARIOUS POPULATIONS TO DETERMINE THE POSSIBLE CORRELATION BETWEEN EXPOSURES TO RADIATION OR OTHER HAZARDOUS SUBSTANCES AND ILLNESSES. CAPABILITIES INCLUDE SCREENINGS OF VARIOUS GROUPS TO IDENTIFY POTENTIAL HEALTH CONCERNS RESULTING FROM EXPOSURES, AND COLLECTING DATA TO BE ANALYZED RELATED TO WORKER HEALTH HISTORIES.ORAU HAS ESTABLISHED EFFECTIVE PARTNERSHIPS ON A NATIONAL SCALE TO PROVIDE INNOVATIVE WORKERHEALTH SOLUTIONS, AND POSSESSES THE EXPERIENCE AND EXPERTISE NECESSARY TO PROVIDE THE HIGHESTLEVELS OF QUALITY AND INTEGRITY. ORAU FOCUSES ON WORKPLACE HAZARDS RESEARCH AND THE OCCUPATIONAL HEALTH AND SAFETY OF WORKERS.FROM BROAD-SCOPE EPIDEMIOLOGY AND HEALTH SCREENINGS/SURVEILLANCE STUDIES TO PROVIDING PUBLICHEALTH COMMUNICATION AND TECHNICAL TRAINING, ORAU OFFERS A COMPREHENSIVE APPROACH TO HELPING CUSTOMERS MANAGE THEIR WORKER HEALTH CONCERNS.THE PUBLIC HEALTH & HEALTHCARE (PHH) PROGRAM FOCUSES ON PROVIDING PUBLIC HEALTH AND HEALTHCARE SERVICES THROUGH SUBJECT MATTER EXPERTS AND TECHNICAL ASSISTANCE IN EIGHT CORE COMPETENCIES: PUBLIC HEALTH PREPAREDNESS, RESPONSE, AND RECOVERY; EMERGENCY MANAGEMENTLABORATORY; HEALTH COMMUNICATION, MARKETING, AND PROMOTION; FORMATIVE RESEARCH ANDEVALUATION; HEALTHCARE DELIVERY SYSTEMS; EXERCISE BUILDER NUCLEAR; ELEARNING DESIGN ANDDEVELOPMENT; AND MULTIMEDIA APPLICATIONS.ADDITIONALLY, ORAU OFFERS EXPERTISE IN THE AREAS OF NATIONAL SECURITY READINESS AND EMERGENCYPREPAREDNESS. TO FURTHER SUPPORT THESE EFFORTS, ORAU ALSO EMPLOYS FORENSIC SPECIALISTS ANDOTHER SUBJECT MATTER EXPERTS TO PROVIDE FORENSIC EVIDENCE AND OTHER INVESTIGATIVE TESTING.THE ECOLOGY & ENVIRONMENT (EE) DIRECTORATE PROVIDES ENVIRONMENTAL ASSESSMENT ANDVERIFICATION PROGRAMS THAT ENCOMPASS THE CHARACTERIZATION OF SPECIFIC ENVIRONMENTAL HAZARDS TOBE DISPOSED OF, AND THEN THE INDEPENDENT VERIFICATION OF REMEDIATION EFFORTS TO ENSURE THEDISPOSAL MEETS FEDERAL REGULATORY STANDARDS. BY PROVIDING HIGH-QUALITY DOCUMENT REVIEWS,PLANS, AND TEMPLATES, ORAU SUPPORTS ENVIRONMENTAL PROGRAMS BY ENSURING PROPER DISPOSITIONOF WASTE WHILE MINIMIZING RISK AND UNCERTAINTY.ORAU ALSO PROVIDES HEALTH PHYSICS EXPERTISE AND SPECIAL TRAINING PROGRAMS TO TEACH GOVERNMENT EMPLOYEES, OTHER GOVERNMENT CONTRACTORS, AND THE PRIVATE SECTOR THE APPROPRIATE AND PROPER METHODS TO HANDLE RADIOACTIVE MATERIALS, ACCIDENTS INVOLVING DANGEROUS OR HAZARDOUS MATERIALS, AND IN SOME CASES THE PROPER ACTIONS IN THE EVENT OF A SPILL.ORAU'S SCIENTISTS AND ENGINEERS CONDUCT RESEARCH WHICH PROVIDES HIGH-QUALITY EVALUATIONS OF AIR QUALITY, WEATHER AND CLIMATE CHANGE THROUGH ADVANCED METEOROLOGICAL ASSESSMENTS.THE SCIENCE & TECHNOLOGY (ST) DIRECTORATE IS RESPONSIBLE FOR OGS' PEER REVIEW CAPABILITYPROVIDING SCIENTIFIC EVENT LOGISTICAL SUPPORT TO MULTIPLE FEDERAL AGENCIES, STATE AGENCIES, ANDUNIVERSITIES. USING PEERNET, ORAU'S PROPRIETARY PEER REVIEW SOFTWARE AND GRANTS MANAGEMENTSYSTEM, OR THE CUSTOMERS OWN PEER REVIEW SYSTEM, THIS TEAM PROVIDES A BROAD RANGE OF SUPPORTFROM REVIEW SETUP, REVIEWER TRAVEL COORDINATION, HONORARIA PROCESSING, TO VIRTUAL EVENTCOORDINATION AND SUPPORT. ADDITIONALLY, THIS GROUP PROVIDES SUPPORT SERVICES FOR MANY VIRTUALMEETINGS, SUCH AS VIRTUAL CAREER FAIRS.ORAU'S WORKFORCE SOLUTION PROGRAM OFFERS TALENT ACQUISITION, SOURCING AND MANAGEMENTSERVICES. THE PROGRAM PROVIDES CUSTOMIZED RECRUITING CAMPAIGNS AND SERVICES TAILORED TO THESPECIFIC NEEDS OF OUR CLIENTS AND PROGRAM SUPPORT FOR SCIENTIFIC RESEARCH PROGRAMS. 34244552 122712 34874651 RESEARCH PARTICIPATION (RP) - RESEARCH SCHOLARS (RS) DIRECTORATE WITHIN THE RP SEGMENT FOCUSES ON SCIENCE AND EDUCATION PROGRAMS THAT PRIMARILY SUPPORT FELLOWSHIPS, INTERNSHIPS, SCHOLARSHIPS OR OTHER MEANS TO PLACE STUDENTS, FACULTY, AND POSTDOCTORAL RESEARCHERS INTO RESEARCH POSITIONS AT NATIONAL RESEARCH FACILITIES OR INSTITUTIONS THROUGHOUT THE WORLD.THE PURPOSE OF THESE PROGRAMS IS TO HAVE INDIVIDUALS CONDUCT OR PARTICIPATE IN RESEARCH WITH THEIR OWN EDUCATION BEING ONE OF THE KEY BENEFITS. ONE OF THE GOALS OF THIS PROGRAM IS TO PROVIDE A STEADY SUPPLY OF SCIENTISTS AND ENGINEERS TO MEET FUTURE NEEDS IN CRITICAL SCIENCE AND TECHNOLOGY AREAS. STUDENTS IN SCIENCE, TECHNOLOGY, MATHEMATICS, AND ENGINEERING ("STEM") FIELDS NEED THE SKILLS, KNOWLEDGE, AND EXPERIENCE TO STAY COMPETITIVE IN AN EVER-CHANGING GLOBAL MARKETPLACE.THE RESEARCH SCHOLAR PROGRAM FOCUSES ON PROVIDING PARTICIPANTS THE OPPORTUNITY TO EXPAND THEIR KNOWLEDGE AS PARTICIPANTS. ORAU PROVIDES THE MECHANISM TO SUPPORT OUR CLIENTS IN FINDING THE MOST TALENTED AND DIVERSIFIED PARTICIPANTS SO THAT OUR NATION'S RESEARCH CONTINUES TO GROW. 7163556 OTHER SPONSORED PROGRAMS: VARIOUS OTHER TRAINING AND EDUCATION PROGRAMS OPERATED AND MANAGED BY ORAU. -6560 LOSS ON SALE OF EQUIPMENT -6560 113177302 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1735 0 1 1189 1 0 0 0 0 0 0 0 0 0 0 0 0 X 23 20 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X KRIS EMERY 8653474630 100 ORAU WAY OAK RIDGE TN 37830 DR BRUCE E GNADE DIRECTOR 1.00 X 0 0 0 DR ANN SAVOCA DIRECTOR 1.00 X 0 0 0 DR MICHELE M MASUCCI DIRECTOR 1.00 X 0 0 0 MR KENNETH J RUETER BOARD CHAIR 1.00 X 0 0 0 DR DEBORAH L CRAWFORD BOARD VICE-CHAIR 1.00 X 0 0 0 LT GENERAL JOHN F REGNI DIRECTOR 1.00 X 0 0 0 DR SAMUEL S VISNER DIRECTOR 1.00 X 0 0 0 DR JOSEPH A HEPPERT DIRECTOR 1.00 X 0 0 0 DR FRANCIS O OTUONYE DIRECTOR 1.00 X 0 0 0 DR THOMAS P RUSSELL DIRECTOR 1.00 X 0 0 0 DR REBEKAH K HERSCH DIRECTOR 1.00 X 0 0 0 DR ALAN S ICENHOUR DIRECTOR 1.00 X 0 0 0 DR JULIE B JORDAN DIRECTOR 1.00 X 0 0 0 DR ROBERT E NOBLES DIRECTOR 1.00 X 0 0 0 DR CHRISTOPHER P FALL DIRECTOR 1.00 X 0 0 0 DR JOSEPH J PANCRAZIO DIRECTOR 1.00 X 0 0 0 DR JENNIFER L FREEMAN DIRECTOR 1.00 X 0 0 0 DR WILLIAM C HARRIS DIRECTOR 1.00 X 0 0 0 DR QUINCY A QUICK DIRECTOR 1.00 X 0 0 0 DR DAVID A STONE DIRECTOR 1.00 X 0 0 0 JEFFREY MILLER SR. VP & DIRECTOR 40.00 X 405823 0 40603 MEGHAN F MILLWOOD VP OF HR 40.00 X 335274 0 41459 RACHEL A LOKITZ CHIEF LEGAL & RISK OFFICER 40.00 X 380826 0 30308 CHESTER KEITH MAZE VP & CIO 40.00 X 342534 0 41400 WILLIAM J VOSBURG ORISE DIRECTOR 40.00 X 431001 0 30480 J PHIL ANDREWS CFO & TREASURER 40.00 X 379323 7392 44428 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 40.00 X 417988 0 33740 HARRY ANDERSON PAGE PRESIDENT & CEO 40.00 X 774999 0 43839 KENNETH W TOBIN VP OF RESEARCH 40.00 X 327577 0 25193 BRANDON CRISWELL SECRETARY 40.00 X 115264 0 25858 EMILY C FOREMAN ACTING CHIEF HR OFFICER 40.00 X 157853 0 31460 JAMES R SEARS SENIOR VP & DIRECTOR OGS 40.00 X 0 0 0 CRAIG T LAYMAN PROGRAM DIRECTOR 40.00 X 232957 0 34995 MAE D MOSLEY DIR EMPLOYEE RELATIONS 40.00 X 219291 0 29617 THOMAS PATRICK AMIDON DIRECTOR S&S 40.00 X 187489 0 28104 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 40.00 X 216445 0 29751 KERI LYNN CAGLE PROGRAM DIRECTOR 40.00 X 238430 0 30024 PAMELA S BONEE DIR COMM & MARKETING 40.00 X 205099 0 33733 CHAD L BECKER DIRECTOR FTD 40.00 X 221033 0 35243 PATSY L PEHRSON DIRECTOR FINOPS 40.00 X 228525 0 30405 CAROL IDDINS PROGRAM DIRECTOR 40.00 X 318680 0 23870 JAMES SCOTT MILLER DIRECTOR 40.00 X 286502 0 38001 FREDDY E GRAY DIRECTOR HS-PHH 40.00 X 231459 0 24158 CATHY SANDERS FORE DIRECTOR 40.00 X 226354 0 30756 ASHLEY GOLDEN DIRECTOR 40.00 X 219244 0 24149 KRISTY ANGELIQUE KISTNER DIRECTOR 40.00 X 205406 0 28846 CYNTHIA BABB SNOW DIRECTOR 40.00 X 198812 0 32997 BRIAN R COOK DIRECTOR 40.00 X 185026 0 30405 ANGELA R HOLMBERG DIRECTOR CONTRACTS ADMIN 40.00 X 199838 0 33140 MANDY LYNN BASAL DIRECTOR ORISE-WD 40.00 X 184085 0 33093 VICKIE LYNN CAUGHRON CHIEF AUDIT OFFICER 40.00 X 203313 0 28971 DOMINIC DANIEL MORO DIRECTOR BUSINESS OPERATIONS & QUALITY ASSURANCE 40.00 X 177722 0 32911 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 40.00 X 266447 0 37979 LAURA SHAFFER KOPP HIGHEST COMPENSATED EMPLOY 40.00 X 260581 0 19260 MARK DENTON ERVIN HIGHEST COMPENSATED EMPLOY 40.00 X 256271 0 31086 BRENDA LYNN BLUNT HIGHEST COMPENSATED EMPLOY 40.00 X 266497 0 18166 JAMIE LYNN STALKER HIGHEST COMPENSATED EMPLOY 40.00 X 282560 0 36255 9786528 7392 1144683 305 0 1 0 MJW TECHNICAL SERVICES INC 15 HAZELWOOD DRIVE SUITE 112 AMHERST NY 14228 PROFESSIONAL SERVICES 10169399 DADE MOELLER & ASSOCIATES INC 1835 TERMINAL DRIVE SUITE 200 RICHLAND WA 99354 PROFESSIONAL SERVICES 6378842 COMPREHENSIVE HEALTH SERVICES INC 8600 ASTRONAUT BLVD CAPE CANAVERAL FL 32920 PROFESSIONAL SERVICES 1198232 AMERICAN ASSOCIATION FOR THE ADVANCEMENT 1200 NEW YORK AVENUE NW WASHINGTON DC 20005 PROFESSIONAL SERVICES 732326 CN ASSOCIATES INCORPORATED 18 PINE STREET MANCHESTER MA 01944 PROFESSIONAL SERVICES 715825 112 157000 157000 HEALTH, ENVIRONMENT, SCIENCE, AND 541700 81917455 81917455 RESEARCH PARTICIPATION 541700 34874651 34874651 DOE CONTRACT MANAGEMENT FEE 541700 6205608 6205608 FACILITIES CAPITAL COST 541700 954532 954532 3416 3416 123955662 284171 284171 6560 -6560 -6560 -6560 124390273 123949102 0 284171 72712 72712 50000 50000 8463563 8188558 275005 32720733 31657542 1063191 4776000 4620814 155186 2742831 2653709 89122 3219184 3114583 104601 131693 98504 33189 448441 349640 98801 3193491 3193491 488422 365331 123091 909871 909871 1581160 1182681 398479 PROFESSIONAL SERVICES 27254909 27254909 PARTICIPANT COSTS 23676226 19944908 3731318 OTHER EXPENSE 10724745 8129772 2594973 SUPPLIES 1549320 1158865 390455 1141489 1141283 206 123144790 113177302 9967488 0 6383080 4702328 20605162 19049621 1500000 1500000 307115 644008 48332476 24983413 20687164 23349063 1229099 619461 50711620 49864481 11165173 11335583 15205195 14295715 2883134 3114711 29253502 28746009 X 21458118 21118472 21458118 21118472 50711620 49864481 X 1245483 -1585129 X X 0 1 X 1 1 1 X 155500 149000 148500 145000 157000 755000 89537881 90391421 109458586 123778441 123952222 537118551 89693381 90540421 109607086 123923441 124109222 537873551 0 0 0 537873551 10072 6464 5973 47281 284171 353961 10072 6464 5973 47281 284171 353961 89703453 90546885 109613059 123970722 124393393 538227512 0.99930 0.99980 0.00070 0.00020 X 156754 156754 122988036 123144790 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 120154 120288 159222 156754 556418 250000 250000 250000 250000 1000000 1500000 119808 119808 33414335 17587593 15826742 11116638 7395820 3720818 3681695 3681695 23349063 POSTRETIREMENT BENEFITS 2611000 DEFERRED COMPENSATION 175000 OPERATING LEASE LIABILITY, 328711 3114711 X 136112933 11722660 11722660 124390273 0 124390273 123871879 727089 727089 123144790 0 123144790 PART X, LINE 2: ORAU AND ITS FOUNDATION SUBSIDIARY ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND ARE CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN PRIVATE FOUNDATIONS, AND, ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS RELATED TO THESE ENTITIES. AN UNCERTAIN TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE MORE LIKELY THAN NOT TEST, NO TAX BENEFIT IS RECORDED. THE ORGANIZATION HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF SEPTEMBER 30, 2024 AND 2023, THE ORGANIZATION HAS ACCRUED NO INTEREST AND NO PENALTIES RELATED TO UNCERTAIN TAX POSITIONS. IT IS THE ORGANIZATION'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. OAK RIDGE ASSOCIATED UNIVERSITIES AND ITS SUBSIDIARY FILE SEPARATE U.S. FEDERAL INFORMATIONAL TAX RETURNS ANNUALLY. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME FROM ORAU FOUNDATION 11,722,660. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM ORAU FOUNDATION 727,089. 1 LOUISIANA STATE UNIVERSITY 359 THIRD STREET BATON ROUGE LA 70801 726000848 8000 0 LIBRARY SUPPORT PROGRAM UNIVERSITY OF TENNESSEE 1331 CIRCLE PARK DR 707A ANDY HOLT TOWER KNOXVILLE TN 37996 626001636 8000 0 LIBRARY SUPPORT PROGRAM RALPH POWE JUNIOR FACULTY AWARDS 10 50000 PART I, LINE 2: OAK RIDGE ASSOCIATED UNIVERSITIES, INC. IS A PRIVATE, NOT-FOR-PROFIT ASSOCIATION OF 132 SPONSORING AND 26 ASSOCIATE MEMBER COLLEGES AND UNIVERSITIES. IT IS A CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY, CONDUCTING RESEARCH AND EDUCATIONAL PROGRAMS IN THE AREAS OF ENERGY, HEALTH, AND THE ENVIRONMENT FOR THE DEPARTMENT OF ENERGY, MEMBER INSTITUTIONS, OTHER COLLEGES AND UNIVERSITIES, AND OTHER PRIVATE AND GOVERNMENT ORGANIZATIONS. ORGANIZATIONS RECEIVING AWARDS FROM ORAU MUST DEMONSTRATE THAT THEIR EDUCATIONAL AND SCIENTIFIC PROGRAMS WILL CONTINUE TO ENHANCE THE SPECIFIC AND OVERALL OBJECTIVES AS OUTLINED BY THE ORAU BOARD OF DIRECTORS AND MEMBERS. X X X 0 1 0 0 0 0 0 1 0 HARRY ANDERSON PAGE PRESIDENT & CEO 552597 0 222402 0 0 0 33000 0 10839 0 818838 0 0 0 WILLIAM J VOSBURG ORISE DIRECTOR 309372 0 121629 0 0 0 30480 0 0 0 461481 0 0 0 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 284273 0 133715 0 0 0 28321 0 5419 0 451728 0 0 0 JEFFREY MILLER SR. VP & DIRECTOR 301759 0 104064 0 0 0 29764 0 10839 0 446426 0 0 0 J PHIL ANDREWS CFO & TREASURER 282419 7392 96904 0 0 0 28975 0 15453 0 423751 7392 0 0 RACHEL A LOKITZ CHIEF LEGAL & RISK OFFICER 309240 0 71586 0 0 0 30308 0 0 0 411134 0 0 0 CHESTER KEITH MAZE VP & CIO 254287 0 88247 0 0 0 25947 0 15453 0 383934 0 0 0 MEGHAN F MILLWOOD VP OF HR 261092 0 74182 0 0 0 26006 0 15453 0 376733 0 0 0 KENNETH W TOBIN VP OF RESEARCH 254304 0 73273 0 0 0 25193 0 0 0 352770 0 0 0 CAROL IDDINS PROGRAM DIRECTOR 244870 0 73810 0 0 0 23870 0 0 0 342550 0 0 0 JAMES SCOTT MILLER DIRECTOR 226311 0 60191 0 0 0 22548 0 15453 0 324503 0 0 0 JAMIE LYNN STALKER HIGHEST COMPENSATED EMPLOY 252102 0 30458 0 0 0 25416 0 10839 0 318815 0 0 0 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 227300 0 39147 0 0 0 22526 0 15453 0 304426 0 0 0 MARK DENTON ERVIN HIGHEST COMPENSATED EMPLOY 224788 0 31483 0 0 0 15633 0 15453 0 287357 0 0 0 BRENDA LYNN BLUNT HIGHEST COMPENSATED EMPLOY 240818 0 25679 0 0 0 18166 0 0 0 284663 0 0 0 LAURA SHAFFER KOPP HIGHEST COMPENSATED EMPLOY 215409 0 45172 0 0 0 19260 0 0 0 279841 0 0 0 KERI LYNN CAGLE PROGRAM DIRECTOR 202331 0 36099 0 0 0 19185 0 10839 0 268454 0 0 0 CRAIG T LAYMAN PROGRAM DIRECTOR 195367 0 37590 0 0 0 19542 0 15453 0 267952 0 0 0 PATSY L PEHRSON DIRECTOR FINOPS 197660 0 30865 0 0 0 19566 0 10839 0 258930 0 0 0 CATHY SANDERS FORE DIRECTOR 196656 0 29698 0 0 0 19917 0 10839 0 257110 0 0 0 CHAD L BECKER DIRECTOR FTD 192188 0 28845 0 0 0 19790 0 15453 0 256276 0 0 0 FREDDY E GRAY DIRECTOR HS-PHH 204334 0 27125 0 0 0 18739 0 5419 0 255617 0 0 0 MAE D MOSLEY DIR EMPLOYEE RELATIONS 191579 0 27712 0 0 0 18778 0 10839 0 248908 0 0 0 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 187293 0 29152 0 0 0 18912 0 10839 0 246196 0 0 0 ASHLEY GOLDEN DIRECTOR 186128 0 33116 0 0 0 18730 0 5419 0 243393 0 0 0 PAMELA S BONEE DIR COMM & MARKETING 178212 0 26887 0 0 0 18280 0 15453 0 238832 0 0 0 KRISTY ANGELIQUE KISTNER DIRECTOR 178565 0 26841 0 0 0 18007 0 10839 0 234252 0 0 0 ANGELA R HOLMBERG DIRECTOR CONTRACTS ADMIN 173476 0 26362 0 0 0 17687 0 15453 0 232978 0 0 0 VICKIE LYNN CAUGHRON CHIEF AUDIT OFFICER 176829 0 26484 0 0 0 18132 0 10839 0 232284 0 0 0 CYNTHIA BABB SNOW DIRECTOR 172860 0 25952 0 0 0 17544 0 15453 0 231809 0 0 0 MANDY LYNN BASAL DIRECTOR ORISE-WD 184085 0 0 0 0 0 17640 0 15453 0 217178 0 0 0 THOMAS PATRICK AMIDON DIRECTOR S&S 171928 0 15561 0 0 0 17265 0 10839 0 215593 0 0 0 BRIAN R COOK DIRECTOR 172111 0 12915 0 0 0 14952 0 15453 0 215431 0 0 0 DOMINIC DANIEL MORO DIRECTOR BUSINESS OPERATIONS & QUALI 177722 0 0 0 0 0 17458 0 15453 0 210633 0 0 0 EMILY C FOREMAN ACTING CHIEF HR OFFICER 157853 0 0 0 0 0 16007 0 15453 0 189313 0 0 0 PART I, LINE 4B HARRY ANDERSON PAGE $25,000 PART I, LINE 7 SATISFACTION OF GOALS A IDB OF THE CITY OF OAK RIDGETN 621786717 2010-06-01 27700000 REFINANCE REFUNDED BONDS AND PAY ISSUANCE COSTS 0 0 0 A 13327000 27700000 155000 27545000 2007 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 TRUIST BANK 6.000000000000 0 0 0 NA 0 0 1 A 1 FORM 990, PART VI, SECTION A, LINE 6 OAK RIDGE ASSOCIATED UNIVERSITIES, INC. HAS TWO CLASSES OF MEMBERS - "SPONSORING INSTITUTIONS AND "ASSOCIATES." FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BOARD OF DIRECTORS IS SELECTED BY THE COUNCIL OF SPONSORING INSTITUTIONS, WHICH IS COMPRISED OF A REPRESENTATIVE FROM EACH OF ORAU'S MEMBER ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF FORM 990 IS PROVIDED TO THE ORGANIZATION'S CFO FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ORAU MONITORS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT IS DETERMINED BY THE BOARD'S EXECUTIVE COMMITTEE BASED ON AN ANNUAL SALARY SURVEY. COMPENSATION FOR OTHER SENIOR STAFF IS RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE BOARD'S COMPENSATION COMMITTEE BASED ON SALARY SURVEYS AND DOE GUIDANCE. FORM 990, PART VI, SECTION C, LINE 19 POLICIES ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: UNREALIZED GAIN ON INTEREST RATE SWAP -327,940. CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION -530,100. TRANSFER TO THE ORAU FOUNDATION -727,089. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. THE ORAU FOUNDATION PO BOX 117 OAK RIDGE TN 378310117 581512615 TO PROMOTE HIGHER SCIENTIFIC EDUCATION TN 501(C)(3) LINE 12A, I 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 THE ORAU FOUNDATION B 727089 FAIR MARKET VALUE THE ORAU FOUNDATION L 339249 DIRECT COSTS / LABOR