2021-11-08T10:23:41-06:00 2020-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2020-01-01 361505770 THE MORTON ARBORETUM MORT 6309680074 4100 ILLINOIS ROUTE 53 LISLE IL 605321293 JAMES S FAWLEY CFO 6307192405 2021-11-01 1 JAMES FAWLEY 999009999 LU ANN TRAPP P01506476 3122071040 2021-11-01 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JAMES S FAWLEY 4100 ILLINOIS ROUTE 53 LISLE IL 605321293 175884411 0 X WWW.MORTONARB.ORG X 1922 IL COLLECT, STUDY, DISPLAY AND GROW TREES; TO ENCOURAGE THE PLANTING AND CONSERVATION OF TREES. 19 19 463 765 182287 74435 12370405 11866757 7787412 5263341 1588039 10370504 6718558 1427515 28464414 28928117 358951 418117 0 0 18984951 19848728 69273 62343 2981767 20295647 15380218 39708822 35709406 -11244408 -6781289 308004458 321129910 55254435 59639134 252750023 261490776 X TO COLLECT AND STUDY TREES, SHRUBS, AND OTHER PLANTS FROM AROUND THE WORLD, TO DISPLAY THEM ACROSS NATURALLY BEAUTIFUL LANDSCAPES FOR PEOPLE TO STUDY AND ENJOY, AND TO LEARN HOW TO GROW THEM IN WAYS THAT ENHANCE OUR ENVIRONMENT. OUR GOAL IS TO ENCOURAGE THE PLANTING AND CONSERVATION OF TREES AND OTHER PLANTS FOR A GREENER, HEALTHIER, AND MORE BEAUTIFUL WORLD. 0 1 12467432 PLANTS AND COLLECTIONS: THE ARBORETUM GROWS AND DISPLAYS A RICH DIVERSITY OF TREES, SHRUBS, AND OTHER PLANTS THAT ARE EVALUATED FOR THEIR SUITABILITY FOR THE MIDWESTERN UNITED STATES. THESE LIVING COLLECTIONS INCLUDE 222,000 PLANT SPECIMENS REPRESENTING 4,650 DIFFERENT KINDS OF PLANTS. ARRANGED BY GEOGRAPHIC, TAXONOMIC, AND OTHER SPECIAL GROUPINGS, THE COLLECTIONS ARE ENHANCED BY RESTORED NATURAL AREAS OF NATIVE PLANTS AND ECOSYSTEMS. THE ARBORETUM'S WORK IN DEVELOPMENT OF NEW PLANTS RESULTS IN USEFUL AND ATTRACTIVE TREES AND SHRUBS THAT ARE INTRODUCED IN THE MARKETPLACE. 2986871 499440 LEARNING AND ENGAGEMENT: PROGRAMS, SERVICES, AND OPPORTUNITIES ARE RELEVANT TO PUBLIC NEEDS AND INTERESTS IN LEARNING ABOUT PLANTS AND NATURE IN WAYS THAT PROVIDE MEANINGFUL EXPERIENCES AND IMPROVE THE WORLD. THROUGH THE THORNHILL EDUCATION CENTER, CLASSES AND OTHER OFFERINGS FOR ADULTS, YOUTH AND FAMILY, AND SCHOOLS AND SCOUTS SERVE 47,000 PARTICIPANTS, WITH 646 SCHOOLS PARTAKING OF FIELD, LAB, AND OUTREACH PROGRAMS. ALSO AVAILABLE ARE TEACHER-TRAINING RESOURCES AND A COOPERATIVE BOTANY DEGREE PROGRAM WITH REGIONAL COLLEGES AND UNIVERSITIES. THE STERLING MORTON LIBRARY CONTAINS COLLECTIONS OF 27,000 VOLUMES ON BOTANY, HORTICULTURE, NATURAL HISTORY, AND ECOLOGY; RARE BOOKS, PERIODICALS, AND CATALOGS; AND 12,000 BOTANICAL ARTWORKS; INFORMATION IS ALSO ACCESSIBLE ONLINE. THE PLANT CLINIC ANSWERS INQUIRIES FROM 615 ZIP CODES ABOUT PLANT SELECTION AND CARE. 4463335 418117 SCIENCE AND CONSERVATION: THE CENTER FOR TREE SCIENCE FOCUSES ON AND BUILDS PROFESSIONAL COLLABORATIONS FOR PRACTICAL SCIENTIFIC STUDIES; KEY AREAS INCLUDE TREE HEALTH, TREE IMPROVEMENT, AND WOODLAND CONSERVATION.CO-LOCATED WITH RESEARCH LABS AT THE ARBORETUM IS A HERBARIUM WITH A COLLECTION OF 200,000 DRIED SPECIMENS FOR BOTANICAL RESEARCH. THROUGH GLOBAL TREE CONSERVATION PROGRAMS, THE ARBORETUM LEADS PARTNERSHIPS AND ASSISTS EFFORTS TO PREVENT TREE EXTINCTION AND SECURE THREATENED TREE SPECIES. THE CHICAGO REGION TREES INITIATIVE DEVELOPS STRATEGIES FOR URBAN TREE AND FOREST IMPROVEMENT, ADVOCATING FOR TREES IN 274 COMMUNITIES IN SEVEN COUNTIES. ARBNET, FACILITATED BY THE MORTON ARBORETUM, IS AN INTERACTIVE PROFESSIONAL COMMUNITY OF ARBORETA WITH PROGRAMS TO FOSTER ADVANCEMENTS AMONG TREE-FOCUSED GARDENS. 8682890 6209101 VISITOR PROGRAMS: WELCOMED 971,257 VISITORS, MAINTAINING THE INSTITUTION AS ONE OF THE MOST VISITED PUBLIC GARDENS IN NORTH AMERICA. SERVED MEMBERSHIP OF 57,544 HOUSEHOLDS. HOSTED VARIOUS SPECIAL EVENTS AND SEASONAL ACTIVITIES AS OPPORTUNITIES FOR NEW AND RETURNING VISITORS AND MEMBERS TO ENGAGE IN MISSION. PROVIDED PATRON SERVICES AND ACCOMMODATIONS THROUGH VISITOR-ORIENTED CENTER, TOURS, STORE, RESTAURANT, BANQUET, AND CONFERENCE FACILITIES. 8682890 6209101 28600528 1 1 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 100 0 1 463 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 19 19 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X JAMES S FAWLEY 6307192405 4100 ILLINOIS ROUTE 53 LISLE IL 60532 STEPHEN C VAN ARSDELL CHAIRMAN 8.00 0.00 X X 0 0 0 AMY LOUIS VICE CHAIRMAN 8.00 0.00 X X 0 0 0 CHARLES P MCQUAID TREASURER 8.00 0.00 X X 0 0 0 ROBERT L FEALY SECRETARY 8.00 0.00 X X 0 0 0 ANNA CAROLINE BALL TRUSTEE 8.00 0.00 X 0 0 0 ROBERT A BARTLETT JR TRUSTEE 8.00 0.00 X 0 0 0 WALTER W BECKY II TRUSTEE 8.00 0.00 X 0 0 0 BARBARA J BRADFORD TRUSTEE 8.00 0.00 X 0 0 0 CHRISTOPHER B BURKE TRUSTEE 8.00 0.00 X 0 0 0 MARY L BURKE TRUSTEE 8.00 0.00 X 0 0 0 TRISHA L CONLEY TRUSTEE 8.00 0.00 X 0 0 0 E JAMES DONDLINGER TRUSTEE 8.00 0.00 X 0 0 0 MARK C GOSSETT TRUSTEE 8.00 0.00 X 0 0 0 TROY D HAMMOND TRUSTEE 8.00 0.00 X 0 0 0 MATT HARRIS TRUSTEE 8.00 0.00 X 0 0 0 KENNETH KORANDA TRUSTEE 8.00 0.00 X 0 0 0 CHANDRA N PRASAD TRUSTEE 8.00 0.00 X 0 0 0 ROBERT J SCHILLERSTROM TRUSTEE 8.00 0.00 X 0 0 0 JAMAL J SCOTT TRUSTEE 8.00 0.00 X 0 0 0 DAYLE M GILLETT TRUSTEE 8.00 0.00 X 0 0 0 K'LYNNE JOHNSON TRUSTEE 8.00 0.00 X 0 0 0 GERARD T DONNELLY PHD PRESIDENT AND CEO 40.00 0.00 X 688221 0 60665 JAMES S FAWLEY VP-FINANCE AND CFO 40.00 0.00 X 247551 0 43337 KATHLEEN SPIESS VP-DEVELOPMENT 40.00 0.00 X 217071 0 14263 NICOLE CAVENDER VP-SCIENCE AND CONSERVATION 40.00 0.00 X 186234 0 46965 KRIS BACHTELL VP-COLLECTIONS AND FACILITIES 40.00 0.00 X 186173 0 41255 ALICIA LAVIRE VP-MARKETING AND COMMUNICATIONS 40.00 0.00 X 178803 0 34678 PRESTON WONG BAUTISTA VP-LEARNING AND ENGAGEMENT 40.00 0.00 X 157221 0 15089 SAI RAVICHANDRAN DIR-INFORMATION TECHNOLOGY 40.00 0.00 X 139881 0 9249 NANCY PESKE DIR-HUMAN RESOURCES 40.00 0.00 X 136904 0 35965 KELLY NOLAN DIR-MAJOR GIFTS 40.00 0.00 X 135571 0 41760 CHARLES CANNON DIR-CENTER FOR TREE SCIENCE 40.00 0.00 X 135452 0 38195 RONALD DULCEAK HEAD OF FACILITIES 40.00 0.00 X 118681 0 33343 2527763 0 414764 22 0 1 0 ARAMARK CORPORATION 27310 NETWORK PLACE CHICAGO IL 60673 INTERNAL RESTAURANT MGT 841656 INTELLIGENT LIGHTING CREATIONS INC 2461 EAST OAKTON STREET ARLINGTON HEIGHTS IL 60004 WINTER EXHIBITION AND OTHER 814082 KELLY SCOTT & MADISON INC 23983 NETWORK PLACE CHICAGO IL 60673 ADVERTISING 555740 DOGSTUDIO INC 2001 NORTH CLYBOURN AVE CHICAGO IL 60614 WEBSITE DEVELOPMENT 318288 JMA CONSTRUCTION 1025 N HARVARD VILL PARK IL 60181 VARIOUS CONSTRUCTION PROJECTS 303434 18 4789675 431007 1474271 5171804 156539 11866757 VISITOR EVENTS 713990 2951738 2951738 ADMISSIONS 713990 1812163 1812163 EDUCATION 713990 499440 499440 5263341 3930127 182287 3747840 165234 0 165234 165234 165234 152506605 146066228 6440377 6440377 6440377 4800 431007 22485 -17685 -17685 2147547 867581 1279966 1279966 28928117 6708541 182287 10170532 393050 393050 25067 25067 2117526 846418 1039774 231334 14177666 11261918 1532932 1382816 866334 688165 93671 84498 1600156 1271071 173014 156071 1087046 863487 117534 106025 52444 52444 92439 1717 90722 511018 199115 150263 161640 49000 49000 62343 62343 269281 269281 2362957 2096697 58938 207322 513474 510327 1740 1407 2215114 1690031 63458 461625 705632 705632 1575056 1575056 84406 73073 8841 2492 48373 25189 12188 10996 1535940 1535940 3280380 3280380 516957 511225 5732 UNRELATED BUSINESS INCO 18965 18965 CONTRACT HELP 1293296 1293296 EQUIPMENT 83601 82699 902 MEMBERSHIP DUES 76063 14549 28246 33268 95822 40333 30291 25198 35709406 28600528 4127111 2981767 2701019 3017602 1022596 6982626 2927658 2016167 104743 110449 420242 480035 129558 317666 97572672 50155859 49810952 47416813 189081275 191647997 61806415 69140555 308004458 321129910 1806090 2745947 1701143 1973371 48694063 50039216 2750000 4880600 303139 0 55254435 59639134 X 244725702 254372548 8024321 7118228 252750023 261490776 308004458 321129910 X -6781289 16237900 -715858 X 0 1 X 1 1 1 X 12296068 12631728 15160121 12370405 11866757 64325079 12296068 12631728 15160121 12370405 11866757 64325079 2274032 62051047 5463595 6232832 6672389 6408757 4095361 28872934 1118340 8431 74435 1201206 94399219 62106438 0.65730 0.62510 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 49000 0 0 49000 0 PART II-B, LINE 1: HIRED A CONSULTANT TO (1) DEVELOP A 12-MONTH FEDERAL GRANTS AND FOUNDATION SCHEDULE, MAPPING OUT FUNDING OPPORTUNITIES FOR THE MORTON ARBORETUM, (2) WORK COLLABORATIVELY WITH THE MORTON ARBORETUM TO DEVELOP GRANT PROPOSALS, (3) WORK WITH THE MORTON ARBORETUM TO ASSIST IN FOUNDATION EFFORTS THROUGH RESEARCH OF OPPORTUNITIES IN THE GRANTS SCHEDULE AND DRAFTING LETTER OF INQUIRIES, AND (4) REPRESENT THE MORTON ARBORETUM BEFORE THE UNITED STATES CONGRESS AND EXECUTIVE BRANCH AGENCIES ON RELEVANT ISSUE AREAS. X X X X X CLASSROOM EDUCATION 0 29190829 2799396 3147511 944894 34192842 24161230 2600000 2859132 429533 29190829 21378638 5393562 -673407 1937563 24161230 21178208 3579828 2506868 5886266 21378638 22275595 8971280 1623309 11691975 21178208 0.86000 0.07000 0.07000 0 0 1266234 1266234 54079128 19197035 34882093 9740142 6629095 3111047 32487168 24329729 8157439 47416813 PRIVATE EQUITY 43264020 F HEDGE FUNDS 25876535 F 69140555 X 19447679 0 19447679 9480438 9480438 28928117 36330191 890066 890066 35440125 269281 269281 35709406 PART III, LINE 1A: CAPITALIZATION POLICY: ARBORETUM COLLECTIONS - THE MORTON ARBORETUM'S RARE BOOKS AND PRINT COLLECTIONS ARE NOT CAPITALIZED IN THE ACCOMPANYING AUDITED FINANCIAL STATEMENTS. LIVING WOODY PLANTS ARE ALSO NOT CAPITALIZED UNLESS THEY ARE A MAJOR PART OF A CAPITAL PROJECT. PURCHASES OF COLLECTION ITEMS THAT ARE NOT CAPITALIZED ARE RECORDED AS A DECREASE IN UNRESTRICTED NET ASSETS. PART III, LINE 4: DESCRIPTION OF COLLECTIONS AND FURTHERANCE OF EXEMPT PURPOSE: LIVING COLLECTION - WOODY PLANTS IN CATEGORIES OF TAXONOMIC, GEOGRAPHIC, SPECIAL HABITAT, HORTICULTURAL, RARE/ENDANGERED. 222,000 SPECIMENS REPRESENT 4650 DIFFERENT KINDS OF TREES, SHRUBS AND OTHER PLANTS FROM 40 COUNTRIES IN THE NORTHERN TEMPERATE ZONE. DISPLAYED ACROSS 1,700 ACRES OF NATURAL LANDSCAPES. PROVIDED FOR BOTANICAL, HORTICULTURAL, AND ARTISTIC STUDY (EDUCATION AND RESEARCH PURPOSE) AND ENJOYMENT OF PLANT SPECIES (SPECIFIC RESEARCH PURPOSE). LIBRARY COLLECTION - 27,000 VOLUMES OF BOTANY, HORTICULTURE, LANDSCAPE DESIGN, NATURAL HISTORY, ECOLOGY; CORRESPONDING RARE DOCUMENTS, AND OTHER PRINTED MATERIALS; 12,000 BOTANICAL ARTWORKS AND 3,400 LANDSCAPE DRAWINGS. AVAILABLE FOR BOTANICAL, HORTICULTURAL, AND ARTISTIC STUDY OF PLANTS (EDUCATIONAL, RESEARCH, AND CULTURAL PURPOSES). PART V, LINE 4: THE TERM ENDOWMENTS ARE SPENT PER THE DONOR'S DIRECTIONS. THE PERMANENT ENDOWMENT IS MAINTAINED IN PERPETUITY TO SUPPORT THE MISSION AND OPERATIONS OF THE MORTON ARBORETUM. THE BOARD DESIGNATED ENDOWMENTS ARE APPLIED TO PURPOSES DEFINED BY THE BOARD IN SUPPORT OF THE MISSION AND OPERATIONS OF THE MORTON ARBORETUM. PART X, LINE 2: THE ARBORETUM IS A NOT-FOR-PROFIT ENTITY AND IS EXEMPT FROM TAX UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ARBORETUM AND RECOGNIZE A TAX LIABILITY IF THE ARBORETUM HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF SALES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS -867,581. FUNDRAISING EXPENSES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS -22,485. NET INCOME FROM INVESTMENTS-INCLUDED IN OTHER CHANGES ON THE FINANCIAL STMTS 3,930,127. NET REALIZED GAINS ON INVESTMENTS-INCLUDED IN OTHER CHANGES ON FIN. STMTS 6,440,377. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS 867,581. FUNDRAISING EXPENSES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS 22,485. 1 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 10614089 EUROPE INVESTMENTS 2474235 NORTH AMERICA INVESTMENTS 1325509 EAST ASIA & PACIFIC PROGRAM SERVICES TESTING AND RESEARCH 4000 EUROPE PROGRAM SERVICES OUTREACH 1000 EUROPE PROGRAM SERVICES TESTING AND RESEARCH 23000 EUROPE ADMINSTRATION 5000 NORTH AMERICA PROGRAM SERVICES OUTREACH 10000 NORTH AMERICA PROGRAM SERVICES TESTING AND RESEARCH 27000 NORTH AMERICA ADMINISTRATION 5000 SUB-SAHARAN AFRICA PROGRAM SERVICES TESTING AND RESEARCH 3000 0 0 0 0 0 0 14456833 35000 14491833 1 0 0 1 1 0 PART III ACCOUNTING METHOD: X X X X X X X 1 LEMASTER MARKETING GROUP INC 7700 LEESBURG PIKE STE 239 FALLS CHURCH VA 22043 TELEMARKETING 1 172062 62343 109719 MARTS & LUNDY 160 CHUBB AVE STE 303 LYNDHURST NJ 07071 CONSULTING 0 0 41925 -41925 ALUMINATE INC 820 W JACKSON BLVD STE 210 CHICAGO IL 606073026 ANALYTIC SUPPORT 0 0 20000 -20000 172062 124268 47794 IL DINNER PARTY 435807 431007 4800 0 1035 10825 10625 435807 431007 4800 1035 10825 10625 22485 -17685 1 THE CONSERVATION FOUNDATION 10 S 404 KNOCH KNOLLS RD NAPERVILLE IL 60565 237221206 501 (C)3 5558 PRESERVING OAK ECOSYSTEMS LAND CONSERVANCY OF MCHENRY COUNTY PO BOX 352 WOODSTOCK IL 60098 363727476 501 (C)3 7045 PRESERVING OAK ECOSYSTEMS DAVEY RESOURCE GROUP 5300 WELLINGTON BRANCH DR SUITE 100 100 GAINESVILLE VA 20155 821948528 CORP 171000 TREE CENSUS CITY OF MACOMB PO BOX 377 MACOMB IL 61455 060772160 GOVT 5000 URBAN & COMMUNITY FORESTRY CITY OF OTTAWA 301 W MADISON STREET OTTAWA IL 61350 376001160 GOVT 10730 URBAN & COMMUNITY FORESTRY VILLAGE OF BENSENVILLE PUBLIC WORKS DEPT 717 E JEFFERSON STREET BENSENVILLE IL 60106 366006676 GOVT 15000 URBAN & COMMUNITY FORESTRY CITY OF BELVIDERE 401 WHITNEY BLVD BELVIDERE IL 610083710 366005784 GOVT 12815 URBAN & COMMUNITY FORESTRY DEKALB PARK DISTRICT 1403 SYCAMORE ROAD DEKALB IL 60115 376000967 GOVT 15000 URBAN & COMMUNITY FORESTRY QUINCY PARK DISTRICT 1231 BONANSINGA DRIVE QUINCY IL 623011762 366088568 GOVT 15000 URBAN & COMMUNITY FORESTRY TOWN OF NORMAL 100 E PHOENIX AVE NORMAL IL 61761 366161023 GOVT 15000 URBAN & COMMUNITY FORESTRY VILLAGE OF WESTERN SPRNGS 740 HILLGROVE AVE WESTERN SPRINGS IL 60558 366006543 GOVT 15000 URBAN & COMMUNITY FORESTRY VILLAGE OF MINOOKA 121 E MCEVILLY RD MINOOKA IL 60447 376001650 GOVT 14250 URBAN & COMMUNITY FORESTRY VILLAGE OF CARBON HILL 695 N HOLCOMB ST CARBON HILL IL 60416 376000180 GOVT 5000 URBAN & COMMUNITY FORESTRY VILLAGE OF WOODRIDGE 1 PLAZA DRIVE WOODRIDGE IL 60543 362726116 GOVT 10000 URBAN & COMMUNITY FORESTRY CITY OF GREENVILLE 404 SOUTH THIRD STREET GREENVILLE IL 62246 366133572 GOVT 15000 URBAN & COMMUNITY FORESTRY CITY OF URBANA 400 SOUTH VINE STREET URBANA IL 61801 366006004 GOVT 14250 URBAN & COMMUNITY FORESTRY VILLAGE OF LAKE ZURICH 70 EAST MAIN STREET LAKE ZURICH IL 60047 376001536 GOVT 15000 URBAN & COMMUNITY FORESTRY VILLAGE OF LIBERTYVILLE 118 WEST COOK AVENUE LIBERTYVILLE IL 60048 366005820 GOVT 8527 URBAN & COMMUNITY FORESTRY VILLAGE OF TROUT VALLEY PO BOX 621 CARY IL 60013 366006114 GOVT 9000 URBAN & COMMUNITY FORESTRY JOHN A LOGAN COLLEGE ATTN BURSAR OFFICE 700 LOGAN COLLEGE ROAD CARTERVILLE IL 62918 366007732 501(C)(3) 14875 URBAN & COMMUNITY FORESTRY 19 1 FELLOWSHIP 3 25066 PART I, LINE 2: ON A QUARTERLY BASIS, GRANTEES ARE ASKED TO REPORT ON PROJECT PROGRESS USING A TEMPLATE PROVIDED WITH THE APPLICATION PROCESS. FAILURE TO COMPLY MAY RESULT IN THE CANCELLATION OF THE GRANT. A FINAL REPORT IS REQUIRED WITH A FINAL BUDGET FORM AND MATCH DOCUMENTATION WORKSHEET. PAYMENT IS MADE ONLY TO THE CONTRACTED ENTITY FOR INVOICES PAID BY THE GRANT RECIPIENTS AFTER THE COMPLETED REIMBURSEMENT REQUEST FORMS HAVE BEEN RECEIVED ALONG WITH VALID INVOICES AND/OR CANCELED CHECKS. ONLY ONE REIMBURSEMENT PAYMENT WILL BE MADE TO THE CONTRACTED COMMUNITY UPON COMPLETION OF ALL PHASES OF THE GRANT PROJECTS. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 GERARD T DONNELLY PHD PRESIDENT AND CEO 508221 0 180000 0 0 0 36600 0 24065 0 748886 0 0 0 JAMES S FAWLEY VP-FINANCE AND CFO 247551 0 0 0 0 0 15414 0 27923 0 290888 0 0 0 NICOLE CAVENDER VP-SCIENCE AND CONSERVATION 186234 0 0 0 0 0 12018 0 34947 0 233199 0 0 0 KATHLEEN SPIESS VP-DEVELOPMENT 217071 0 0 0 0 0 12976 0 1287 0 231334 0 0 0 KRIS BACHTELL VP-COLLECTIONS AND FACILITIES 186173 0 0 0 0 0 15499 0 25756 0 227428 0 0 0 ALICIA LAVIRE VP-MARKETING AND COMMUNICATIONS 178803 0 0 0 0 0 11074 0 23604 0 213481 0 0 0 KELLY NOLAN DIR-MAJOR GIFTS 135571 0 0 0 0 0 8888 0 32872 0 177331 0 0 0 CHARLES CANNON DIR-CENTER FOR TREE SCIENCE 135452 0 0 0 0 0 8661 0 29534 0 173647 0 0 0 NANCY PESKE DIR-HUMAN RESOURCES 136904 0 0 0 0 0 9783 0 26182 0 172869 0 0 0 PRESTON WONG BAUTISTA VP-LEARNING AND ENGAGEMENT 157221 0 0 0 0 0 8538 0 6551 0 172310 0 0 0 RONALD DULCEAK HEAD OF FACILITIES 118681 0 0 0 0 0 7614 0 25729 0 152024 0 0 0 PART I, LINE 1A AN ON-SITE RESIDENCE IS PROVIDED FOR THE PRESIDENT AND CEO OF THE MORTON ARBORETUM, CURRENTLY GERARD T. DONNELLY, AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE MORTON ARBORETUM. THE VALUE OF THIS RESIDENCE IS NOT TREATED AS TAXABLE COMPENSATION. PART I, LINE 7 AS INDICATED IN SCHEDULE J, PART II, THE PRESIDENT AND CEO RECEIVED A BONUS AS PART OF AN EMPLOYMENT AGREEMENT RETENTION BONUS APPROVED BY THE BOARD OF TRUSTEES. A THE COUNTY OF DUPAGE ILLINOIS 366006551 262668AE6 2020-07-30 50554899 SEE PART VI 0 0 0 A 50554899 535899 50019000 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 FORM 990, SCHEDULE K, PART I, LINE A, COLUMN F THE PROCEEDS OF THE BONDS WERE USED TO (I) REFUND THE OUTSTANDING SERIES 2003 BONDS ISSUED ON DECEMBER 17, 2003; (II) REFUND THE OUTSTANDING SERIES 2017 BONDS ISSUED ON MAY 18, 2017; (III) TERMINATE THE SWAP AGREEMENT ISSUED WITH THE SERIES 2017 BONDS; AND (IV) PAY CERTAIN INCURRED COSTS WITH THE AUTHORIZATION AND ISSUANCE OF THE BOND. X 13 154289 FAIR MARKET VALUE X SUPPLIES 1 2250 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING IN PART I, COLUMN (B) THE NUMBER OF CONTRIBUTIONS. FORM 990, PART III, LINE 3 DUE TO THE GLOBAL PANDEMIC, THE ORGANIZATION'S PROGRAM SERVICES WERE FULLY SHUT DOWN FOR A SHORT PERIOD OF TIME AND RESUMED UNDER RESTRICTIONS AND GUIDELINES IMPOSED BY THE STATE OF ILLINOIS. DURING THE PERIOD OF SHUT DOWN, THE ORGANIZATION APPLIED FOR AND RECEIVED A PAYCHECK PROTECTION PROGRAM LOAN FROM THE SMALL BUSINESS ADMINISTRATION, WHICH ALLOWED FOR EMPLOYMENT CONTINUATION AND PUT THE ORGANIZATION IN A POSITION TO SERVICE THE PUBLIC AS RESTRICTIONS WERE RELAXED. THESE PANDEMIC RELATED RESTRICTIONS HAVE IMPACTED THE ENTIRE ORGANIZATION, INCLUDING PROGRAM SERVICES, CAUSING SIGNIFICANT CHANGES IN HOW THE PUBLIC IS SERVED WHILE STILL MAINTAINING MISSION FOCUSED ACTIVITIES. PROGRAMS AND SERVICES HAVE GENERALLY BEEN MODIFIED TO ALLOW FOR SOCIAL DISTANCING AMONGST EMPLOYEES, MEMBERS, AND VOLUNTEERS. THE ORGANIZATION EXPECTS TO RETURN TO FULL OPERATIONS ONCE PUBLIC HEALTH AUTHORITIES DETERMINE PRE-PANDEMIC ACTIVITY AND BEHAVIORS ARE SAFE AND APPROPRIATE. FORM 990, PART VI, SECTION A, LINE 3 THE MORTON ARBORETUM CONTRACTS WITH ARAMARK CORPORATION TO MANAGE AND OPERATE FOOD SERVICES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE MORTON ARBORETUM'S ACCOUNTANTS, REVIEWED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MORTON ARBORETUM REQUIRES THAT ALL TRUSTEES, EMPLOYEES, AND VOLUNTEERS DISCLOSE AND DECLARE ANY PERSONAL, FAMILIAL, OR BUSINESS RELATIONSHIPS, SITUATIONS, OR ACTIVITIES THAT HAVE POTENTIAL TO CREATE A CONFLICT OF INTEREST. FOR TRUSTEES AND EMPLOYEES, THE DECLARATION MUST BE RENEWED ANNUALLY AND WHEN APPLICABLE CHANGES OCCUR. THE MORTON ARBORETUM SUPPLIES A CONFLICT OF INTEREST DECLARATION FORM TO ALL TRUSTEES AND EMPLOYEES FOR THIS PURPOSE. VOLUNTEERS ARE INFORMED OF THIS POLICY AT THE ONSET OF THEIR SERVICE, IN THE PUBLISHED VOLUNTEER HANDBOOK, AND IN PERIODIC COMMUNICATIONS. FOR ALL TRUSTEES, EMPLOYEES, AND VOLUNTEERS, RELATIONSHIPS OR SITUATIONS THAT ARISE THAT MAY CREATE OR APPEAR TO CREATE CONFLICT OF INTEREST MUST BE BROUGHT TO THE ATTENTION OF THE PRESIDENT OR THE CHAIRMAN OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF OFFICERS AND KEY EMPLOYEES INCLUDES A MARKET ANALYSIS OF COMPARABLE POSITIONS FROM PEER GARDENS AND OTHER SIMILAR ORGANIZATIONS FOR BENCHMARKING PURPOSES, AS WELL AS, AN OUTSIDE MANAGEMENT CONSULTING FIRM. THIS INFORMATION IS REVIEWED BY INTERNAL HUMAN RESOURCES PROFESSIONALS AND THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE FULL BOARD REVIEWS AND APPROVES RECOMMENDATIONS OF COMPENSATION MATTERS FOR THE PRESIDENT AND CEO. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE MORTON ARBORETUM'S WEBSITE (WWW.MORTONARB.ORG) AND ANNUAL REPORT. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: GAIN/ LOSS ON RE-EVALUATION OF SWAP CONTRACT -715,858.