2021-08-16T11:23:36-05:00 2020-09-30 390859910 BAKER TILLY US LLP 2000 TOWN CENTER STE 900 SOUTHFIELD MI 48075 990 2019-10-01 020648628 NEXTENERGY CENTER NEXT 3138330100 461 BURROUGHS STREET DETROIT MI 482023419 JAMES SABER PRESIDENT & CEO 3138330100 2021-08-16 1 TROY MARINE CPA P00187863 2483727300 2021-08-11 2019 2022-09-23 18:48:47Z JAMES SABER 461 BURROUGHS STREET DETROIT MI 482023419 7659250 0 X WWW.NEXTENERGY.ORG X 2002 MI NEXTENERGY WORKS WITH INNOVATORS TO ACCELERATE SMARTER, CLEANER, MORE ACCESSIBLE COMMUNITIES AND CITIES. NEXTENERGY IS A CONVENER, COLLABORATOR AND SERVICE PROVIDER ACCELERATING THE DEVELOPMENT AND GROWTH OF SMART GRID AND SMART MOBILITY COMPANIES, TECHNOLOGIES AND INDUSTRIES WITH AN AIM OF CREATING MORE SUSTAINABLE CITIES. 7 7 10 10 0 0 1016819 1534963 0 0 75595 97287 0 0 1092414 1632250 434344 1116374 0 0 1164989 925614 0 0 0 570033 618505 2169366 2660493 -1076952 -1028243 5617948 6584676 435804 2473436 5182144 4111240 X TO ENABLE THE COMMERCIALIZATION OF ENERGY TECHNOLOGIES THAT POSITIVELY CONTRIBUTE TO ECONOMIC COMPETITIVENESS, ENERGY SECURITY, AND THE ENVIRONMENT. 0 0 205913 13416 FEDERAL PROGRAMS - TO DEVELOP AND EXECUTE CONSORTIA-BASED RESEARCH AND DEVELOPMENT PROGRAMS TO ACCELERATE THE COMMERCIALIZATION OF ADVANCED ENERGY TECHNOLOGIES AND SYSTEMS. 1369190 1024970 STATE PROGRAMS - TO SUPPORT THE ORGANIZATION'S MISSION THROUGH FACILITATION OF RESEARCH, INDUSTRY DEVELOPMENT, AND DEMONSTRATION PROGRAMS WITHIN ADVANCED TECHNOLOGY APPLICATIONS AND INDUSTRIES. 120135 77988 FOUNDATIONS - TO SUPPORT THE ORGANIZATION'S CORE MISSION THROUGH CAPACITY BUILDING AND/OR PROGRAM FUNDING; PROGRAM FUNDS HAVE BEEN PROVIDED TO ADVANCE SMART CITY TECHNOLOGIES IN THE CITY OF DETROIT AND TO SUPPORT TECHNOLOGY CHALLENGES. 440946 DEMONSTRATION CENTER - TO MAINTAIN A FACILITY WHICH WILL PROVIDE TESTING, DEMONSTRATION AND VALIDATION CONSULTING SERVICES FOR EMERGING SMART GRID AND SMART MOBILITY TECHNOLOGIES. 440946 2136184 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 8 0 1 10 1 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MI X ANGELLA DURKIN 3138330100 461 BURROUGHS STREET DETROIT MI 482023419 JAMES SABER PRESIDENT & CEO 40.00 X 228425 0 20514 DAVID JACKSON DIRECTOR, BUSINESS DEVELOPMENT 40.00 X 129189 0 24952 ANGELLA DURKIN CHIEF OPERATING OFFICER 40.00 X 128238 0 3908 PATRICIA GLAZA DIRECTOR THROUGH 11/19 2.00 X 0 0 0 LIZABETH ARDISANA BOARD CHAIR 2.00 X X 0 0 0 STEVEN HILFINGER SECRETARY-TREASURER 2.00 X X 0 0 0 NIGEL FRANCIS DIRECTOR 2.00 X 0 0 0 MARCO BRUZZANO DIRECTOR 2.00 X 0 0 0 ERIC SHREFFLER DIRECTOR 2.00 X 0 0 0 NED STAEBLER DIRECTOR 2.00 X 0 0 0 SARIDA SCOTT DIRECTOR 2.00 X 0 0 0 PAUL F SKALNY DIRECTOR THROUGH 11/19 2.00 X 0 0 0 485852 0 49374 3 0 1 0 0 1415770 119193 1534963 97287 97287 6027000 6027000 0 1632250 0 0 97287 784109 784109 332265 332265 381085 95358 285727 427166 419988 7178 63413 46958 16455 53950 48843 5107 39413 35787 3626 29730 19640 10090 60000 20000 40000 43672 11573 32099 31645 22090 9555 4918 3249 1669 92261 60949 31312 13804 12790 1014 21519 14216 7303 24565 16228 8337 CONSULTANTS AND CONTRAC 232975 184406 48569 24003 7735 16268 2660493 2136184 524309 0 364410 4677473 490967 550504 2203 2310 1954156 1851511 124165 102645 4636203 1251744 5617948 6584676 325441 2473436 110363 0 435804 2473436 X 4569565 3563519 612579 547721 5182144 4111240 5617948 6584676 -1028243 -42661 0 X X 0 1 X 1 0 X 2819340 1477141 1051117 1016819 1534963 7899380 2819340 1477141 1051117 1016819 1534963 7899380 365076 7534304 255610 325848 173190 75595 97287 927530 16280 74 16354 8843264 0.85200 0.88420 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 34000 34000 0 PART II-B, LINE 1: COMMUNICATING WITH PUBLIC OFFICIALS REGARDING LEGISLATIVE AND ADMINISTRATIVE MATTERS. 1954156 1851511 102645 102645 X 1589589 -42661 -42661 1632250 0 1632250 2660493 0 2660493 0 2660493 PART X, LINE 2: NEXTENERGY HAS RECEIVED NOTIFICATION THAT IT QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AND CORRESPONDING PROVISIONS OF STATE LAW AND, ACCORDINGLY, IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES ON RELATED INCOME. NEXTENERGY FOLLOWS GUIDELINES INCLUDED IN STANDARDS RELATING TO THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN BE RECOGNIZED IN THE FINANCIAL STATEMENTS, ONLY IF THE POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. NEXTENERGY RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF A TAX POSITION ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. FOR TAX POSITIONS MEETING THE MORE LIKELY THAN NOT THRESHOLD, THE AMOUNT RECOGNIZED IN THE FINANCIAL STATEMENTS IS THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED, UPON ULTIMATE SETTLEMENT WITH THE RELEVANT TAX AUTHORITY. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GRANTS SEE PART V 132553 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES GRANTS SEE PART V 99877 MIDDLE EASH AND NORTH AFRICA GRANTS SEE PART V 100000 0 0 0 0 0 0 332430 0 332430 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 132553 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 99877 MIDDLE EAST AND NORTH AFRICA 100000 0 6 0 0 0 0 0 0 PART I, LINE 2: THE PURPOSE OF THE AWARDS WAS TO CONDUCT TECHNOLOGY DEMONSTRATIONS IN THE UNITED STATES. NEXTENERGY ENTERS INTO A CONTRACT WITH EACH ORGANIZATION RECEIVING FUNDING. THIS CONTRACT INCLUDES PERFORMANCE MILESTONES, REPORTING REQUIREMENTS AND SUPPORT DOCUMENTATION REQUIRED TO BE MAINTAINED TO SUPPORT EXENDITURES UNDER THE AWARD. NEXTENERGY MONITORS COMPLETION OF EACH CONTRACT'S PERFORMANCE REQUIREMENTS. PART III ACCOUNTING METHOD: 1 MTD MARKETING GROUP LLC 811 N MAIN ST ROYAL OAK MI 48067 263645005 13581 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY AEROTRONIC 7601 E 88TH PLACE BUILDING 5 INDIANAPOLIS IN 46256 831097624 7000 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY ROADBOTICS 224 N EUCLID AVE SUITE 403 PITTSBURGH PA 15206 822474467 41251 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY BEDESTRIAN LLC 425 N MAIN ST ANN ARBOR MI 48104 824673677 40187 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY HAAS INC 1651 N WHIPPLE CHICAGO IL 606475024 383963236 15000 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY AKTV8 50660 CENTURY DR WIXOM MI 48393 472203849 38450 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY GOKID CORPORATION 66 NORTH AVENUE WESTPORT CT 06880 812918537 53904 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY INTVO 330 LIBERTY ST ANN ARBOR MI 48104 830924914 19270 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY KTISIS LLC 2252 E SHORE DR ROCHESTER HILLS MI 48307 461494592 33600 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY MICHIGAN STATE UNIVERSITY CONTRACT GRANT ADMINISTRATION HANNAH ADMINISTRATION 426 AUDITORIU EAST LANSING MI 48824 386005984 115 35000 TO SUPPORT COMMERCIALIZATION EFFORTS OF SMART GRID TECHNOLOGY AND PROVIDE COST SHARE FOR FEDERAL AWARD. NEUVOKAS CORPORATION 3206 6 ROAD AHMEEK MI 49901 463850898 41250 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY PARKOFON 5444 CHIEFTAIN CIR ALEXANDRIA VA 22312 825365955 77000 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY PRATT MILLER 29600 WK SMITH DRIVE NEW HUDSON MI 48165 363681684 49978 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY SCION PLASMA 4942 DAWN AVENUE EAST LANSING MI 48833 825196879 30000 TO SUPPORT COMMERCIALIZATION EFFORTS OF SMART GRID TECHNOLOGY AND PROVIDE COST SHARE FOR FEDERAL AWARD. ADASTEC CORP 353 SACRAMENTO ST STE 1812 SAN FRANCISCO CA 94111 364860443 50000 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY SMARTCONE USA INC CITY NATIONAL BANK 1140 AVENUE OF THE AMERICAS 2ND FLOOR NEW YORK NY 10036 352547823 77988 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY GHSP 1250 S BEECHTREE STREET GRAND HAVEN MI 49417 381941886 33710 TO SUPPORT COMMERCIALIZATION EFFORTS OF SMART GRID TECHNOLOGY AND PROVIDE COST SHARE FOR FEDERAL AWARD. IXR MOBILITY 400 RENAISSANCE CENTER DRIVE DETROIT MI 48243 271765290 16690 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY NAVYA 1406 E MICHIGAN AVENUE SALINE MI 48176 813978060 69750 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY PIKMYKID 5115 MEMORIAL HIGHWAY TAMPA FL 33634 472632308 40500 TO SUPPORT DEMONSTRATION OF NEW MOBILITY TECHNOLOGY 1 19 PART I, LINE 2: NEXTENERGY AWARDS A CONTRACT TO EACH ORGANIZATION RECEIVING AWARDS OR ASSISTANCE. THIS CONTRACT OUTLINES REPORTING REQUIREMENTS BASED ON THE TYPE OF AWARD AND SUPPORTING DOCUMENTATION THAT IS REQUIRED TO BE MAINTAINED FOR EXPENDITURES UNDER THE AWARD. X X X 0 0 0 0 0 0 0 0 0 JAMES SABER PRESIDENT & CEO 228425 0 0 0 0 0 0 0 20514 0 248939 0 0 0 DAVID JACKSON DIRECTOR, BUSINESS DEVELOPMENT 129189 0 0 0 0 0 0 0 24952 0 154141 0 0 0 PART I, LINE 7 NEXTENERGY OFFERS AN INCENTIVE COMPENSATION PAYMENT TO EMPLOYEES BASED ON ORGANIZATIONAL AND INDIVIDUAL PERFORMANCE IF ORGANIZATIONAL GOALS ARE MET, AND THE ORGANIZATION HAS POSITIVE CASH FLOW IN AN AMOUNT TO OFFSET THE BONUS PAYMENTS. ORGANIZATIONAL PERFORMANCE BONUS IS DISTRIBUTED AS A LUMP SUM TO ALL EMPLOYEES AND INDIVIDUAL PERFORMANCE BONUS IS PAID AS 0 TO 7% OF EMPLOYEE BASE PAY, BASED ON INDIVIDUAL PERFORMANCE RATINGS. DURING THE CURRENT YEAR, THE TARGETS WERE NOT ACHIEVED AND NO PAYMENTS WERE MADE UNDER THE INCENTIVE PROGRAM. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS FIRST REVIEWED BY THE CEO AND COO. AFTER SATISFACTORY REVIEW BY MANAGEMENT, THE FORM 990 IS GIVEN TO THE BOARD AUDIT & FINANCE COMMITTEE TO CONDUCT A REVIEW. UPON SATISFACTORY REVIEW BY THE FINANCE COMMITTEE, THE FINAL 990 IS PROVIDED TO EACH DIRECTOR. FORM 990, PART VI, SECTION B, LINE 12C A. EACH DIRECTOR, OFFICER AND EMPLOYEE IS PROVIDED WITH AND ASKED TO REVIEW A COPY OF THIS POLICY AND TO ACKNOWLEDGE IN WRITING THAT HE OR SHE HAS DONE SO. B. ANNUALLY EACH DIRECTOR, OFFICER AND EMPLOYEE COMPLETES A DISCLOSURE FORM IDENTIFYING ANY RELATIONSHIPS, POSITIONS OR CIRCUMSTANCES IN WHICH HE OR SHE IS INVOLVED THAT HE OR SHE BELIEVES COULD CONTRIBUTE TO A CONFLICT OF INTEREST. SUCH RELATIONSHIPS, POSITIONS OR CIRCUMSTANCES MIGHT INCLUDE SERVICE AS A DIRECTOR OR OF CONSULTANT TO ANOTHER NONPROFIT ORGANIZATION, OR OWNERSHIP OF A BUSINESS THAT MIGHT PROVIDE GOODS OR SERVICES TO NEXTENERGY. ANY SUCH INFORMATION REGARDING THE BUSINESS INTERESTS OF A DIRECTOR, OFFICER, EMPLOYEE OR VOLUNTEER, OR A FAMILY MEMBER THEREOF, SHALL BE TREATED AS CONFIDENTIAL AND SHALL GENERALLY BE MADE AVAILABLE ONLY TO THE CHAIR, THE PRESIDENT, AND ANY COMMITTEE APPOINTED TO ADDRESS CONFLICTS OF INTEREST, EXCEPT TO THE EXTENT ADDITIONAL DISCLOSURE IS NECESSARY IN CONNECTION WITH THE IMPLEMENTATION OF THIS POLICY. C. THIS POLICY IS REVIEWED ANNUALLY BY EACH MEMBER OF THE BOARD OF DIRECTORS. ANY CHANGES TO THE POLICY SHALL BE COMMUNICATED TO ALL DIRECTORS, OFFICERS AND EMPLOYEES. FORM 990, PART VI, SECTION B, LINE 15 AN ANNUAL REVIEW OF CEO COMPENSATION IS PERFORMED BY THE NOMINATION & COMPENSATION COMMITTEE. THEY PROVIDE WRITTEN RECOMMENDATIONS FOR COMPENSATION BASED ON ANNUAL SALARY SURVEYS REVIEWED. AN ANNUAL REVIEW OF COMPENSATION OF OFFICERS AND KEY EMPLOYEES IS PERFORMED BY EXECUTIVE STAFF. THEY REVIEW INDUSTRY SPECIFIC SALARY SURVEYS AND PROVIDE WRITTEN RECOMMENDATIONS FOR COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT.