2021-11-05T08:36:45-05:00 2020-12-31 042571780 AAFCPAS INC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990 2020-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4139315221 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 CHAUNCEY COLLINS TREASURER 4139315221 2021-11-03 1 CHAUNCEY COLLINS XXX-XX-XXXX THOMAS F MULDOON P01561688 5083669100 2021-11-03 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CHAUNCEY COLLINS 25 MAIN STREET STOCKBRIDGE MA 01262 46591095 0 X WWW.AUSTENRIGGS.ORG X 1919 MA THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC HOSPITAL, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS -- TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 22 21 165 21 0 0 477784 554614 20058919 18684849 11633528 1498476 107278 90634 32277509 20828573 0 0 0 0 15616011 15674907 0 0 347943 5742342 5350016 21358353 21024923 10919156 -196350 59422620 65193315 8398518 10349713 51024102 54843602 X THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC HOSPITAL, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS -- TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 0 0 14162917 18775483 MENTAL HEALTH TREATMENT PROGRAMS,PATIENT CARE - 21,450 PATIENT PROGRAM DAYS. 1109985 RESEARCH AND EDUCATION INITIATIVES RELATED TO THE FOLLOWING TOPICS: CLINCAL SYSTEMS, BIOPSYCHOSOCIAL ADVOCACY, HUMAN DEVELOPMENT, NEURAL MEDIATORS OF PSYCHOTHERAPEUTIC CHANGE, PSYCHODYNAMIC PSYCHOPHARMACOLOGY, AND SUICIDE RESEARCH AND EDUCATION; FELLOWSHIP PROGRAM; SCHOLAR PROGRAM. 15272902 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 120 0 1 165 1 0 0 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY X CHAUNCEY COLLINS 4139315221 25 MAIN STREET STOCKBRIDGE MA 01262 ERIC M PLAKUN MD MEDICAL DIRECTOR/CEO 40.00 X X 448835 0 56830 LISA A RASKIN PHD BOARD CHAIR 1.00 X X 0 0 0 JOAN GOODRICH VICE CHAIR 1.00 X X 0 0 0 LANSING E CRANE TRUSTEE 1.00 X 0 0 0 ROBERT A DENOBLE TRUSTEE 1.00 X 0 0 0 JEFFREY DIAMOND TRUSTEE 1.00 X 0 0 0 LAURIE J HALL TRUSTEE 1.00 X 0 0 0 DWIGHT JEWSON PHD TRUSTEE 1.00 X 0 0 0 DANIEL S KAUFMAN TRUSTEE 1.00 X 0 0 0 KATHERINE G KENNEDY MD TRUSTEE 1.00 X 0 0 0 KIMBERLYN LEARY PHD TRUSTEE 1.00 X 0 0 0 ANDREW LUSTBADER MD FAAP TRUSTEE 1.00 X 0 0 0 JOHN MAYNARD TRUSTEE 1.00 X 0 0 0 JULIA MOORE MPPM LMHC TRUSTEE 1.00 X 0 0 0 ILEENE SMITH TRUSTEE 1.00 X 0 0 0 W MASON SMITH III TRUSTEE 1.00 X 0 0 0 THOMAS A KOHUT PHD TRUSTEE 1.00 X 0 0 0 MING JACK PO PHD TRUSTEE 1.00 X 0 0 0 HARRY SPENCE TRUSTEE (THRU 4/20) 1.00 X 0 0 0 MEIRAM BENDAT JD PHD TRUSTEE 1.00 X 0 0 0 NANCY R MCWILLIAMS PHD TRUSTEE 1.00 X 0 0 0 JOHN SANTOPIETRO MD TRUSTEE 1.00 X 0 0 0 CHAUNCEY T COLLINS TREASURER/CFO/COO 40.00 X 315009 0 50167 MELISSA AGOSTO ASSISTANT TREASURER 40.00 X 95497 0 6662 KATHLEEN YOUNG CLERK 40.00 X 40013 0 28055 SAMAR HABAL MD ASSOCIATE MEDICAL DIRECTOR/DIRECTOR OF ADMISSIONS 40.00 X 336469 0 41848 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 40.00 X 251541 0 30703 NICHOLAS HOLIDAY DIRECTOR OF PSYCHOPHARMACOLOGY AND MEDICAL SERVICE 40.00 X 239289 0 41466 ELIZABETH WEINBERG STAFF PSYCHIATRIST 40.00 X 225859 0 38761 DAVID MINTZ DIRECTOR OF PSYCHIATRIC EDUCATION 40.00 X 243312 0 47223 2195824 0 341715 27 0 1 0 SYNAPTIC ADVISORY PARTNERS LLC 15 ADMIRAL COCHRANE DRIVE ANNAPOLIS MD 21401 IT SERVICES 1000623 MAROIS CONSTRUCTION CO INC 262 OLY LYMAN ROAD SOUTH HADLEY MA 01075 CONSTRUCTION SERVICES 897936 LENOX VILLAGE PHARMACY 4 WALKER STREET LENOX MA 01240 PHARMACY 238013 SALESFORCEORG PO BOX 203141 DALLAS TX 75320 LICENSES 122581 PC CONNECTIONS SALES CORPORATION PO BOX 536472 PITTSBURGH PA 15253 HARDWARE 109787 5 554614 554614 PATIENT SERVICE REVENUE 621498 18669344 18669344 NURSERY SCHOOL TUITION 624410 15505 15505 18684849 665020 665020 26595978 25762522 833456 833456 833456 WORKSHOPS AND OTHER PATIENT REVEN 900099 90634 90634 90634 20828573 18775483 0 1498476 1089217 338451 713844 36922 11295468 8854436 2286933 154099 650808 517585 124292 8931 1856658 1421626 410373 24659 782756 585121 185829 11806 28263 28263 85000 85000 121456 121456 486790 256086 220719 9985 134689 101017 33672 1023054 736294 266560 20200 45309 30418 9474 5417 254510 195413 54160 4937 1110708 852802 236359 21547 403735 309988 85915 7832 SUPPLIES 967840 798958 160946 7936 MEMBERSHIPS AND SUBSCRI 305956 44861 261095 STAFF TRAINING 154777 120900 33877 PROFESSIONAL DUES AND L 84615 14480 70135 143314 94466 48848 21024923 15272902 5404078 347943 1061343 1479642 104400 104400 1415512 1391619 61000 98000 313859 327216 42354386 22056497 19707496 20297889 23318421 35386895 12732347 5243412 708242 864242 59422620 65193315 1892925 1601165 116618 74592 5680733 5309714 2500000 708242 864242 8398518 10349713 X 32994009 35253032 18030093 19590570 51024102 54843602 59422620 65193315 -196350 4015850 0 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 34996491 18615 5382251 1330896 39066461 21992637 821596 14107662 1925404 34996491 23256898 1592060 -1851323 1004998 21992637 18521330 2446233 3181925 892590 23256898 17012706 1206525 1072629 770530 18521330 0.50120 0.16740 0.33140 0 0 303612 303612 30676095 13653509 17022586 9533488 8402988 1130500 1841191 1841191 20297889 MONEY MARKET FUNDS 4908412 F REAL ESTATE 335000 F 5243412 457(B) PLAN 864242 864242 X 24722967 4015850 4015850 20707117 121456 121456 20828573 20903467 0 20903467 121456 121456 21024923 PART V, LINE 4: BOARD DESIGNATED FUNDS: INVESTMENTS ALLOCATED FOR FUTURE CAPITAL EXPANSION, EDUCATIONAL PROGRAMS AND RESEARCH. PERMANENTLY ENDOWED: RETURNS FROM INVESTMENTS ARE USED FOR PURPOSES SUCH AS PATIENT AID, RESEARCH, EDUCATION AND THE FELLOWSHIP PROGRAM. PART X, LINE 2: THE CENTER ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES IN ACCORDANCE WITH ASC TOPIC, INCOME TAXES. THIS STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENTS REGARDING A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE CENTER HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS WHICH QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS AT DECEMBER 31, 2020. 1 1 0 0 1 1 1 0 0 607705 21000 586705 0.02790 607705 21000 586705 0.02790 89176 6325 82851 0.00390 496447 496447 0.02360 119282 119282 0.00570 15000 15000 0.00070 719905 6325 713580 0.03390 1327610 27325 1300285 0.06180 1 8739 1398 X 1 0 1 1 AUSTEN RIGGS CENTER 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 X AUSTEN RIGGS CENTER 1 0 0 1 X X X X X X X X X 19 1 0 0 1 X HTTPS://WWW.AUSTENRIGGS.ORG/COMMUNITY-HEALTH-NEEDS-ASSESSMENT X 1 19 1 HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/AUSTEN-RIGGS-IMPLEMENTATION 0 1 X X X X X 1 1 X X X 1 X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/FEE-REDUCTION-APPLICATION.P X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X X X X 1 X 0 X 0 X 0 0 PART II, COMMUNITY BUILDING ACTIVITIES: THE CENTER HOSTS A VARIETY OF FORUMS AND SEMINARS EACH YEAR THAT ARE AVAILABLE TO THE PSYCHIATRIC COMMUNITY. CENTER STAFF SERVE ON COMMUNITY BOARDS AND COUNCILS THAT PROVIDE SERVICE TO THE LOCAL MENTAL HEALTH ORGANIZATIONS AND SCHOOLS. PART III, LINE 2: PART I, LINE 7, COLUMN (F):THE BAD DEBT EXPENSE INCLUDED ON FORM 990, PART IX, LINE 25(A), BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE IN THIS COLUMN IS 8,739. PART III, LINE 4: ACCOUNTS RECEIVABLE ARE RECORDED AT THE INVOICED AMOUNTS AND DO NOT BEAR INTEREST. THE ALLOWANCE FOR DOUBTFUL ACCOUNTS IS MANAGEMENT'S BEST ESTIMATE OF THE AMOUNT OF PROBABLE CREDIT LOSSES IN ACCOUNTS RECEIVABLE. THE ALLOWANCE IS BASED UPON SPECIFIC IDENTIFICATION OF PROBABLE LOSSES AND AN ESTIMATE OF ADDITIONAL LOSSES BASED ON HISTORICAL EXPERIENCE. ACCOUNT BALANCES ARE CHARGED OFF AGAINST THE ALLOWANCE WHEN IT IS PROBABLE THE RECEIVABLE WILL NOT BE RECOVERED. PART VI, LINE 3: PATIENTS ARE INFORMED DURING THE PRE-ADMISSION SCREENING AND DURING THE ADMISSION PROCESS THAT AN APPLICATION FOR A FEE REDUCTION MAY BE SUBMITTED. PART VI, LINE 4: RIGGS SERVES LOCAL, REGIONAL, AND NATIONAL COMMUNITIES. THESE COMMUNITIES ARE COMPRISED LARGELY OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS (E.G., MULTIPLE CO-MORBID CONDITIONS, SEVERE AND PERSISTENT PSYCHIATRIC SYMPTOMS, AND FUNCTIONAL IMPAIRMENT) AND THE PROFESSIONALS (AND ORGANIZATIONS) WHO SERVE THEM. SERVICE TO THESE COMMUNITIES INCLUDES TREATMENT, EDUCATION AND TRAINING, RESEARCH, AND APPLICATION. MORE SPECIFICALLY: WHILE FEW OF THE CENTER'S PATIENTS COME FROM THE LOCAL COMMUNITY, THE CENTER OFFERS EDUCATION, OUTREACH, AND CONSULTATION TO LOCAL CLINICIANS AND ORGANIZATIONS. AT THE REGIONAL LEVEL, 51% OF THE CENTER'S PATIENT POPULATION IS DRAWN FROM THE NORTHEAST (NEW ENGLAND STATES PLUS NY, PA, AND NJ), AND A ROBUST PROGRAM OF EDUCATION, CONSULTATION, AND OUTREACH IS PROVIDED TO CLINICIANS WHO TREAT PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS IN THE REGION. THE NATIONAL POPULATION OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS, AND THE CLINICIANS WHO TREAT THEM, IS THE BROADEST AND MOST SIGNIFICANT COMMUNITY. THIS ENCOMPASSES THE CENTER'S FULL PATIENT POPULATION AS WELL AS THE POPULATION OF TREATERS SERVED THROUGH EDUCATION, TRAINING, AND RESEARCH EFFORTS. X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 ERIC M PLAKUN MD MEDICAL DIRECTOR/CEO 448835 0 0 0 0 0 28500 0 28330 0 505665 0 0 0 SAMAR HABAL MD ASSOCIATE MEDICAL DIRECTOR/DIRECTOR 336469 0 0 0 0 0 14250 0 27598 0 378317 0 0 0 CHAUNCEY T COLLINS TREASURER/CFO/COO 315009 0 0 0 0 0 28500 0 21667 0 365176 0 0 0 DAVID MINTZ DIRECTOR OF PSYCHIATRIC EDUCATION 243312 0 0 0 0 0 20193 0 27030 0 290535 0 0 0 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 251541 0 0 0 0 0 20497 0 10206 0 282244 0 0 0 NICHOLAS HOLIDAY DIRECTOR OF PSYCHOPHARMACOLOGY AND M 239289 0 0 0 0 0 19617 0 21849 0 280755 0 0 0 ELIZABETH WEINBERG STAFF PSYCHIATRIST 225859 0 0 0 0 0 11913 0 26848 0 264620 0 0 0 PART I, LINE 1A THE DISCRETIONARY SPENDING ACCOUNT IS USED FOR BUSINESS PURCHASES THAT ARE SPECIFIC TO THE MEDICAL DIRECTOR THAT DO NOT FALL UNDER OTHER DEPARTMENTAL EXPENSES. PART I, LINE 4B HIGHLY COMPENSATED STAFF CAN MAKE A SALARY CONTRIBUTION TO A 457(B) PLAN AT TIAA CREF A MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 2008-06-05 4000000 EXPANSION & RENOVATIONS 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 2018-04-01 3500000 EXPANSION & RENOVATIONS 0 0 0 A 1901772 4000000 4000000 2011 0 0 1 1 B 201128 3500000 104231 3395769 2018 0 0 1 1 A 0 0 0 0 1 0 0 B 0 0 0 0 1 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE DIRECTOR OF FINANCE THEN BY THE CFO AND CEO. IT IS ALSO SENT TO THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE FINALIZING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY COMPLETING ANNUAL DOCUMENTED DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S MEDICAL DIRECTOR/CHIEF EXECUTIVE OFFICER AND KEY EMPLOYEES IS DONE BY THE BOARD OF TRUSTEES ON A COMPARATIVE SALARY REVIEW BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE OVERSIGHT PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.