2021-10-12T14:44:26-07:00 2021-05-31 990 2020-06-01 161476258 UTICA COLLEGE UTIC 3157923011 1600 Burrstone Road Utica NY 13502 Pamela Salmon VP of Financial Affairs & Treasurer 3157923011 2021-10-12 1 11 0 AAL2 2020 2022-09-23 18:48:47Z Pamela Salmon 1600 Burrstone Road Utica NY 13502 115414749 0 X www.utica.edu X 1946 NY We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 28 27 1812 75 35000 41633 10390203 13860306 88732250 85014179 1230038 16042962 1453678 497302 101806169 115414749 16244801 17156038 0 0 51244115 46045419 0 0 2533954 31912171 31837267 99401087 95038724 2405082 20376025 150954612 162972224 84664414 84303263 66290198 78668961 We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 0 0 47860623 15930038 74811037 Instruction and research to educate undergraduate & graduate students preparing them to achieve distinction in their chosen professions and inspiring them to become citizens committed to their community. Institutional Support for central and executive-level activities concerned with management and long-range planing for the entire institution. 15525942 1226000 497302 Student Services provides support to instructional programs with an emphasis on student life outside the classroom. it includes areas such as athletics, student activities, career counseling and placement, etc. 6128581 0 0 Academic support encompasses the areas of faculty and program development as well as resource centers including the library and various institutes designed to support the learning experience. 10376445 0 10238140 Auxilliary Enterprises Expenses $10,376,445 Revenue $10,238,140 10376445 0 10238140 79891591 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 1 212 0 1 1812 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 28 27 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Pamela Salmon 3157923011 1600 Burrstone Road Utica NY 13502 Laura Casamento President 37.5 0 X 366537 0 37536 Todd Pfannestiel Provost & Senior Vice President for Academic Affairs 37.5 0 X 213927 0 16872 Jeffrey Gates Senior Vice President of Student Life and Enrollment 37.5 0 X 196910 0 32784 George Nehme Vice President for Advancement 37.5 0 X 185643 0 15761 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 37.5 0 X 181322 0 17280 Pamela Salmon Vice President of Financial Affairs 37.5 0 X 162006 0 34403 Stephanie Nesbitt Dean of the School of Business & Justice 37.5 0 X 173106 0 20578 Robert Halliday Associate Provost, Online Learning and Vice President of Online and Extended Studies 37.5 0 X 150842 0 33232 Ahmed Radwan Dean for Health and Professions 37.5 0 X 137562 0 43091 Andrew Beakman Vice President of Legal Affairs & General Counsel 37.5 0 X 151554 0 5952 Mark A Pilipczuk Trustee 0 0 X 0 0 0 Robert A Brvenik Chair 0 0 X X 0 0 0 John Calabrese Trustee 0 0 X 0 0 0 John P Casellini Trustee 0 0 X 0 0 0 Heidi M Hoeller Trustee 0 0 X 0 0 0 Eugene F Quadraro Trustee 0 0 X 0 0 0 Kenneth D Bell Secretary 0 0 X X 0 0 0 Bernadette Clark Trustee 0 0 X 0 0 0 Thomas F Cox Jr Trustee 0 0 X 0 0 0 Ronald A Cuccaro Trustee 0 0 X 0 0 0 Frederick C Degen Trustee 0 0 X 0 0 0 John Forte Trustee 0 0 X 0 0 0 Samuel D Hester Trustee 0 0 X 0 0 0 Andrew R Hislop Trustee 0 0 X 0 0 0 Christian W Meyer III Vice Chair 0 0 X X 0 0 0 Russell J Petralia Trustee 0 0 X 0 0 0 Solade E Rowe Trustee 0 0 X 0 0 0 John H Snyder Trustee 0 0 X 0 0 0 Wester Miga Trustee 0 0 X 0 0 0 Jeremy Thurston Vice Chair 0 0 X X 0 0 0 Larry E Bull Trustee 0 0 X 0 0 0 Krista DiBerardino Trustee 0 0 X 0 0 0 Treesa Salter Trustee 0 0 X 0 0 0 Lawrence Adler Trustee 0 0 X 0 0 0 Harry Cynkus Vice Chair 0 0 X X 0 0 0 Marianne Gaige Trustee 0 0 X 0 0 0 Dan Jones Trustee 0 0 X 0 0 0 1919409 0 257489 73 0 1 0 Wiley Deltak edu 1415 W 22nd St Suite 400 Oak Brook IL 60523 Online Educational Services 7812702 Atalian Global Services Inc 417 Fifth Avenue New York NY 10016 Facilities Services 4578277 The Hayner Hoyt Corportation 1820 LeMoyne Avenue Syracuse NY 13208 Construction 2105892 Orbis Education Services 11595 North Meridian St Carmel IN 46032 Educational Partner 6014261 Follett Higher Education Group Inc 3146 Solutions Center Chicago IL 60677 Bookstore Services 1247453 28 0 0 0 0 7095233 6765073 0 13860306 Student Tuition & Fees 611710 74811038 74811038 0 0 Auxiliary Enterprises 611710 10203141 10203141 0 0 0 0 0 0 85014179 16042962 0 0 16042962 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 497302 462302 35000 0 497302 115414749 85476481 35000 16042962 0 0 16859396 16859396 296642 296642 0 0 2038336 883197 888068 267071 0 0 0 0 33162941 27004112 4723671 1435158 1351277 1090900 199778 60599 6721274 5582733 869635 268906 2771591 2244986 404045 122560 0 0 0 0 116154 0 116154 0 118822 0 118822 0 50000 50000 0 0 0 0 0 0 0 0 6096030 5011716 913604 170710 565706 58443 507263 0 2932240 1989844 890697 51699 711887 24368 687516 3 1245 1245 0 0 3196977 2951815 229289 15873 542390 397279 144746 365 0 0 0 0 182875 164323 8769 9783 1688499 1611753 75879 867 0 0 0 0 5136968 4637613 499355 0 714359 230765 483594 0 Auxiliary Enterprises - Food Service 2516676 2516676 0 0 Grounds Services 2496740 2415830 66837 14073 Custodial Services 1993299 1928704 53360 11235 2776400 1939251 732097 105052 95038724 79891591 12613179 2533954 7110 7150 18473984 22938150 2462302 2293888 11119327 10887455 377660 305897 899 36636 173570 239303 147778286 66469179 74229890 81309107 22158583 30060820 5509516 6836088 16441771 8057730 150954612 162972224 9753494 11658849 14106446 13002232 44058524 43518080 16745950 16124102 84664414 84303263 X 37692263 41239574 28597935 37429387 66290198 78668961 150954612 162972224 X 20376025 -7748215 0 0 0 -249047 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 377 0 1 52939 53316 0 Schedule C, Part II-B, Line 1 The College used paid lobbyists to develop additional college funding through representation with federal and state governments. 0 9847124 0 0 X X X X 0 27110269 2567821 8227652 822234 389894 93124 36600490 25052831 2373955 1013233 867663 376357 85730 27110269 25880260 418115 66624 856501 372004 83663 25052831 24642658 430065 2097529 831579 369766 88647 25880260 22835797 381225 2698919 811798 357447 104038 24642658 0.13 0.51 0.36 0 0 0 6246046 6246046 0 104646494 46947800 57698694 0 2275533 1189171 1086362 0 12655202 8444073 4211129 0 21955011 9888135 12066876 81309107 Post Retirement Liability 7024516 Charitable Trust Obligations 69889 Perkins Loan Federal Contribution 70539 Bond Premium, Net of Amortization 5062369 Lease Liability 3896789 16124102 91760291 -7748218 0 0 0 -7748218 99508509 0 15906240 15906240 115414749 79132484 0 0 0 0 0 79132484 0 15906240 15906240 95038724 Schedule D, Part III, Line 4 The College has a fine arts collection that is housed in the Barrett Art Gallery. The gallery is open to students and members of the community who share an interest in fine arts. The college offers a number of fine arts courses. Schedule D, Part V, Line 4 The College has endowment funds that are managed to provide a permanent source of income to support the teaching, research, and service missions of the institution. Schedule D, Part XI, Line 4b Scholarship Aid $15,906,240 Schedule D, Part XII, Line 4b Scholarship Aid $15,906,240 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Utica College prints its nondiscriminatory policy in the annual catalog and it is also on the College website. Schedule E, Part I, Line 6 A majority of the college financial assistance is provided by the government to enable promising students to attend college if family and personal resources are inadequate to support a college education. Two of the main sources of financial aid are from the federal and state government. 1 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Faculty 83000 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Adjunct Lecturer 10000 Central America and the Caribbean 0 3 Program Services Adjunct Lecturer 32000 0 5 125000 Scholarship Central America and the Caribbean 1 4250 Credit on Students' tuition Bill 0 FMV Scholarship East Asia and the Pacific 6 28000 Credit on Students' tuition Bill 0 FMW Scholarship Europe (including Iceland and Greenland) 3 19050 Credit on Students' tuition Bill 0 FMV Student Loan Europe (including Iceland and Greenland) 1 50000 Credit on Students' tuition Bill 0 FMV Scholarship North America (including Canada and Mexico, but not the United States) 9 38644 Credit on Students' tuition Bill 0 FMV Scholarship Russia and the newly independent States 3 28060 Credit on Students' tuition Bill 0 FMV Scholarship Sub-Saharan Africa 2 4500 Credit on Students' tuition Bill 0 FMV Student Loan Sub-Saharan Africa 4 124138 Credit on Students' tuition Bill 0 FMV 0 0 0 0 1 0 Schedule F, Part I, Line 2 Grants are given as scholarships and show as a credit on the student account against tuition owed. 1 Scholarships 4203 15609600 0 FMV Fellowships 45 23796 0 FMV Grants are awarded to College employees or students for research projects. Grantees may elect to receive reimbursement for receipted expenses or they may elect to receive their awards as W-2 compensation. Higher Education Emergency Relief Fund 1614 1226000 0 FMV Funds granted to students to help provide emergency relief grants to support students dealing with financial stress from the impact of the COVID pandemic. Schedule I, Part I, Line 2 Students receiving scholarships are evaluated by the College's assessment of academic achievement, financial need and other similar standards. X X X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 Jeffrey Gates Senior Vice President of Student Life and Enrollment 196886 0 0 0 24 0 6248 0 26536 0 229694 0 0 0 Pamela Salmon Vice President of Financial Affairs 161853 0 0 0 154 0 6942 0 27460 0 196409 0 0 0 Laura Casamento President 303635 0 18000 0 44902 0 13000 0 24536 0 404073 0 0 0 Todd Pfannestiel Provost & Senior Vice President for Academic Affairs 211472 0 0 0 2455 0 6397 0 10474 0 230798 0 0 0 Andrew Beakman Vice President of Legal Affairs & General Counsel 150518 0 0 0 1036 0 4612 0 1339 0 157505 0 0 0 Ahmed Radwan Dean for Health and Professions 134302 0 0 0 3260 0 14842 0 28250 0 180654 0 0 0 George Nehme Vice President for Advancement 185484 0 0 0 158 0 5735 0 10026 0 201403 0 0 0 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 181286 0 0 0 36 0 6942 0 10338 0 198602 0 0 0 Stephanie Nesbitt Dean of the School of Business & Justice 173051 0 0 0 55 0 10112 0 10466 0 193684 0 0 0 Robert Halliday Associate Provost, Online Learning and Vice President of Online and Extended Studies 150739 0 0 0 103 0 6069 0 27163 0 184074 0 0 0 Schedule J, Part I, Line 1a The College president receives a housing stipend since her house now serves as a meeting place for dignitaries and community leaders, as well as for other meeting and fundraising events. The College provides travel costs for the College President's spouse on certain business travel. The College pays for the president's membership dues and initiation fees relating to membership in any clubs that the board of trustees requests that the president join. A Oneida County Local Development Corporation 273190422 682440CM2 2019-12-18 49438503 See Part VI 0 0 0 A 390000 0 49439081 0 0 0 569147 0 0 9592287 35120883 4156765 2021 1 1 0 1 A 0 0 1 1 0 0.0047 0.0002 0.0049 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 Schedule K, Part I, Column f-12/18/2019 49,438,503 Oneida County Local Development Corporation The purpose of this bond was to refund prior bonds that were issued on May 28, 2015 and March 28, 2018. These bonds will also be used for constructing and equipping an addition to the science center. Schedule K, Part II, Line 3-12/18/2019 49,438,503 Oneida County Local Development Corporation Total Proceeds in Part II, Line 3 include $577 of earnings on investment of bond proceeds prior to the expenditures of project costs. Bernadette Clark Wife of Harold T. Clark, managing agent for Adron LLC. 425850 Bernadette Clark is the wife of Harold T. Clark, managing agent for Adron LLC. The College has a rental agreement with Adron to lease space. 0 Laura Casamento Laura Casamento is President of Utica College and her son, Brian Marcantonio is head soccer coach. 67570 Payroll & Benefits 0 Jeremy Thurston Board Member & Majority owner of the Hayner Hoyt Company 8812575 The College paid for services on a construction contract. 0 Schedule L, Part IV 1 - Bernadette Clark is the wife of Harold T. Clark, managing agent for Adron LLC. The College has a rental agreement with Adron to lease space. 2 - Laura Casamento is President of Utica College and her son, Brian Mercantonio is head soccer coach. 3 - Jeremy Thurston is a Board Member and Majority owner of The Hayner Hoyt Corporation. The College paid for services on a construction contract. X 7 39097 FMV 0 0 1 1 Schedule M, Part I, Line 32b The College uses real estate agents and coin dealers in conjunction with the sale of donated properties on occasion. Form 990, Part VI, Section A, Line 2 The College conducts business with various vendors throughout the greater Utica area. Several of the College's vendors have principals or employees currently serving on its board of trustees. In accordance with the college's bylaws, each vendor serving on the college board of trustees is required to disclose the details of transactions and other business involvements with the college. Significant related party transactions include government relations services and data processing, printing, mailing and email marketing for the development office. Form 990, Part VI, Section B, Line 11b The 990 is reviewed and approved by the treasurer, key employees, and appropriate trustees prior to being filed and issued. Additionally, the 990 is provided to the entire board of trustees for review and comment prior to filing. This is done by posting a draft PDF of the 990 to the College trustee website. Form 990, Part VI, Section B, Line 12c Officers and Board members are required to complete conflict of interest statements and submit them to the office of financial affairs. Form 990, Part VI, Section B, Line 15 The compensation of the president is determined by a compensation committee of the board of trustees in consultation with an independent consultant and approved by the executive committee. The compensation of officers and key employees is determined by the college president and approved by the compensation committee. Form 990, Part VI, Section C, Line 19 Governing documents are available to the public through personal requests through appropriate college officials. Form 990, Part XI, Line 9 Change in funded status of the pension plan ($287,090), change in annuity obligations $3,348 and FEMA Assistance of $34,695.