2021-11-15T10:40:18-06:00 2020-12-31 910189318 MOSS ADAMS LLP 1999 BROADWAY STE 4000 DENVER CO 80202 990PF 2020-01-01 465064265 CATTO SHAW FOUNDATION C/O WOODY CREEK MANAGEMENT GROUP CATT 3032258473 250 STEELE STREET SUITE 375 DENVER CO 80206 JENNIFER CROSSETT SECRETARY AND TREASURER 3032258473 2021-11-15 1 JENNIFER CROSSETT 999009999 WENDY CAMPOS P00448102 3032989600 2021-11-12 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 20276180 X 402547 316125 314187 731521 4862770 722795 8092 0 0 1458285 1036982 0 0 0 0 0 8000 4000 0 4000 138395 104629 0 33765 19467 4743 0 0 40295 37856 0 696 206157 151228 0 38461 624926 624926 831083 151228 0 663387 627202 885754 0 32344 63220 63220 1010119 1313866 1313866 0 1055006 1055006 12771095 14462020 14462020 2114533 815737 815737 1548023 2566331 2566331 17476114 20276180 20276180 0 0 X 17476114 20276180 0 0 0 0 17476114 20276180 17476114 20276180 17476114 627202 2172864 20276180 0 20276180 TOTAL CAPITAL GAIN DISTRIBUTIONS P 22637 22637 22637 PUBLICLY TRADED SECURITIES 4773573 4128901 644672 644672 UBTI CAPITAL GAIN FROM AG K-1 P 8726 8726 0 0 CAPITAL GAIN FROM AG K-1 P 2348 -2348 -2348 CAPITAL GAIN FROM AG K-1 P 7548 7548 7548 CAPITAL GAIN FROM SVG K-1 P 48593 48593 48593 CAPITAL GAIN FROM SVG K-1 P 1693 1693 1693 722795 12312 0 12312 0 12312 8410 0 6500 0 14910 0 2598 2598 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CO 1 0 0 0 0 1 WWW.CATTOSHAWFOUNDATION.ORG WOODY CREEK MANAGEMENT GROUP 3032258473 250 STEELE STREET SUITE 375 DENVER CO 80206 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 ISA CATTO SHAW 250 STEELE STREET SUITE 375 DENVER CO 80206 EXECUTIVE DIRECTOR 1.00 0 0 0 DANIEL A SHAW 250 STEELE STREET SUITE 375 DENVER CO 80206 PRESIDENT 1.00 0 0 0 JENNIFER CROSSETT 250 STEELE STREET SUITE 375 DENVER CO 80206 TREASURER 1.00 0 0 0 NONE 0 MERRILL LYNCH 1500 AMERICAN BOULEVARD PENNINGTON NJ 085344129 INVESTMENT MANAGEMENT 70864 WOODY CREEK MANAGEMENT GROUP 250 STEELE STREET SUITE 375 DENVER CO 80206 BACK OFFICE 67531 0 0 14744543 849658 2021252 17615453 0 0 17615453 264232 17351221 867561 867561 12312 2990 15302 852259 0 852259 0 852259 663387 0 663387 0 663387 852259 649156 0 0 663387 649156 0 0 14231 0 0 0 0 0 0 0 0 838028 0 0 0 ISA CATTO SHAW DANIEL A SHAW X ASPEN CENTER FOR ENVIRONMENTAL STUDIES 100 PUPPY SMITH ST ASPEN CO 81611 PC GENERAL OPERATING FUND 108376 ASCEND THE ASPEN INSTITUTE 2300 N STREET NW SUITE 700 WASHINGTON DC 20037 PC GENERAL OPERATING FUND 75000 ASPEN COUNTRY DAY SCHOOL 85 COUNTRY DAY WAY ASPEN CO 81611 PC GENERAL OPERATING FUND 75000 THE ART BASE 99 MIDLAND SPUR BASALT CO 81621 PC GENERAL OPERATING FUND 70000 ASPEN WORDS 110 EAST HALLAM STREET STE 116 ASPEN CO 81611 PC GENERAL OPERATING FUND 51000 VALLEY SETTLEMENT 520 SOUTH THIRD STREET SUITE 9 CARBONDALE CO 81623 PC GENERAL OPERATING FUND 50000 MANAUS PO BOX 2026 CARBONDALE CO 81623 PC GENERAL OPERATING FUND 25000 CONSERVATION INTERNATIONAL 2011 CRYSTAL DRIVE SUITE 500 ARLINGTON VA 22202 PC GENERAL OPERATING FUND 25000 CREATIVE CAPITAL FOUNDATION 15 MAIDEN LANE 18TH FLOOR NEW YORK NY 10038 PC GENERAL OPERATING FUND 15000 THE SHALOM FOUNDATION PO BOX 1354 FRANKLIN TN 37065 PC GENERAL OPERATING FUND 15000 THE ARTS CAMPUS AT WILLITS 360 MARKET STREET BASALT CO 81621 PC GENERAL OPERATING FUND 10000 INDEPENDENCE PASS FOUNDATION PO BOX 1700 ASPEN CO 81612 PC GENERAL OPERATING FUND 10000 PROTECT OUR WINTERS 4676 BROADWAY STREET BOULDER CO 80304 PC GENERAL OPERATING FUND 10000 CONSERVATION COLORADO EDUCATION FUND 1536 WYNKOOP ST STE 510 DENVER CO 80202 PC GENERAL OPERATING FUND 10000 ROARING FORK PRECOLLEGIATE PO BOX 503 CARBONDALE CO 81623 PC GENERAL OPERATING FUND 10000 MUSEUM OF THE LANGUAGE ARTS CONTRIBUTION 925 13TH STREET NW WASHINGTON DC 20005 PC GENERAL OPERATING FUND 10000 LIFTUP 41 10TH AVE N HOPKINS MN 55343 PC GENERAL OPERATING FUND 10000 LAWYERS' COMMITTEE 1500 K STREET NW SUITE 900 WASHINGTON DC 20005 PC GENERAL OPERATING FUND 10000 ENGLISH IN ACTION PO BOX 4856 BASALT CO 81621 PC GENERAL OPERATING FUND 7500 FRACTURED ATLAS INC 228 PARK AVENUE SOUTH NEW YORK NY 10003 PC GENERAL OPERATING FUND 5000 ANDERSON RANCH ARTS CENTER PO BOX 5598 SNOWMASS VILLAGE CO 81615 PC GENERAL OPERATING FUND 5000 TIDES FOUNDATION PO BOX 399389 SAN FRANCISCO CA 94139 PC GENERAL OPERATING FUND 5000 ASPEN EDUCATION FOUNDATION PO BOX 2200 ASPEN CO 81612 PC GENERAL OPERATING FUND 4500 ACCESS AFTERSCHOOL PO BOX 819 CARBONDALE CO 81623 PC GENERAL OPERATING FUND 2500 RESPONSE 0405 CASTLE CREEK ROAD STE 203 ASPEN CO 81611 PC GENERAL OPERATING FUND 2500 ADVOCATE SAFEHOUSE PROJECT PO BOX 2036 GLENWOOD SPRINGS CO 81602 PC GENERAL OPERATING FUND 2500 ASPEN JOURNALISM 1280 S UTE AVE STE 9 ASPEN CO 81611 PC GENERAL OPERATING FUND 500 THE SECRET CITY 483 UPPER BYRDCLIFFE RD WOODSTOCK NY 12498 PC GENERAL OPERATING FUND 300 A WAY OUT PO BOX 10825 ASPEN CO 81612 PC GENERAL OPERATING FUND 250 624926 0 14 316125 900001 8092 900001 8726 18 722795 16818 1038920 0 1055738 0 0 0 0 0 0 0 0 0 0 X X 1 CATTO CHARITABLE LEAD ANNUITY TRUST 250 STEELE STREET SUITE 375 DENVER CO 80206 301021 X 2 CATTO CHARITABLE LEAD UNITRUST 250 STEELE STREET SUITE 375 DENVER CO 80206 101450 X ACCOUNTING FEES 8000 4000 0 4000 ABBOTT LABORATORIES 5486 5486 ABBVIE INC 5570 5570 ACALANES CALIF UN HIGH 16866 16866 AMGEN INC 5360 5360 ANTHEM INC 5766 5766 CERRITOS CALIF CMNTY 10599 10599 CITIGROUP INC 3438 3438 CITIGROUP INC 43551 43551 CITIGROUP INC 5588 5588 COMCAST CORP 48151 48151 CVS HEALTH CORP 2380 2380 CVS HEALTH CORP 9520 9520 CVS HEALTH CORP 2380 2380 CVS HEALTH CORP 8330 8330 CVS HEALTH CORP 24989 24989 DUKE ENERGY CAROLINAS 5964 5964 ENTERPRISE PRODUCTS OPER 28831 28831 ENTERPRISE PRODUCTS OPER 5543 5543 ENTERPRISE PRODUCTS OPER 1373 1373 ENTERPRISE PRODUCTS OPER 2746 2746 ENTERPRISE PRODUCTS OPER 1373 1373 GENERAL ELEC CAP CORP 14909 14909 GENERAL ELEC CAP CORP 13553 13553 GENERAL ELEC CAP CORP 2711 2711 GENERAL ELEC CAP CORP 2711 2711 GENERAL ELEC CAP CORP 2711 2711 GOLDMAN SACHS GROUP INC 14120 14120 GOLDMAN SACHS GROUP INC 1177 1177 GOLDMAN SACHS GROUP INC 4707 4707 GOLDMAN SACHS GROUP INC 5525 5525 GOLDMAN SACHS GROUP INC 35300 35300 GOLDMAN SACHS GROUP INC 22357 22357 GOLDMAN SACHS GROUP INC 1177 1177 HOME DEPOT INC 5683 5683 JPMORGAN CHASE & CO 63445 63445 JPMORGAN CHASE & CO 5547 5547 MERCK & CO INC 5817 5817 MIAMI-DADE CNTY FLA 15300 15300 MICROSOFT CORP 6340 6340 MICROSOFT CORP 5590 5590 MICROSOFT CORP 1268 1268 MICROSOFT CORP 63400 63400 MORGAN STANLEY 1142 1142 MORGAN STANLEY 29684 29684 MORGAN STANLEY 1142 1142 NIKE INC 5533 5533 PORT AUTH N Y & N J 10395 10395 PRUDENTIAL FINANCIAL INC 5503 5503 PUBLIC SERVICE ENTERPRIS 5383 5383 ROYAL BANK OF CANADA 10327 10327 SAN DIEGO CA RDA SUCCESS 16499 16499 SHELL INTERNATIONAL FIN 3294 3294 SHELL INTERNATIONAL FIN 45021 45021 STARBUCKS CORP 5731 5731 STATE STREET CORP 5676 5676 UNITED PARCEL SERVICE 5725 5725 UNIVERSITY CALIF REVS 11125 11125 US BANCORP 5413 5413 USD BANK NOVA SCOTIA 5164 5164 VERIZON COMMUNICATIONS 11787 11787 VERIZON COMMUNICATIONS 5634 5634 VERIZON COMMUNICATIONS 3536 3536 VERIZON COMMUNICATIONS 2357 2357 VERIZON COMMUNICATIONS 2357 2357 VERIZON COMMUNICATIONS 4715 4715 VERIZON COMMUNICATIONS 16502 16502 VERIZON COMMUNICATIONS 5893 5893 WELLS FARGO & COMPANY 27206 27206 WELLS FARGO & COMPANY 14737 14737 WELLS FARGO & COMPANY 4534 4534 WELLS FARGO & COMPANY 1134 1134 WELLS FARGO & COMPANY 5436 5436 AAGIY 13511 13511 AAL 4494 4494 AAP 3780 3780 AAP 9451 9451 AAPL 526116 526116 AAPL 37684 37684 AAVMY 3658 3658 ABB 6543 6543 ABBV 50361 50361 ABC 3813 3813 ABMD 3566 3566 ABT 44562 44562 ACCYY 3024 3024 ACN 48846 48846 ACSAY 2351 2351 ADBE 22005 22005 ADBE 67016 67016 ADDYY 7320 7320 ADI 8421 8421 ADM 8721 8721 ADP 21320 21320 ADRNY 5207 5207 ADSK 14962 14962 ADYEY 1438 1438 AEE 3903 3903 AEP 3830 3830 AES 6040 6040 AEXAY 1761 1761 AFL 8894 8894 AGESY 3097 3097 AHKSY 2414 2414 AIG 16431 16431 AIMC 24167 24167 AIN 15271 15271 AIQUY 10656 10656 AKAM 4200 4200 AKAM 16273 16273 AKAM 10499 10499 AKZOY 4760 4760 ALB 5016 5016 ALC 3167 3167 ALC 7060 7060 ALFVY 2848 2848 ALGN 7481 7481 ALIZY 9663 9663 ALL 2528 2528 ALLE 2793 2793 ALPMY 3242 3242 ALXN 11249 11249 ALXN 8437 8437 AMADY 4283 4283 AMAT 19331 19331 AMD 26963 26963 AME 12699 12699 AMGN 38167 38167 AMGN 14715 14715 AMKBY 4133 4133 AMP 6413 6413 AMT 27160 27160 AMZN 348492 348492 AMZN 65139 65139 ANET 4359 4359 ANSS 6912 6912 ANSS 24375 24375 ANTM 20229 20229 ANZBY 6248 6248 AON 6761 6761 AOS 2905 2905 APD 13388 13388 APH 3923 3923 APTV 9251 9251 APTV 4951 4951 ARE 2852 2852 ARKAY 2666 2666 ASAZY 4379 4379 ASBFY 2515 2515 ASGLY 3468 3468 ASHTY 4738 4738 ASML 7804 7804 ASML 18046 18046 ATASY 2946 2946 ATLKY 4240 4240 ATO 10688 10688 ATVI 11049 11049 AVB 5134 5134 AVGO 52104 52104 AVVIY 2584 2584 AWK 3990 3990 AXAHY 5077 5077 AXP 24907 24907 AZN 14597 14597 AZO 5927 5927 BAC 61105 61105 BASFY 6731 6731 BAX 10511 10511 BAYRY 5743 5743 BBL 6045 6045 BBVA 3552 3552 BCS 4355 4355 BDX 16515 16515 BEN 2324 2324 BFB 5957 5957 BGNE 2842 2842 BHP 12415 12415 BIIB 12978 12978 BIO 33228 33228 BK 9040 9040 BKNG 28955 28955 BLK 22368 22368 BLL 27395 27395 BMRN 6401 6401 BMTC 13645 13645 BMWYY 2788 2788 BMY 37652 37652 BNPQY 6200 6200 BNTGY 4980 4980 BRDCY 3149 3149 BRKA 347815 347815 BRKB 117558 117558 BSX 22864 22864 BTLCY 4563 4563 BUD 6502 6502 BURBY 2554 2554 BWA 2048 2048 BXBLY 3600 3600 BXP 5388 5388 BZLFY 3094 3094 C 36626 36626 CAG 6527 6527 CAH 2142 2142 CAJ 3668 3668 CARR 3923 3923 CAT 37678 37678 CB 23858 23858 CBT 13419 13419 CCEP 4435 4435 CCI 14168 14168 CCL 15227 15227 CCLAY 4616 4616 CCMP 20123 20123 CDEVY 1725 1725 CDNS 4366 4366 CERN 2904 2904 CF 7277 7277 CFG 3969 3969 CFRUY 5530 5530 CGEMY 3792 3792 CHD 3925 3925 CHGCY 825 825 CHTR 16539 16539 CHYHY 2353 2353 CI 20818 20818 CINF 3670 3670 CJPRY 3846 3846 CKHUY 2707 2707 CL 16589 16589 CLPHY 2757 2757 CLX 7269 7269 CMA 4134 4134 CMCSA 15196 15196 CMCSA 62880 62880 CME 20026 20026 CMG 4160 4160 CMI 9992 9992 CMPGY 4177 4177 CMWAY 12305 12305 CNC 8584 8584 CNP 5497 5497 CODYY 3574 3574 COF 6425 6425 COHR 12302 12302 COO 2907 2907 COST 56517 56517 COST 14318 14318 CPB 4013 4013 CRARY 2527 2527 CRH 5067 5067 CRM 60083 60083 CRM 21808 21808 CRRFY 2082 2082 CRUS 12905 12905 CRZBY 1748 1748 CS 6246 6246 CSCO 53432 53432 CSLLY 10574 10574 CSX 29494 29494 CTAS 3888 3888 CTSH 6146 6146 CTTAY 2424 2424 CTVA 7667 7667 CTXS 6895 6895 CVS 11543 11543 CVS 28208 28208 DAL 2774 2774 DANOY 5646 5646 DAR 41414 41414 DASTY 5295 5295 DB 2758 2758 DBOEY 5053 5053 DBSDY 3650 3650 DD 20124 20124 DE 25560 25560 DEO 11117 11117 DFS 6609 6609 DG 11567 11567 DHI 3791 3791 DHR 37986 37986 DIFTY 3499 3499 DIOD 22913 22913 DIS 87691 87691 DIS 19749 19749 DISCA 4092 4092 DISCK 1912 1912 DISH 1940 1940 DKILY 8508 8508 DLAKY 1352 1352 DLR 13951 13951 DLTR 7131 7131 DMLRY 6693 6693 DNPLY 2595 2595 DNZOY 3645 3645 DOV 7701 7701 DOW 10989 10989 DPSGY 8024 8024 DPZ 3835 3835 DQJCY 2814 2814 DRE 3957 3957 DRI 6075 6075 DSDVY 7814 7814 DSEEY 2627 2627 DSNKY 7586 7586 DTCWY 4715 4715 DTE 8256 8256 DTEGY 5609 5609 DUK 28109 28109 DVA 4109 4109 DWAHY 4867 4867 DXC 6592 6592 DXCM 12570 12570 EA 8472 8472 EBAY 5729 5729 EBKDY 2062 2062 ECIFY 1987 1987 ECL 12116 12116 ECL 16011 16011 ED 11708 11708 EDNMY 3105 3105 EDPFY 3610 3610 EFX 3085 3085 EGP 22090 22090 EIX 3832 3832 EJPRY 4048 4048 EL 14374 14374 EMN 3811 3811 EMR 17199 17199 ENGGY 1122 1122 ENGIY 3810 3810 ENLAY 11236 11236 ENS 18938 18938 ENTG 44494 44494 EONGY 3086 3086 EQIX 10713 10713 EQIX 23568 23568 EQR 7884 7884 ERIC 6561 6561 ES 3893 3893 ESALY 2433 2433 ESLOY 4588 4588 ESS 3799 3799 ETN 16219 16219 ETR 3794 3794 ETSY 3914 3914 EVRG 2109 2109 EVVTY 4950 4950 EW 10674 10674 EXC 9373 9373 EXPE 11386 11386 EXPGY 6150 6150 F 9440 9440 FANUY 5086 5086 FAST 15235 15235 FB 169086 169086 FB 39608 39608 FBHS 3943 3943 FBK 16045 16045 FCAU 2478 2478 FCFS 19401 19401 FCX 16523 16523 FDX 11164 11164 FE 7469 7469 FELE 22632 22632 FERGY 3706 3706 FFIV 3871 3871 FIS 16409 16409 FIS 14429 14429 FISV 24366 24366 FLIR 21389 21389 FLS 3980 3980 FLT 4911 4911 FMC 3908 3908 FMS 3325 3325 FORM 20305 20305 FOX 1993 1993 FOXA 2679 2679 FRCOY 6200 6200 FRRVY 4110 4110 FRT 2298 2298 FSNUY 2400 2400 FSUGY 7028 7028 FTNT 5347 5347 FTV 7861 7861 FUJHY 1672 1672 FUJIY 3707 3707 FUPBY 2277 2277 GASNY 2218 2218 GILD 20274 20274 GIS 11642 11642 GLNCY 3844 3844 GLPG 594 594 GLW 11340 11340 GM 9327 9327 GMAB 4066 4066 GOOG 126135 126135 GOOGL 126190 126190 GPC 2812 2812 GPN 15079 15079 GPS 3816 3816 GRFS 1604 1604 GS 19515 19515 GSK 10488 10488 GVDNY 6534 6534 GWW 12659 12659 GWW 14292 14292 HAS 3929 3929 HBI 4024 4024 HCA 11841 11841 HCKT 11109 11109 HCMLY 3740 3740 HD 65874 65874 HD 12484 12484 HEINY 3797 3797 HENKY 2804 2804 HESAY 6703 6703 HKHHY 3717 3717 HKXCY 6076 6076 HLDCY 2002 2002 HLPPY 4175 4175 HLT 4117 4117 HMC 5537 5537 HMN 13495 13495 HNNMY 2724 2724 HOCPY 8050 8050 HOLX 3787 3787 HON 15102 15102 HPE 5178 5178 HPQ 5926 5926 HSBC 9690 9690 HSIC 5483 5483 HSNGY 2318 2318 HST 6481 6481 HSY 5027 5027 HTHIY 5320 5320 HTLF 12313 12313 HUM 13949 13949 HVRRY 3419 3419 HWM 23488 23488 HXGBY 5802 5802 HXL 15032 15032 HZO 150000 150000 IBDRY 8568 8568 IBM 31848 31848 ICE 11875 11875 IDEXY 4652 4652 IDXX 3999 3999 IFF 1633 1633 IFJPY 2843 2843 IFNNY 6322 6322 IHG 3842 3842 ILMN 14430 14430 INCY 7306 7306 INFO 17068 17068 ING 4239 4239 INTC 47478 47478 INTU 27729 27729 IPG 3810 3810 IQV 12363 12363 IR 3235 3235 IRM 6545 6545 ISNPY 4542 4542 ISRG 22089 22089 ISUZY 1002 1002 ITOCY 6929 6929 ITW 11417 11417 IVZ 3869 3869 IX 3944 3944 JACK 28861 28861 JAPSY 1760 1760 JBHT 4509 4509 JCI 6336 6336 JGCCY 1103 1103 JHX 5517 5517 JKHY 4050 4050 JMHLY 2867 2867 JNJ 114415 114415 JNPR 5470 5470 JPM 110932 110932 JPXGY 2675 2675 JSAIY 3085 3085 JSGRY 1515 1515 JSHLY 1588 1588 K 11015 11015 KAOOY 4246 4246 KBCSY 1954 1954 KDDIY 6648 6648 KEY 14982 14982 KGFHY 3432 3432 KHC 9324 9324 KIM 3482 3482 KKPNY 3998 3998 KLAC 14240 14240 KMB 7955 7955 KMTUY 3128 3128 KMX 3873 3873 KNBWY 4308 4308 KNYJY 5283 5283 KO 60763 60763 KR 2255 2255 KSRYY 4355 4355 KSU 4083 4083 KUBTY 4965 4965 KYOCY 3206 3206 LB 3682 3682 LEG 4164 4164 LEN 7089 7089 LFUS 21646 21646 LGGNY 3831 3831 LIN 49803 49803 LKQ 3700 3700 LLESY 2679 2679 LLY 30729 30729 LMECX 1567494 1567494 LNC 15043 15043 LNSTY 5939 5939 LOGI 3013 3013 LOW 32905 32905 LRCX 13696 13696 LRLCY 9747 9747 LUMN 2906 2906 LVMUY 14469 14469 LVS 5006 5006 LW 4567 4567 LYB 7516 7516 LYG 4673 4673 LYV 4409 4409 LZAGY 8010 8010 MA 82810 82810 MAR 9102 9102 MAS 2856 2856 MAURY 2429 2429 MCARY 4653 4653 MCD 52358 52358 MCHP 10911 10911 MCK 7131 7131 MCO 6095 6095 MDLZ 22277 22277 MDT 51424 51424 MET 6761 6761 MFG 2713 2713 MGDDY 2443 2443 MGM 5861 5861 MHGVY 3583 3583 MHK 2960 2960 MIELY 4365 4365 MITEY 4961 4961 MITSY 5532 5532 MKC 4111 4111 MKTAY 3322 3322 MMC 18720 18720 MMM 40376 40376 MNST 10080 10080 MNST 10543 10543 MOGA 13322 13322 MOS 8123 8123 MPW 7844 7844 MPWR 32228 32228 MQBKY 6540 6540 MRAAY 5913 5913 MRK 62495 62495 MRWSY 3364 3364 MS 21450 21450 MSADY 3123 3123 MSCI 11163 11163 MSFT 39591 39591 MSFT 416815 416815 MSI 12584 12584 MT 5015 5015 MTB 3946 3946 MTH 17309 17309 MTSFY 4202 4202 MU 26839 26839 MUFG 5870 5870 MURGY 4962 4962 MXIM 3989 3989 MYGN 12399 12399 NABZY 5714 5714 NCLH 6205 6205 NCMGY 4037 4037 NDEKY 3045 3045 NEE 40427 40427 NEM 15691 15691 NFLX 60021 60021 NGG 6552 6552 NGLOY 5326 5326 NI 10759 10759 NICE 7089 7089 NINOY 620 620 NJDCY 7988 7988 NKE 30558 30558 NLOK 3699 3699 NLSN 4529 4529 NMR 4408 4408 NOK 2815 2815 NOW 29173 29173 NRDBY 3713 3713 NRG 7397 7397 NSANY 1770 1770 NSC 18771 18771 NSRGY 38638 38638 NTAP 13380 13380 NTDOY 7810 7810 NTNX 5705 5705 NTRS 6240 6240 NTTYY 5294 5294 NUE 18882 18882 NVDA 79374 79374 NVDA 16710 16710 NVO 12433 12433 NVS 21247 21247 NWG 2558 2558 NWL 7834 7834 NWS 5189 5189 NWSA 5643 5643 NXPI 9064 9064 O 3917 3917 OCPNY 6339 6339 OMC 10229 10229 OMRNY 5727 5727 OPHLY 3102 3102 ORAN 2609 2609 ORCL 40496 40496 ORKLY 3853 3853 ORLY 4073 4073 OSUR 18090 18090 OTIS 8038 8038 OTSKY 3022 3022 OVCHY 3255 3255 PANW 15993 15993 PAYC 4523 4523 PAYX 3914 3914 PCAR 13632 13632 PCRFY 3220 3220 PDRDY 6941 6941 PDYPY 6049 6049 PEAK 4414 4414 PEB 15228 15228 PEG 11718 11718 PENN 41803 41803 PEP 71332 71332 PFE 61473 61473 PFG 4018 4018 PG 89745 89745 PGINX 977451 977451 PGR 6922 6922 PH 28058 28058 PHG 6609 6609 PHM 4441 4441 PKI 3875 3875 PLD 15647 15647 PNC 18625 18625 POAHY 1500 1500 PPG 4038 4038 PPL 10180 10180 PPRUY 6810 6810 PRGO 2236 2236 PROSY 1627 1627 PRU 10774 10774 PSA 7390 7390 PSMMY 4130 4130 PSO 1551 1551 PUBGY 2382 2382 PUGOY 2953 2953 PUK 5576 5576 PVH 3849 3849 PWR 15628 15628 PYPL 68855 68855 QBIEY 2302 2302 QCOM 19957 19957 QCOM 48901 48901 QGEN 1110 1110 QRVO 4157 4157 RACE 4131 4131 RBGLY 7393 7393 RCL 7693 7693 RCRUY 3742 3742 RDEIY 2463 2463 RE 2809 2809 REG 5471 5471 REGN 14976 14976 RELX 4488 4488 RF 4094 4094 RHHBY 24770 24770 RHI 5248 5248 RIO 9553 9553 RJF 20186 20186 RL 4046 4046 RMD 4039 4039 RNLSY 1536 1536 ROK 17557 17557 ROP 31038 31038 ROST 6386 6386 RSG 14734 14734 RWEOY 3141 3141 SAN 4557 4557 SANM 19230 19230 SAP 13561 13561 SAXPY 3748 3748 SBAC 6771 6771 SBGSY 9380 9380 SBUX 39904 39904 SCGLY 1498 1498 SCHW 20420 20420 SCRYY 1949 1949 SCS 14336 14336 SDVKY 6000 6000 SEKEY 2924 2924 SFTBY 12990 12990 SGAPY 2419 2419 SGPYY 2008 2008 SGSOY 3811 3811 SHECY 4662 4662 SHW 5879 5879 SIEGY 10266 10266 SJM 9479 9479 SKHHY 4790 4790 SLG 2324 2324 SMCAY 4226 4226 SMFG 4307 4307 SMGZY 2976 2976 SMNNY 4894 4894 SNA 4621 4621 SNE 13345 13345 SNN 4259 4259 SNPHY 716 716 SNY 11905 11905 SO 19842 19842 SOMLY 4910 4910 SOMMY 1178 1178 SONVY 3625 3625 SOUHY 1676 1676 SPG 6311 6311 SPGI 21367 21367 SPKKY 1797 1797 SPLK 13761 13761 SPXCY 3370 3370 SRE 12359 12359 SSDOY 3188 3188 SSEZY 3719 3719 SSMXY 3850 3850 SSREY 4241 4241 SSUMY 2988 2988 STBFY 2737 2737 STFC 5482 5482 STM 6273 6273 STT 6477 6477 STX 4165 4165 STZ 13581 13581 SUHJY 4637 4637 SUTNY 1704 1704 SVNDY 4937 4937 SVNLY 2497 2497 SWK 6785 6785 SWKS 4128 4128 SWRAY 3347 3347 SXYAY 844 844 SYF 6352 6352 SYIEY 4291 4291 SYK 19113 19113 SYY 13961 13961 SZKMY 2242 2242 SZSAY 3192 3192 T 65256 65256 TAK 6224 6224 TAP 10439 10439 TDG 30324 30324 TDHOY 1163 1163 TDY 23519 23519 TDY 27831 27831 TEAM 4444 4444 TEF 2246 2246 TEL 11986 11986 TELNY 2346 2346 TEVA 1303 1303 TEZNY 4059 4059 TFC 16152 16152 TFX 4116 4116 TGT 24008 24008 TIF 4995 4995 TJX 3005 3005 TKAMY 1578 1578 TKOMY 5327 5327 TLSYY 2395 2395 TLTZY 2681 2681 TM 19012 19012 TMICY 2640 2640 TMO 22357 22357 TMO 40989 40989 TMUS 17935 17935 TMVWY 3802 3802 TOELY 7487 7487 TOSYY 1594 1594 TPR 4071 4071 TRMK 8439 8439 TROW 4693 4693 TRV 16844 16844 TRYIY 2342 2342 TSBHX 314475 314475 TSCDY 5705 5705 TSCO 3936 3936 TSLA 133372 133372 TSN 2964 2964 TSRYY 3677 3677 TT 4064 4064 TTDKY 4093 4093 TTGT 35170 35170 TTMI 14319 14319 TTNDY 3497 3497 TTWO 6026 6026 TWTR 13213 13213 TXN 43166 43166 TXN 11325 11325 UA 1295 1295 UAA 1906 1906 UBER 12444 12444 UBS 6669 6669 UBSFY 2348 2348 UDR 6034 6034 UFCS 4920 4920 UHS 2338 2338 UL 14245 14245 ULTA 8615 8615 ULTA 12061 12061 UMICY 1845 1845 UNCRY 3022 3022 UNH 23846 23846 UNH 73292 73292 UNICY 4239 4239 UNM 3946 3946 UNP 40603 40603 UOVEY 3725 3725 UPMMY 4485 4485 UPS 28965 28965 UPS 17682 17682 URI 5102 5102 USB 20966 20966 UUGRY 3374 3374 V 94929 94929 V 33028 33028 VAR 3850 3850 VCISY 7725 7725 VFC 11616 11616 VIAC 1453 1453 VIVHY 3435 3435 VLEEY 1333 1333 VLVLY 2498 2498 VMW 9397 9397 VNO 6759 6759 VNT 1470 1470 VOD 5323 5323 VRSK 4359 4359 VRSN 6276 6276 VRTX 21034 21034 VTR 3237 3237 VTRS 5210 5210 VWAPY 1173 1173 VWDRY 6337 6337 VZ 52816 52816 WAB 8857 8857 WAT 3959 3959 WBA 13280 13280 WBK 5856 5856 WBT 18836 18836 WDAY 4073 4073 WDC 2936 2936 WEC 7915 7915 WELL 5170 5170 WFAFY 7173 7173 WFC 45451 45451 WHGLY 1685 1685 WHR 3790 3790 WIX 1000 1000 WJRYY 3776 3776 WLTW 6531 6531 WM 17690 17690 WMT 44687 44687 WPP 2434 2434 WSBC 12134 12134 WTBDY 2205 2205 WWW 21063 21063 WY 11970 11970 WYNN 2144 2144 XEL 3934 3934 XLNX 4962 4962 XRAY 10367 10367 XRX 1507 1507 XYL 6311 6311 YAHOY 4145 4145 YARIY 2288 2288 YASKY 2105 2105 YUM 9770 9770 ZBH 8167 8167 ZTS 18536 18536 ZURVY 7726 7726 1055006 1055006 0 0 AG DIRECT FUND AT COST 634666 634666 BLACKHORN CYTOVALE AT COST 248408 248408 BLACKSTAR AT COST 250000 250000 SVB CREDIT INVEST VII AT COST 1433257 1433257 WEBSITE HOSTING 696 0 0 696 TRAVEL/HOTEL 1743 0 0 0 BANK FEES 2330 2330 0 0 OTHER EXPENSE 35526 35526 0 0 OTHER INCOME 8092 0 UNREALIZED GAIN 2172864 INVESTMENT MANAGEMENT FEES 70864 70864 0 0 FAMILY OFFICE FEES 67531 33765 0 33765 FEDERAL TAXES 14724 0 0 0 FOREIGN TAXES 4124 4124 0 0 STATE TAXES 619 619 0 0