2021-11-05T05:47:34-05:00 2020-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2020-01-01 133048373 AMERICAN SOCIETY OF TRANSPLANT SURGEONS AMER 7034147870 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 MAGGIE KEBLER-BULLOCK EXECUTIVE DIRECTOR 7034147870 2021-11-05 1 MAGGIE KEBLER-BULLOCK XXX-XX-XXXX AARON M FOX P01365820 2022274000 2021-11-05 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z MAGGIE KEBLER-BULLOCK 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 6243973 0 X WWW.ASTS.ORG X 1974 OR TO ADVANCE THE ART AND SCIENCE OF TRANSPLANT SURGERY. 16 16 20 280 39205 29623 3030186 3630569 2623775 2551317 725 181 78291 61906 5732977 6243973 88895 0 0 0 1491717 1761280 0 0 30942 4444091 3552273 6024703 5313553 -291726 930420 3682444 4321288 1734541 1520689 1947903 2800599 THE AMERICAN SOCIETY OF TRANSPLANT SURGEONS (ASTS) ADVANCES THE ART AND SCIENCE OF TRANSPLANT SURGERY THROUGH PATIENT CARE, RESEARCH, EDUCATION, AND ADVOCACY. 0 0 2446278 NLDAC (OPTIMAL PATIENT CARE): NATIONAL LIVING DONOR ASSISTANCE CENTER (NLDAC): THE NATIONAL LIVING DONOR ASSISTANCE CENTER WAS ESTABLISHED VIA A GOVERNMENT GRANT SYSTEM TO REDUCE FINANCIAL DISINCENTIVES TO LIVING ORGAN DONATION AND HELP MORE PEOPLE ON THE WAITING LIST GET A TRANSPLANT. ASTS IS A SUB-CONTRACTOR, WITH FUNDS IN 2020 COMING FROM THE UNIVERSITY OF KANSAS MEDICAL AND ARBOR RESEARCH COLLABORATIVE FOR HEALTH. ASTS ADMINISTERS THE DAY-TO-DAY OPERATIONS OF THE PROGRAM. IN 2020, NLDAC PROCESSED 890 APPLICATIONS FOR ASSISTANCE AND PROVIDED OVER $1.6 MILLION IN PROSPECTIVE REIMBURSEMENTS TO THOSE PURSUING LIVING ORGAN DONATION. 1089150 2131228 TRAINING AND PROFESSIONAL DEVELOPMENT: THE SOCIETY ORGANIZES AND HOSTS A WIDE VARIETY OF MEETINGS DESIGNED TO SUPPORT ITS MISSION AND ADVANCE THE FIELD OF ORGAN TRANSPLANATION. THERE WERE 5 SUCH MEETINGS IN 2020 RANGING FROM 40 ATTENDEES TO OVER 3400. FOUR OF THESE CONFERENCES PROVIDED CONTINUING MEDICAL EDUCATION CREDITS THROUGH THE ASTS ACCME ACCREDITATION. OF IN TOTAL, OVER 4000 TRANSPLANT PROFESSIONALS PARTICIPATED IN ASTS SPONSORED CONFERENCES IN 2020. ASTS ALSO OFFERS TRAINING TOOLS FOR NEW AND ESTABLISHED SURGEONS AND OFFERS MENTORING PROGRAMS FOR STUDENTS AND SURGICAL RESIDENTS. 533528 390587 ADVOCACY, ORGANIZATIONAL EXCELLENCE AND RESEARCH: ASTS ADVANCES ITS MISSION THROUGH THE WORK OF THE COUNCIL, 22 COMMITTEES, 6 TASK FORCES AND 2 STRIKE FORCES. THE WORK OF THESE STRATEGIC GOALS INCLUDES ACTIVITIES SUCH AS THE DEVELOPMENT OF POSITION STATEMENTS, PUBLICATIONS IN PEER-REVIEWED JOURNALS, AND EFFORTS TO INCREASE DIVERSITY, EQUITY AND INCLUSION WITHIN THE SOCIETY. 4068956 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 11 0 1 20 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 AL AK CA CO AZ DE FL GA IL KS KY ME CT OR VA OK PA RI TN UT TX WA WV WI MA MD MN MI MS MO NJ NM NY NC ND OH SC X MAGGIE KEBLER-BULLOCK 7034147870 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 MARWAN ABOULJOUD MDFACSMMM PRES-ELECT - UNTIL 05/2020; PRES 5.00 0.50 X X 0 0 0 LLOYD E RATNER MD MPH PRES UNTIL 05/2020; IMM PAST PRES 5.00 X X 0 0 0 A OSAMA GABERMDFACS SEC UNTIL 05/2020; PRES-ELECT 1.00 0.50 X X 0 0 0 DIXON B KAUFMAN MD PHD PAST PRESIDENT - AS OF 06/2020 3.00 X X 0 0 0 JEAN C EMOND MD - IMM PAST PRESIDENT - UNTIL 05/2020 3.00 X X 0 0 0 WILLIAM C CHAPMAN MD TREASURER 0.50 0.50 X X 0 0 0 GINNY L BUMGARDNER MD PHD SECRETARY - AS OF 06/2020 0.50 0.50 X X 0 0 0 KENNETH A ANDREONI MD COUNCILOR-AT-LARGE 0.50 X 0 0 0 TALIA B BAKER MD COUNCILOR-AT-LARGE - UNTIL 05/2020 0.50 X 0 0 0 DEVIN E ECKHOFF MD COUNCILOR-AT-LARGE 0.50 X 0 0 0 JONATHAN P FRYER MD COUNCILOR-AT-LARGE - UNTIL 05/2020 0.50 X 0 0 0 ALAN I REED MD MBA COUNCILOR-AT-LARGE - UNTIL 05/2020 0.50 0.50 X 0 0 0 GEORGEINE SMITH MHS MSPA-C ASSOCIATE COUNCILOR - UNTIL 05/2020 0.50 X 0 0 0 MICHAEL J ENGLESBE MD COUNCILOR-AT-LARGE 0.50 X 0 0 0 JULIE K HEIMBACH MD COUNCILOR-AT-LARGE 0.50 0.50 X 0 0 0 DEBRA L SUDAN MD COUNCILOR-AT-LARGE 0.50 X 0 0 0 MATTHEW COOPER MD COUNCILOR-AT-LARGE 0.50 0.50 X 0 0 0 RYUTARO HIROSE MD COUNCILOR-AT-LARGE 0.50 X 0 0 0 IRENE K KIM MD COUNCILOR-AT-LARGE 0.50 X 0 0 0 ASHLEY H SEAWRIGHT DNP ACNP-BC ASSOCIATE COUNCILOR 0.50 X 0 0 0 KENNETH WASHBURN MD COUNCILOR-AT-LARGE 0.50 X 0 0 0 DANIEL D GARRETT CAE EXECUTIVE DIRECTOR - UNTIL 08/2020 38.00 2.00 X 273757 659 21749 KIMBERLY A GIFFORD MBA PROG MGR, NLDAC; INTERIM ED 38.00 2.00 X 89197 2062 0 LAUREL KULIKOSKY DEPUTY DIRECTOR 38.00 2.00 X 141539 869 10088 504493 3590 31837 2 0 1 0 LOEWS MIAMI BEACH HOTEL PO BOX 308013 NASHVILLE TN 37230 CONFERENCE SERVICES 298096 POWERS PYLE SUTTER & VERVILLE 1501 M STREET NW 7TH FLOOR WASHINGTON DC 20005 LEGISLATIVE & REGULATORY COUNSEL 228048 PSAV PRESENTATION SERVICES 23918 NETWORK PLACE CHICAGO IL 60673 CONFERENCE A/V 161008 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 ACCOUNTING 111173 4 2173562 1457007 3630569 CONFERENCES & MEETINGS 900099 1327668 1316968 10700 PUBLICATIONS 900099 452247 432414 19833 ACCREDITATION 900099 444723 444723 MEMBERSHIP DUES 900099 276549 276549 CME REVENUE 900099 50130 50130 2551317 181 181 34813 34813 1031 0 1031 1031 WEB ADVERTISING 541800 19372 19372 LIST RENTAL 900099 6690 6690 26062 6243973 2521815 39205 52384 X 384651 119781 261354 3516 1062833 647174 401771 13888 50163 31191 18306 666 162746 98293 62304 2149 100887 58588 40978 1321 24373 13274 11099 124488 124488 114000 110899 3101 619245 602399 16846 162104 93529 68575 213875 110146 103729 170034 170034 96499 56836 35913 3750 268537 238800 29737 28427 28427 38630 38630 UBI TAXES 2911 2911 ORGAN DONOR ASSISTANCE 1677980 1677980 CME ACCREDITATION 6500 6500 DUES AND SUBSCRIPTIONS 2855 2211 644 1815 203566 -206759 5008 5313553 4068956 1213655 30942 1255704 1483331 620895 246035 290000 1301116 785331 497200 5296 5094 237750 261269 376849 186267 203228 190582 201022 201022 83218 135639 3682444 4321288 124862 181964 1328004 762028 262941 281675 313756 1734541 1520689 X 1548331 1655170 399572 1145429 1947903 2800599 3682444 4321288 X 930420 -77724 X 0 1 X 1 1 1 X 3067443 2652173 3370169 3030186 3680699 15800670 3067443 2652173 3370169 3030186 3680699 15800670 360013 15440657 11088 20399 40368 63133 41684 176672 37264 44503 44053 32815 30623 189258 1142 13146 14938 29226 16195826 12335750 0.95340 0.92410 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 1,142. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 13,146. 2019 AMOUNT: $ 14,938. 2020 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 114000 0 0 114000 0 PART II-B, LINE 1: ASTS ADVOCATES FOR ISSUES THAT IMPACT ITS MEMBERS AND THE PATIENTS THEY SERVE. EFFORTS ARE FOCUSED ON ISSUES INFLUENCING THE PRACTICE AND SCIENCE OF TRANSPLANTATION. ASTS UTILIZES THE SERVICES OF AN EXTERNAL LAW FIRM TO CONDUCT ADVOCACY EFFORTS RELATED TO ISSUES RELEVANT TO TRANSPLANTATION. 135525 22587 112938 49093 22215 26878 192231 141465 50766 190582 DEFERRED RENT 313756 313756 X PART X, LINE 2: MANAGEMENT EVALUATED ASTS'S TAX POSITIONS AND CONCLUDED THAT THE ASTS HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE ASTS IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2017. X X X X 1 0 0 0 0 0 0 1 0 DANIEL D GARRETT CAE EXECUTIVE DIRECTOR - UNTIL 08/2020 146096 352 0 0 127661 307 7649 18 14048 34 295454 711 0 0 LAUREL KULIKOSKY DEPUTY DIRECTOR 141539 869 0 0 0 0 7197 44 2830 17 151566 930 0 0 PART I, LINE 4A DURING THE YEAR ENDED DECEMBER 31, 2020, DANIEL D. GARRETT, EXECUTIVE DIRECTOR, RECEIVED $127,968 IN SEVERANCE PAYMENTS, AS PART OF A SINGED SEVERANCE AGREEMENT. PART I, LINE 7 KIMBERLY GIFFORD RECEIVED A NON-FIXED BONUS SUBJECT TO THE DISCRETION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS SIX CATEGORIES OF MEMBERSHIP: REGULAR MEMBERS, SENIOR MEMBERS, HONORARY MEMBERS, ASSOCIATE MEMBERS, CANDIDATE MEMBERS, AND TRAINEE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE SOCIETY HAS A NOMINATING COMMITTEE CONSISTING OF THE PRESIDENT, PRESIDENT-ELECT, TWO MOST RECENT PAST PRESIDENT, SIX MOST SENIOR COUNCILORS-AT-LARGE, AND TWO EX-OFFICO MEMBERS: THE DEI ADVISOR CHAIR AND CO-CHAIR. EACH COMMITTEE MEMBER MUST ADHERE TO AN EXPANDED CONFLICT OF INTEREST POLICY THAT PRECLUDES A VOTING MEMBER OF THE COMMITTEE FROM CASTING A VOTE FOR HIM/HERSELF AND/OR CASTING A VOTE FOR/AGAINST A CANDIDATE FROM THE SAME INSTITUTION. THE COMMITTEE REVIEWS THE NOMINATIONS FROM THE GENERAL MEMBERSHIP AND PUTS FORWARD A BALLOT TO ELIGIBLE VOTING MEMBERS THAT CONTAINS SIX CANDIDATES FOR THE THREE COUNCILOR POSITIONS, THREE NAMES FOR THE SECRETARY OR TREASURER POSITION AND ONE NAME FOR THE PRESIDENT-ELECT POSITION. FORM 990, PART VI, SECTION A, LINE 7B ALL BYLAWS AND AMENDMENTS REQUIRE APPROVAL BY THE MEMBERSHIP. NEW MEMBER APPROVAL IS SUBJECT TO VOTE BY THE MEMBERSHIP COMMITTEE AND COUNCIL. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND UPON SUBMISSION OF THE DRAFT, IS REVIEWED BY THE TREASURER AND EXECUTIVE DIRECTOR. THE FORM 990 IS PRESENTED TO THE SOCIETY'S COUNCIL/BOARD FOR REVIEW AND DISCUSSION PRIOR TO FINALIZING WITH THE INTERNAL REVENUE SERVICE. FORMAL APPROVAL IS RECORDED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 12C ALL OF THE SOCIETY'S COUNCIL/BOARD MEMBERS COMPLETE A CONFLICT OF INTEREST (COI) FORM ON AN ANNUAL BASIS. INFORMATION SUGGESTING AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST SHALL BE COMMUNICATED TO THE PRESIDENT, THE COUNCIL/BOARD, AND/OR THE EXECUTIVE DIRECTOR. FOR EACH ISSUE RAISED ON AN UPDATED ANNUAL DISCLOSURE FORM OR ON AN AD HOC BASIS, A DETERMINATION SHALL BE MADE REGARDING THE NEED FOR THE SOCIETY'S COUNCIL/BOARD MEMBERS PARTICIPATION TO BE ALTERED. THE SOCIETY'S COUNCIL/BOARD MEMBER MAY VOLUNTARILY RECUSE HIM/HERSELF FROM DISCUSSION AND/OR VOTING ON THE BASIS OF A CONFLICT OF INTEREST. IN ADDITION, THE SOCIETY'S COUNCIL/BOARD MAY REQUIRE THAT A COUNCIL/BOARD MEMBER: (A) REFRAIN FROM VOTING ON THE ISSUE, (B) NOT PARTICIPATE IN EITHER THE DISCUSSION OR THE VOTE ON THE ISSUE, (C) LEAVE THE ROOM DURING DISCUSSION AND VOTING ON THE ISSUE, OR (D) EXPLAIN HIS OR HER INTEREST IN THE MATTER FULLY TO THE SOCIETY'S COUNCIL/BOARD MAY WEIGH THE SOCIETY'S COUNCIL/BOARD MEMBER'S FURTHER PARTICIPATION. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE CONSISTING OF OFFICERS OF THE EXECUTIVE COMMITTEE CONDUCTS AN ANNUAL REVIEW WITH INPUT FROM COMMITTEE CHAIRS AND COUNCIL MEMBERS. THE COMPENSATION COMMITTEE ANALYZES RELEVANT BENCHMARK DATA, REVIEWS THE EVALUATIONS AND MAKES RECOMMENDATIONS TO THE SOCIETY'S COUNCIL/BOARD FOR LEVEL OF COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE PUBLIC PORTION OF THE WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. THE SOCIETY MAKES AVAILABLE A PUBLIC DISCLOSURE COPY OF ITS FEDERAL FORM 990 UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 357,140. MANAGEMENT AND GENERAL EXPENSES 16,846. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 373,986. PUBLIC POLICY FEES: PROGRAM SERVICE EXPENSES 230,059. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 230,059. HONORARIA: PROGRAM SERVICE EXPENSES 15,200. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 15,200. FORM 990, PART XI, LINE 9: RETURN OF GRANT FUNDS -77,724. 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