2021-10-20T11:22:37-05:00 2020-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2020-01-01 941007751 CALIFORNIA ALUMNI ASSOCIATION CALI 5109008225 1 ALUMNI HOUSE UC BERKELEY BERKELEY CA 94720 ANN TRUONG CHIEF FINANCIAL OFFICER 5109008225 2021-10-19 1 ANN TRUONG 999009999 MICHAEL LUMSDEN P01262236 4159561500 2021-09-29 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CLOTHILDE HEWLETT 1 ALUMNI HOUSE UC BERKELEY BERKELEY CA 94720 13033064 0 X WWW.ALUMNI.BERKELEY.EDU X 1872 CA TO PROMOTE THE WELFARE OF UNIVERSITY OF CALIFORNIA ALUMNI THROUGH EDUCATIONAL ACTIVITIES. 19 19 136 4389 68234 0 4764193 3129322 9496238 1801404 904523 -3038486 2453018 1494585 17617972 3386825 268450 158493 0 0 7527429 6855691 0 0 217409 8350888 4746663 16146767 11760847 1471205 -8374022 40813758 38942487 10832675 11460707 29981083 27481780 X OUR MISSION IS TO ADVANCE AND PROMOTE THE INTERESTS OF THE UNIVERSITY OF CALIFORNIA, BERKELEY BY CONNECTING ALUMNI WITH EACH OTHER AND OUR ALMA MATER. WE INFORM, ENGAGE, AND INSPIRE ALUMNI TO SUPPORT THE UNIVERSITY BY: (1) PARTICIPATING AND VOLUNTEERING IN UNIVERSITY AND ALUMNI ACTIVITIES; (2) ACTING AS AMBASSADORS AND ADVOCATES ON BEHALF OF THE UNIVERSITY; AND (3) GIVING TO THE UNIVERSITY. 0 0 2162484 0 54137 THE ASSOCIATION OWNS AND OPERATES A FAMILY CAMP SITE CALLED LAIR OF THE GOLDEN BEAR. THE CAMP IS LOCATED IN THE STANISLAUS NATIONAL FOREST IN PINECREST, CA. THE FACILITY PROVIDES REASONABLY PRICED SUMMER CAMPING VACATIONS TO ASSOCIATION MEMBERS, FRIENDS, AND FAMILY. ADDITIONALLY, SPECIAL GROUPS AND EVENTS ARE BOOKED BEFORE AND AFTER SUMMER FAMILY CAMP SESSIONS. A TOTAL OF APPROXIMATELY 10,000 INDIVIDUALS ENJOY THESE FACILITIES ON AN ANNUAL BASIS; DUE TO THE COVID-19 PANDEMIC, OPERATIONS AT THE CAMP WERE LIMITED IN 2020. 1038099 0 68234 CALIFORNIA MAGAZINE IS PUBLISHED ON A QUARTERLY BASIS AND MAILED TO ALL MEMBERS OF THE ASSOCIATION TO KEEP ALUMNI IN TOUCH WITH FELLOW MEMBERS AND WITH THE UNIVERSITY. THE MAGAZINE PROVIDES MEMBERS WITH UNIVERSITY NEWS ITEMS, TOPICAL ISSUES, DISCOVERIES, AND ALUMNI EVENTS. 1699588 0 1679033 ALUMNI ENGAGEMENT PROGRAMS INCLUDE MEMBER SERVICES AND BENEFITS, CAREER NETWORKING AND SEMINARS, ON- AND OFF-CAMPUS SPECIAL EVENTS, TRAVEL STUDY PROGRAMS (BOTH DOMESTIC AND INTERNATIONAL), AND PARTICIPATION IN ALUMNI CHAPTERS WORLDWIDE. 3297472 158493 0 STUDENT ENGAGEMENT PROGRAMS FACILITATE THE INTERACTION BETWEEN STUDENTS AND ALUMNI, AND PROVIDES OPPORTUNITIES FOR STUDENTS TO PARTICIPATE IN CAMPUS ACTIVITIES AND EVENTS. PROGRAMS AND ACTIVITIES INCLUDE THE ADMINISTRATION OF THREE SCHOLARSHIP PROGRAMS, THE AWARDING OF SCHOLARSHIPS, AND AN ALUMNI STUDENT MENTORSHIP PROGRAM. 3297472 158493 0 8197643 1 1 0 0 0 0 0 0 1 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 79 0 1 136 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X ANN TRUONG 5109008218 1 ALUMNI HOUSE UC BERKELEY BERKELEY CA 94720 CLOTHILDE HEWLETT EXECUTIVE DIRECTOR/SECRETARY-TREAS. 37.50 X 266489 0 7150 SUSAN COHEN CRUMPLER CHIEF OPERATING OFFICER 37.50 X 219754 0 29153 MATTHEW S TERWILLIGER CHIEF REVENUE OFFICER 37.50 X 200106 0 31190 ANN NGOC TUYET TRUONG CHIEF FINANCIAL OFFICER 37.50 X 176398 0 18391 MICHAEL YALEY GENERAL MANAGER, PINECREST OPERATIONS 37.50 X 138988 0 3875 JENNY ROBLES HR DIRECTOR 37.50 X 117930 0 23860 ANH PHUONG TRAN CHIEF PROGRAM OFFICER 37.50 X 127297 0 9257 PATRICK JOSEPH EDITOR-IN-CHIEF 37.50 X 107276 0 28386 PIERRE-ALAIN SEGUREL IT DIRECTOR 37.50 X 122247 0 11282 AMANDA POUCHOT PRESIDENT 1.00 X 0 0 0 DEMETRIOS BOUTRIS VICE PRESIDENT 1.00 X 0 0 0 KIRAN RAO VP FINANCE THROUGH 6/2020 / DIRECTOR 1.00 X 0 0 0 REHAN RYAN WALIANY DIRECTOR / VP FINANCE START 7/2020 1.00 X 0 0 0 MORRIS BUDAK DIRECTOR 1.00 X 0 0 0 SANGEETA CHAKRABORTY DIRECTOR THROUGH 6/2020 1.00 X 0 0 0 ANNE CHAMBERS DIRECTOR START 7/2020 1.00 X 0 0 0 ALLARD CHU DIRECTOR 1.00 X 0 0 0 DIANE DWYER DIRECTOR 1.00 X 0 0 0 EMILY HOU DIRECTOR THROUGH 6/2020 1.00 X 0 0 0 TALIA KENNEDY DIRECTOR 1.00 X 0 0 0 JOY KOVALESKI DIRECTOR THROUGH 6/2020 1.00 X 0 0 0 DIONICIA RAMOS LEDESMA DIRECTOR 1.00 X 0 0 0 CAROL LIU DIRECTOR 1.00 X 0 0 0 JOHN PALMER DIRECTOR START 7/2020 1.00 X 0 0 0 MARSHA ROBERTS DIRECTOR 1.00 X 0 0 0 ALFONSO SALAZAR DIRECTOR 1.00 X 0 0 0 DANIELLE SILVEIRA DIRECTOR 1.00 X 0 0 0 ROBERT G SPROUL DIRECTOR 1.00 X 0 0 0 AMY TONG DIRECTOR START 7/2020 1.00 X 0 0 0 KIRK TRAMBLE DIRECTOR 1.00 X 0 0 0 ESPERANZA VIELMA DIRECTOR THROUGH 6/2020 1.00 X 0 0 0 ART B WONG DIRECTOR START 7/2020 1.00 X 0 0 0 1476485 0 162544 10 0 1 0 QUADGRAPHICS INC PO BOX 644840 PITTSBURGH PA 15264 PRINTING SERVICES 279151 SIERRA PROPERTY MAINTENANCE 17500 ROUTE 5 ROAD SONORA CA 95370 CONSTRUCTION 211978 LOTUS ADVISORY LTD LLC 2072 LA ORINDA PLACE CONCORD CA 94518 CONSULTING 122438 FIRST CLASS PLUS INC 214 RYAN WAY SOUTH SAN FRANCISCO CA 94080 MAILING SERVICES 119873 MOSS ADAMS LLP PO BOX 101822 PASADENA CA 91189 AUDIT AND TAX SERVICES 103400 5 1303823 1825499 3129322 MEMBERSHIP DUES 813410 1268489 1268489 TRAVEL PROGRAM 561520 266332 266332 PUBLICATIONS/ADVERTISING 541800 68234 68234 ALUMNI HOUSE RENTAL 532000 64892 64892 LAIR OF THE GOLDEN BEAR CAMP REV 532000 54137 54137 79320 79320 1801404 571334 571334 1089740 1089740 6036419 9646239 -3609820 -3609820 -3609820 INSURANCE RECOVERIES 900099 404845 404845 404845 3386825 1733170 68234 -1543901 X 158493 158493 948629 248906 699723 4291575 3228247 958956 104372 117221 88091 26279 2851 1124112 770602 329486 24024 374154 250292 116286 7576 29183 3808 25375 47200 47200 120979 120979 1338052 789180 542282 6590 6098 3151 2938 9 813317 676375 94984 41958 26780 18444 8336 541240 250764 290476 14155 11544 2349 262 24085 10474 13611 306107 306107 643212 643212 232428 223425 9003 PROGRAM EXPENSES 256057 224939 21349 9769 FEES AND SERVICE CHARGE 198686 198455 151 80 REPAIRS AND MAINTENANCE 96928 60896 36032 0 BOND ISSUANCE COSTS 14649 14649 37507 17589 19918 11760847 8197643 3345795 217409 1168592 2114977 1796016 1515962 199038 456327 1400000 1371829 46182 0 112360 89257 18987124 10364683 9062124 8622441 15970363 15588961 10927456 9120891 131627 61842 40813758 38942487 793143 1091378 1950900 1914327 5705252 5449901 214717 229938 150000 2168663 2625163 10832675 11460707 X 20759784 18636654 9221299 8845126 29981083 27481780 40813758 38942487 X -8374022 6274349 -399630 X 0 1 X 1 0 X 1250349 1589471 2606421 3324967 3129322 11900530 8327963 9672385 9384938 9961743 1733170 39080199 9578312 11261856 11991359 13286710 4862492 50980729 7945 14690 5200 31032 58867 0 7945 14690 5200 31032 58867 50921862 1977659 2129936 2288365 2237689 1661074 10294723 94239 42690 54375 0 191304 2071898 2129936 2331055 2292064 1661074 10486027 889276 404845 1294121 11650210 13391792 14322414 16468050 6928411 62760877 0.81140 0.82900 0.16710 0.15720 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 889,276. 2020 AMOUNT: $ 404,845. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 149485 9002 9002 149485 149485 10090 10090 149485 1857722 -1666002 -25966 16269 149485 1635265 236945 14488 1857722 1560274 88104 13113 1635265 0.00000 1.00000 0.00000 0 1 1 13124599 5827378 7297221 3760475 2670256 1090219 1131708 1110361 21347 970342 756688 213654 8622441 FIXED INCOME SECURITIES - FIXED INCOME TRUST FUND 7817472 F UNIVERSITY OF CALIFORNIA GENERAL ENDOWMENT POOL - GEP SHARES 1303419 F 9120891 DERIVATIVE FINANCIAL INSTRUMENT LIABILITY 1259248 LIABILITY FOR PENSION BENEFITS 1297844 DEFERRED RENT 2470 OPERATING LEASE LIABILITY 65601 2625163 X 9140565 6274349 -399630 5874719 3265846 120979 120979 3386825 11639868 0 11639868 120979 120979 11760847 PART IV, LINE 2B: THE CALIFORNIA ALUMNI ASSOCIATION IS THE CUSTODIAL AGENT OF FUNDS FOR CAMPUS GROUPS AND ALUMNI CHAPTERS. THE ORGANIZATION IS OBLIGATED TO HOLD THE FUNDS IN THEIR BANK ACCOUNT FOR DISTRIBUTION UPON REQUEST. PART V, LINE 4: THE ASSOCIATION'S ENDOWMENT FUNDS CONSIST OF FUNDS WHOSE CORPUS IS TO REMAIN INTACT AND INCLUDE THOSE ASSETS OF DONOR-RESTRICTED FUNDS THAT THE ASSOCIATION MUST HOLD IN PERPETUITY OR FOR A DONOR-SPECIFIED TERM. THE INCOME FROM THE ENDOWMENT FUNDS ARE EXPENDED TO SUPPORT PROGRAM SERVICES OR SUPPORTING SERVICES, IN ALIGNMENT WITH THE ASSOCIATION'S ENDOWMENT SPENDING POLICY. PART X, LINE 2: THE ASSOCIATION FOLLOWS THE GUIDANCE FOR UNCERTAIN TAX POSITIONS AND REVIEWS AND ASSESSES TAX POSITIONS TAKEN AND EXPECTED TO BE TAKEN AGAINST THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTES FOR FINANCIAL STATEMENT RECOGNITION. MANAGEMENT HAS CONCLUDED THERE ARE NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2020 AND 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DERIVATIVE FINANCIAL INSTRUMENT -216,171. CHANGE IN PENSION LIABILITY -183,459. 1 TUNCER SCHOLARS 30 102506 ALUMNI SCHOLARS PROGRAM 16 49987 LAIR SCHOLARS 2 6000 PART I, LINE 2: THE ORGANIZATION ONLY GRANTS INDIVIDUAL SCHOLARSHIPS, WHICH ARE PROVIDED TO UC BERKELEY STUDENTS WHO ARE SELECTED ON CERTAIN CRITERIA DEPENDENT ON TYPE OF SCHOLARSHIP BEING GRANTED. SCHOLARSHIPS ARE AWARDED ON A YEARLY BASIS, CONTINGENT ON THE STUDENT'S ENROLLMENT AT UC BERKELEY. THE ORGANIZATION ALSO GRANTS NEED BASED NON-RENEWABLE EMERGENCY GRANTS TO COVER SCHOLARS' EXPENSES RELATED TO EDUCATION. AWARDING THESE GRANTS IS CONTINGENT ON THE STUDENTS' ENROLLMENT IN UC BERKELEY, DEMONSTRATED EMERGENCY NEED, AND AN EXHAUSTION OF THE FINANCIAL AID COUNSELING OPTIONS PROVIDED BY UC BERKELEY. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 CLOTHILDE HEWLETT EXECUTIVE DIRECTOR/SECRETARY-TREAS. 264203 0 0 0 2286 0 7150 0 0 0 273639 0 0 0 SUSAN COHEN CRUMPLER CHIEF OPERATING OFFICER 219340 0 0 0 414 0 6106 0 23047 0 248907 0 0 0 MATTHEW S TERWILLIGER CHIEF REVENUE OFFICER 199836 0 0 0 270 0 5412 0 25778 0 231296 0 0 0 ANN NGOC TUYET TRUONG CHIEF FINANCIAL OFFICER 176236 0 0 0 162 0 4924 0 13467 0 194789 0 0 0 PART I, LINE 1A THE CALIFORNIA ALUMNI ASSOCIATION PAYS MEMBERSHIP DUES ON BEHALF OF THE EXECUTIVE DIRECTOR TO UCB SPORTS & REC FACILITY, THE FACULTY CLUB, AND THE BERKELEY CITY CLUB. FEES PAID ARE REPORTED AS TAXABLE INCOME TO EXECUTIVE DIRECTOR. A ABAG FINANCE AUTHORITY FOR NON-PROFIT ORGANIZATIONS 943130123 00037CGM6 2004-12-21 8300000 CONSTRUCTION OF SUMMER CAMP FACILITY 0 0 0 A 2645000 8300000 207049 8092051 2009 0 0 1 1 A 0 0 1 1 0 0.02000 0.00000 0.02000 0 0 1 A 0 0 0 1 1 1 BANK OF AMERICA 30.000000000000 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: ABAG FINANCE AUTHORITY FOR NON-PROFIT ORGANIZATIONS DATE THE REBATE COMPUTATION WAS PERFORMED: 02/12/2015 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS FOUR CLASSIFICATIONS OF MEMBERS: 1. ANNUAL MEMBERS 2. LIFE MEMBERS 3. AFFILIATED MEMBERS 4. HONORARY MEMBERS THE VOTING POWER AND PRIVILEGE OF HOLDING OFFICE IN THIS CORPORATION SHALL VEST EXCLUSIVELY IN ANNUAL MEMBERS AND LIFE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A NEW MEMBERS OF THE BOARD OF DIRECTORS ARE NOMINATED BY THE NOMINATING COMMITTEE OF THE BOARD OF DIRECTORS. ANNOUNCEMENTS OF SUCH NOMINATIONS ARE MADE IN THE NEXT ISSUE OF CALIFORNIA MAGAZINE. ANY GROUP OF 100 MEMBERS OF THE ORGANIZATION IN GOOD STANDING MAY, BY WRITTEN PETITION, NOMINATE A FULL OR PARTIAL TICKET IF SAID WRITTEN PETITION IS FILED WITH THE SECRETARY-TREASURER WITHIN A PERIOD OF 30 DAYS AFTER THE PUBLISHED REPORT OF THE NOMINATING COMMITTEE. IF NO SUCH PETITION HAS BEEN FILED WITH THE SECRETARY-TREASURER, THEN THE NOMINEES OF THE NOMINATING COMMITTEE, AS APPROVED BY THE BOARD, SHALL BE DECLARED DULY ELECTED. IF SUCH PETITION IS FILED, THEN AN ELECTION BY WRITTEN BALLOT SHALL BE HELD FOR THE CONTESTED POSITION OR POSITIONS. FORM 990, PART VI, SECTION A, LINE 7B FIXING OR CHANGING THE NUMBER OF DIRECTORS OR OFFICERS MAY NOT BE ADOPTED, AMENDED, OR REPEALED WITHOUT THE VOTE OR WRITTEN ASSENT OF A MAJORITY OF THE MEMBERS OF THE CORPORATION, OR THE MAJORITY VOTE OF THE MEMBERS PRESENT AT A MEETING OF THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE AND ACCOUNTING STAFF. A DRAFT FORM 990 IS REVIEWED BY THE ORGANIZATION'S CFO; ANY ADJUSTMENTS ARE MADE, AS NECESSARY. THE FORM 990 IS THEN REVIEWED WITH THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, AND DISTRIBUTED TO THE ENTIRE BOARD THEREAFTER, PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST ANNUALLY. IN ADDITION, A VENDOR CHECK IS DONE ANNUALLY TO CAPTURE ANY POTENTIAL CONFLICT OF INTEREST. IN THE EVENT A CONFLICT OF INTEREST EXISTS, THE PERSONS INVOLVED ARE REQUIRED TO RECUSE THEMSELVES FROM MAKING ANY DECISION ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE EXECUTIVE DIRECTOR AND SENIOR MANAGEMENT TEAM MEMBERS IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE. THE COMMITTEE USES COMPENSATION SURVEYS, STUDIES, AND/OR FORM 990 INFORMATION FROM OTHER ORGANIZATIONS IN MAKING THEIR DECISION. SUBSTANTIATION OF THE DELIBERATION AND DECISION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST AND ON THE ORGANIZATION WEBSITE. AUDITED FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST IN BOTH HARD COPY AND DIGITAL FORM. FORM 990, PART IX, LINE 11G PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 789,180. MANAGEMENT AND GENERAL EXPENSES 542,282. FUNDRAISING EXPENSES 6,590. TOTAL EXPENSES 1,338,052. FORM 990, PART XI, LINE 9: LOSS ON DERIVATIVE FINANCIAL INSTRUMENT -216,171. CHANGE IN PENSION LIABILITY -183,459. UNIVERSITY OF CALIFORNIA BERKELEY 110 SPROUL HALL BERKELEY CA 94720 946002123 EDUCATION CA N/A 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0