2021-10-12T11:52:11-05:00 2020-12-31 222428965 CITRIN COOPERMAN & COMPANY LLP 500 EXCHANGE STREET SUITE 9-100 PROVIDENCE RI 02903 990 2020-01-01 050264797 AMERICAN MATHEMATICAL SOCIETY AMER 4014554000 201 CHARLES STREET PROVIDENCE RI 02904 LUCY R MADDOCK CFO 4014554000 2021-10-08 1 LUCY MADDOCK 999009999 MICHAEL E CRISCIONE P01456801 4014214800 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CATHERINE ROBERTS 201 CHARLES STREET PROVIDENCE RI 02904 38629362 0 X WWW.AMS.ORG X 1888 DC THE AMERICAN MATHEMATICAL SOCIETY'S ("AMS OR "THE SOCIETY") BROAD MISSION IS TO FURTHER THE INTEREST OF MATHEMATICAL RESEARCH, SCHOLARSHIP AND EDUCATION, WHICH IS ACCOMPLISHED THROUGH PUBLICATIONS, MEETINGS, SERVICES, ADVOCACY IN EDUCATION, RESEARCH AND OTHER AREAS. 9 9 232 540 18559 14309 5173145 3551881 25295522 23764939 4623328 7148010 0 0 35091995 34464830 758522 641764 0 0 21912539 21878248 0 0 596349 9946346 8649084 32617407 31169096 2474588 3295734 219211612 232387981 24994434 21388124 194217178 210999857 X PLEASE SEE SCHEDULE O.THE AMERICAN MATHEMATICAL SOCIETY ("AMS OR "THE SOCIETY") FOUNDED IN 1888 TO FURTHER THE INTERESTS OF MATHEMATICAL RESEARCH SCHOLARSHIP, AND EDUCATION, SERVES THE NATIONAL AND INTERNATIONAL MATHEMATICAL COMMUNITY THROUGH ITS PUBLICATIONS, MEETINGS, ADVOCACY AND OTHER PROGRAMS, WHICH: (A) PROMOTE MATHEMATICAL RESEARCH AND ITS USES; (B) ENCOURAGE AND PROMOTE THE TRANSMISSION OF MATHEMATICAL UNDERSTANDINGS AND SKILLS TO ENSURE THE CONTINUED VITALITY OF THE PROFESSION; (C) SUPPORT MATHEMATICAL EDUCATION AT ALL LEVELS; (D) ADVANCE THE STATUS OF THE PROFESSION OF MATHEMATICS, ENCOURAGING AND FACILITATING FULL PARTICIPATION OF ALL INDIVIDUALS, AND, (E) FOSTER AN AWARENESS AND APPRECIATION OF MATHEMATICS AND ITS CONNECTIONS TO OTHER DISCIPLINES AND EVERYDAY LIFE. 0 0 17562686 21906941 PUBLICATION AND DISSEMINATION OF MATHEMATICAL LITERATURE, INCLUDING UPPER LEVEL UNDERGRADUATE COURSE MATERIAL, PROCEEDINGS OF MEETINGS IN CURRENT TOPICAL AREAS AND HIGH LEVEL RESEARCH MONOGRAPHS. AMS PUBLICATIONS ALSO INCLUDE THE MATHEMATICAL REVIEWS DATABASE, MATHSCINET, THE PREMIER MATHEMATICAL RESEARCH TOOL, CONTAINING CITATIONS AND REVIEWS OF MATHEMATICAL LITERATURE DATING BACK TO 1940, AND BIBLIOGRAPHIC ITEMS DATING BACK TO 1812. IN ADDITION, THE AMSPUBLISHED 21,324 PAGES OF NEW MATERIAL IN 84 NEW BOOKS. ALSO, JOURNAL AND OTHER PUBLICATIONS INCLUDED 34,033 PAGES OF PUBLISHED MATERIAL. 7281367 641764 169601 MEMBERSHIP AND OUTREACH ACTIVITIES, AS WELL AS PROFESSIONAL SERVICES AND PROGRAMS FOR THE MATHEMATICAL COMMUNITY, SUCH AS EMPLOYMENT SERVICES, GRANT OR ENDOWMENT SUPPORTED CONFERENCE, SURVEYS OF THE PROFESSION, ENDOWMENT SUPPORTED PRIZES, AWARDS, SCHOLARSHIPS ANDFELLOWSHIPS FOR ACHIEVEMENTS IN MATHEMATICS, HIGH SCHOOL OUTREACH, PUBLIC AWARENESS, AND OTHER PROGRAMS. THE SOCIETY HAS APPROXIMATELY 30,000 INDIVIDUAL AND INSTITUTIONAL MEMBERS, WITH NO CRITERIA FOR MEMBERSHIP , WHO ARE SERVED THROUGH THE MEMBERSHIP PROGRAM. TO SUPPORT ITS MISSION, THE SOCIETY AWARDED FELLOWSHIPS, PRIZES, AND OTHER AWARDS TO APPROXIMATELY 140 INDIVIDUALS AND ORGANIZATIONS, TOTALING MORE THAN $570,482. THE SOCIETY ALSO RECEIVED FUNDING FROM INDIVIDUALS, FOUNDATIONS, AND FEDERAL GRANTS TO FUND EXPENSES FOR APPROXIMATELY 203 MATHEMATICIANS TO ENGAGE IN MATHEMATICAL RESEARCH AND COLLABORATION. 1987468 1547672 MEETINGS OF THE SOCIETY INCLUDE THE ANNUAL JOINT MATHEMATICAL MEETING HELD IN JANUARY EACH YEAR AND CO-SPONSORED WITH THE MATHEMATICAL ASSOCIATION OF AMERICA. IN ADDITION, EIGHT TO NINE SECTIONAL MEETINGS ARE HELD IN FOUR REGIONS OF THE U.S. EACH YEAR. THE JOINT MATHEMATICS MEETING WAS HELD IN DENVER, COLORADO IN 2020 AND HAD ATTENDANCE OF APPROXIMATELY 5,535 PARTICIPANTS. 491676 122166 GOVERNMENT RELATIONS IS A DIVISION OF THE SOCIETY WHICH MAINTAINS CONTACT WITH OTHER PROFESSIONAL SCIENTIFIC ORGANIZATIONS AS WELL AS AGENCIES AND INDIVIDUALS IN THE GOVERNMENT WHOSE PURPOSE IS TO SUPPORT SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATION. THE OFFICE PROVIDES INFORMATION BOTH TO THE GOVERNMENT ABOUT ISSUES RELATED TO SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATION, AS WELL AS TO THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT'S EFFORTS AND INITIATIVES IN THESE AREAS. 491676 122166 27323197 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 716 0 1 232 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X LUCY MADDOCK 4014554000 201 CHARLES STREET PROVIDENCE RI 02904 PROFESSOR JILL C PIPHER PRESIDENT 20.00 X X 0 0 0 PROFESSOR JANE M HAWKINS TREASURER 2.00 X X 0 0 0 PROFESSOR ZBIGNIEW H NITECKI ASSOCIATE TREASURER 2.00 X 0 0 0 PROFESSOR MATTHEW ANDO TRUSTEE 2.00 X 0 0 0 PROFESSOR RALPH L COHEN TRUSTEE 2.00 X 0 0 0 PROFESSOR BRYNA KRA TRUSTEE 2.00 X 0 0 0 PROFESSOR JOSEPH H SILVERMAN TRUSTEE 2.00 X 0 0 0 PROFESSOR JUDY L WALKER TRUSTEE 2.00 X 0 0 0 CATHERINE ROBERTS EXECUTIVE DIRECTOR 40.00 X 263687 0 56857 EMILY RILEY CHIEF FINANCIAL OFFICER (THROUGH 10/02/2020) 40.00 X 195508 0 32188 LUCY MADDOCK BEGINNING 102020 CHIEF FINANCIAL OFFICER 40.00 X 38160 0 288 PROFESSOR CARLA SAVAGE SECRETARY 25.00 X 0 0 0 EDWARD DUNNE EXECUTIVE EDITOR-MI 40.00 X 225497 0 48142 KAREN SAXE ASSOCIATE EXECUTIVE DIRECT 40.00 X 229397 0 29416 ROBERT HARINGTON ASSOCIATE EXECUTIVE DIRECT 40.00 X 250001 0 53581 T CHRISTINE STEVENS ASSOCIATE EXECUTIVE DIRECT 40.00 X 186002 0 31737 THOMAS BLYTHE CHIEF INFORMATION OFFICER 40.00 X 187970 0 42701 SERGEI GELFAND PUBLISHER 40.00 X 170157 0 33567 EROL OZIL SYSTEMS SUPPORT MANAGER 40.00 X 184597 0 32529 GERARD LOON DIRECTOR INFORMATION SYSTEMS (THROUGH 08/21/2020) 40.00 X 199260 0 30871 DEAN CARLSON ASSOCIATE EDITOR 40.00 X 212693 0 25378 ABBE HERZIG DIRECTOR OF EDUCATION 40.00 X 179994 0 32489 2522923 0 449744 57 0 1 1 UNIVERSITY OF NORTH CAROLINA 220 E CAMERON AVENUE CHAPEL HILL NC 27514 CONSULTING SERVICES 193830 WESTAT INC PO BOX 1004 ROCKVILLE MD 20850 LABOR FOR CONFERENCE BOARD OF MATH SCIEN 169581 ERIKO HIRONAKA 7 CHAUNCY STREET CAMBRIDGE MA 02138 CONSULTING SERVICES RELATING TO BOOK PUB 157640 SFK CONSULTING 1000 GREENLEAF CT NORTHFIELD MD 55057 EDITORIAL SERVICES 156000 4 2507330 503119 541432 257607 3551881 PUBLICATIONS 541900 21906941 21906941 MEETINGS 541900 1566231 1547672 18559 MEMBERSHIP AND OUTREACH 541900 169601 169601 OTHER 900099 122166 122166 23764939 4760569 4760569 6551973 4164532 2387441 2387441 2387441 34464830 23746380 18559 7148010 366831 366831 154393 154393 120540 120540 2478374 1834499 643875 15062990 13458734 1225741 378515 1419828 1244173 143472 32183 1757733 1548972 167559 41202 1159323 1067587 65950 25786 39522 20503 17797 1222 55213 52826 2387 48978 44266 4712 66851 63368 3072 411 479363 479363 472854 440615 30845 1394 932161 849928 69133 13100 114 114 1077942 873152 201522 3268 166541 145205 20414 922 OUTSIDE SERVICE 2387965 1995623 349988 42354 PRINTING AND PUBLICATIO 900850 882418 1332 17100 SERVICE CONTRACT - EQUI 538429 498547 38158 1724 POSTAGE AND SHIPPING 339681 325803 2658 11220 1142620 908677 215094 18849 31169096 27323197 3249550 596349 916669 1024859 16829502 16399020 614068 173999 597974 406565 2035209 1721394 2196735 1588195 16833797 12798249 4337565 4035548 190533413 206032737 1150477 1005664 219211612 232387981 5392562 4783374 12469895 10322723 7131977 6282027 24994434 21388124 X 166583099 181622631 27634079 29377226 194217178 210999857 219211612 232387981 X 3295734 12608807 878138 X X 0 1 X 1 0 X 5206790 4993622 7158426 5173145 3551881 26083864 23699112 24332835 25142282 25268786 23746380 122189395 28905902 29326457 32300708 30441931 27298261 148273259 20652 11791 23575 33860 89878 0 20652 11791 23575 33860 89878 148183381 3539687 3699247 3619998 4559511 4760569 20179012 20303 17687 23481 24986 15309 101766 3559990 3716934 3643479 4584497 4775878 20280778 32465892 33043391 35944187 35026428 32074139 168554037 0.87910 0.89010 0.12030 0.10930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 255604 0 0 255604 0 PART II-B, LINE 1: THE AMERICAN MATHEMATICAL SOCIETY MAINTAINS AN OFFICE OF GOVERNMENTAL AFFAIRS IN WASHINGTON, DC WITH THREE STAFF MEMBERS. THE PRINCIPAL MISSION OF THE OFFICE IS TO (1) STAY ABREAST OF EVENTS, LEGISLATION AND POLICY INITIATIVES THAT IMPACT THE SCIENCES IN GENERAL, IN AREAS OF EDUCATION, FUNDING RESEARCH, AND OTHER; (2) TO ACT AS A RESOURCE TO THE GOVERNMENT IN AREAS SUCH AS FUNDING OF SCIENTIFIC EDUCATION OR RESEARCH OR THE IMPORTANCE OF MATHEMATICS; AND, (3) TO PROVIDE INFORMATION TO THE MEMBERSHIP AND THE WIDER MATHEMATICAL COMMUNITY ABOUT GOVERNMENT INITIATIVES AND POLICIES. THE AMS EDUCATES THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT AND THE VARIOUS GROUPS WITHIN THE GOVERNMENT. THE AMS LOBBIES REGARDING THE FUNDING LEVELS OF THE VARIOUS GOVERNMENTAL AGENCIES THAT SUPPORT THE MATHEMATICAL COMMUNITY, SUCH AS THE NATIONAL SCIENCE FOUNDATION. THE AMS HAS ALSO ENGAGED IN DIRECT LOBBYING REGARDING LEGISLATION AFFECTING MATHEMATICAL PUBLISHING. 184902288 713742 19106783 5042953 199679860 150168146 1231233 38473082 4970173 184902288 158193056 1706870 -8014674 1717106 150168146 138319082 580400 24590809 5297235 158193056 126292142 2659518 12475475 3108053 138319082 0.87430 0.05310 0.07260 0 0 430067 430067 9360770 7530453 1830317 6977116 5206182 1770934 65844 61614 4230 4035548 POSTRETIREMENT BENEFIT OBLIGATION 6282027 6282027 X 47951775 12608807 878138 13486945 34464830 0 34464830 31169096 0 31169096 0 31169096 PART V, LINE 4: THE INCOME FROM ENDOWMENT FUNDS FROM DONORS IS USED FOR SPECIFIC PURPOSES, SUCH AS PRIZES, LECTURES, SCHOLARSHIPS, GRANTS AND OUTREACH PROJECTS. THE MAJORITY OF THE ENDOWMENT FUNDS ARE BOARD-DESIGNATED FUNDS. THESE FUNDS INCLUDE: (1) THE JOURNAL ARCHIVE FUND, WHICH PROVIDES FUNDING FOR THE SOCIETY TO CHANGE ITS ARCHIVAL FORMATTING OF ITS PUBLICATION WHEN REQUIRED IN THE FUTURE; (2) THE YOUNG SCHOLARS FUND, WHICH PROVIDES SUPPORT TO SUMMER MATH CAMPS FOR TALENTED YOUNG STUDENTS; (3) THE OPERATING SUPPORT FUND, WHICH SUPPORTS THE OPERATING ACTIVITIES OF THE SOCIETY; (4) THE ECONOMIC STABILIZATION FUND, WHICH IS A TRUE RESERVE FUND FOR THE SOCIETY TO USE SHOULD ECONOMIC EMERGENCIES ARISE; (5) THE BACKFILE DIGITIZATION FUND, WHICH PROVIDES FUNDS FOR THE DIGITIZATION OF THE SOCIETY'S BOOKS; (6)THE STRATEGIC PLANNING FUND, WHICH PROVIDES FUNDING FOR STRATEGIC PLANNING PROJECTS. PART X, LINE 2: THE SOCIETY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE SOCIETY HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AND ITS DETERMINATIONS TO CLASSIFY INCOME AS RELATED AND UNRELATED AS ITS ONLY SIGNIFICANT TAX POSITIONS; HOWEVER, THE SOCIETY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE SOCIETY IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. THE SOCIETY'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: POSTRETIREMENT BENEFIT CHANGES 878,138. 1 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING -1000 EUROPE 0 0 GRANTMAKING 15948 NORTH AMERICA 0 0 GRANTMAKING 2300 EUROPE 0 2 PROGRAM SERVICES SALES-MATH PUBLICATIONS 330366 0 2 0 0 0 2 347614 0 347614 RESEARCH PRIZE NORTH AMERICA 1 500 CHECK RESEARCH PRIZE EUROPE 5 13448 WIRE 0 0 0 0 0 1 PART III ACCOUNTING METHOD: PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONITORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. 1 NORTHWESTERN UNIVERSITY 2033 SHERIDAN ROAD LUNT 201 EVANSTON IL 60208 362167817 501 C 3 93000 CENTENNIAL FELLOWSHIP UNIVERSITY OF MARYLAND 401 CHESAPEAKE BLDG 4300 TERRAPIN TRAIL COLLEGE PARK MD 20742 526002033 501 C 3 50000 BIRMAN FELLOWSHIP FOR WOMEN SCHOLARS-ANNUAL SUPPORT KANSAS STATE UNIVERSITY FOUNDATION 1800 KIMBALL AVE SUITE 200 MANHATTAN KS 66502 480667209 501 C 3 29000 EPSILON-ANNUAL SUPPORT NUMFOCUS PO BOX 90956 AUSTIN TX 78709 454547709 501 C 3 20000 2020 MATHJAX FOUNDING PARTNER-ANNUAL SUPPORT MATHEMATICAL ASSOCIATON OF AMERICA 1529 EIGHTEENTH STREET WASHINGTON DC 20036 160743079 501 C 3 15000 PROJECT NEXT FELLOWS-ANNUAL SUPPORT ART OF PROBLEM SOLVING INITIATIVE INC BRIDGE TO ENTER ADVANCED MATHEMATIC 55 EXCHANGE PLACE-SUITE 603 NEW YORK NY 10005 201239616 501 C 3 15000 EPSILON-ANNUAL SUPPORT MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVE BLDG E18 RM 369 CAMBRIDGE MA 02139 042103594 501 C 3 15000 EPSILON-ANNUAL SUPPORT AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE WASHINGTON DC 20005 530196568 501 C 3 11000 MASS MEDIA FELLOW-ANNUAL SUPPORT MATHEMATICS FOUNDATION OF AMERICA 129 HANCOCK ST CAMBRIDGE MA 02139 571035414 501 C 3 10000 EPSILON-ANNUAL SUPPORT UNIVERSITY OF TEXAS AT AUSTIN 120 INNER CAMPUS STOP G2500 AUSTIN TX 78712 746000203 STATE AGENCY 10000 STEEL LIFETIME AWARD/RECIPIENT DONATION WILLIAM MARSH RICE UNIVERSITY TAPIA CENTER-MS 134 6100 MAIN STREET HOUSTON TX 77005 741109620 501 C 3 10000 EPSILON-ANNUAL SUPPORT SYLVIA BOZEMAN & RHONDA HUGHES EDGE FOUNDATION POMONA COLLEGE DEPT OF MATH MILLIKAN HALL CLAREMONT CA 91711 465525057 501 C 3 9000 EDGE SCHOLARSHIPS-ANNUAL SUPPORT TEXAS STATE UNIVERSITY 601 UNIVERSITY DRIVE SAN MARCOS TX 78666 746002248 STATE AGENCY 9000 EPSILON-ANNUAL SUPPORT MATHPATH 63 FAIRVIEW RD SKILLMAN NJ 08558 201290489 501 C 3 9000 EPSILON-ANNUAL SUPPORT PROMYS FOUNDATION PO BOX 15502 BOSTON MA 02215 452917981 501 C 3 8000 EPSILON-ANNUAL SUPPORT NEW YORK MATH CIRCLE INC OLD CHELSEA STATION PO BOX 1992 NEW YORK NY 10113 261162539 501 C 3 7500 EPSILON-ANNUAL SUPPORT MATHEMATICAL STAIRCASE 231 W FRANKLIN ST HOLYOKE MA 01040 461813949 501 C 3 6000 EPSILON-ANNUAL SUPPORT CHOR INC DBA CHORUS 72 DREYER AVE STATEN ISLAND NY 10314 463871312 501 C 3 5300 2020 ANNUAL PUBLISHER MEMBERSHIP FEE AMERICAN INSTITUTE OF PHYSICS PO BOX 503284 ST LOUIS MO 63150 131667053 501 C 3 5031 STIX FONT PROJECT 2020 NATIONAL ASSOCIATION OF MATHEMATICIANS INC C/O NAM SECRETARY TREASURER PO BOX 5766 TALLAHASSEE FL 32314 510183976 501 C 3 5000 2020 NAM UNDERGRADUATE MATHFEST-STUDENT SCHOLARSHIPS THE CENTER FOR THE NATIONAL MATH SCIENCES ALLIANCE PURDUE UNIVERSITY 150 N UNIVERSITY STREET WEST LAFAYETTE IN 47907 356002041 STATE/GOV 5000 2020 FIELD OF DREAMS CONFERENCE/STUDENT SCHOLARSHIPS-ANNUAL SUPPORT ITHAKA HARBORS INC 101 GREENWICH STREET 18TH FLOOR NEW YORK NY 10006 133857105 501 C 3 5000 E BOOKS 2020-ANNUAL SUPPORT UTA UNIVERSITY OF TEXAS AT ARLINGTON 701 W NEDDERMAN DR ARLINGTON TX 76019 756000121 GOVT ENTITY 5000 WWTBAM AWARD CORNELL UNIVERSITY 107 GATES HALL-ARXIV ITHACA NY 63150 150532082 501 C 3 5000 ARXIV 2020 SUPPORT CONTRIBUTION MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVE BLDG E18 RM 369 CAMBRIDGE MA 02139 042103594 501 C 3 5000 EXEMPLARY PROGRAM OR ACHIEVEMENT IN A MATH DEPT 21 4 2019-2020 CONGRESSIONAL FELLOWSHIP 1 51486 2020-2021 CONGRESSIONAL FELLOWSHIP 1 30499 TRJITZINSKY SCHOLARSHIPS 8 24000 WWTBAM AWARD 11 14500 CHEVALLEY PRIZE 2 8000 EISENBUD PRIZE 1 5000 STEELE PRIZE - SEMINAL CONTRIBUTION 2 5000 DISTINGUISHED PUBLIC SERVICE AWARD 1 4000 BOCHER PRIZE 2 3334 DOOB PRIZE 1 2500 JPBM COMMUNICATIONS AWARD 1 1874 MORGAN PRIZE 1 1200 COE IMPACT AWARD 1 1000 CONANT PRIZE 1 1000 MATH ART EXHIBITION AWARD 3 1000 PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONTIORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. SCHEDULE I, PART I, LINE 2 GRANTS AND AWARDS TO ORGANIZATIONS AND INDIVIDUALS OCCUR UNDER THE VARIOUS OUTREACH ACTIVITIES OF THE SOCIETY, EACH WITH ITS OWN SET OF CRITERIA FOR THE AWARDEE AND HOW THAT AWARDEE IS EXPECTED TO USE THE FUNDS. MANY GRANTS/AWARDS HAVE NO CRITERIA AS TO USE, SUCH AS THE MANY PRIZES SUPPORTED BY TRUE ENDOWMENT FUNDS. FOR THOSE THAT DO HAVE CRITERIA AS TO USE, SUCH AS THE EPSILON AWARDS TO ORGANIZATIONS AND THE MATH IN MOSCOW GRANTS TO INDIVIDUAL STUDENTS, ADHERENCE TO THE TERMS OF THE GRANT/AWARD IS MONITORED BY STAFF IN THE MEMBERSHIP AND PROFESSIONAL PROGRAMS DEPARTMENT. APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. ADDITIONALLY, ONCE THE PURPOSE FOR WHICH THE AWARD OR GRANT WAS MADE IS COMPLETE, THE AWARDEE IS REQUIRED TO FILE A REPORT WITH THE SOCIETY. X X X 0 0 0 0 0 0 0 1 0 CATHERINE ROBERTS EXECUTIVE DIRECTOR 258151 0 0 0 5536 0 33855 0 23002 0 320544 0 0 0 ROBERT HARINGTON ASSOCIATE EXECUTIVE DIRECT 248340 0 0 0 1661 0 31753 0 21828 0 303582 0 0 0 EDWARD DUNNE EXECUTIVE EDITOR-MI 222947 0 0 0 2550 0 28570 0 19572 0 273639 0 0 0 KAREN SAXE ASSOCIATE EXECUTIVE DIRECT 226847 0 0 0 2550 0 27686 0 1730 0 258813 0 0 0 DEAN CARLSON ASSOCIATE EDITOR 138259 0 0 0 74434 0 15121 0 10257 0 238071 0 0 0 THOMAS BLYTHE CHIEF INFORMATION OFFICER 185420 0 0 0 2550 0 23129 0 19572 0 230671 0 0 0 GERARD LOON DIRECTOR INFORMATION SYSTEMS (THROUG 181617 0 0 0 17643 0 23788 0 7083 0 230131 0 0 0 EMILY RILEY CHIEF FINANCIAL OFFICER (THROUGH 10/ 176980 0 0 0 18528 0 23329 0 8859 0 227696 0 0 0 T CHRISTINE STEVENS ASSOCIATE EXECUTIVE DIRECT 182900 0 0 0 3102 0 21564 0 10173 0 217739 0 0 0 EROL OZIL SYSTEMS SUPPORT MANAGER 182913 0 0 0 1684 0 21909 0 10620 0 217126 0 0 0 ABBE HERZIG DIRECTOR OF EDUCATION 175352 0 0 0 4642 0 9040 0 23449 0 212483 0 0 0 SERGEI GELFAND PUBLISHER 167770 0 0 0 2387 0 19800 0 13767 0 203724 0 0 0 PART I, LINE 7: FOR THE INDIVIDUALS WHO HAVE BONUSES LISTED, THESE ARE MERITORIOUS BONUSES REQUESTED BY MANAGERS. THESE ARE REVIEWED AND APPROVED BY THE EXECUTIVE DIRECTOR, CFO AND DIRECTOR OF HUMAN RESOURCES. X 1 257607 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS APPROXIMATELY 30,000 MEMBERS, INDIVIDUAL AND INSTITUTIONAL, WITH NO CRITERIA FOR MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS PREPARED BY THE FISCAL DEPARTMENT AND THE SOCIETY'S TAX ADVISORS, CITRIN COOPERMAN & COMPANY LLP. WHEN THE FINAL DRAFT IS PREPARED, IT IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE EXECUTIVE DIRECTOR. AFTER THIS REVIEW, THE BOARD OF TRUSTEES IS ASKED TO REVIEW THE 990 ELECTRONICALLY BY ACCESSING A SECURE INTERNET SITE. THEY ARE GIVEN APPROXIMATELY THREE TO FIVE BUSINESS DAYS TO REVIEW THE DRAFT. AFTER RESPONDING TO ANY FEEDBACK FROM THE TRUSTEES, THE FILING IS MADE. FORM 990, PART VI, SECTION B, LINE 12C AMS OFFICERS, TRUSTEES, AND KEY EMPLOYEE, WHO ARE DEFINED AS INTERESTED PERSONS, ARE REQUIRED TO DISCLOSE ANNUALLY FINANCIAL INTERESTS THAT COULD GIVE RISE TO CONFLICTS BY SIGNING OFF ON THE CONFLICT OF INTEREST POLICY. THE AMS ADOPTED THIS POLICY IN NOVEMBER 2011 AND TRUSTEES SIGNED OFF ON THIS POLICY IN NOVEMBER. EACH NOVEMBER TRUSTEES AND KEY EMPLOYEES WILL BE ASKED TO AGAIN SIGN OFF ON THE POLICY AND DISCLOSE ANY POSSIBLE OR ACTUAL CONFLICTS. THE AMS DEFINES AN "INTERESTED PERSON" ACCORDING TO THE IRS DEFINITION, AND THEY ARE ANY DIRECTOR, PRINCIPAL OFFICER , OR MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS, WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST. AN INTERESTED PERSON MUST DISCLOSE A FINANCIAL INTEREST, AS DEFINED BY THE IRS, THAT IS A POTENTIAL CONFLICT TO THE BOARD OF TRUSTEES OR COMMITTEE WHO WILL DECIDE IF A CONFLICT EXISTS. IF THE BOARD OF TRUSTEES OR COMMITTEE WITH BOARD-DELEGATED POWERS, EXCLUDING THE INTERESTED PERSON DECIDES THAT A CONFLICT EXISTS, ALTERNATIVE TRANSACTIONS OR ARRANGEMENTS MIGHT BE MADE AFTER INVESTIGATING IN ORDER TO AVOID THE CONFLICT. ALTERNATIVELY, DISINTERESTED PERSONS ON THE BOARD OF TRUSTEES OR COMMITTEE MAY DETERMINE THAT A TRANSACTION IS FAIR OR REASONABLE AND IN THE BEST INTERESTS OF THE ORGANIZATION. THE INTERESTED PERSON WHO HAS A CONFLICT MAY NOT VOTE ON MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST AND THEY MUST BE EXCLUDED FROM DISCUSSIONS OF MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES REVIEWS AND APPROVES WITH THE EXECUTIVE DIRECTOR THE PROCESS BY WHICH THE EXECUTIVE DIRECTOR ESTABLISHES THE SALARY AND BENEFITS OF THE CHIEF FINANCIAL OFFICER AND KEY EMPLOYEES FOR THE UPCOMING YEAR. INCLUDED IN THIS REVIEW IS COMPARISON DATA FROM COMPENSATION SURVEYS. WITH RESPECT TO THE EXECUTIVE DIRECTOR, THE BOARD IS GIVEN SALARY AND BENEFIT AMOUNTS APPROVED FOR THE CURRENT YEAR, AND PROFORMA AMOUNTS FOR THE UPCOMING YEAR. THE BOARD IS ALSO GIVEN COMPARISON DATA FROM COMPENSATION SURVEYS TO ASSIST WITH COMPENSATION DECISIONS FOR THE EXECUTIVE DIRECTOR. THE BOARD TAKES INTO CONSIDERATION THE INFORMATION PROVIDED BY STAFF AS WELL AS COMPENSATION SURVEYS AND PERFORMANCE IN SETTING HIS/HER COMPENSATION FOR THE FOLLOWING YEAR. ALL COMPENSATION SURVEYS USED FOR SETTING THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES' SALARIES ARE FROM INDEPENDENT SOURCES, AND THEY ARE GATHERED BY A HUMAN RESOURCES PROFESSIONAL. THE BOARD DOCUMENTS THEIR PROCESS FOR SETTING THE SALARIES EACH YEAR. FORM 990, PART VI, SECTION C, LINE 19 SHORTLY AFTER FILING, THE SOCIETY'S FORM 990 AND ALL SCHEDULES (EXCLUDING SCHEDULE B) IS COPIED AND MADE AVAILABLE TO THE SOCIETY'S THREE LOCATIONS. IF ANYONE REQUESTS TO SEE THE FORM 990 AND SCHEDULES, COPIES ARE PROVIDED BY STAFF VIA MAIL OR EMAIL. THE SOCIETY'S GOVERNING DOCUMENTS ARE ON THE SOCIETY'S WEBSITE. THE ANNUAL REPORT OF THE TREASURER, INCLUDING THE FINANCIAL STATEMENT, IS PUBLISHED EACH YEAR IN THE SOCIETY'S PUBLICATION, NOTICES OF THE AMERICAN MATHEMATICAL SOCIETY. THESE PUBLICATIONS ARE AVAILABLE ON THE WEBSITE. THE 990 IS ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT CHANGES 878,138. FORM 990, PART XII, LINE 2C: THE AUDIT OVERSIGHT PROCESS HAS NOT CHANGED SINCE PRIOR YEAR. MATHEMATICAL REVIEWS INC 416 FOURTH STREET ANN ARBOR MI 48103 382489014 INACTIVE MI 501(C)(3) AMERICAN MATHEMATICAL SOCIETY 1 INTERNATIONAL CONGRESS OF MATHEMATICIANS CO AMS 201 CHARLES STREET PROVIDENCE RI 02094 050405879 INACTIVE RI 501(C)(3) AMERICAN MATHEMATICAL SOCIETY 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0