2021-08-26T13:08:16-05:00 2020-10-31 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2019-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 STEVEN HANSEN PRESIDENT & CEO 6029977586 2021-08-25 1 KELLY M WHITE P00622256 4808346030 2019 2022-09-23 18:48:47Z STEVEN HANSEN 1521 W DOBBINS RD PHOENIX AZ 85041 40781114 0 X WWW.AZHUMANE.ORG X 1957 AZ MISSION: WE SAVE THE MOST VULNERABLE ANIMALS AND ENRICH THE LIVES OF PETS AND PEOPLE. 18 18 414 2318 448 0 18719557 23414641 4422460 4116234 1355909 775222 647019 432388 25144945 28738485 0 0 0 0 14448194 15308828 559383 985924 3801838 7204160 6064824 22211737 22359576 2933208 6378909 58926471 70353844 2548638 6580953 56377833 63772891 X MISSION: WE SAVE THE MOST VULNERABLE ANIMALS AND ENRICH THE LIVES OF PETS AND PEOPLE. 0 0 8392531 1138056 AHS SERVES AS A SAFETY NET FOR THE VALLEY'S MOST VULNERABLE PETS, AND OUR COMPREHENSIVE MEDICAL, BEHAVIORAL REHABILITATION, SURRENDER INTERVENTION AND SPAY/NEUTER INITIATIVES SAVED AN ADDITIONAL 115,000 LIVES OVER THE LAST SEVEN YEARS. OUR LIFESAVING PROGRAMS, INCLUDING OUR SECOND CHANCE ANIMAL TRAUMA HOSPITAL, MUTTERNITY SUITES, KITTEN NURSERY, BOTTLE BABY KITTEN ICU AND PARVO PUPPY ICU SAVE THE LIVES OF PETS ROUTINELY EUTHANIZED IN SHELTERS. LAST YEAR, OUR TRAUMA HOSPITAL TREATED 10,814 SICK, INJURED AND ABUSED HOMELESS PETS MORE THAN 72 PERCENT OF ALL THE ANIMALS WHO CAME THROUGH OUR DOORS. WE ALSO CARED FOR 290 CRITICALLY ILL DOGS IN OUR PARVO PUPPY ICU AND 251 MOMS AND BABIES IN OUR MUTTERNITY SUITES. OUR KITTEN NURSERY AND BOTTLE BABY KITTEN ICU CARED FOR 2,260 FRAGILE FELINES. 4988051 1968726 LAST YEAR, AHS SAVED 11,254 ANIMALS THROUGH ADOPTION AND OTHER PLACEMENT OUTLETS, AND OUR ETHICAL NO-KILL PHILOSOPHY ENSURES WE NEVER EUTHANIZE A PET FOR SPACE OR LENGTH OF TIME. WE ARE ALSO COMMITTED TO KEEPING PETS IN HOMES BY CONNECTING PET OWNERS WITH AFFORDABLE MEDICAL, BEHAVIOR AND SUPPORT SERVICES. OUR PET RESOURCE CENTER HANDLES NEARLY 225 CALLS A DAY, AND LAST YEAR OUR PRC HELPED KEEP 6,642 PETS WITH THEIR FAMILIES. IN ADDITION, WE PROVIDED SPAY/NEUTER SURGERY TO 11,547 OWNED AND SHELTER ANIMALS, HELPING TO REDUCE PET OVERPOPULATION IN OUR COMMUNITY, AND VETERINARY SERVICES TO 13,916 OWNED ANIMALS THROUGH OUR PUBLIC CLINICS. OUR FOSTER HEROES EXPAND OUR CAPACITY FOR CARE, PROVIDING TEMPORARY HOMES FOR 400-800 PETS AT ANY GIVEN TIME, WHILE OUR VOLUNTEERS GIVE OVER 330,000 HOURS OF THEIR TIME TO OUR PETS EACH YEAR. 2009637 985441 AHS' EMERGENCY ANIMAL MEDICAL TECHNICIANS ARE ON THE ROAD 365 DAYS A YEAR RESCUING MORE THAN 6,000 ABUSED, INJURED AND ABANDONED ANIMALS. WE SEEK JUSTICE FOR ABUSED ANIMALS, AND OUR EAMTS PARTNER WITH LAW ENFORCEMENT TO CONDUCT 6,200 CRUELTY INVESTIGATIONS EACH YEAR. THIS PAST YEAR, OUR EAMTS RESPONDED TO 58 CASES IN WHICH WE SEIZED 10 ANIMALS OR MORE. WE SEIZED 1,610 ANIMALS TOTAL FROM THESE CASES. WE ADVANCE LEGISLATION TO PROTECT PETS INVOLVED IN THE MOST HORRIFIC CASES AND ADVOCATE TO FIGHT CRUELTY AND NEGLECT. AHS LED THE FIGHT TO SUCCESSFULLY PASS HB2671, AN ANTI-CRUELTY BILL THAT WILL ENSURE ANIMAL ABUSERS FACE STRONGER PENALTIES IN THE WORST CASES OF ABUSE. AHS ALSO SERVES AS THE DESIGNATED RESPONDER FOR ANIMALS IN DISTRESS DURING NATURAL DISASTERS. 1105972 87874 OUR SUPPORT TEAMS, WHICH INCLUDE FACILITIES & MAINTENANCE, TRANSPORT, ANIMAL CARE & EXPERIENCE, CUSTOMER EXPERIENCE, WAREHOUSE AND OPERATIONS SUPPORT AND SERVICE OPERATIONS MANAGEMENT, PLAY A CRITICAL ROLE IN HELPING US SAVE THE LIVES OF HOMELESS PETS IN OUR COMMUNITY. 1105972 87874 16496191 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 94 0 1 414 1 1 1 0 0 0 0 1 1 0 0 0 1 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 ANN DAMIANO DIRECTOR 2.00 X 0 0 0 KIMBERLEE REIMANN PADILLA DIRECTOR 2.00 X 0 0 0 SUSANNE INGOLD DIRECTOR 2.00 X 0 0 0 DEBBIE DEPAOLI DIRECTOR 2.00 X 0 0 0 TRACEY LYONS DIRECTOR 2.00 X 0 0 0 ANDREA MARCONI CHAIR 8.00 X X 0 0 0 KERRY MILLIGAN SECRETARY 4.00 X X 0 0 0 SUZANNE PEARL CHAIR EMERITUS 4.00 X X 0 0 0 ANN SINER DIRECTOR 2.00 X 0 0 0 DR CRAIG D THATCHER DIRECTOR 2.00 X 0 0 0 CHRISTINE JENSEN DIRECTOR 2.00 X 0 0 0 BRYAN ALBUE VICE CHAIR 4.00 X X 0 0 0 ANTHONY ALFONSO DIRECTOR 2.00 X 0 0 0 PATRICIA TATE DIRECTOR 2.00 X 0 0 0 MATTHEW WALLER TREASURER 4.00 X X 0 0 0 COURTNEY BELLER DIRECTOR 2.00 X 0 0 0 DYAN GETZ DIRECTOR 2.00 X 0 0 0 DR KARLA FISHER DIRECTOR 2.00 X 0 0 0 STEVEN HANSEN PRESIDENT & CEO 40.00 X 383934 0 23333 KELSEA PATTON VP OF STRATEGY, EXTERNAL AFFAIRS & SERVICE OPERATI 40.00 X 196432 0 4063 MELISSA THOMPSON VP OF MEDICAL OPERATIONS 40.00 X 152916 0 9655 LAUREN MARTICH VP OF DEVELOPMENT 40.00 X 140636 0 8837 JILL SANTA VP OF HUMAN RESOURCES 40.00 X 139758 0 9230 DEBBIE MCKNIGHT VP OF FIELD & ANIMAL WELFARE 40.00 X 126403 0 9154 KATHLEEN CROTEAU STAFF VETERINARIAN 40.00 X 118901 0 9295 THOMAS SCHAEFER STAFF VETERINARIAN 40.00 X 116408 0 8326 1375388 0 81893 16 0 1 0 ONE AND ALL INC PO BOX 534215 ATLANTA GA 30353 DONOR APPEAL MAILING 772941 INTERACTIVE GLOBAL CONSULTANCY CORP 2802 FLINTROCK TRACE STE 313 AUSTIN TX 78738 DONOR ACQUISITION 716144 BUILDINGSTARS OPERATIONS INC PO BOX 419161 ST LOUIS MO 63141 FACILITY JANITORIAL 153600 I AND I CONSTRUCTION 2334 N 54TH LANE PHOENIX AZ 85035 FACILITY REPAIRS AND REMODEL 115169 4 X 401317 23013324 1434017 23414641 PET INTAKE AND PLACEMENT 541900 1968726 1968726 MEDICAL OPERATIONS 541900 1072026 1072026 ANIMAL CRUELTY AND RESCUE SERVICE 541900 985441 985441 COMMUNITY RESOURCES 541900 87874 87874 OTHER 900099 2167 2167 4116234 709609 709609 203108 0 203108 203108 203108 10941069 52416 10926492 1380 14577 51036 65613 65613 22151 401317 22151 0 340860 175891 164969 164969 980578 916715 63863 63863 OTHER INCOME 541900 448 448 448 28738485 4180097 448 1143299 778949 382341 396608 11794997 9615969 927199 1251829 148461 122237 9825 16399 1679013 1404239 150698 124076 907408 735041 82225 90142 55357 15377 2040 37940 39100 39100 16800 16800 985924 985924 614824 518745 77064 19015 2731434 1625205 140585 965644 341451 188374 50453 102624 506238 446762 26020 33456 212106 206932 2408 2766 3873 3254 234 385 13393 1529 29 11835 761806 642438 27396 91972 168399 127613 23269 17517 OUTSIDE ANIMAL SERVICES 211466 211466 REPAIRS & MAINTENANCE 127499 115402 4801 7296 HIRING, TRAINING & DEVE 118212 47870 59305 11037 RECOGNITION & AWARDS 45541 13007 4377 28157 97325 55590 37911 3824 22359576 16496191 2061547 3801838 4066950 12694172 235226 170447 5686866 8692000 399529 159514 213092 215019 463833 368485 26907946 11770477 13793520 15137469 23873455 22647738 10194000 10269000 58926471 70353844 2280547 2605700 107593 585608 160498 3389645 2548638 6580953 X 38453716 40261949 17924117 23510942 56377833 63772891 58926471 70353844 X 6378909 880131 136018 X X 0 1 X 1 0 X 13534855 16978398 24329751 18719557 23414641 96977202 13534855 16978398 24329751 18719557 23414641 96977202 1403801 95573401 519977 459005 616439 1100436 912717 3608574 5073 5433 3001 2611 448 16566 93431 93431 100695773 38389118 0.94910 0.94170 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: TRAINING FEES OPERATIONS MANAGEMENT INCOME OTHER MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 0 1 0 0 0 0 0 1 16800 16800 0 PART II-B, LINE 1: DURING 2020, THE ORGANIZATION RETAINED A LOBBYIST TO BOTH MONITOR AND ADVANCE LEGISLATION RELATED TO ANIMAL WELFARE. AHS TOOK A STRONG SUPPORT POSITION ON TWO BILLS TO INCREASE THE CHARITABLE DEDUCTION IN ARIZONA WHICH WERE SUCCESSFULLY PASSED INTO LAW. OUR ORGANIZATION ALSO TOOK A STRONG SUPPORT POSITION WITH HB2062, WHICH WOULD HAVE MADE IT A CLASS ONE MISDEMEANOR FOR A PERSON TO KNOWINGLY OWN, POSSESS, PURCHASE, SELL, TRANSFER OR MANUFACTURE ANIMAL FIGHTING PARAPHERNALIA FOR THE PURPOSE OF ENGAGING IN, PROMOTING OR FACILITATING ANIMAL FIGHTING OR COCKFIGHTING, AS WELL AS HB2531, WHICH WOULD HAVE REPEALED STATUTE PROHIBITING LOCAL REGULATIONS OR ORDINANCES THAT IMPOSE REQUIREMENTS ON PET DEALERS IN EXCESS OF STATE LAW OR THAT PROHIBIT THE SALE OF DOGS OR CATS BY A PET STORE OR PET DEALER BASED ON THE SOURCE FROM WHICH THE ANIMAL IS OBTAINED. CHANGES IN THE LEGISLATIVE SESSION PREVENTED BOTH OF THOSE BILLS FROM MOVING FORWARD AS THE SESSION WAS CUT SHORT DUE TO THE PANDEMIC. THE TOTAL FUNDS EXPENDED ON THESE ACTIVITIES IS LESS THAN 1% OF THE ORGANIZATION'S REVENUE AND LESS THAN 1% OF THE ORGANIZATION'S TOTAL EXPENSES FOR THE YEAR. 5699519 5699519 15905273 8200600 7704673 106639 73510 33129 2868465 2463015 405450 2328050 1033352 1294698 15137469 BENEFICIARY INTEREST IN REMAINDER TRUSTS 4899000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 5370000 10269000 GIFT ANNUITY PAYABLE 252457 PPP LOAN 2634991 LEASE PAYABLE 502197 3389645 X 30895618 880131 1140984 136018 2157133 28738485 0 28738485 24417275 1140984 916715 2057699 22359576 0 22359576 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME, WHICH HAVE NOT BEEN SIGNIFICANT, AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY U.S. GAAP RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2020, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2017 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2016 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 136,018. PART XII, LINE 2D - OTHER ADJUSTMENTS: THRIFT STORE 916,715. X X 0 GIG INTERACTIVE GLOBAL 2802 FLINTROCK TRACE STE 313 AUSTIN TX 78738 IN-PERSON SUSTAINER FUNDRAISING 0 0 918424 0 MARTS AND LUNDY INC 160 CHUBB AVENUE SUITE 303 LYNDHURST NJ 07071 CAPITAL CAMPAIGN CONSULTING 0 0 67500 0 985924 AZ COMPASSION WITH FASHION 347309 325158 22151 22151 PET-A-THON 76159 76159 423468 401317 22151 22151 22151 0 340860 111455 28125 36311 0 340860 111455 28125 36311 175891 164969 AZ 0 AZ DOES NOT REQUIRE 0 0 0 1.00000 LINDA GENTRY 1521 W DOBBINS RD PHOENIX AZ 85041 0 PAGE ENGLERT RAFFLE COORDINATION X 0 X X X X X 0 1 0 0 0 0 0 0 0 STEVEN HANSEN PRESIDENT & CEO 315128 0 33298 0 35508 0 23333 0 0 0 407267 0 0 0 KELSEA PATTON VP OF STRATEGY, EXTERNAL AFFAIRS & S 182221 0 12711 0 1500 0 4063 0 0 0 200495 0 0 0 MELISSA THOMPSON VP OF MEDICAL OPERATIONS 141616 0 9800 0 1500 0 9655 0 0 0 162571 0 0 0 PART I, LINE 4B STEVEN HANSEN PARTICIPATES IN THE ORGANIZATION'S SECTION 457 NON-QUALIFIED PLAN. X 29500 X 360 FAIR MARKET VALUE X 3500 FAIR MARKET VALUE X 296 418951 AUCTIONED PRICE X 73 912155 VALUE ON DAY OF RECEIPT X EVENT PRIZES 309 41819 DONOR PROVIDED FMV X FOOD/CARE 236 27732 DONOR PROVIDED FMV 0 1 1 PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. PART I, LINE 33: THE ORGANIZATION HAS ONLY INCLUDED THE NET INCREASE OF THRIFT STORE INVENTORY IN CONTRIBUTION REVENUE. TOTAL CONTRIBUTIONS TO THE THRIFT STORES IS ESTIMATED TO BE $169,382. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11B THE PREPARED 990 IS REVIEWED BY THE PRESIDENT & CEO, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE CEO/PRESIDENT AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES, INCLUDING SALARY SURVEYS FOR NON-PROFIT ORGANIZATIONS, AS WELL AS PHOENIX-AREA CEO COMPENSATION FOR NON-PROFIT ORGANIZATIONS OF COMPARABLE BUDGETS, ARE UTILIZED TO ENSURE THAT OUR CEO COMPENSATION IS IN-LINE WITH MARKET PAY. THE SOCIETY HIRED THE CURRENT CEO IN OCT. 2013. AT THE TIME, A NATIONAL SEARCH WAS DONE AND SALARY WAS NEGOTIATED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART VIII, LINE 10C: THE ORGANIZATION RECEIVES DONATIONS OF SUPPLIES AND FOOD AND SELLS THESE ITEMS TO THE GENERAL PUBLIC THROUGH THREE THRIFT STORES. ALTHOUGH THE REVENUES ARE APPROXIMATELY $1,000,000 THE COST OF THE DONATED ITEMS CONTRIBUTED ARE RECORDED IN THE STATEMENT OF ACTIVITIES AT THEIR FAIR VALUE WHICH IS BASED ON THE ESTIMATED SELLING PRICE OF THE SPECIFIC ITEMS. NET THRIFT STORE REVENUES ARE MINIMAL DUE TO COST OF THE ITEMS BEING RECORDED AS A CONTRIBUTION. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 136,018. FORM 990, PART XII, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.