2021-11-11T15:03:06-06:00 2020-12-31 346565596 ERNST & YOUNG US LLP 155 N WACKER DRIVE CHICAGO IL 60606 990 2020-01-01 431648435 THE FOUNDATION FOR BARNES-JEWISH HOSPITAL FOUN 3142860600 1001 HIGHLANDS PLZ DR WEST NO 140 ST LOUIS MO 631101339 SUSAN ELL EXEC DIR/VICE PRES 3142860580 2021-11-11 1 SUSAN ELL 999009999 JESSICA A WAGENER P01622613 3128792000 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z SUSAN ELL 1 BJ HOSPITAL PLAZA ST LOUIS MO 63110 508514509 0 X N/A X 1996 MO THE FOUNDATION FOR BARNES-JEWISH HOSPITAL HELPS DONORS ENRICH LIVES, SAVE LIVES, AND (SEE SCHEDULE O) TRANSFORM PATIENT CARE THROUGH CHARITABLE GIFTS. EVERY GIFT TO THE FOUNDATION HELPS TRANSFORM PATIENT CARE AT BARNES-JEWISH HOSPITAL (ONE OF AMERICA'S TOP HOSPITALS) AND OUR AFFILIATES BY FUNDING INNOVATIVE RESEARCH, MEDICAL EDUCATION FOR DOCTORS, NURSES, AND PHARMACISTS, TECHNOLOGY AND EQUIPMENT, CARE ESSENTIALS FOR PATIENTS IN NEED AND COMMUNITY OUTREACH TO PROMOTE HEALTH AND WELLNESS. 40 37 0 36 0 0 16122332 22886087 0 0 46892732 31231756 4301640 8964036 67316704 63081879 61537811 35379524 0 0 0 0 0 0 3023123 6706628 6709199 68244439 42088723 -927735 20993156 922010157 941672289 211887137 199991449 710123020 741680840 X THE FOUNDATION FOR BARNES-JEWISH HOSPITAL HELPS DONORS ENRICH LIVES, SAVE LIVES, AND TRANSFORM PATIENT CARE THROUGH CHARITABLE GIFTS. EVERY GIFT TO THE FOUNDATION HELPS TRANSFORM PATIENT CARE AT BARNES-JEWISH HOSPITAL, ONE OF AMERICA'S TOP HOSPITALS, (SEE SCHEDULE O) AND OUR AFFILIATES BY FUNDING INNOVATIVE RESEARCH, MEDICAL EDUCATION FOR DOCTORS, NURSES AND PHARMACISTS, TECHNOLOGY AND EQUIPMENT, CARE ESSENTIALS FOR PATIENTS IN NEED, AND COMMUNITY OUTREACH TO PROMOTE HEALTH AND WELLNESS. 0 0 22089211 22089211 RESEARCH:THE FOUNDATION SUPPORTS BIOMEDICAL AND CLINICAL TRANSLATIONAL RESEARCH TO ENHANCE PATIENT SAFETY, ELEVATE THE STANDARDS OF CARE, IMPROVE QUALITY OF LIFE, MAKE BREAKTHROUGHS IN TREATMENT/RECOVERY AND WIN THE FIGHT AGAINST DEVASTATING DISEASES. THIS INCLUDES SUPPORT FOR THE BJC INVESTIGATORS PROGRAM, IN WHICH THE OBJECTIVE IS TO PROMOTE HUMAN KNOWLEDGE WITHIN THE FIELDS OF BASIC AND APPLIED MEDICAL SCIENCE WITH A FOCUS ON THE RESEARCHERS AND NOT THE PROJECTS. THESE DISCOVERIES WILL CHANGE HEALTHCARE REGIONALLY, NATIONALLY, AND INTERNATIONALLY. WE DISBURSE RESEARCH FUNDING PRIMARILY TO PHYSICIANS AND RESEARCHERS AFFILIATED WITH BARNES-JEWISH HOSPITAL, SITEMAN CANCER CENTER AND/OR WASHINGTON UNIVERSITY, OR TO FACULTY OF BARNES-JEWISH GOLDFARB SCHOOL OF NURSING. 2913457 2913457 PATIENT SUPPORT:THE FOUNDATION PROVIDES SUPPORT FOR PATIENTS TO AID WITH THEIR RECOVERY AFTER DISCHARGE. THESE GRANTS ARE ADMINISTERED BY THE CASE MANAGEMENT DEPARTMENT BASED ON DIAGNOSIS AND NEED. ADDITIONAL SUPPORT WAS PROVIDED TO LAUNCH NEW PLATFORMS OR ENHANCE EXISTING STRUCTURES FOR VIRTUAL CARE. 2516208 2516208 OTHER:THE FOUNDATION PROVIDES OPERATIONAL SUPPORT FOR ACTIVITIES THAT SUPPORT OUR MISSION IN THE COMMUNITY INCLUDING HOUSING THROUGH BARNES LODGE, EVELYN'S HOUSE AND PROSTHETICS FOR ORAL MAXIOFACIAL RECONSTRUCTION. THIS ALSO INCLUDES GIFTS TO SUPPORT HEALTHCARE HEROES INCLUDING MEALS, EMPLOYEE & STUDENT CRISIS SUPPORT AND THE ARTS & HEALTHCARE PROGRAM. 7860648 7860648 RECRUITMENT, CAPITAL, EDUCATION, COMMUNITY OUTREACH, CHAIRHOLDERS, AND COMMUNITY GRANTS:THE FOUNDATION PROVIDES FUNDING TO BARNES-JEWISH HOSPITAL AND WASHINGTON UNIVERSITY TO SUPPORT THE HOSPITAL'S MISSION THROUGH DEVELOPING AND MAINTAINING RELATED PROGRAMS AND SERVICES THAT OFFER SUPPLEMENTAL APPROACHES TO CLINIC CARE, ADVANCE EDUCATION AND RESEARCH PRIORITIES, AND ENHANCE THE PATIENT ENVIRONMENT. 7860648 7860648 35379524 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 X 38 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 X 40 37 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 IL FL GA KY OK TN AL CA CO MD MA MI MN NJ NY NC OH PA WI DC ME MS NV NH ND OR SC UT WA AK X SARAH FREDERICK 3147470009 4249 CLAYTON AVE SUITE 316 ST LOUIS MO 63110 LIEKWEG RICHARD DIRECTOR EX-OFFICIO 1.00 49.00 X 0 2583086 347105 CANNONROBERT W PRESIDENT/DIRECTOR TERM 8/20 2.00 48.00 X X 0 1428926 309754 ELL SUSAN J VP & EXEC DIRECTOR 48.00 2.00 X X 0 448792 111753 BLATT JAMES DIRECTOR 0.10 X 0 0 0 BROWN MEL F DIRECTOR 0.10 X 0 0 0 BURKHART PAT DIRECTOR 0.10 X 0 0 0 BUTLER ISAAC L DIRECTOR 0.05 X 0 0 0 COHN THOMAS DIRECTOR 0.05 X 0 0 0 DEUTSCH JOHNATHAN DIRECTOR 0.05 X 0 0 0 GOLDSTEIN RICHARD DIRECTOR 0.10 X 0 0 0 GUPTA MAHENDRA DIRECTOR 0.10 X 0 0 0 HOUGH THOMAS W DIRECTOR 0.10 X 0 0 0 JACOB CARMEN DIRECTOR 0.05 X 0 0 0 JOHN SHARON DIRECTOR 0.10 X 0 0 0 KLOBNAK JOHN DIRECTOR 0.10 X 0 0 0 KOCH PAUL DIRECTOR 0.10 X 0 0 0 KODNER IRA MD DIRECTOR 0.10 X 0 0 0 KOPLAR SAM DIRECTOR 0.10 X 0 0 0 KORNBLUM EUGENE DIRECTOR 0.10 X 0 0 0 KOSEM BRAD G DIRECTOR 0.10 X 0 0 0 LEMKEMEIER JOHN DIRECTOR 0.10 X 0 0 0 LINDQUIST RICHARD DIRECTOR 0.20 X 0 0 0 MACIA ALAINA DIRECTOR 0.10 X 0 0 0 MALTER FELICIA DIRECTOR 0.10 X 0 0 0 MANION STAFFORD DIRECTOR 0.20 X 0 0 0 MATTHEWS CHARLES DIRECTOR 0.10 X 0 0 0 MYER JAMES S DIRECTOR 0.10 X 0 0 0 OERTILI FREDERICK J DIRECTOR 0.05 X 0 0 0 RENNER LINDA DIRECTOR 0.10 X 0 0 0 ROBERTS MICHAEL L DIRECTOR 0.20 X 0 0 0 RUBIN PAM DIRECTOR 0.10 X 0 0 0 SACHS SUSAN STEINBACK DIRECTOR 0.10 X 0 0 0 SCHWENDINGER TATJANA DIRECTOR 0.10 X 0 0 0 STEVENS WILLIAM DIRECTOR 0.05 X 0 0 0 SULLIVANRICHARD T DIRECTOR 0.10 X 0 0 0 THOMAS LAWRENCE DIRECTOR 0.20 X 0 0 0 VOSS ANDREW DIRECTOR 0.20 X 0 0 0 WARSHAW HENRY DIRECTOR 0.20 X 0 0 0 WIELANSKY LEE DIRECTOR 0.10 X 0 0 0 LYNCH JOHN MD PRESIDENT/DIRECTOR BEG 8/20 2.00 38.00 X X 0 974697 0 MILES RICHARD CHAIRMAN 5.00 X X 0 0 0 KRIEGER MARK TREASURER 10.00 40.00 X 0 597441 146074 0 6032942 914686 0 0 1 0 ALTUS HIGHLANDS LLC 231 S BEMISTON AVENUE ST LOUIS MO 63105 PROVIDE COMMERCIAL OFFICE RENTAL 308722 ADVERTISERS PRINTING CO 1229 S VANDEVENTER AVE ST LOUIS MO 63110 SUPPLY MESSAGING DISTRIBUTION TARGETING 267730 EVNTIV LLC 1220 OLIVE STREET ST LOUIS MO 63103 EVENT PLANNING/PRODUCTION AND ENTERTAINM 147141 3 22886087 1794608 22886087 14129798 14129798 292337 292337 462534588 445432630 17101958 17101958 17101958 RECOV PY GRANTS 900099 8671699 8671699 8671699 63081879 0 0 40195792 34751024 34751024 628500 628500 14176 14176 62000 62000 1333995 1333819 176 461155 92514 368641 16407 8474 7933 474119 187003 287116 306219 304484 1735 249 249 621 453 168 40616 30922 9694 PURCHASED SERVICES-SALA 3774507 1476113 2298394 ADMIN/OVERHEAD EXPENSES 128400 128400 CATERING AND MEALS 33821 5897 27924 GIFTS/AWARDS 20757 17053 3704 42157 24768 17389 42088723 35379524 3686076 3023123 1779854 1325729 21867260 23856252 52646 188777 92147 69883 578120 408606 78637 169514 507050399 461484273 383381272 446408055 7707942 8169806 922010157 941672289 1814710 1446062 162963252 146365232 47109175 52180155 211887137 199991449 X 156132352 170932042 553990668 570748798 710123020 741680840 922010157 941672289 X 20993156 9211198 1353466 X 0 1 X 1 0 X 56590907 121617140 19048031 16122332 22886087 236264497 56590907 121617140 19048031 16122332 22886087 236264497 7763027 228501470 10002655 13449083 17837333 21836550 14422135 77547756 1209053 1518534 1878698 4226858 8671699 17504842 331317095 2581116 0.68970 0.75390 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FORGIVENESS OF WUSM DEBT - 2018 AMOUNT: $ 1,000,000. 2019 AMOUNT: $ 1,500,000. 2020 AMOUNT: $ 0. RECOVERY PY GRANTS - 2016 AMOUNT: $ 1,209,053. 2017 AMOUNT: $ 1,518,534. 2018 AMOUNT: $ 878,698. 2019 AMOUNT: $ 2,726,858. 2020 AMOUNT: $ 8,671,699. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 65900 553976 X X APPRECIATE IN VALUE 0 357421723 8860697 27575691 12551238 2880279 378426594 322579648 3483589 43024939 8353725 3312728 357421723 331260834 8497048 -3076601 11519762 2581871 322579648 298632068 8103376 39273562 11773932 2974240 331260834 288090919 11051906 15233366 13046013 2698110 298632068 0.27000 0.42000 0.31000 0 0 446627 408606 38021 131493 131493 169514 HEDGE FUNDS 105891987 F PRIVATE EQUITY 98291998 F REAL ASSETS 60982967 F OTHER 181241103 F 446408055 RELATED PARTY LIABILITY 2434675 ANNUITY OBLIGATIONS 813535 LIABILITY UNDER TRUST AGREEMENTS 2451419 FUNDS HELD FOR WUSM 46480526 52180155 71421710 9211198 462628 9673826 61747884 1333995 1333995 63081879 40754728 0 40754728 1333995 1333995 42088723 PART III, LINE 4: WHEN THE ARTWORK WAS RECEIVED A FUND WAS SET UP (B1585) FOR A VAUGHN FD FOR BLOOD CANCER TO HOLD THE ARTWORK IN A NON-SPENDABLE FUND CLASS. THE PURPOSE OF THE FUND READS; TO SUPPORT RESEARCH, PATIENT CARE, AND EDUCATION RELATED TO BLOOD CANCER. WHEN THE INITIAL GIFT OF ARTWORK IS SOLD, THE NET PROCEEDS WILL BE DEPOSITED INTO THIS FUND. WHEN THE PHOTOGRAPHS WERE DONATED A FUND WAS SET UP (B1606) FOR PROVIDING HEALING, ENGAGING, AND MEANINGFUL INTERACTIONS THROUGH A WIDE RANGE OF ART WITHIN OUR HEALTHCARE SETTING. THESE PHOTOGRAPHS ARE NOT INTENDED TO BE SOLD. PART V, LINE 4: THE FOUNDATION ALLOCATES AND ADMINISTERS ENDOWMENT EARNINGS TO ADVANCE PROJECTS AND PROGRAMS IN HEALTHCARE BEYOND STANDARD OPERATING NEEDS, AND WHICH FURTHER THE MISSIONS OF BARNES-JEWISH HOSPITAL, WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND PARTNERING HEALTHCARE ORGANIZATIONS IN THE COMMUNITY. THIS INCLUDES HOSPITAL CENTERS, NURSING SCHOOL PROFESSORSHIPS AND DEANSHIPS, RESEARCH, FELLOWSHIPS, SCHOLARSHIPS, AWARDS, PATIENT CARE, HEALTH-RELATED SOCIAL SERVICES AND PATIENT SERVICES, COMMUNITY OUTREACH AND EDUCATION PROGRAMS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN TRUST 607,314. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 147,651. ROYALTIES -292,337. 1 BARNES - JEWISH HOSPITAL ONE BARNES JEWISH HOSP PLAZA STLOUIS MO 63110 237309937 501(C)(3) 5691671 RESEARCH, PATIENT SUPPORT, EDUCATION, CAPITAL, COMMUNITY SERVICES WASHINGTON UNIVERSITY SCHOOL OF MEDICINE CAMPUS BOX 8018 660 SOUTH EUCLID AVE STLOUIS MO 63110 430653611 501(C)(3) 26723303 RESEARCH, PATIENT SUPPORT, EDUCATION, MD RECRUITMENT BJC HOME CARE SERVICES 1935 BELTWAY DRIVE STLOUIS MO 63114 431450457 501(C)(3) 781218 HOSPICE, HME, HOME CARE PEDAL THE CAUSE 900 SPRUCE STREET STLOUIS MO 63102 272233336 501(C)(3) 200000 ANNUAL FUNDRAISING BIKE CHALLENGE FOR CANCER RESEARCH HARRIS HOUSE FOUNDATION 8315 S BROADWAY STLOUIS MO 63111 431235232 501(C)(3) 25000 2020 SUPPORT FOR HARRIS HOUSE FDTN ST LOUIS HEALTH EQUIPMENT LENDING PROGRAM 985 E ESSEX ST LOUIS MO 63122 800144355 501(C)(3) 38000 2020 SUPPORT FOR ST. LOUIS HELP BOOKS FOR NEWBORNS 9051 WATSON RD ST LOUIS MO 63126 813977018 501(C)(3) 10000 2020 SUPPORT FOR BOOKS FOR NEWBORNS BOYS & GIRLS CLUBS OF ST LOUIS 2901 N GRAND BLVD ST LOUIS MO 63107 436061693 501(C)(3) 100000 SUPPORT PROVIDED TO BOYS AND GIRLS CLUBS OF ST. LOUIS FOR ST. LOUIS INTERNSHIP PROGRAM DUO DOGS INC 10955 LINPAGE PLACE ST LOUIS MO 63132 431379801 501(C)(3) 15000 2020 SUPPORT FOR DUO DOGS, INC. FATHERS SUPPORT CENTER ST LOUIS 4411 NORTH NEWSTEAD AVE ST LOUIS MO 63115 431804267 501(C)(3) 100000 SUPPORT PROVIDED TO FATHERS & FAMILIES SUPPORT CENTER GATEWAY TO HOPE 425 N NEW BALLAS RD SUITE 220 ST LOUIS MO 63141 202737792 501(C)(3) 50000 2020 SUPPORT FOR GATEWAY TO HOPE GENERATE HEALTH 1300 HAMPTON AVE STE 111 ST LOUIS MO 63139 412139772 501(C)(3) 150000 SUPPORT PROVIDED TO GENERATE HEALTH HAVEN HOUSE 1973 CRAIGSHIRE ROAD ST LOUIS MO 63146 201876315 501(C)(3) 60000 2020 SUPPORT FOR HAVEN HOUSE HEALTH PROTECTION & EDUCATION 6900 DELMAR BLVD ST LOUIS MO 63130 272096715 501(C)(3) 28250 2020 HEALTH PROTECTION AND EDUCATION SERVICE JEWISH COMMUNITY CENTER OF ST LOUIS 2 MILLSTONE CAMPUS DR ST LOUIS MO 63146 430681477 501(C)(3) 10000 2020 SUPPORT FOR THE ST. LOUIS JEWISH COMMUNITY CENTER (THE J) MEMORY CARE HOME SOLUTIONS 4389 WEST PINE BLVD ST LOUIS MO 63108 020641248 501(C)(3) 25000 2020 SUPPORT FOR MEMORY CARE HOME SOLUTIONS MISSOURI BAPTIST MEDICAL CENTER 3015 N BALLAS ROAD ST LOUIS MO 63131 430652656 501(C)(3) 5544 ALBERICI VOUCHERS FOR EMPLOYEE MEALS PINK RIBBON GIRLS PO BOX 50253 STLOUIS MO 63105 320020270 501(C)(3) 25000 2020 SUPPORT FOR PINK RIBBON GIRLS PROVIDENT INC 2650 OLIVE ST ST LOUIS MO 63103 430652630 501(C)(3) 25000 2020 SUPPORT FOR PROVIDENT, INC. RONALD MCDONALD HOUSE CHARITIES ST LOUIS 3450 PARK AVENUE ST LOUIS MO 63104 431160478 501(C)(3) 250000 SUPPORT FOR RONALD MCDONALD HOUSE ST LOUIS CHILDRENS HOSPITAL ONE CHILDRENS PLACE STLOUIS MO 63110 430654870 501(C)(3) 10456 ALBERICI VOUCHERS FOR STAFF MEALS ST LOUIS COMMUNITY FOUNDATION 2 OAK KNOLL PARK CLAYTON MO 63105 431758789 501(C)(3) 100000 SUPPORT PROVIDED TO ST. LOUIS COMMUNITY COLLEGE FOUNDATION FOR COLLEGE HEALTH (SEE PART VI) CAREERS SCHOLARSHIPS ST LOUIS PUBLIC SCHOOLS FOUNDATION 801 N 11TH ST FL 3 ST LOUIS MO 63101 431813849 501(C)(3) 200000 SUPPORT PROVIDED TO ST. LOUIS SCHOLLS FOUNDATION FOOD OUTREACH INC 3117 OLIVE STREET ST LOUIS MO 63103 431492878 501(C)(3) 50000 2020 SUPPORT FOR FOOD OUTREACH VOYCE 8050 WATSON RD STE 155 ST LOUIS MO 63119 431480438 501(C)(3) 50000 2020 SUPPORT FOR VOYCE 25 0 BJC EMPLOYEE RELIEF PROGRAM 855 628500 0 PART I, LINE 2: THE FOUNDATION FOR BARNES-JEWISH HOSPITAL (FOUNDATION) PROVIDES GRANT SUPPORT TO BARNES-JEWISH HOSPITAL (HOSPITAL), WASHINGTON UNIVERSITY SCHOOL OF MEDICINE, AND A LIMITED NUMBER OF COMMUNITY ORGANIZATIONS WHOSE MISSIONS ARE CONSISTENT WITH THE WORK OF THE HOSPITAL. FOR THE HOSPITAL AND UNIVERSITY: GRANT APPLICATIONS ARE SUBMITTED WHICH INCLUDE A BUDGET AND A NARRATIVE. THE APPLICATIONS FOR SPECIFIC PROJECT GRANTS MUST BE REVIEWED AND APPROVED BY AN INSTITUTIONAL OFFICIAL PRIOR TO SUBMISSION. IN SOME CASES, APPLICATIONS ARE RECEIVED IN RESPONSE TO A SPECIFIC CALL FOR PROPOSALS, WHICH ARE REVIEWED FOR MERIT BY A SPECIAL ADVISORY COMMITTEE. GRANTS ARE AWARDED TYPICALLY FOR A 12-MONTH PERIOD, WITH A NOTICE OF GRANT AWARD ISSUED WHICH INCLUDES THE TERMS AND CONDITIONS. ALL GRANT EXPENSES INCURRED BY THE HOSPITAL ARE REVIEWED FOR COMPLIANCE BY HOSPITAL ACCOUNTING STAFF. HOSPITAL ACCOUNTING STAFF RECEIVE ONGOING TRAINING ON THE TERMS AND CONDITIONS OF FOUNDATION GRANTS. A REVIEW OF WU SCHOOL OF MEDICINE EXPENSES RELATED TO SPECIFIC PROJECT GRANTS ARE PERFORMED BY UNIVERSITY STAFF AS THE EXPENSES ARE INCURRED. THE UNIVERSITY SUBMITS QUARTERLY EXPENSE REPORTS TO THE FOUNDATION FOR REVIEW. HOSPITAL ACCOUNTING STAFF RECEIVES INVOICES SUBMITTED BY THE UNIVERSITY AND APPROVES THEM ON THE FOUNDATION'S BEHALF. FOR ALL HOSPITAL AND UNIVERSITY GRANTS, A PROGRESS REPORT, INCLUDING NARRATIVE AND EXPENSE RECAP, IS REQUIRED UPON EXPIRATION OF A BUDGET PERIOD IN WHICH THE FOUNDATION STAFF VERIFY THE COMPLETENESS OF THE REPORT. FOR COMMUNITY GRANTS: SELECTED SUPPORT IS PROVIDED TO LOCAL NONPROFITS FOR HEALTH-RELATED PROGRAMS TO BENEFIT COMMUNITY RESIDENTS, WITH EMPHASIS ON PROGRAM INNOVATION AND SERVICE DELIVERY TO TRADITIONALLY UNDERSERVED POPULATIONS. COMMUNITY GRANT MATERIALS WERE ADAPTED CLOSELY FROM THE HOSPITAL AND WU SCHOOL OF MEDICINE GRANTEE DOCUMENTS. SUPPORT PARAMETERS WERE DEVELOPED BY FOUNDATION STAFF AND THE STEWARDSHIP COMMITTEE OF THE FOUNDATION BOARD, WHICH IS CHARGED TO REVIEW AND RECOMMEND APPLICATIONS FOR FUNDING TO THE BOARD. TYPICALLY, SUPPORT IS GRANTED FOR 12 MONTHS, WITH SOME GRANTEES AWARDED MULTI-YEAR FUNDING CONDITIONED ON SUCCESSFUL FULFILLMENT OF OBJECTIVES. ANNUAL AWARDS ARE PAID AT THE START OF THE GRANT PERIOD. COMMUNITY GRANTEES SUBMIT ANNUAL AND/OR FINAL PROGRESS REPORTS. FOUNDATION STAFF REVIEW THESE FOR COMPLIANCE AND SUCCESS IN MEETING OBJECTIVES AND REPORT FINDINGS TO THE STEWARDSHIP COMMITTEE. TOTAL GRANTS FOR 2020 $35,379,524.04. PART III THE FOUNDATION FOR BARNES-JEWISH HOSPITAL PROVIDED SUPPORT AND ASSISTANCE TO THE EMPLOYEES OF BJC HEALTHCARE IN THE AFTERMATH OF THE COVID-19 PANDEMIC. THE EMPLOYEE ASSISTANCE FUNDS ARE REVIEWED BY A COMMUTTEE OF VOLUNTEERS APPOINTED BY THE EXECUTIVE LEADERSHIP TEAM. AWARDS ARE LIMITED TO $1,000 FOR FULL-TIME EMPLOYEES AND $500 FOR PART-TIME EMPLOYEES. 0 1 0 0 0 0 0 LIEKWEG RICHARD DIRECTOR EX-OFFICIO 0 1182939 0 1221477 0 178670 0 117987 0 229118 0 2930191 0 133953 CANNONROBERT W PRESIDENT/DIRECTOR TERM 8/20 0 770128 0 564100 0 94698 0 195292 0 114462 0 1738680 0 67987 LYNCH JOHN MD PRESIDENT/DIRECTOR BEG 8/20 0 864123 0 0 0 110574 0 0 0 0 0 974697 0 0 KRIEGER MARK TREASURER 0 425505 0 142318 0 29618 0 103628 0 42446 0 743515 0 19608 ELL SUSAN J VP & EXEC DIRECTOR 0 307077 0 111345 0 30370 0 75956 0 35797 0 560545 0 22323 PART I, LINE 3 THE COMPENSATION AND BENEFIT AMOUNTS OF THE ORGANIZATION'S OFFICERS AND TOP MANAGEMENT OFFICIALS ARE DETERMINED BY AN INDEPENDENT COMMITTEE OF BJC HEALTH SYSTEM, AN AFFILIATE OF THE FOUNDATION FOR BARNES-JEWISH HOSPITAL. THE COMMITTEE IS COMPRISED OF INDEPENDENT PERSONS AND USES INDEPENDENT COMPENSATION STUDIES AND BENCHMARKING DATA TO ESTABLISH COMPENSATION AMOUNTS AND GUIDELINES. ALL AMOUNTS ARE APPROVED BY THE COMPENSATION COMMITTEE. THE ORGANIZATION RECONCILES THE AGGREGATE AMOUNTS PAID TO THE APPROVAL AMOUNTS SHORTLY AFTER THE CLOSE OF EACH CALENDAR YEAR. PART I, LINE 4B DURING 2020, THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN PAYMENTS/ACCRUALS FROM THE ORGANIZATION AS REPORTED IN THE DETAILS OF COMPENSATION AND BENEFITS (SEE FORM 990, PART VII AND SCHEDULE J, PART II): LIEKWEG,RICHARD $323,153 CANNON,ROBERT $150,271 KRIEGER,MARK $45,438 ELL,SUSAN $40,973 X 1 65900 APPRAISED VALUE X 50 1603708 AVG. HIGH/LOW X 1 125000 SALE PRICE 1 0 1 1 PART I, COLUMN (B): THE FOUNDATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED IN COLUMN B. PART I, LINE 32B: GIFTS OF SECURITIES ARE DELIVERED INTO ACCOUNTS ESTABLISHED UNDER THE FOUNDATION FOR BARNES-JEWISH HOSPITAL'S NAME AT VARIOUS FINANCIAL INSTITUTIONS. WHEN SECURITIES ARE RECEIVED, REPRESENTATIVES OF THESE INSTITUTIONS NOTIFY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL OF THE DATE OF DELIVERY. NORMALLY THE FOUNDATION FOR BARNES-JEWISH HOSPITAL PERSONNEL INSTRUCT THESE INSTITUTIONS TO SELL THE SECURITIES IMMEDIATELY UPON RECEIPT, UNLESS OTHER DONOR STIPULATIONS EXIST OR IT IS NOT PRUDENT AND/OR POSSIBLE TO DO SO. FORM 990, PART V, LINE 1 AND 1C THE ORGANIZATION IS AN AFFILIATE OF BJC HEALTH SYSTEM (BJC), A SUPPORTING ORGANIZATION DESCRIBED IN CODE SECTION 509(A)(3). BJC ASSUMES RESPONSIBILITY FOR REMITTING ALL PAYMENTS TO VENDORS THROUGH A CENTRALIZED ACCOUNTS PAYABLE SYSTEM. BJC ALSO ASSUMES RESPONSIBILITY FOR REPORTING THESE PAYMENTS TO THE IRS USING ITS EIN AS THE COMMON PAYOR ON FORM(S) 1099,1098,5498, AND W-2G. THE AMOUNT REPORTED ON LINE 1, IF ANY, REFLECTS THE NUMBER OF FORMS FILED BY BJC HEALTH SYSTEM (EIN 43-1617558) ON BEHALF OF THE ORGANIZATION. W2G FORMS ARE PREPARED AND ISSUED BY BJC ON BEHALF OF THE FOUNDATIONS. BJC HEALTH SYSTEM ALSO ASSUMES RESPONSIBILITY FOR WITHHOLDING AND REMITTING ANY TAXES REQUIRED AND WILL PREPARE THE TAX FORMS TO REPORT ANY TAX WITHHOLDINGS. FORM 990, PART VI, SECTION A, LINE 2 CERTAIN OFFICERS, DIRECTORS OR KEY EMPLOYEES OF THE FOUNDATION AND BJC HEALTH SYSTEM (BJC) MAY ALSO SERVE ON THE BOARDS OF OTHER RELATED OR UNRELATED ORGANIZATIONS. ADDITIONALLY, CERTAIN FAMILY MEMBERS OF OFFICERS, DIRECTORS OR KEY EMPLOYEES MAY, DURING THE NORMAL COURSE OF BUSINESS YET CONSISTENT WITH THE STATED EXEMPT PURPOSE OF THE FOUNDATION, ENGAGE IN TRANSACTIONS IN WHICH POTENTIAL CONFLICTS OF INTEREST COULD EXIST. THESE OFFICERS, DIRECTORS, KEY EMPLOYEES AND RELATED PERSONS DISCLOSE THESE POTENTIAL CONFLICTS TO THE FOUNDATION AND BJC ANNUALLY AND DO NOT PARTICIPATE IN DECISIONS IN WHICH THEY HAVE SUCH CONFLICTS. FORM 990, PART VI, SECTION A, LINE 6 BARNES-JEWISH HOSPITAL IS THE SOLE CORPORATE MEMBER OF THE REPORTING ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A BARNES-JEWISH HOSPITAL HAS THE POWER TO ELECT OR APPOINT MEMBERS OF THE FOUNDATION BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO FOUNDATION BYLAWS OR GOVERNING DOCUMENTS ARE SUBJECT TO THE APPROVAL OF BARNES-JEWISH HOSPITAL, THE SOLE CORPORATE MEMBER, AND BJC HEALTH SYSTEM. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION PREPARES DRAFT COPIES OF FORM 990 AND ATTACHMENTS FOR REVIEW BY MEMBERS OF FINANCE, LEGAL AND TAX DEPARTMENTS. THE FINAL DRAFT RETURNS ARE REVIEWED BY AN INDEPENDENT ACCOUNTING FIRM AND A COMPLETE COPY IS PROVIDED FOR THE FOUNDATION BOARD OF DIRECTORS TO REVIEW. QUESTIONS AND COMMENTS THAT ARISE DURING THE INDIVIDUAL BOARD MEMBER REVIEWS OF THE FORMS ARE ADDRESSED IN ADVANCE OF SUBMISSION TO THE APPROPRIATE TAXING AUTHORITIES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS COMPLIANCE WITH THE POLICY BY ISSUING ANNUALLY A CONFLICT OF INTEREST QUESTIONNAIRE REMINDING COVERED INDIVIDUALS OF THEIR OBLIGATIONS TO DISCLOSE POTENTIAL CONFLICTS AND REQUESTING THAT THEY COMPLETE A CONFLICTS OF INTEREST QUESTIONNAIRE. THE QUESTIONNAIRE REQUIRES THE DISCLOSURE OF CONFLICTS AND AN ATTESTATION TO THEIR CONTINUING OBLIGATION TO DISCLOSE SAID CONFLICTS SHOULD THE NEED ARISE. THE RESULTS OF THE CONFLICT OF INTEREST QUESTIONNAIRE ARE REVIEWED BY A CENTRALIZED COMPLIANCE DEPARTMENT AND APPROPRIATE ACTION TAKEN AS NECESSARY. SHOULD THE ORGANIZATION BECOME AWARE OF A CONFLICT NOT PREVIOUSLY REPORTED, ITS GENERAL COUNSEL WOULD INVESTIGATE THE ISSUE AND RESPOND IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE FOR INSPECTION BY THE GENERAL PUBLIC UPON REQUEST AT THE ADMINISTRATIVE OFFICES. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF TRUST 607,314. CHANGE IN VALUE OF SPLIT INTEREST 147,652. EQUITY TRANSFERS 598,500. ALTON MEMORIAL HEALTH SERVICES FOUNDATION 1109 N OXFORDSHIRE LANE EDWARDSVILLE IL 62025 371177053 SUPPORT TO AMH IL 501(C)(3) LINE 12C, III-FI ALTON MEMORIAL HOSPITAL 1 ALTON MEMORIAL HOSPITAL ONE MEMORIAL HOSPITAL DRIVE ALTON IL 62002 370661172 HEALTHCARE SERVICES IL 501(C)(3) LINE 3 CH ALLIED SERVICES INC 1 ALTON MEMORIAL HOSPITAL CHARITABLE TRUST PO BOX 0634 MILWAUKEE WI 53201 376039185 SUPPORT TO AMH IL 501(C)(3) LINE 12D, III-O ALTON MEMORIAL HOSPITAL 1 BARNES JEWISH HOSP AUXILIARY PARKVIEW CHAPTER ONE BARNES-JEWISH HOSPITAL PLAZA ST LOUIS MO 63110 237000410 SUPPORT TO BJH MO 501(C)(3) LINE 12C, III-FI BARNES-JEWISH HOSPITAL 1 BARNES JEWISH ST PETERS & PROGRESS WEST FOUNDATION 10 HOSPITAL DRIVE ST PETERS MO 63376 454471497 SUPPORT TO BJSPH & PWHC MO 501(C)(3) LINE 7 BJSP HOSPITAL & PROGRESS WEST 1 BARNES-JEWISH HOSPITAL ONE BARNES-JEWISH HOSPITAL PLAZA ST LOUIS MO 63110 237309937 HEALTHCARE SERVICES MO 501(C)(3) LINE 3 BJC HEALTH SYSTEM 1 BARNES-JEWISH ST PETERS HOSPITAL AUXILIARY 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