2021-09-30T09:24:58-05:00 2020-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2020-01-01 521121163 NATIONAL AQUARIUM INC NATI 4105763800 PIER 3 - 501 EAST PRATT STREET BALTIMORE MD 21202 GINNA NEWTON SVP & CHIEF FINANCIAL OFFICER 4105763800 2021-09-29 1 GINNA NEWTON 999009999 JULIA FLANNERY P00928918 4102469301 2021-09-29 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JOHN C RACANELLI PIER 3 - 501 EAST PRATT STREET BALTIMORE MD 21202 25536884 0 X WWW.AQUA.ORG X 1976 MD TO INSPIRE CONSERVATION OF THE WORLD'S AQUATIC TREASURES. 25 25 444 1405 242717 50683 12685920 12407755 35143243 11802728 -195623 194357 2614974 1132044 50248514 25536884 151000 66278 0 0 19863947 17978155 523461 634387 6277685 29767519 26020736 50305927 44699556 -57413 -19162672 104725819 91756436 40672197 48277309 64053622 43479127 X TO INSPIRE CONSERVATION OF THE WORLD'S AQUATIC TREASURES. 0 0 27901007 15274051 AQUARIUM EXPERIENCE: THE NATIONAL AQUARIUM IS LOCATED IN THE HEART OF THE INNER HARBOR IN BALTIMORE, MARYLAND. SITUATED ON TWO CITY PIERS WITH THE CHESAPEAKE BAY ON EITHER SIDE, THE AQUARIUM FEATURES THREE PAVILIONS AND A LIVING COLLECTION THAT INCLUDES MORE THAN 20,000 ANIMALS FROM MORE THAN 800 SPECIES OF FISH, BIRDS, AMPHIBIANS, REPTILES AND MAMMALS IN AWARD-WINNING HABITATS. THE NATIONAL AQUARIUM IS MARYLAND'S LARGEST PAID TOURIST ATTRACTION, WELCOMING MORE THAN 1.2 MILLION VISITORS ANNUALLY. MORE THAN 50 MILLION GUESTS HAVE VISITED THE AQUARIUM SINCE IT OPENED IN 1981, AND AQUARIUM STAFF MEMBERS ARE COMMITTED TO GOING TO EXTRAORDINARY LENGTHS TO DELIGHT GUESTS AND INSPIRE THEM TO ACT TO CONSERVE THE WORLD'S AQUATIC TREASURES. AS AN ORGANIZATION ACCREDITED BY THE ASSOCIATION OF ZOOS AND AQUARIUMS (AZA), THE NATIONAL AQUARIUM MAINTAINS THE HIGHEST POSSIBLE STANDARDS OF EXCELLENCE IN ALL ASPECTS OF ANIMAL CARE IN ORDER TO ADVANCE ANIMAL HEALTH, HUSBANDRY AND WELFARE PRACTICES. IN ADDITION TO PROVIDING THE BEST POSSIBLE CARE FOR ALL ANIMALS AT THE AQUARIUM, STAFF CONDUCT SCIENTIFIC RESEARCH AND FIELD WORK TO SUPPORT SPECIES AND HABITAT CONSERVATION, WITH A STRONG EMPHASIS ON THE CHESAPEAKE BAY. CURRENT EXHIBITS AT THE NATIONAL AQUARIUM INCLUDE AMAZON RIVER FOREST, ATLANTIC CORAL REEF, ATLANTIC TO PACIFIC, AUSTRALIA: WILD EXTREMES, BLACKTIP REEF, DOLPHIN DISCOVERY, JELLIES INVASION, LIVING SEASHORE, MARYLAND EXPERIENCE, SHARK ALLEY, SURVIVING ADAPTATION, TROPICAL RAINFOREST, HARRY AND JEANETTE WEINBERG WATERFRONT PARK, AND THE 4D IMMERSION THEATER. 5181319 66278 CONSERVATION & EDUCATION: THE NATIONAL AQUARIUM IS A NONPROFIT ORGANIZATION FOCUSED ON CHANGING THE WAY HUMANITY CARES FOR THE OCEAN. WHAT BEGAN OVER 35 YEARS AGO AS A VISITOR ATTRACTION HAS EVOLVED INTO A CONSERVATION ORGANIZATION THAT OPERATES A WORLD-CLASS AQUARIUM. THROUGH UNPARALLELED EXHIBITS, SCIENCE-BASED EDUCATION PROGRAMS AND HANDS-ON FIELD INITIATIVES, WE ARE CREATING A NEW COMMUNITY OF HOPEFUL CONSERVATIONISTS, DRIVEN BY OUR MISSION TO INSPIRE CONSERVATION OF THE WORLD'S AQUATIC TREASURES. WE ARE AT THE FOREFRONT OF EFFORTS TO INCREASE PUBLIC AWARENESS OF THE CHALLENGES FACING OUR COASTS AND OCEANS AND TO LEAD DIRECT ACTION TO IMPROVE THE HEALTH OF THE BALTIMORE HARBOR, THE CHESAPEAKE BAY AND OCEANS AROUND THE WORLD. THE NATIONAL AQUARIUM IS ALSO COMMITTED TO EDUCATING STUDENTS OF ALL AGES ABOUT THE ENVIRONMENT AND THE OCEAN. BY GETTING THEIR BOOTS WET AND THEIR HANDS DIRTY, STUDENTS WHO PARTICIPATE IN THE NATIONAL AQUARIUM'S EDUCATION PROGRAMS HAVE OPPORTUNITIES TO EXPLORE THEIR SKILLS AND INTERESTS, AND MAKE EMOTIONAL CONNECTIONS TO THE ENVIRONMENT AND OUR BLUE PLANET. MORE THAN 56,000 MARYLAND STUDENTS VISIT THE NATIONAL AQUARIUM FREE OF CHARGE EACH YEAR, WHERE THEY BECOME IMMERSED IN THE WORLD OF WATER AND LEARN MORE ABOUT PROTECTING ANIMALS AND THEIR HABITATS. 33082326 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 72 0 1 444 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AR AL CA CO CT DC FL GA HI IL KS KY MA MD ME MI MS MN NC ND NJ NH NM NV NY OH OK PA RI SC TN UT VA WA WI WV OR X X X R ALEX ANTKOWIAK 4105762296 111 MARKET PLACE SUITE 800 BALTIMORE MD 21202 X MARC BUNTING CHAIR 5.00 X X 0 0 0 JANE DROPPA VICE CHAIR 1.00 X X 0 0 0 TOM ROBINSON DIRECTOR/IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 DAVID CHURCHILL DIRECTOR 1.00 2.00 X 0 0 0 TIMOTHY ADAMS DIRECTOR 1.00 X 0 0 0 ADAM BORDEN DIRECTOR 1.00 X 0 0 0 JOHN BREMER TREASURER/DIRECTOR 1.00 X X 0 0 0 KEITH CAMPBELL DIRECTOR 1.00 X 0 0 0 TODD CHESTER DIRECTOR 1.00 1.00 X 0 0 0 CELINE COUSTEAU DIRECTOR 1.00 X 0 0 0 JOE CRUMBLING DIRECTOR 1.00 X 0 0 0 COLLEEN DILENSCHNEIDER DIRECTOR/SECRETARY 1.00 X X 0 0 0 NANCY GRASMICK DIRECTOR 1.00 X 0 0 0 MOHANNAD JISHI DIRECTOR 1.00 1.00 X 0 0 0 ROBERT MERRITT DIRECTOR 1.00 X 0 0 0 JOSEPH NIGRO DIRECTOR 1.00 X 0 0 0 STEPHANIE RAWLINGS-BLAKE DIRECTOR 1.00 X 0 0 0 JENNIFER REYNOLDS DIRECTOR 1.00 X 0 0 0 ENRIC SALA DIRECTOR 1.00 X 0 0 0 SHARI SANT PLUMMER DIRECTOR 1.00 X 0 0 0 ALEX SMITH DIRECTOR 1.00 X 0 0 0 CHUCK TILDON DIRECTOR 1.00 X 0 0 0 ELIZABETH WAGNER DIRECTOR 1.00 1.00 X 0 0 0 TED WIESE DIRECTOR 1.00 X 0 0 0 TAMIKA TREMAGLIO DIRECTOR 1.00 X 0 0 0 JOHN C RACANELLI PRESIDENT/CHIEF EXECUTIVE OFFICER 34.00 6.00 X 413717 0 67454 CANDACE OSUNSADE SEC/SVP/CHIEF ADMINISTRATIVE OFFICER 39.00 1.00 X 145555 0 25106 ISMAEL SAVADOGO SVP/CFO 39.00 1.00 X 223067 0 2841 MARGOT AMELIA SVP/CHIEF MARKETING OFFICER 40.00 X 203507 0 12694 JENNIFER DRIBAN SVP/EXTERNAL AFFAIRS 40.00 X 174481 0 31202 SCOTT MELTON VP INDIVIDUAL GIVING 40.00 X 198258 0 2598 DALE SCHMIDT EVP/CHIEF OPERATING OFFICER 40.00 X 266221 0 27836 SAM TAWIAH VP, INFORMATION TECHNOLOGY 40.00 X 162242 0 27105 SEAN BEATTIE VP, PHILANTHROPY 40.00 X 121529 0 10120 JACQUELINE BERSHAD VP, PLANNING & DESIGN 40.00 X 151817 0 7307 ALISON DINGER VP, HUMAN RESOURCES 40.00 X 121993 0 25443 KIMBERLY LACOMARE VP, COMMUNICATIONS 40.00 X 118809 0 2557 RONALD ANTKOWIAK VP, FINANCE & CONTROLLER 40.00 X 137037 0 25247 2438233 0 267510 16 0 1 0 IMPACTS RESEARCH & DEVELOPMENT LLC 3720 FALCON RIDGE DRIVE MEDINA OH 44256 ADVERTISING 1357500 HZ A DIVISION OF BCW LLC 10101 MOLECULAR DRIVE SUITE 300 ROCKVILLE MD 20850 MEDIA AND ADVERTISING CAMPAIGN 670536 JOHNSON CONTROLS PO BOX 730068 DALLAS TX 75373 FACILITY MAINTENANCE 665422 SCHULTZ & WILLIAMS INC ONE PENN CENTER AT SUBURBAN STATION PHILADELPHIA PA 19103 MEDIA AND ADVERTISING CAMPAIGN 641351 ZOOQUATIC LABORATORY 701 EAST PRATT STREET BALTIMORE MD 21202 LABORATORY SERVICES 401171 13 X 3506050 2378708 2085280 4437717 85120 12407755 ADMISSIONS 713990 10728751 10728751 CONSIGNMENT 713990 283700 283700 SCHOOL GROUPS 900099 166991 166991 IMMERSION TOURS 713990 144012 144012 4D 900099 128243 128243 351031 139254 211777 11802728 182442 182442 88279 88279 11915 0 11915 11915 11915 COMMISSION 722320 603651 603651 MISCELLAEOUS 900099 203889 203889 PHOTOS 900004 177050 177050 59175 30940 28235 1043765 25536884 11768001 242717 1118411 39833 39833 26445 26445 2022559 488408 1119761 414390 13630022 10878010 769266 1982746 52031 41525 2937 7569 1282033 1023180 72357 186496 991510 791316 55960 144234 221081 70754 51422 98905 64149 20530 14921 28698 74569 23865 17344 33360 88780 88780 634387 634387 4307745 3626658 472020 209067 2885771 973511 551415 1360845 510306 366164 89901 54241 874780 561864 206844 106072 4066848 3934518 57894 74436 163561 139157 17658 6746 21308 20617 691 1051712 22514 1026786 2412 9630816 8089885 674157 866774 530676 445979 37055 47642 ANIMAL SPECIFIC SUPPLIE 1080994 1080994 BUILDING & EXHIBIT SUPP 394634 394634 53006 21965 13067 17974 44699556 33082326 5339545 6277685 10328957 7570302 6099315 4273958 494682 347783 13613540 13613540 447292 297159 208453387 143126863 73387137 65326524 354896 327170 104725819 91756436 3024157 3989363 3686089 2903597 31703874 29946041 710000 2258077 10728308 40672197 48277309 X 56575651 37164349 7477971 6314778 64053622 43479127 104725819 91756436 X -19162672 -1411823 X 0 1 X 1 0 X 9014798 11468860 8534371 12685920 12407755 54111704 35196495 36411060 35821734 34496916 11590951 153517156 44211293 47879920 44356105 47182836 23998706 207628860 515857 234828 732718 663927 1270266 3417596 0 515857 234828 732718 663927 1270266 3417596 204211264 78333 186168 255153 322052 270721 1112427 78333 186168 255153 322052 270721 1112427 1880188 1953144 1012825 4846157 44289626 48066088 46491446 49458032 25282252 213587444 0.95610 0.96830 0.00520 0.00400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 88780 88780 88780 88780 44018259 47824516 44107039 47913296 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 189594 55965 88780 334339 250000 250000 250000 250000 1000000 1500000 150000 X 0 5059224 761565 185901 5634888 4351267 937992 230035 5059224 3837567 1129093 -397677 217716 4351267 3399625 589929 151987 3837567 3311895 87730 3399625 1.00000 0 1 1 1362888 1362888 177124302 118608012 58516290 28929914 24518851 4411063 1036283 1036283 65326524 DEFERRED RENT 566323 CAPITAL LEASE 1265660 INTEREST RATE SWAP 2125825 LINE OF CREDIT 3000000 PAYCHECK PROTECTION PROGRAM LOAN 3770500 10728308 X 28570180 410181 4994115 5404296 23165884 2371000 2371000 25536884 47770777 410181 5032040 5442221 42328556 2371000 2371000 44699556 PART III, LINE 4: THE COLLECTION INCLUDES A 6 FT. TALL, 15-FOOT WIDE MURAL HONORING THE CONTRIBUTIONS OF FORMER MAYOR WILLIAM DONALD SCHAEFER IN REVITALIZING THE INNER HARBOR. PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD BY THE NATIONAL AQUARIUM FOUNDATION, INC., A RELATED 501(C)(3) ORGANIZATION. THE FOUNDATION'S OBJECTIVE IS TO EARN A RESPECTABLE LONG-TERM, RISK ADJUSTED TOTAL RATE OF RETURN TO SUPPORT THE DESIGNATED PROGRAMS. THE FOUNDATION RECOGNIZES AND ACCEPTS THAT PURSUING A RESPECTABLE RATE OF RETURN INVOLVES RISK AND POTENTIAL VOLATILITY. THE GENERATION OF SECONDARY INCOME WILL BE A SECONDARY CONSIDERATION. PART X, LINE 2: THE AQUARIUM AND ITS SUBSIDIARIES ARE GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC). MANAGEMENT HAS EVALUATED THE AQUARIUM'S TAX POSITIONS AND HAS CONCLUDED THAT THE AQUARIUM HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE AQUARIUM IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME OF THE NATIONAL AQUARIUM FOUNDATION, INC. 4,793,615. INCOME OF ACRC LESSOR, INC. 200,500. PART XI, LINE 4B - OTHER ADJUSTMENTS: INCOME ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS 2,371,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF THE NATIONAL AQUARIUM FOUNDATION, INC. 2,308,208. EXPENSES OF ACRC LESSOR, INC. 1,312,009. LOSS ON INTEREST RATE SWAP 1,411,823. PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS 2,371,000. X X X X X X 1 SCHULTZ & WILLIAMS 1617 JFK BOULEVARD STE 1700 PHILADELPHIA PA 19103 FUNDRAISING CONSULTANT 0 0 634387 -634387 634387 -634387 AL AR CA CO CT DC FL GA IL KS KY ME MA MI MS NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI MD SCHEDULE G, PART I, LINE 2B, COLUMN IV, GROSS RECEIPTS FROM ACTIVITY: THESE COSTS MEET THE DEFINITION OF PROFESSIONAL FUNDRAISING FEES, HOWEVER THEY WERE NOT TIED DIRECTLY TO SPECIFIC CAMPAIGNS THAT WOULD BE REFLECTED IN PART I AS "GROSS RECEIPTS FROM ACTIVITY". 1 MONTEREY BAY AQUARIUM 896 CANNERY ROW MONTEREY CA 93940 942487469 501(C)3 30000 0 TO PARTICIPATE IN THE AQUARIUM CONSERVATION PARTNERSHIP THAT WILL ENHANCE THE ABILITY OF PARTICIPATING AQUARIUMS TO ACCOMPLISH MEANINGFUL POLICY-RELATED CONSERVATION GOALS AND ADD VALUE TO THE PARTICIPATING AQUARIUMS' OVERALL CONSERVATION IMPACT. 1 0 HENRY HALL FELLOWSHIP 17 16605 0 HENRY HALL SCHOLARSHIP 5 5000 0 HONORARIUM 11 775 0 OER VIRTUAL WORKSHOP STIPENDS 11 825 0 WLITH STIPEND 9 3240 0 PART I, LINE 2: NATIONAL AQUARIUM FOUNDATION BOARD MONITORS PORTFOLIO PERFORMANCE AND DISTRIBUTIONS OF FUNDS. PROGRAM SCHOLARSHIPS ARE MONITORED AND AWARDED BY NATIONAL AQUARIUM CONSERVATION & EDUCATION LEADERSHIP. 1 X X X X X 0 1 0 0 0 0 0 0 0 JOHN C RACANELLI PRESIDENT/CHIEF EXECUTIVE OFFICER 411607 0 0 0 2110 0 26913 0 40541 0 481171 0 0 0 DALE SCHMIDT EVP/CHIEF OPERATING OFFICER 265125 0 0 0 1096 0 1161 0 26675 0 294057 0 0 0 ISMAEL SAVADOGO SVP/CFO 222827 0 0 0 240 0 1015 0 1826 0 225908 0 0 0 MARGOT AMELIA SVP/CHIEF MARKETING OFFICER 202489 0 0 0 1018 0 967 0 11727 0 216201 0 0 0 JENNIFER DRIBAN SVP/EXTERNAL AFFAIRS 174357 0 0 0 124 0 867 0 30335 0 205683 0 0 0 SCOTT MELTON VP INDIVIDUAL GIVING 198122 0 0 0 136 0 940 0 1658 0 200856 0 0 0 SAM TAWIAH VP, INFORMATION TECHNOLOGY 161947 0 0 0 295 0 800 0 26305 0 189347 0 0 0 CANDACE OSUNSADE SEC/SVP/CHIEF ADMINISTRATIVE OFFICER 145023 0 0 0 532 0 944 0 24162 0 170661 0 0 0 RONALD ANTKOWIAK VP, FINANCE & CONTROLLER 136892 0 0 0 145 0 424 0 24823 0 162284 0 0 0 JACQUELINE BERSHAD VP, PLANNING & DESIGN 151566 0 0 0 251 0 714 0 6593 0 159124 0 0 0 PART I, LINE 4B THE PRESIDENT AND CEO, JOHN RACANELLI PARTICIPATES IN A 457(F) NONQUALIFIED RETIREMENT PLAN. DURING THE TAX YEAR, $24,945 WAS SET ASIDE AS A CONTRIBUTION TO HIS SECTION 457(F) ACCOUNT. A MIDFA SERIES A & B 2019 526002033 NONEAVAIL 2019-05-30 32609000 REFUND OF PRIOR ISSUE (2012) & REFINANCE 0 0 0 A 2626500 32609000 343650 32265350 2019 1 1 1 1 A 0 0 1 1 0 0 0 1 A 0 1 0 0 1 1 BB&T 10.000000000000 0 0 0 0 1 A 1 SCHEDULE K, ADDITIONAL INFORMATION: THE NATIONAL AQUARIUM FOUNDATION, INC. IS THE CO-BORROWER ON THIS BOND ISSUE. X 4 83203 FAIR MARKET VALUE X 5 1917 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): REPORTING THE NUMBER OF CONTRIBUTIONS FORM 990, PART I, LINE 6: THE ORGANIZATION USES THE SERVICES OF VOLUNTEERS TO REALIZE ITS MISSION TO INSPIRE CONSERVATION OF THE WORLD'S AQUATIC TREASURES. THE ORGANIZATION IS VERY APPRECIATIVE OF ALL THE SERVICE FROM OUR VOLUNTEERS: VOLUNTEER SERVICE HOURS TOTALED 43,084 HOURS, A VALUE OF $1,271,409. VOLUNTEERS ARE ESSENTIAL FOR OUR MISSION, AND THE NATIONAL AQUARIUM IS ALWAYS LOOKING FOR MORE VOLUNTEERS TO BECOME A PART OF THE COMMUNITY AND ASSIST THE AQUARIUM IN GETTING ITS MESSAGE OUT TO THE MORE THAN 1.2 MILLION VISITORS WHO VISIT THE AQUARIUM ANNUALLY. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO THE FILING OF THE FORM 990, THE AUDIT COMMITTEE WILL REVIEW THE FORM AND THEN A COPY OF THE FORM WILL BE PROVIDED ELECTRONICALLY TO ALL BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 12C AS STATED IN THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, ANNUALLY EACH BOARD MEMBER AND KEY EMPLOYEE IS REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE AND INDICATE ANY POTENTIAL CONFLICTS. A SUMMARY OF THE DISCLOSURES IS REVIEWED BY THE FINANCE COMMITTEE AND AUDIT COMMITTEE OF THE BOARD AND ANY AND ALL APPROPRIATE ACTIONS ARE THEN TAKEN IN ACCORDANCE WITH THE POLICY. ADDITIONALLY THE SUMMARY OF DISCLOSURES IS DISTRIBUTED TO KEY EMPLOYEES TO ENHANCE THEIR AWARENESS WHEN CONTEMPLATING AND/OR ENTERING INTO BUSINESS TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER IS REVIEWED AND DOCUMENTED ANNUALLY BY AN INDEPENDENT COMPENSATION COMMITTEE OF THE BOARD, AND UPDATED AS PRUDENT BASED ON INFORMATION RECEIVED FROM INDEPENDENT COMPENSATION STUDIES AND SURVEYS, AS WELL AS INFORMATION RECEIVED BY THE COMMITTEE FROM OTHER INTERNAL AND EXTERNAL SOURCES. THE COMPENSATION FOR THE OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND DOCUMENTED ANNUALLY BY AN INDEPENDENT COMPENSATION COMMITTEE OF THE BOARD. COMPENSATION STUDIES AND SURVEYS ARE USED TO ESTABLISH THEIR COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 NATIONAL AQUARIUM, INC. HAS ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES AVAILABLE TO THE PUBLIC UPON REQUEST. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST, ON THE WEBSITE, AND ARE INCLUDED WITH PUBLICATIONS ASSOCIATED WITH THE NATIONAL AQUARIUM, INC.'S ANNUAL REPORT. THEY ARE ALSO AVAILABLE THROUGH NOT-FOR-PROFIT INTERNET PORTALS SUCH AS GUIDESTAR AND CHARITY NAVIGATOR. THESE DOCUMENTS ARE AVAILABLE FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART VII, COLUMN B: THE AVERAGE HOURS PER WEEK LISTED ARE STANDARD PAYROLL HOURS. ACTUAL HOURS WORKED ARE GREATER THAN 40. FORM 990, PART VIII, LINE 1B: IN 2020, THE NATIONAL AQUARIUM REPORTED 100% OF ITS MEMBERSHIP REVENUES ON LINE 1B OF STATEMENT VIII. ANNUAL MEMBERSHIP PER INDIVIDUAL IS LESS THAN $75 ANNUALLY. RIGHTS AND PRIVILEGES ACCORDED MEMBERS INCLUDE FREE ADMISSION, DISCOUNTS ON PURCHASES WITHIN THE AQUARIUM, DISCOUNTED PARKING, AND FREE OR DISCOUNTED ADMISSION TO MEMBER-ONLY EVENTS. FORM 990, PART XI, LINE 9: LOSS ON INTEREST RATE SWAP -1,411,823. ACRC LENDER LLC 111 MARKET PLACE SUITE 800 BALTIMORE MD 21202 LEVERAGED LENDER IN NMTC TRANSACTION MD 0 13854779 NATIONAL AQUARIUM INC NANI LLC 111 MARKET PLACE SUITE 800 BALTIMORE MD 21202 REAL ESTATE HOLDING MD 0 0 NATIONAL AQUARIUM INC 2328 CEDLEY STREET LLC 111 MARKET PLACE SUITE 800 BALTIMORE MD 21202 REAL ESTATE HOLDING MD 0 80000 NATIONAL AQUARIUM INC NATIONAL AQUARIUM FOUNDATION INC 111 MARKET PLACE BALTIMORE MD 21202 521301162 SUPPORTING ORGANIZATION MD 501(C)(3) LINE 12A, I NATIONAL AQUARIUM INC 1 ACRC LESSOR INC 111 MARKET PLACE BALTIMORE MD 21202 820658936 SUPPORTING ORGANIZATION MD 501(C)(3) LINE 12B, II N/A 0 0 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 NATIONAL AQUARIUM FOUNDATION C 2308208 FMV NATIONAL AQUARIUM INC PIER 3 - 501 EAST PRATT STREET BALTIMORE MD 21202 521121163 X 0 88780 88780 44018259 44107039 1000000 250000 0 0 0 ACRC LESSOR INC 111 MARKET PLACE STE 800 BALTIMORE MD 21202 820658936 0 0 0 1312009 1312009 206201 51550 0 0 0 NATIONAL AQUARIUM FOUNDATION INC 111 MARKET PLACE STE 800 BALTIMORE MD 21202 521301162 0 0 0 2405468 2405468 270273 67568 0 0 0