2021-11-11T10:20:36-06:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2020-01-01 136257658 ROCKEFELLER FAMILY FUND INC ROCK 2128124252 475 RIVERSIDE DRIVE NO 900 NEW YORK NY 10115 LEE WASSERMAN DIRECTOR & SECRETARY 2128124252 2021-11-10 1 LEE WASSERMAN XXX-XX-XXXX EVA MRUK P00543254 9143818900 2021-11-11 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z LEE WASSERMAN 475 RIVERSIDE DRIVE NO 900 NEW YORK NY 10115 635499404 0 X WWW.RFFUND.ORG X 1967 NY ROCKEFELLER FAMILY FUND IS A U.S. BASED, FAMILY-LED PUBLIC CHARITY THAT INITIATES, CULTIVATES, AND FUNDS STRATEGIC EFFORTS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY. 15 15 16 15 1203 0 34722028 18741885 0 0 5201480 25030483 0 0 39923508 43772368 17219821 23408047 0 0 3108073 3737769 0 0 230649 6006108 6626902 26334002 33772718 13589506 9999650 159642160 156631848 6146827 5978978 153495333 150652870 X ROCKEFELLER FAMILY FUND IS A U.S. BASED, FAMILY-LED PUBLIC CHARITY THAT INITIATES, CULTIVATES, AND FUNDS STRATEGIC EFFORTS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY. 0 0 17436232 16696182 SPECIAL PROJECT FUNDS - RFF MANAGES A NUMBER OF SPECIAL PROJECT FUNDS IN THE AREAS OF WORK/LIFE INITIATIVES; REDUCING THE GLOBAL USE OF FOSSIL FUELS AND ADVANCING POLICIES TO ADDRESS CLIMATE CHANGE AND THE TRANSITION TO A CLEAN TECH ECONOMY; AND U.S. DEMOCRACY AND VOTER ENGAGEMENT. IN EACH OF THESE AREAS, RFF DEVELOPS AND MANAGES INITIATIVES IN CONJUNCTION WITH FUNDER PARTNERS, INDIVIDUALS, AND EXISTING NON-PROFIT ORGANIZATIONS, TO ADVANCE CRITICAL POLICY OBJECTIVES OR BUILD NECESSARY CAPACITY. 4876700 4876700 DONOR ADVISED FUNDS - FACILITATE THE COLLABORATION AMONG ITS FOUNDATION COLLEAGUES OR INITIATIVES AMONG NONPROFIT ORGANIZATIONS AND PROVIDE FLEXIBLE MECHANISMS TO MEET THE FINANCIAL NEEDS OF ADVOCACY CAMPAIGNS OR OTHER DYNAMIC PROJECTS. 1912500 1810000 CORE FUNDS - THE ROCKEFELLER FAMILY FUND CORE PROGRAM SERVICES REPRESENT AREAS SUCH AS ENVIRONMENT ("ENV"),EMERGING OPPORTUNITIES ("EO"), ECONOMIC JUSTICE FOR WOMEN ("EJW"), AND INSTITUTIONAL ACCOUNTABILITY AND INDIVIDUAL LIBERTIES ("IAIL").SEE SCHEDULE O FOR AN EXPLANATION OF ENV, EO, EJW, AND IAIL PROGRAM AREAS.ENVIRONMENT - FUNDS CLIMATE CHANGE INITIATIVES DESIGNED TO ENACT POLICIES AT THE STATE AND NATIONAL LEVELS TO REDUCE CARBON EMISSIONS; ACCELERATE THE TRANSITION TO A CLEAN-ENERGY ECONOMY; BRING DIVERSE AND COMPELLING NEW VOICES INTO THE CLIMATE DEBATE; AND EXAMINE HOW SPECIAL INTERESTS AND CERTAIN OFFICIALS ARE DISTORTING SCIENCE AND DELAYING CONSTRUCTIVE STEPS TO DEAL WITH THIS IMPENDING GLOBAL CRISIS. ECONOMIC JUSTICE FOR WOMEN SUPPORT PROJECTS DESIGNED TO PROMOTE WOMEN'S ECONOMIC EQUALITY. CURRENTLY, THE PROGRAM SEEKS TO ADVANCE WORKPLACE REFORM POLICIES SUCH AS A PAID SICK LEAVE, FLEX TIME, AND RAISING THE MINIMUM WAGE. INSTITUTIONAL ACCOUNTABILITY & INDIVIDUAL LIBERTIES - ENCOURAGES THE ACTIVE PARTICIPATION OF CITIZENS IN GOVERNMENT, SEEKS TO MAKE GOVERNMENT AND PRIVATE INSTITUTIONS MORE ACCOUNTABLE AND RESPONSIVE, AND SUPPORTS EFFORTS TO ENSURE THAT INDIVIDUALS' RIGHTS AND LIBERTIES UNDER THE CONSTITUTION ARE PROTECTED. EMERGING OPPORTUNITIES - ENCOURAGES CREATIVE ADVOCACY IN ISSUE AREAS OUTSIDE OF RFF'S CURRENT AREAS OF FOCUS, BUT STILL WITHIN RFF'S ESTABLISHED PROGRAM AREAS AND SUPPLEMENTS THE RESPECTIVE ANNUAL BUDGET ALLOCATIONS FOR RFF'S OTHER PROGRAM AREA IN ORDER TO SEIZE EMERGING OPPORTUNITIES. 7638330 25165 7638330 25165 31863762 1 1 0 1 0 1 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 79 0 16 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 15 15 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X ANDREA LAWYER TREASURER 2128124252 475 RIVERSIDE DRIVE NO 900 NEW YORK NY 10115 X MIRANDA KAISER PRESIDENT 3.00 X X 0 0 0 ALEXANDRA CHASIN VICE PRESIDENT 3.00 X X 0 0 0 PETER GILL CASE VICE PRESIDENT 3.00 X X 0 0 0 NEVA GOODWIN VICE PRESIDENT 3.00 X X 0 0 0 CLARE M PIERSON VICE PRESIDENT 3.00 X X 0 0 0 TARA ROCKEFELLER VICE PRESIDENT 3.00 X X 0 0 0 LUCIA GILL CASE TRUSTEE 3.00 X 0 0 0 MICHAEL LAMBERT TRUSTEE 3.00 X 0 0 0 REBECCA LAMBERT TRUSTEE 3.00 X 0 0 0 PHEBE PIERSON TRUSTEE 3.00 X 0 0 0 ELIZA ROCKEFELLER TRUSTEE 3.00 X 0 0 0 FRAN SUSSNER RODGERS TRUSTEE 3.00 X 0 0 0 TRACY TOON SPENCER TRUSTEE 3.00 X 0 0 0 NAOMI WALETZKY TRUSTEE 3.00 X 0 0 0 LIAM WANG TRUSTEE 3.00 X 0 0 0 LEE H WASSERMAN DIRECTOR & SECRETARY 50.00 X 858045 0 850627 ANDREA LAWYER TREASURER 25.00 X 96814 0 27236 LAWRENCE G SHAPIRO ASSOCIATE DIRECTOR-PROG. DEV. 50.00 X 598117 0 62408 LISA GUIDE ASSOCIATE DIRECTOR 32.00 X 579139 0 71678 JULIE FERNANDES ASSOCIATE DIRECTOR-IA&IL 40.00 X 221055 0 67205 HEIDI BINKO EXECUTIVE DIRECTOR-JTF 40.00 X 208326 0 51017 KATHARINE REDFORD EXE. DIRECTOR, EQUATION CAMPAIGN 40.00 X 220181 0 45508 ROXANNE STACHOWSKI SR MANAGER FOR EXECUTIVE INITIATIVES 40.00 X 102316 0 50306 2883993 0 1225985 7 0 1 1 STRATEGIC INVESTMENT GROUP 1001 19TH ST NORTH 16TH FLOOR ARLINGTON VA 22209 INVESTMENT MANAGEMENT 382460 AUGMENTED RESEARCH LLC 13609 AQUA LANE ROCKVILLE MD 20850 CONSULTANT SERVICES 197000 CARBO STRATEGIC CONSULTING LLC 185 HALL STREET APT 704 BROOKLYN NY 11205 CONSULTANT SERVICES 187500 TERESA VILLMAN 8381 SOUTH KOLLATH ROAD VERONA WI 53593 CONSULTANT SERVICES 180000 COMMUNITY TRANSITION PLANNING 628 W WRIGHTWOOD AVENUE 5E CHICAGO IL 60614 CONSULTANT SERVICES 180000 11 65000 18676885 5258122 18741885 961581 1203 960378 615795938 591727036 24068902 24068902 24068902 43772368 0 1203 25029280 X 23408047 23408047 1953559 1512637 351558 89364 1237583 832436 332279 72868 76697 56984 15843 3870 339975 242794 79519 17662 129955 96553 26844 6558 237966 220757 17209 53280 53280 842550 842550 674716 674716 4280322 4247130 16725 16467 108919 85870 17669 5380 45724 36001 7462 2261 97830 64195 28293 5342 77615 76889 611 115 6881 6817 54 10 6367 4178 1842 347 53767 35282 15550 2935 DUES AND SUBSCRIPTION 81024 53168 23432 4424 PUBLICATIONS 51985 35210 14122 2653 EQUIPMENT RENTAL 5225 4114 853 258 REPAIR AND MAINTENANCE 2731 2150 446 135 33772718 31863762 1678307 230649 3154742 3806201 22488913 66120949 9821441 3918728 23221 37709 31835 55726 180159 166645 10013 13514 27269977 19456295 96842018 63222726 159642160 156631848 1291772 1678882 1629000 1208100 3226055 3091996 6146827 5978978 X 126674256 130598082 26821077 20054788 153495333 150652870 159642160 156631848 X 9999650 -12495507 -346606 X X 0 1 X 1 0 X 9441702 29957267 25281667 34722028 18741885 118144549 9441702 29957267 25281667 34722028 18741885 118144549 53216980 64927569 739415 923822 1525108 1892157 960378 6040880 124185429 0.52280 0.51190 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 181500 671939 853439 32244563 33098002 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 355000 642500 547500 853439 2398439 250000 250000 250000 250000 1000000 1500000 150000 195000 190000 181500 716500 10 8 1572056 17169829 5826700 17581347 33120330 22867630 1 1 159075634 18676885 11859057 33617749 155993827 132698996 34677028 15554849 23855239 159075634 126841136 34551299 -6657820 22035619 132698996 103485633 29738267 12406737 18789501 126841136 94923508 19386702 5679276 16503853 103485633 0.87144 0.05379 0.07477 1 0 180159 166645 13514 13514 MULTI-STRATEGY 23857215 F U.S. FIXED INCOME 1829710 F HEDGE FUNDS 29397820 F PRIVATE EQUITY FUNDS 4748543 F FIXED INCOME - HEDGE FUNDS 3283512 F REAL ESTATE 105876 F 63222676 ACCRUED PENSION AND POSTRETIREMENT BENEFITS 3091996 3091996 X 40393507 -12495507 9792565 -2702942 43096449 674716 1203 675919 43772368 34585233 1487231 1487231 33098002 674716 674716 33772718 PART V, LINE 4: THE ORGANIZATION INTENDS TO USE ITS ENDOWMENT FUNDS TO PROVIDE FUNDING AND SUPPORT FOR ITS PROGRAMS IN ACCORDANCE WITH APPLICABLE DONOR RESTRICTIONS. PART X, LINE 2: THE FUND FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) SUBTOPIC 740-10, ACCOUNTING FOR INCOME TAXES, WHICH ADDRESSES THE ACCOUNTING FOR UNCERTAINTIES IN INCOME TAXES RECOGNIZED IN AN ORGANIZATION'S FINANCIAL STATEMENTS AND PRESCRIBES A THRESHOLD FOR THE RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. ASC SUBTOPIC 740-10 ALSO PROVIDES RELATED GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURES. THE FUND HAS CONCLUDED THAT THERE WERE NO UNCERTAINTIES TO DISCLOSE. THE FUND IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO DECEMBER 31, 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE FROM A RELATED PARTY 9,857,565. ELIMINATING ENTRY - RELATED PARTY -65,000. PART XI, LINE 4B - OTHER ADJUSTMENTS: PASS-THROUGH UNRELATED BUSINESS LOSS FROM ALTERNATIVE 1,203. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED PARTY EXPENSES 1,487,231. CENTRAL AMERICA 0 0 INVESTMENT 24407050 0 0 0 0 0 0 24407050 0 24407050 1 0 1 1 0 0 PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (F): INVESTMENTS IN THE REGION OF CENTRAL AMERICA AND THE CARIBBEAN CONSIST OF A DIRECT INVESTMENT IN A HEDGE FUND AS WELL AS INVESTMENTS HELD IN PRIVATE EQUITY FUND OF FUNDS. PART IV, LINE 3 AND 4: THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 5471 OR FORM 8621 BECAUSE IT DOES NOT MEET THE APPLICABLE OWNERSHIP THRESHOLD OR OTHER FILING REQUIREMENTS. 1 350ORG 20 JAY STREET SUITE 732 BROOKLYN NY 112018352 261150699 501(C)(3) 10000 GENERAL SUPPORT A BETTER BALANCE 40 WORTH STREET 10TH FLOOR NEW YORK NY 10013 203664771 501(C)(3) 227500 PROJECT SUPPORT - DEMOCRACY SUMMER FELLOWSHIP, FAMILY FRIENDLY POLICIES, PREEMPTION WORK ACTION CENTER ON RACE AND THE ECONOMY INSTITUTE 1901 W CARROLL AVE CHICAGO IL 606122401 821199695 501(C)(3) 120000 PROJECT SUPPORT - SENIOR RESEARCH ANALYST AIR ALLIANCE HOUSTON 3914 LEELAND ST HOUSTON TX 770035648 760461030 501(C)(3) 175000 PROJECT SUPPORT - AIR QUALITY MONITORING ALLIANCE FOR YOUTH ORGANIZING 915 5TH ST NW WASHINGTON DC 200012501 462465621 501(C)(3) 86000 PROJECT SUPPORT - MOVE TX CORPUS CHRISTI, NUECES COUNTRY EXPANSION, LEADERS IGNITING TRANSFORMATION EDUCATION FUND ALLIED MEDIA PROJECTS INC 4126 3RD STREET DETROIT MI 482011612 010559608 501(C)(3) 335000 PROJECT SUPPORT - KAIROS FELLOWSHIP AMERICAN FARMLAND TRUST 1150 CONNECTICUT AVE NW STE 600 WASHINGTON DC 200364132 521190211 501(C)(3) 100000 GENERAL SUPPORT ANIMAS VALLEY INSTITUTE PO BOX 1020 DURANGO CO 813021020 841489411 501(C)(3) 300000 PROJECT SUPPORT - PROGRAM SCHOLARSHIPS APPALACHIAN CITIZENS LAW CENTER 317 MAIN STREET WHITESBURG KY 41858 611401589 501(C)(3) 25000 PROJECT SUPPORT - JUST TRANSITION POLICY INITIATIVES APPALACHIAN PEACE EDUCATION CENTER INC PO BOX 1831 ABINGDON VA 24210 521393896 501(C)(3) 7500 PROJECT SUPPORT - SCALE, INC.'S RURAL-URBAN DIVIDE APPALACHIAN SUSTAINABLE DEVELOPMENT 1096 OLE BERRY ROAD SUITE 100 ABINGDON VA 242120791 311445533 501(C)(3) 15000 GROUNDWORK PAID WORKFORCE APPALACHIAN VOICES 589 WEST KING STREET BOONE NC 28607 562049956 501(C)(3) 140000 PROJECT SUPPORT - RECLAIMING APPALACHIAN COALITION, VCHEC, AND VIRGINIA TRANSITION POLICY ARIZONA CENTER FOR EMPOWERMENT 3120 N 19TH AVENUE SUITE 190 PHOENIX AZ 850152432 272366780 501(C)(3) 365000 GENERAL SUPPORT, DEMOCRACY AND PREEMPTION WORK IN ARIZONA BARD COLLEGE PO BOX 3000 ANNANDALEONHUDSON NY 125045000 141713034 501(C)(3) 15000 PROJECT SUPPORT- BARD PRISON INITIATIVE BETTER FUTURE PROJECT INC 30 BOW ST CAMBRIDGE MA 021385001 471015198 501(C)(3) 293000 GENERAL SUPPORT, LAW STUDENT CLIMATE ACCOUNTABILITY, DIVEST ED PROGRAM BEYOND PESTICIDES 701 E STREET SE WASHINGTON DC 200032803 521360541 501(C)(3) 75000 ORGANICEYE BIG BEND CONSERVATION ALLIANCE PO BOX 1721 ALPINE TX 79831 473670796 501(C)(3) 55000 GENERAL SUPPORT AND PROJECT SUPPORT - CLIMATE CHANGES EFFORTS IN TEXAS BLUEPRINT NORTH CAROLINA 3125 POPLARWOOD COURT SUITE 300 RALEIGH NC 276124844 272459538 501(C)(3) 100000 PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT PROGRAM BOLD EDUCATION FUND INC 208 S BURLINGTON AVE BOX 326 HASTINGS NE 689015904 455369198 501(C)(3) 100000 PROJECT SUPPORT - PIPELINE FIGHTER HUB BRENNAN CENTER FOR JUSTICE 120 BROADWAY SUITE 1750 NEW YORK NY 102710002 133839293 501(C)(3) 25000 GENERAL SUPPORT BUSINESS EDUCATION FUND 6218 GEORGIA AVE NW STE 542 WASHINGTON DC 200115125 842969739 501(C)(3) 200000 PROJECT SUPPORT - MAIN STREET ALLIANCE BVM CAPACITY BUILDING INSTITUTE INC 3645 MARKETPLACE BLVD EAST POINT GA 303445747 823835203 501(C)(3) 107000 PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT PROGRAM CAMPAIGN LEGAL CENTER 1101 14TH ST NW SUITE 400 WASHINGTON DC 20005 043608387 501(C)(3) 200000 PROJECT SUPPORT - VOTER PROTECTION LITIGATION & ADVOCACY CARRIZO COMECRUDO TRIBE OF TEXAS 1250 ROEMER LN FLORESVILLE TX 781145924 752830923 501(C)(3) 83000 GENERAL AND PROJECT SUPPORT - HONOR THE GARCIA PASTURE IN BROWNSVILLE CASA 8151 15TH AVENUE HYATTSVILLE MD 207833501 521372972 501(C)(3) 110000 PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT ORGANIZING AND RESEARCH CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FLOOR WASHINGTON DC 200054746 300126510 501(C)(3) 50000 PROJECT SUPPORT - WOMEN'S INITIATIVE CENTER FOR CIVIC POLICY 625 SILVER AVENUE SW SUITE 320 ALBUQUERQUE NM 871257616 010869701 501(C)(3) 25000 PROJECT SUPPORT - NEW MEXICO NARRATIVE PROJECT 2.0 CENTER FOR COALFIELD JUSTICE PO BOX 4023 WASHINGTON PA 15301 251781592 501(C)(3) 115000 PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT, NET PLATFORM, PA STATEWIDE TRANSITION PLANNING CENTER FOR CONSTITUTIONAL RIGHTS 666 BROADWAY 7TH FLR NEW YORK NY 100122317 226082880 501(C)(3) 85000 GENERAL SUPPORT CENTER FOR DEMOCRATIC AND ENVIRONMENTAL RIGHTS 1320 N HOLLIS ST SPOKANE WA 992013012 843247477 501(C)(3) 25000 GENERAL SUPPORT CENTER FOR ECOLITERACY 2150 ALLSTON WAY STE 270 BERKELEY CA 947041377 942911417 501(C)(3) 65000 GENERAL SUPPORT CENTER FOR ENERGY AND ENVIRONMENT 212 3RD AVENUE NORTH SUITE 560 MINNEAPOLIS MN 554011459 411647799 501(C)(3) 15000 PROJECT SUPPORT - COMMUNITY TRANSITION PLAN CENTER FOR POPULAR DEMOCRACY 449 TROUTMAN ST STE A BROOKLYN NY 112372790 453813436 501(C)(3) 245000 GENERAL SUPPORT AND PROJECT SUPPORT FOR ECONOMIC JUSTICE AGENDA, LOCAL PROGRESS, THE FORGE(PROJECT SUPPORT) CENTER FOR PUBLIC POLICY PRIORITIES DBA EVERY TEXAN 7020 EASY WIND DR STE 200 AUSTIN TX 787522373 742898197 501(C)(3) 75000 PROJECT SUPPORT - PREEMPTION AND PUBLIC EDUCATION CERES 99 CHAUNCY STREET 6TH FLR BOSTON MA 021111703 223053747 501(C)(3) 15000 GENERAL SUPPORT CHANGELAB SOLUTIONS 2201 BROADWAY STE 502 OAKLAND CA 946123063 263710746 501(C)(3) 60000 PROJECT SUPPORT - PREEMPTION AND HEALTH EQUITY CHESAPEAKE CLIMATE ACTION NETWORK 6930 CARROLL AVE STE 720 TAKOMA PARK MD 209124499 113644283 501(C)(3) 50000 PROJECT SUPPORT - CLIMATE ACCOUNTABILITY CAUCUS INITIATIVE CITIZENS FOR PENNSYLVANIA'S FUTURE (PENNFUTURE) 610 N 3RD ST HARRISBURG PA 171011113 311607866 501(C)(3) 60000 PROJECT SUPPORT - POLICY WORK AND PUBLIC EDUCATION ON FRACKED GAS PETROCHEMICALS, AND PLASTICS CLEAN AIR COALITION OF WESTERN NEW YORK INC 52 LINWOOD AVE BUFFALO NY 14209 270746038 501(C)(3) 70000 PROJECT SUPPORT - NEW YORK STATE REMEDIATION EFFORTS CLEAN AIR COUNCIL 135 S 19TH STREET SUITE 300 PHILADELPHIA PA 19103 231683461 501(C)(3) 50000 PROJECT SUPPORT - NATURAL GAS INFRASTRUCTURE IN PENNSYLVANIA COALFIELD DEVELOPMENT CORPORATION POBOX 1133 312 HALL STREET WAYNE WV 255701133 263836207 501(C)(3) 165000 PROJECT SUPPORT - NET PLATFORM, WORKFORCE READINESS AND PROFESSIONAL SUCCESS (WRAPS) WORKFORCE TRAINING PROGRAM COLORADO FISCAL INSTITUTE 1905 SHERMAN STREET SUITE 225 DENVER CO 802031140 461281109 501(C)(3) 30000 PROJECT SUPPORT - JUST TRANSITION CASH FUND COLUMBIA RIVERKEEPER FISCAL SPONSOR OF POWER PAST FRACKED GAS 111 3RD ST HOOD RIVER OR 970312009 911583492 501(C)(3) 75000 PROJECT SUPPORT - POWER PAST FRACKED GAS COMMON CAUSE EDUCATION FUND 805 15TH ST NW SUITE 800 WASHINGTON DC 200052207 311705370 501(C)(3) 10000 GENERAL SUPPORT COMMONWEALTH FOUNDATION INC 1515 OXFORD STREET SUITE 1D BERKELEY CA 94709 222543558 501(C)(3) 50000 PROJECT SUPPORT - PA STANDS UP INSTITUTE COMMUNITY CHANGE 1536 U ST NW WASHINGTON DC 200093912 520888113 501(C)(3) 15000 GENERAL SUPPORT COMMUNITY FARM ALLIANCE INC 119 1/2 WEST MAIN STREET BEREA KY 404030130 611092056 501(C)(3) 7500 PROJECT SUPPORT - KENTUCKY BLACK FARMER FUND CONSERVATION MINNESOTA 1101 WEST RIVER PARKWAY SUITE 250 MINNEAPOLIS MN 554154853 412017329 501(C)(3) 40000 PROJECT SUPPORT - ECONOMIC DEVELOPMENT IN MINNESOTA CONSTELLATION FUND 323 N WASHINGTON AVE 2ND FLR MINNEAPOLIS MN 554012427 824027046 501(C)(3) 50000 GENERAL SUPPORT CORNELL UNIVERSITY MILDRED WARNER INDUSTRIAL LABOR RELATIONS 377 PINE TREE RD ITHACA NY 148502820 150532082 501(C)(3) 15000 PROJECT SUPPORT - PREEMPTION LOCAL GOVERNMENT PERSPECTIVES DELTA INSTITUTE 35 E WACKER DRIVE SUITE 1200 CHICAGO IL 60601 364210191 501(C)(3) 27500 PROJECT SUPPORT - PUBLIC EDUCATION IN PENNSYLVANIA COAL COMMUNITIES DEMOCRACY NORTH CAROLINA 3000 AERIAL CENTER PARKWAY SUITE 160 MORRISVILLE NC 27560 562271150 501(C)(3) 150000 PROJECT SUPPORT - NONPARTISAN VOTER PROTECTION DOCTORS WITHOUT BORDERS USA 40 RECTOR ST 16TH FL NEW YORK NY 100061751 133433452 501(C)(3) 200000 PROJECT SUPPORT - COVID-19 RELIEF EFFORTS EARTHRIGHTS INTERNATIONAL 1612 K ST NW STE 800 WASHINGTON DC 200062850 043265555 501(C)(3) 108100 GENERAL SUPPORT, POWER OF LAW/POWER OF PEOPLE, CLIMATE CHANGE CORPORATE ACCOUNTABILITY EARTHWORKS 1612 K STREET NW SUITE 808 WASHINGTON DC 20006 521557765 501(C)(3) 60000 PROJECT SUPPORT - PERMIAN GULF COAST COALITION'S COVID-19 RAPID RESPONSE, STOP SEA PORT EXPORT TERMINAL ECONOMIC POLICY INSTITUTE 1225 EYE ST NW 600 WASHINGTON DC 200055960 521368964 501(C)(3) 60000 PROJECT SUPPORT - PREEMPTION REPORT EL PUENTE DE WILLIAMSBURG INC 211 SOUTH 4TH STREET BROOKLYN NY 11211 112614265 501(C)(3) 75000 PROJECT SUPPORT - LATINO CLIMATE ACTION NETWORK ENVIRONMENTAL INTEGRITY PROJECT 1000 VERMONT AVE NW STE 1100 WASHINGTON DC 200054939 201326922 501(C)(3) 365000 PROJECT SUPPORT - OIL, GAS, PETROCHEMICAL, AND PLASTICS POLICY WORK EQUALITY FEDERATION INSTITUTE 818 SW 3RD AVE NO 141 PORTLAND OR 972042405 810670151 501(C)(3) 25000 PROJECT SUPPORT - LGBTQ ORGANIZATIONS FIGHTING PREEMPTION ESSENTIAL PARTNERS 186 ALEWIFE BROOK PKWY STE 212 CAMBRIDGE MA 021381134 223432160 501(C)(3) 10000 GENERAL SUPPORT FAIR COUNT INC PO BOX 170382 ATLANTA GA 303170382 582421574 501(C)(3) 7000 PROJECT SUPPORT - NONPARTISAN CIVIC ENGAGEMENT FAIR SHAKE ENVIRONMENTAL LEGAL SERVICES 5614 ELGIN ST FL 2 PITTSBURGH PA 152061514 462642901 501(C)(3) 50000 PROJECT SUPPORT - 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ENGAGING RETURNING CITIZENS NEW MEXICO INTERFAITH POWER AND LIGHT PO BOX 27162 ALBUQUERQUE NM 871257162 264654545 501(C)(3) 35000 PROJECT SUPPORT - CITIZENS CARING FOR THE FUTURE NEW MEXICO VOICES FOR CHILDREN 625 SILVER AVE SW STE 195 ALBUQUERQUE NM 871023186 850348301 501(C)(3) 132050 PROJECT SUPPORT - DEVELOPMENT, ECONOMIC DIVERSIFICATION PROJECT NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 205806345 501(C)(3) 1090000 PROJECT SUPPORT - LOCAL SOLUTIONS SUPPORT CENTER, WOMEN EFFECT FUND, EVERGREEN COLLABORATIVE NEW YORK PUBLIC INTEREST RESEARCH GROUP FUND INC 9 MURRAY ST LOWER LEVEL NEW YORK NY 100072223 132876109 501(C)(3) 125000 PROJECT SUPPORT - MAKE THE POLLUTERS PAY NISKANEN CENTER 820 1ST ST NE STE 675 WASHINGTON DC 200028039 455308952 501(C)(3) 50000 PROJECT SUPPORT - EMINENT DOMAIN AND PIPELINE WORK NONPROFIT LEGAL SERVICES OF UTAH INC 8941 S 700 E STE 104 SANDY UT 840702401 474827863 501(C)(3) 25000 PROJECT SUPPORT - RURAL UTAH PROJECT EDUCATION FUND NORTH MAIN STREET FUND 114 NORTH MAIN STREET SUITE 203 CONCORD NH 033014953 822861559 501(C)(3) 175000 PROJECT SUPPORT - NEW HAMPSHIRE CAMPAIGN FOR A FAMILY FRIENDLY ECONOMY NORTHERN PLAINS RESOURCE COUNCIL 2401 MONTANA AVENUE 200 BILLINGS MT 591014106 810367205 501(C)(3) 50000 PROJECT SUPPORT - JOB RETENTION FOR COLSTRIP WORKERS OHIO ORGANIZING COLLABORATIVE 25 EAST BOARDMAN STREET YOUNGSTOWN OH 445031843 261601472 501(C)(3) 89000 GENERAL AND PROJECT SUPPORT - RESEARCH OHIO VALLEY ENVIRONMENTAL COALITION PO BOX 6753 HUNTINGTON WV 257736753 311311861 501(C)(3) 60000 GENERAL SUPPORT OIL & GAS ACTION NETWORK 1958 UNIVERSITY AVE BERKELEY CA 947041024 820941015 501(C)(3) 46000 PROJECT SUPPORT - LANDOWNERS JUSTICE PROJECT ONE ARIZONA 530 E MCDOWELL RD STE 107448 PHOENIX AZ 850041549 371782220 501(C)(3) 20000 GENERAL SUPPORT ORGANIC CONSUMERS ASSOCIATION 6771 S SILVER HILL DR FINLAND MN 556034050 411908341 501(C)(3) 25000 GENERAL SUPPORT ORGANIZE FLORIDA EDUCATION FUND - FLORIDA RISING TOGETHER 134 E COLONIAL DR ORLANDO FL 328011234 274384675 501(C)(3) 85000 PROJECT SUPPORT - DIGITAL PREEMPTION PUBLIC EDUCATION CAMPAIGN P3 LAB AT JOHNS HOPKINS UNIVERSITY MERRYMAN HALL 3400 N CHARLES STREET STREET BALTIMORE MD 21218 520595110 501(C)(3) 50000 PROJECT SUPPORT - 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SMALL BUSINESS TOOLKIT/BROADBAND INFRASTRUCTURE PROJECT RESTAURANT OPPORTUNITIES CENTERS ROC UNITED INC 275 7TH AVE RM 1703 NEW YORK NY 100018405 010939141 501(C)(3) 20000 GENERAL SUPPORT RGISC INC 1 WEST END WASHINGTON STREET BLDG P-11 LAREDO TX 780404300 742742037 501(C)(3) 20000 PROJECT SUPPORT - LAREDO WATER SECURITY, LAND, AND CLIMATE CHANGE PROJECT RIVER VALLEY ORGANIZING (HARM REDUCTION COALITION) 22 W 27TH ST FL 5 NEW YORK NY 100016905 943204958 501(C)(3) 40000 PROJECT SUPPORT - RIVER VALLEY ORGANIZING ROGUE CLIMATE PO BOX 1980 PHOENIX OR 975351980 464714467 501(C)(3) 25000 GENERAL SUPPORT RURAL ACTION INC 9030 HOCKING HILLS DRIVE THE PLAINS OH 45780 311124220 501(C)(3) 75000 PROJECT SUPPORT - WHOLE-FARM ENTREPRENEURSHIP PROGRAM SAN JUAN CITIZENS ALLIANCE 842 1/2 MAIN AVENUE SUITE 204 DURANGO CO 81302 841447465 501(C)(3) 25000 PROJECT SUPPORT - TRANSITION TO 100% RENEWABLE ENERGY SHARE OUR STRENGTH 1030 15TH ST NW STE 1100W WASHINGTON DC 200051531 521367538 501(C)(3) 15000 PROJECT SUPPORT - 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STAND UP NASHVILLE PO BOX NASHVILLE TN 372290000 830602074 501(C)(3) 40000 PROJECT SUPPORT - DIGITAL PREEMPTION AND PUBLIC EDUCATION STATE INNOVATION EXCHANGE PO BOX 260230 MADISON WI 537260230 461368531 501(C)(3) 25000 PROJECT SUPPORT - LOCAL NONPARTISAN DEMOCRACY EFFORTS IN ARIZONA STATE VOICES 1616 P ST NW STE 220 WASHINGTON DC 200361407 201115618 501(C)(3) 15000 GENERAL SUPPORT SUSTAINABLE MARKETS FOUNDATION 45 WEST 36TH STREET NEW YORK NY 100187904 134188834 501(C)(3) 1067585 PROJECTS SUPPORT SWITCHBOARD TRAINERS NETWORK 2210 WESTWOOD DR DENTON VT 762055994 822889619 501(C)(3) 50000 PROJECT SUPPORT - GINIW COLLECTIVE TAKEACTION MINNESOTA EDUCATION FUND 705 RAYMOND AVE STE 100 SAINT PAUL MN 551141967 411635130 501(C)(3) 550000 GENERAL SUPPORT TEXAS CAMPAIGN FOR THE ENVIRONMENT FUND 105 W RIVERSIDE DR STE 120 AUSTIN TX 787041246 742808805 501(C)(3) 260000 GENERAL SUPPORT AND PROJECT SUPPORT FOR CAPE AND PORT ARANSAS CONSERVANCY TEXAS ENVIRONMENTAL JUSTICE ADVOCACY SERVICES 6733 HARRISBURG BLVD HOUSTON TX 770114431 020749601 501(C)(3) 20000 GENERAL SUPPORT TEXAS RIOGRANDE LEGAL AID 301 S TEXAS AVE MERCEDES TX 785703125 741675230 501(C)(3) 240000 PROJECT SUPPORT - 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STAND UP TO OIL WEST VIRGINIA RIVERS COALITION INC 3501 MACCORKLE AVE SE CHARLESTON WV 253041419 521736621 501(C)(3) 30000 PROJECT SUPPORT - STOP THE MOUNTAIN VALLEY PIPELINE WESTERN ENVIRONMENTAL LAW CENTER 120 SHELTON MCMURPHEY BLVD STE 340 EUGENE NM 974018718 931010269 501(C)(3) 100000 PROJECT SUPPORT - OIL AND GAS PRODUCTION IN NEW MEXICO WESTERN ORGANIZATION OF RESOURCE COUNCILS 220 S 27TH STREET BILLINGS MT 591014106 450356819 501(C)(4) 80000 PROJECT SUPPORT - RECLAMATION OF COAL MINES AND COAL ASH PONDS WESTERN ORGANIZATION OF RESOURCE COUNCILS EDUCATION PROJECT 220 SOUTH 27TH STREET SUITE B BILLINGS MT 59101 841123481 501(C)(3) 25000 PROJECT SUPPORT - PAPER ON CLIMATE IMPACTS OF OIL AND GAS REMEDIATION WILDEARTH GUARDIANS 301 N GUADALUPE STREET SUITE 201 SANTA FE NM 875012933 850406306 501(C)(3) 180000 PROJECT SUPPORT - CLEAN AIR ACT IN NEW MEXICO WIN MINNESOTA 1600 UNIVERSITY AVE W STE 309C SAINT PAUL MN 551043800 743238362 501(C)(4) 50000 PROJECT SUPPORT - MINNESOTA VOICE WOMEN'S REFUGEE COMMISSION INC 15 WEST 37TH STREET 9TH FLOOR NEW YORK NY 100185381 463668128 501(C)(3) 10000 GENERAL SUPPORT WORKING AMERICA EDUCATION FUND 815 SIXTEENTH STREET NW WASHINGTON DC 20006 202035052 501(C)(3) 25000 GENERAL SUPPORT 205 3 PART I, LINE 2: BEFORE GRANT FUNDING IS PROVIDED TO AN ORGANIZATION, THE ROCKEFELLER FAMILY FUND (THE FUND) PERFORMS A DUE DILIGENCE CHECK TO CONFIRM THAT THE ORGANIZATION IS IN GOOD STANDING AND A RECOGNIZED PUBLIC CHARITY OR OTHER TYPE OF PERMISSIBLE GRANTEE. GRANT FUNDS ARE PROVIDED AFTER A GRANT AGREEMENT IS EXECUTED BY BOTH PARTIES SETTING OUT THE PERMISSIBLE AND PROHIBITED USES OF FUNDS. THE FUND MONITORS THE USE OF GRANT FUNDS IN A VARIETY OF WAYS: THE FUND REQUIRES AN ANNUAL NARRATIVE REPORT OF ACTIVITIES FINANCED BY THE GRANT. IF RELEVANT, A FINANCIAL REPORT DETAILING THE EXPENDITURE OF GRANT FUNDS IS REQUIRED. OFTEN LARGER GRANTS ARE DISTRIBUTED IN AT LEAST TWO PAYMENTS, WITH THE LATTER PAYMENT RELEASED ONLY AFTER REVIEW OF THE GRANTEE'S WORK DURING THE PREVIOUS PERIOD. FOR SIGNIFICANT GRANTS, THE FUND REGULARLY SPEAKS WITH THE GRANTEE THROUGHOUT THE GRANT PERIOD TO ASSESS THE GRANTEE'S PERFORMANCE AND DISCUSS CORRECTIVE ACTION, IF NECESSARY. X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 LEE H WASSERMAN DIRECTOR & SECRETARY 326760 0 0 0 531285 0 815715 0 34912 0 1708672 0 494832 0 LAWRENCE G SHAPIRO ASSOCIATE DIRECTOR-PROG. DEV. 265193 0 0 0 332924 0 48990 0 13418 0 660525 0 325548 0 LISA GUIDE ASSOCIATE DIRECTOR 249948 0 0 0 329191 0 37500 0 34178 0 650817 0 325548 0 JULIE FERNANDES ASSOCIATE DIRECTOR-IA&IL 219948 0 0 0 1107 0 33267 0 33938 0 288260 0 0 0 KATHARINE REDFORD EXE. DIRECTOR, EQUATION CAMPAIGN 219169 0 0 0 1012 0 13219 0 32289 0 265689 0 0 0 HEIDI BINKO EXECUTIVE DIRECTOR-JTF 207656 0 0 0 670 0 28984 0 22033 0 259343 0 0 0 ROXANNE STACHOWSKI SR MANAGER FOR EXECUTIVE INITIATIVES 102142 0 0 0 174 0 15900 0 34406 0 152622 0 0 0 ANDREA LAWYER TREASURER 96358 0 0 0 456 0 13871 0 13365 0 124050 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE IS BASED ON A FIXED AMOUNT DETERMINED BY THE COMPENSATION COMMITTEE. THE 2020 HOUSING ALLOWANCE IN THE AMOUNT OF $31,800 PAID TO LEE WASSERMAN, DIRECTOR & SECRETARY, IS INCLUDED IN THE REPORTABLE COMPENSATION, PART II, COLUMN B (III). PART I, LINE 4B EFFECTIVE JANUARY 1, 2015, THE ROCKEFELLER FAMILY FUND IMPLEMENTED A SUPPLEMENTAL EMPLOYEE RETIREMENT PLAN (SERP) FOR SELECTED EMPLOYEES OF THE FUND. THE FUND'S SERP IS A NONQUALIFIED, UNFUNDED, DEFERRED COMPENSATION PLAN, ESTABLISHED TO PROVIDE THE PARTICIPANTS WITH SUPPLEMENTAL RETIREMENT BENEFITS. UNDER THE TERMS OF THE PLAN, A DESIGNATED ANNUAL AMOUNT WILL BE ACCRUED ON BEHALF OF THE PARTICIPANTS ON JANUARY 1ST OF EACH CALENDAR YEAR. AMOUNTS CREDITED TO THE PARTICIPANTS' ACCOUNTS EARN INTEREST AT THE 10-YEAR U.S. TREASURY RATE ON JANUARY 1ST OF THE PLAN YEAR AND CREDITED TO THE PARTICIPANTS' ACCOUNTS ON DECEMBER 31ST OF EACH PLAN YEAR. THE PARTICIPANTS' VESTING DATE OCCUR ON THE FIFTH ANNIVERSARY OF THE PARTICIPATION DATE. IN JANUARY 2020, FINAL DISTRIBUTIONS WERE MADE TO THE PLAN PARTICIPANTS, AS INSTRUCTED BY THE SUPPLEMENTAL RETIREMENT PLAN AGREEMENTS, TOTALING $1,145,928. FOR 2020, THE DISTRIBUTION AMOUNTS ARE REPORTED IN PART II, COLUMN (B)(III), DETAIL AS FOLLOWS: LEE H. WASSERMAN - $494,832, LAWRENCE G. SHAPIRO - $325,548, AND LISA GUIDE - $325,548. IN MARCH 2020, THE FUND ENTERED INTO A NEW SUPPLEMENTAL RETIREMENT PLAN. AS OF DECEMBER 31, 2020, A LIABILITY OF $761,565 IS INCLUDED IN PENSION COSTS REPRESENTING THE VALUE OF THE FUND'S CURRENT OBLIGATION TO THE SERP. FOR 2020, THE NONTAXABLE AMOUNT IS REPORTED IN PART II, COLUMN (C), DETAIL AS FOLLOWS: LEE H. WASSERMAN - $761,565. PART II, LINE 8: THE TREASURER IS PAID BY AN UNRELATED ORGANIZATION, ROCKEFELLER BROTHERS FUND (RBF), EIN 13-1760106, FOR SERVICES RENDERED TO THE FILING ORGANIZATION. TWENTY-FIVE HOURS PER WEEK ARE DEVOTED AND ITS ALLOCABLE SHARE OF COMPENSATION, PENSION, AND BENEFITS ARE REPORTED ON PART VII. X 10 5258122 AVG. SELLING PRICE 0 0 1 0 PART I, COLUMN (B): THIS REPRESENTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 LUCIA GILL CASE AND PETER GILL CASE HAVE A FAMILY RELATIONSHIP. MICHAEL LAMBERT AND REBECCA LAMBERT HAVE A FAMILY RELATIONSHIP. ELIZA ROCKEFELLER AND TARA ROCKEFELLER HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE 990 AND SUPPORTING SCHEDULES ARE REVIEWED AND APPROVED BY SENIOR MANAGEMENT AND THEN DISTRIBUTED VIA EMAIL, IN PDF FORMAT, TO THE BOARD OF TRUSTEES FOR REVIEW BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS, AND KEY PERSON MUST ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON HAS: (A) RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, (B) READ AND UNDERSTANDS THE POLICY, (C) AGREED TO COMPLY WITH THE POLICY, (D)SUBMITTED A STATEMENT TO THE SECRETARY IDENTIFYING TO THE BEST OF SUCH INDIVIDUAL'S KNOWLEDGE (I) ANY ENTITY OF WHICH SUCH INDIVIDUAL IS AN OFFICER, DIRECTOR, TRUSTEE, MEMBER, OWNER, OR EMPLOYEE AND WITH WHICH THE ORGANIZATION HAS A RELATIONSHIP, AND (II) ANY TRANSACTION IN WHICH THE ORGANIZATION IS A PARTICIPANT AND IN WHICH THE INDIVIDUAL MIGHT HAVE A CONFLICTING INTEREST, AND (III) ANY RELATED PARTY TRANSACTIONS, AND(E) UNDERSTANDS THE FUND IS CHARITABLE AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. STEPS IN DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS: AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE OR SHE MUST LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS MUST DECIDE IF A CONFLICT OF INTEREST EXISTS. IN NO EVENT CAN AN INTERESTED PERSON INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. RESTRICTIONS IMPOSED ON PERSONS WITH A CONFLICT: IF THE BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT MUST INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 THE ROCKEFELLER FAMILY FUND INDEPENDENT EXECUTIVE COMMITTEE REVIEWS ALL COMPENSATION MATTERS. THE COMMITTEE MEETS ANNUALLY TO CONSIDER THE PERFORMANCE OF THE DIRECTOR AND, AT REGULAR INTERVALS, CONSIDER COMPARABLE COMPENSATION DATA FOR CEOS IN CHARGE OF SIMILAR ORGANIZATIONS. ON THE BASIS OF THE ANNUAL PERFORMANCE REVIEW AND SAID COMPENSATION DATA, THE COMMITTEE ESTABLISHES THE COMPENSATION FOR THE DIRECTOR FOR THE SUCCEEDING YEAR. THE COMMITTEE ALSO REVIEWS THE DIRECTOR'S COMPENSATION RECOMMENDATIONS FOR OTHER KEY ORGANIZATIONAL STAFF. THE COMMITTEE MAINTAINS CONTEMPORANEOUS DOCUMENTATION OF ITS PROCEEDINGS, DELIBERATIONS, AND SUPPORTING MATERIAL IN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE FUND'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A: ANDREA LAWYER DEVOTES APPROXIMATELY 25 HOURS PER WEEK TO ACCOUNTING AND FINANCIAL REPORTING SERVICES FOR THE ROCKEFELLER FAMILY FUND (RFF). MS. LAWYER IS PAID FOR THESE SERVICES BY THE ROCKEFELLER BROTHERS FUND (RBF) PURSUANT TO A COST-SHARING AGREEMENT BETWEEN RBF AND RFF. RFF REIMBURSES RBF FOR HER SERVICES PURSUANT TO THE AGREEMENT. FORM 990, PART IX, LINE 11G ADMINISTRATIVE AND PROGRAMMATIC CONSULTANT SERVICES: PROGRAM SERVICE EXPENSES 4,247,130. MANAGEMENT AND GENERAL EXPENSES 16,725. FUNDRAISING EXPENSES 16,467. TOTAL EXPENSES 4,280,322. FORM 990, PART XI, LINE 9: AMOUNT NOT YET RECOGNIZED AS A COMPONENT OF NET PERIODIC BENEFIT COST -345,403. PASS-THROUGH UNRELATED BUSINESS LOSS FROM ALTERNATIVE -1,203. THE WILLIAM B WIENER JR FOUNDATION 330 MARSHALL STREET SUITE 640 SHREVEPORT LA 711013036 726024398 CIVIL LIBERTIES, SUSTAINABLE ECOSYSTEMS, PROTECTING HUMAN HEALTH LA 501(C)(3) LINE 12A, I ROCKEFELLER FAMILY FUND 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THE WILLIAM B WIENER JR FOUNDATION C 65000 BOOK VALUE