2021-09-23T13:20:54-05:00 2020-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990PF 2020-01-01 136043471 THE HARRY FRANK GUGGENHEIM FOUNDATION HARR 6464280971 120 WEST 45TH STREET 25TH FLOOR NEW YORK NY 10036 DEIRDRE HAMILL DIR. OF FINANCE 6464280971 2021-11-15 1 DEIRDRE HAMILL XXX-XX-XXXX MAGDALENA M CZERNIAWSKI P00535099 2125038800 2021-09-23 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 72360041 X X 552400 552400 552400 940102 9484465 1936948 126138 921534 42535 37544 2414036 2531883 716082 614008 98498 98498 515510 311764 0 0 311764 319863 34153 34153 285710 47734 11984 11984 35800 37853 9463 9463 28390 674440 388399 388399 286041 57492 0 0 250 21530 215 21315 251518 62880 62880 188638 36630 103 103 36527 96074 21056 19666 75019 2468906 626751 646461 1763649 927538 927538 3396444 626751 646461 2691187 -982408 1905132 69621 244810 192872 192872 941243 585739 585739 236123 194671 194671 8663138 8242366 8242366 54563008 62481803 62481803 521621 34168 9892 487453 487453 175137 175137 175137 64833351 72360041 72360041 0 0 X 64833351 72360041 64833351 72360041 64833351 72360041 64833351 -982408 8509098 72360041 0 72360041 AG REALTY 61398 -61398 -61398 AG REALTY 55038 55038 55038 ASCENT INDIA 4005 -4005 -4005 HIRTLE CALLAGHAN 497 497 497 HIRTLE CALLAGHAN 137618 137618 137618 HIRTLE CALLAGHAN 105316 -105316 -105316 HIRTLE CALLAGHAN 2537 -2537 -2537 LEGACY VENTURE IX 304 -304 -304 LEGACY VENTURE IX 51 51 51 LEGACY VENTURE V 222062 17 222045 222045 LEGACY VENTURE V 355 355 355 LEGACY VENTURE VII 155075 155075 155075 LEGACY VENTURE VII 890 -890 -890 LEGACY VENTURY VI 504141 504141 504141 LEGACY VENTURY VI 5930 5930 5930 LEGACY VIII, LLC 18555 18555 18555 LEGACY VIII, LLC 388 388 388 LONG TERM DISTRIBUTIONS 574271 574271 574271 MORGAN STANLEY 37041 -37041 -37041 NEWSTONE CAPITAL 5405 5405 5405 PEG POOLED VENTURE 3890 -3890 -3890 PEG POOLED VENTURE 10 -10 -10 PUBLICLY TRADED SECURITIES 8589407 8504785 84622 84622 SHORT TERM DISTRIBUTIONS 265252 265252 265252 SILVERLAKE 101757 101757 101757 SILVERLAKE 70 -70 -70 SLP III 26 26 26 SLP III 21383 21383 21383 1936948 126138 26481 0 26481 0 26481 137679 0 0 0 137679 0 111198 111198 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 1 0 0 0 1 WWW.HFG.ORG DEIRDRE HAMILL 6464280971 120 WEST 45TH STREET 25TH FLOOR NEW YORK NY 10036 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 BROGANN BOWDEN HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 CAROL LANGSTAFF HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 DANIEL F WILHELM HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 PRESIDENT 40.00 364854 42750 51705 DEIRDRE HAMILL HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 FINANCE DIRECTOR 40.00 249154 38621 41947 DONALD C HOOD HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 H KIRK UNRUH JR HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 JEREMIAH MILBANK III HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 KAREN COLVARD HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 PROGRAM DIRECTOR 40.00 0 0 0 MATTHEW DUVENECK HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 PATRICIA L ROSENFIELD HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 PETER LAWSON-JOHNSTON HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 CHAIRMAN 1.00 0 0 0 PETER LAWSON-JOHNSTON II HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 REEVE LINDBERGH HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 TANIA MCCLEERY HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 THOMAS MCNEIL HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 THOMAS PIPER III HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 TINA BENNETT HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 WILLIAM G BARDEL HF GUGGENHEIM FDTN 120 WEST 45TH STREET - 25TH FLOOR NEW YORK NY 10036 DIRECTOR 1.00 0 0 0 JOEL WALLMAN HF GUGGENHEIM FDTN 120 WEST 45TH STREET 25TH FLOO NEW YORK NY 10036 PROGRAM OFFICER 40.00 242339 36857 27809 NYELETI HONWANA HF GUGGENHEIM FDTN 120 WEST 45TH STREET 25TH FLOO NEW YORK NY 10036 PROGRAM OFFICER 40.00 75246 11608 14034 0 HIRTLE CALLAGHAN 101 AVENUE OF THE AMERICAS 9TH FLOOR NEW YORK NY 10013 INVESTMENT ADVISORY SERVICES 244083 MURPHY BURNHAM & BUTTRICK ARCHITECTS 48 W 37TH ST 14 NEW YORK NY 10018 ARCHITECTURAL SERVICES 166680 CONWAY-CIR FEEDER FUND MGMT 165 N MERAMEC AVENUE STE 210 ST LOUIS MO 63106 INVESTMENT ADVISORY SERVICES 73695 0 THE HARRY FRANK GUGGENHEIM FOUNDATION IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE CREATION AND DISSEMINATION OF KNOWLEDGE ABOUT THE ORIGINS AND CONSEQUENCES OF VIOLENCE IN ITS MANY FORMS, INCLUDING HUMAN AGGRESSION, CRIME AND WAR, AND HOW BEST TO REDUCE IT. TO CREATE KNOWLEDGE, THE FOUNDATION SUPPORTS THE WORK OF RESEARCHERS ACROSS ACADEMIC DISCIPLINES THROUGH GRANT COMPETITIONS AND COMMISSIONED RESEARCH THAT INVESTIGATES VIOLENCE IN ITS MANY MANIFESTATIONS. THE FOUNDATION SEEKS TO DEVELOP INSIGHTS THAT REVERBERATE BEYOND ITS FUNDED RESEARCH, INFORMING POLICY AND PUBLIC DEBATE. IN ADDITION TO THE SCHOLARS FUNDED BY THE FOUNDATION, ITS STAFF CONDUCT SCIENTIFIC AND POLICY RESEARCH ON VIOLENCE AND ARE KNOWN AS EXPERTS IN THIS AREA. 2695187 (CONTINUED) - TO DISSEMINATE KNOWLEDGE ABOUT VIOLENCE, THE FOUNDATION UNDERTAKES PROGRAMMATIC INITIATIVES, SUCH AS CONFERENCES FOR ACADEMICS, JOURNALISTS, AND POLICYMAKERS. IT CONDUCTS SEMINARS TO SHARE PERSPECTIVES ON RESEARCH, WRITING PROJECTS, DATA, AND PRESSING ISSUES OF THE DAY. THE FOUNDATION ORGANIZES ACADEMIC AND POLICY MEETINGS WITH OTHER FUNDERS AND NON-GOVERNMENT ORGANIZATIONS AND CONVENES POLICYMAKER AND ACADEMIC BRIEFINGS TO SHARE RESEARCH FINDINGS IN PERSON AND ONLINE. IT PUBLISHES AND SHARES RESEARCH RESULTS, NEWS ON FOUNDATION ACTIVITIES, AND INSIGHTS ON VIOLENCE-RELATED TOPICS THROUGH ITS WEBSITE, PRINTED REPORTS, SCHOLARLY PUBLICATIONS, PUBLIC APPEARANCES, AND PROFESSIONAL MEETINGS. 0 0 56832494 763491 10142661 67738646 0 0 67738646 1016080 66722566 3336128 X 2691187 0 2691187 0 2691187 1989-07-01 X 69621 529499 682675 1242550 2524345 59178 450074 580274 1056168 2145693 2691187 3149633 3029491 3039357 11909668 140944 138223 201985 151309 632461 2550243 3011410 2827506 2888048 11277207 0 0 2224085 2005111 1987179 1950959 8167334 0 0 0 0 X JOEL WALLMAN 120 WEST 45TH STREET 25TH FLOOR NEW YORK NY 10036 6464280971 SEE ATTACHMENT B FEBRUARY 1ST AND AUGUST 1ST SEE ATTACHMENT B ALLIANCE FOR THE VISUAL ARTS 11 BANK STREET LEBANON NH 03766 PC MATCHING GIFT PROGRAM 130 ANSWER RUTGERS UNIV 41 GORDON RD STE C PISCATAWAY NJ 08854 PC MATCHING GIFT PROGRAM 500 APPALACHIAN VOICES 589 WEST KING STREET S ROYALTON NJ 28607 PC MATCHING GIFT PROGRAM 50 ATLANTA 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