2021-08-02T14:18:49-05:00 2020-09-30 390859910 BAKER TILLY US LLP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2019-10-01 061364513 CHILDREN'S FUND OF CONNECTICUT INC CHIL 8606791533 270 FARMINGTON AVE NO 367 FARMINGTON CT 06032 PAUL SUTER VP FOR FINANCE & OPERATIONS 8606791533 2021-08-02 1 KERRI N BOGDA CPA P00350393 7177404863 X 2019 2022-09-23 18:48:47Z JEFFREY J VANDERPLOEG 270 FARMINGTON AVE NO 367 FARMINGTON CT 06032 13124042 0 X WWW.CHILDRENSFUNDOFCT.ORG X 1992 CT THE CHILDREN'S FUND OF CONNECTICUT, A PUBLIC CHARITABLE FOUNDATION, IS DEDICATED TO ENSURING THAT CHILDREN IN CONNECTICUT HAVE A STRONG START IN LIFE WITH ONGOING SUPPORTS TO PROMOTE THEIR OPTIMAL HEALTH AND WELL-BEING. 17 9 0 17 0 0 1330 500 0 0 1238668 1180459 0 0 1239998 1180959 1255578 1289104 0 0 0 0 0 0 0 289430 274877 1545008 1563981 -305010 -383022 34767742 35603588 127694 42155 34640048 35561433 THE CHILDREN'S FUND OF CONNECTICUT, A PUBLIC CHARITABLE FOUNDATION, IS DEDICATED TO ENSURING THAT CHILDREN IN CONNECTICUT HAVE A STRONG START IN LIFE WITH ONGOING SUPPORT TO PROMOTE THEIR OPTIMAL HEALTH AND WELL-BEING. 0 0 1289104 1289104 THE CHILDREN'S FUND CHAMPIONS SUSTAINABLE IMPROVEMENTS IN CHILDREN'S HEALTH AND MENTAL HEALTH THROUGH INNOVATIVE GRANT MAKING. WE GAVE GRANTS TO 9 ORGANIZATIONS THAT USED THE FUNDS TO ADVANCE INNOVATIONS IN CHILDREN'S HEALTH AND MENTAL HEALTH CARE AND TO PROMOTE PROFESSIONAL DEVELOPMENT AND BEST PRACTICES RELATED TO THE HEALTH AND MENTAL HEALTH OF CHILDREN. OUR ULTIMATE GOAL IS FOR ALL CHILDREN IN CONNECTICUT TO HAVE ACCESS TO AND BENEFIT FROM A COMPREHENSIVE, EFFECTIVE, COMMUNITY-BASED HEALTH AND MENTAL HEALTH CARE SYSTEM. 1289104 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 17 9 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CT X PAUL E SUTER VP FOR FINANCE & OPERATIONS 8606791533 270 FARMINGTON AVE NO 367 FARMINGTON CT 06032 JIM SHMERLING BOARD MEMBER/CCMC PRESIDENT/CEO 0.50 50.00 X 0 1358934 222969 GIL PERI CHAIR/CCMC PRESIDENT & COO 0.50 50.00 X X 0 861753 128594 GLENN FOCHT BOARD MEMBER/CCMC PRESIDENT 0.50 50.00 X 0 639308 99228 MOSES VARGAS SECRETARY/CCMC VP & GEN'L COUNSEL 0.50 50.00 X X 0 415455 87237 JEFFREY J VANDERPLOEG PRESIDENT 8.00 42.00 X X 0 227558 41264 ALYSSA BENNETT BOARD MEMBER/CCMC DIV HEAD OF ADOLES MED 0.50 50.00 X 0 214509 24249 CYNTHIA FITZGERALD BOARD MEMBER AS OF 3/20/CCMC SR DIR REV CYCLE 0.50 50.00 X 0 226318 10142 PAUL SUTER VP FOR FINANCE & OPERATION 8.00 42.00 X 0 159943 34502 AIMEE MONROY SMITH BOARD MEMBER AS OF 12/19/CCMC SVP GOVT REL 0.50 50.00 X 0 135207 40634 MARGARET GREY 1ST VICE CHAIR 0.50 0.50 X X 0 0 0 TOM BARNES TREASURER 0.50 0.50 X X 0 0 0 ANDY AGWUNOBI BOARD MEMBER 0.50 0.50 X 0 0 0 JEN CARROLL BOARD MEMBER 0.50 0.50 X 0 0 0 GEORGE LISTER BOARD MEMBER 0.50 0.50 X 0 0 0 LINDA MAYES BOARD MEMBER 0.50 0.50 X 0 0 0 GALO RODRIGUEZ BOARD MEMBER 0.50 0.50 X 0 0 0 CHARLENE RUSSELL-TUCKER BOARD MEMBER 0.50 0.50 X 0 0 0 KEN SPIEGELMAN BOARD MEMBER 0.50 0.50 X 0 0 0 SETH VAN ESSENDELFT BOARD MEMBER UNTIL 3/20 0.50 0.50 X 0 0 0 0 4238985 688819 0 0 1 0 0 500 500 656058 656058 12467484 11943083 524401 524401 524401 1180959 0 0 1180459 1289104 1289104 100000 100000 3456 3456 11509 11509 156195 156195 3617 3617 DUES & SUBSCRIPTIONS 100 100 1563981 1289104 274877 0 942769 902274 46272 34089 33778701 34667225 34767742 35603588 27699 21419 99995 20736 127694 42155 X 34640048 35561433 34640048 35561433 34767742 35603588 -383022 1304407 0 X 0 1 X 1 0 X X 2 CONNECTICUT CHILDREN'S MEDICAL CENTER 060646755 3 1 0 0 CHILD HEALTH AND DEVELOPMENT OF CONNECTICUT INC 061504725 7 0 1219828 0 2 1219828 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART IV, SECTION B, LINE 1 SINCE THERE ARE 2 SUPPORTED ORGANIZATIONS, CONNECTICUT CHILDREN'S MEDICAL CENTER DETERMINES THE BOARD FOR CHILDREN'S FUND OF CONNECTICUT INC. 34477594 2364999 1750000 35092593 35335847 401747 1260000 34477594 34629344 2116503 1410000 35335847 32099116 4030228 1500000 34629344 31548083 2051033 1500000 32099116 1.00000 0.00000 0.00000 0 0 0 X 2329171 1304407 1304407 1024764 156195 156195 1180959 1407786 0 1407786 156195 156195 1563981 PART V, LINE 4: THE ENDOWMENT IS TO BE USED TO FUND INNOVATIVE COMMUNITY-BASED PRIMARY AND PREVENTIVE HEALTH CARE INITIATIVES IN CONNECTICUT, PRIMARILY FOCUSED ON THE UNDERSERVED CHILDREN IN ORDER TO IMPROVE THE QUALITY OF THEIR LIVES. PART X, LINE 2: THE ORGANIZATIONS HAVE NO UNRECOGNIZED TAX BENEFITS AT SEPTEMBER 30, 2020 AND 2019. THE ORGANIZATIONS' FEDERAL INFORMATION RETURNS PRIOR TO FISCAL YEAR 2017 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF THE ORGANIZATIONS HAD UNRELATED BUSINESS INCOME TAXES, THEY WOULD RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH ANY TAX MATTERS AS PART OF THE INCOME TAX PROVISION AND INCLUDE ACCRUED INTEREST AND PENALTIES WITH THE RELATED TAX LIABILITY IN THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT FEES 156,195. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT FEES 156,195. 1 CHILD HEALTH AND DEVELOPMENT INSTITUTE OF CONNECTICUT INC 270 FARMINGTON AVENUE SUITE 367 FARMINGTON CT 06032 061504725 501(C)(3) 1219828 SUPPORT FOR THE OPERATIONS AND PROGRAMS OF CHDI TO ENHANCE CHILDREN'S HEALTH AND MENTAL HEALTH CONNECTICUT COUNCIL FOR PHILANTHROPY 221 MAIN STREET HARTFORD CT 06106 237024016 501(C)(3) 13855 SUPPORT FOR THE EARLY CHILDHOOD FUNDERS COLLABORATIVE AND LEADERSHIP FUND UNIVERSITY OF CONNECTICUT HEALTH CENTER 263 FARMINGTON AVE FARMINGTON CT 06030 521725543 501(C)(3) 13000 SUPPORT RESIDENCY PROGRAMS BY EXPANDING TRAINEES LEARNING AND EXPERIENCES IN THE AREA OF CHILDRENS BEHAVIORAL HEALTH YALE UNIVERSITY PO BOX 1873 NEW HAVEN CT 065081873 060646973 501(C)(3) 19203 SUPPORT RESIDENCY PROGRAMS BY EXPANDING TRAINEES LEARNING AND EXPERIENCES IN THE AREA OF CHILDRENS BEHAVIORAL HEALTH CHILDREN'S MENTAL HEALTH NETWORK 225 WOOD CREEK COURT CHAPEL HILL NC 27516 274658931 501(C)(3) 5000 SUPPORT DISTRIBUTION OF MATERIALS AND ONLINE RESOURCES FOR CHILDREN WITH MENTAL HEALTH CHALLENGES AND THEIR FAMILIES COMMUNITY HEALTH CENTER INC DBA CHILD GUIDANCE OF SOUTHERN CT INC 675 MAIN STREET MIDDLETOWN CT 06045 060712058 501(C)(3) 9269 SUPPORT RESIDENCY PROGRAMS BY EXPANDING TRAINEES LEARNING AND EXPERIENCES IN THE AREA OF CHILDRENS BEHAVIORAL HEALTH 6 0 PART I, LINE 2: WHEN SEEKING FUNDING POTENTIAL GRANTEES MUST SUBMIT DETAILED FINANCIAL BUDGETS THAT LIST THE EXPENSES THEY ANTICIPATE THAT THEY WILL INCUR OVER THE TERM OF THEIR PROJECT. IF SELECTED FOR FUNDING, GRANTEES ARE REQUIRED TO SUBMIT A FINAL FINANCIAL REPORT THAT COMPARES THE BUDGET SUBMITTED WITH THE ORIGINAL PROPOSAL TO THE GRANTEE'S ACTUAL EXPENSES. THE GRANTEES ARE TO SHOW ONLY THE BUDGET AMOUNTS ATTRIBUTED TO THE CHILDREN'S FUND OF CONNECTICUT (CFC) FUNDING AND HOW CFC FUNDS WERE SPENT. GRANTEES ARE REQUIRED TO EXPLAIN ANY SIGNIFICANT VARIATIONS BETWEEN THE ORIGINAL BUDGET AND ACTUAL EXPENSES. GRANTS THAT ARE LONG-TERM IN NATURE MAY HAVE INTERIM FINANCIAL REPORTING REQUIREMENTS. 0 0 0 0 0 0 0 0 0 JIM SHMERLING BOARD MEMBER/CCMC PRESIDENT/CEO 0 1022702 0 318938 0 17294 0 198670 0 24299 0 1581903 0 318938 GIL PERI CHAIR/CCMC PRESIDENT & COO 0 650265 0 191570 0 19918 0 94521 0 34073 0 990347 0 191570 GLENN FOCHT BOARD MEMBER/CCMC PRESIDENT 0 522465 0 114211 0 2632 0 68705 0 30523 0 738536 0 114211 MOSES VARGAS SECRETARY/CCMC VP & GEN'L COUNSEL 0 355387 0 59456 0 612 0 55067 0 32170 0 502692 0 59456 JEFFREY J VANDERPLOEG PRESIDENT 0 206558 0 21000 0 0 0 22756 0 18508 0 268822 0 21000 ALYSSA BENNETT BOARD MEMBER/CCMC DIV HEAD OF ADOLES 0 204000 0 10112 0 397 0 0 0 24249 0 238758 0 1733 CYNTHIA FITZGERALD BOARD MEMBER AS OF 3/20/CCMC SR DIR 0 207621 0 18065 0 632 0 10142 0 0 0 236460 0 0 PAUL SUTER VP FOR FINANCE & OPERATION 0 159943 0 0 0 0 0 15994 0 18508 0 194445 0 0 AIMEE MONROY SMITH BOARD MEMBER AS OF 12/19/CCMC SVP GO 0 134876 0 0 0 331 0 26729 0 13905 0 175841 0 0 PART I, LINE 3 THE CHILDREN'S FUND OF CONNECTICUT DOES NOT HAVE EMPLOYEES BUT DOES HAVE A COMPENSATION POLICY IN THE EVENT THAT EMPLOYEES ARE HIRED. THIS POLICY APPLIES TO THE PROCESS FOR DETERMINING COMPENSATION IN COMPLIANCE WITH IRS INSTRUCTIONS FOR THE CFC'S CEO, TOP MANAGEMENT OFFICIALS, AND OTHER OFFICERS OR KEY EMPLOYEES. THE PROCESS INCLUDES ALL OF THESE ELEMENTS: (1) REVIEW AND APPROVAL BY THE BOARD OF DIRECTORS OR EXECUTIVE COMMITTEE OF THE CHILDREN'S FUND OF CONNECTICUT (CFC), (2) USE OF DATA AS TO COMPARABLE COMPENSATION, AND (3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. 1) REVIEW AND APPROVAL: THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS OR EXECUTIVE COMMITTEE OF CFC, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE ARE NOT INVOLVED IN THIS REVIEW AND APPROVAL. 2) USE OF DATA AS TO COMPARABLE COMPENSATION: THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED USING DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. 3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING: THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT. SCHEDULE J, PART II; COLUMN F THE AMOUNTS REPORTED WITHIN SCHEDULE J, PART II, COLUMN F INCLUDES EMPLOYEE INCENTIVE AWARDS AS THESE AMOUNTS WERE NO LONGER SUBJECT TO A SUBSTANTIAL RISK OF COMPLETE FORFEITURE. THESE AMOUNTS WERE PREVIOUSLY REPORTED WITHIN SCHEDULE J, PART II, COLUMN C AS RETIREMENT AND OTHER DEFERRED COMPENSATION ON PRIOR YEARS FORMS 990. THESE AMOUNTS WERE TREATED AS TAXABLE INCOME AND REPORTED IN EACH INDIVIDUAL'S 2019 FORM W-2, BOX 5, AS TAXABLE MEDICARE WAGES. FORM 990, PART VI, SECTION A, LINE 3 THE CHILD HEALTH AND DEVELOPMENT INSTITUTE OF CONNECTICUT, INC., A 501(C)(3) ORGANIZATION, PERFORMS MANAGEMENT DUTIES FOR THE CHILDREN'S FUND OF CONNECTICUT, INC. AS DIRECTED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 6 CONNECTICUT CHILDREN'S MEDICAL CENTER (THE "MEMBER"), ACTING THROUGH ITS BOARD OF DIRECTORS, SHALL BE THE SOLE MEMBER OF THE CHILDREN'S FUND OF CONNECTICUT, INC. ( THE "CORPORATION"). FORM 990, PART VI, SECTION A, LINE 7A AT THE ANNUAL MEETING, THE MEMBER MAY ELECT DIRECTORS, IN ACCORDANCE WITH THE CORPORATION'S CERTIFICATE OF INCORPORATION AND THEIR BYLAWS, AND SHALL TRANSACT SUCH OTHER BUSINESS RELATING TO THE AFFAIRS OF THE CORPORATION AS MAY PROPERLY COME BEFORE THE MEETING. A MAJORITY OF THE DIRECTORS SHALL BE NOMINATED BY THE MEMBER, THE BALANCE OF THE ELECTED DIRECTORS SHALL BE NOMINATED BY THE BOARD DEVELOPMENT COMMITTEE. THE MEMBER AND THE BOARD DEVELOPMENT COMMITTEE WILL COLLABORATIVELY DESIGN A BOARD OF DIRECTORS WITH APPROPRIATE GEOGRAPHIC, ETHNIC, AND SKILL-SET DIVERSITY. FORM 990, PART VI, SECTION A, LINE 7B SUBJECT TO THE APPROVAL OF THE MEMBER, THE BOARD OF DIRECTORS AT A MEETING DULY WARNED AND HELD, BY A VOTE OF AT LEAST TWO-THIRDS OF ALL DIRECTORS THEN SERVING, MAY REMOVE ANY DIRECTOR WITH OR WITHOUT CAUSE, PROVIDED THE NOTICE OF SUCH MEETING SHALL INCLUDE NOTICE OF PROPOSED REMOVAL. THE DIRECTOR SOUGHT TO BE REMOVED SHALL HAVE NO RIGHT TO VOTE WITH RESPECT TO ANY SUCH ACTION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 (TAX RETURN) WILL BE PREPARED ANNUALLY. COPIES OF THE FORM 990, WITH SUPPORTING SCHEDULES, WILL BE DISTRIBUTED BY THE VP FOR FINANCE AND OPERATIONS TO THE PRESIDENT AND CEO FOR REVIEW AND APPROVAL. ANY CORRECTIONS OR CHANGES WILL BE NOTED AND ADDRESSED. ONCE APPROVED BY THE PRESIDENT AND CEO, THE VP FOR FINANCE AND OPERATIONS WILL PROVIDE THE FORM 990 WITH SUPPORTING SCHEDULES TO THE BOARD OF DIRECTORS. ONCE THE BOARD OF DIRECTORS HAS HAD A REASONABLE OPPORTUNITY TO REVIEW THE FORM 990, ANY CORRECTIONS OR CHANGES WILL BE NOTED AND ADDRESSED. THE VP OF FINANCE AND OPERATIONS WILL THEN PROCESS THE FILING OF THE FORM 990 USING E-FILE RETURN PROCEDURES. FORM 990, PART VI, SECTION B, LINE 12C TO PROMOTE THE SOUND ADMINISTRATION OF THE CONFLICT OF INTEREST POLICY, ALL DIRECTORS AND OFFICERS OF THE CORPORATION COMPLETE ANNUALLY (AND UPDATED AS APPROPRIATE), A DISCLOSURE STATEMENT THAT DESCRIBES A TRANSACTION OR ARRANGEMENT THAT COULD REASONABLY GIVE RISE TO A CONFLICT OF INTEREST. THE STATEMENT INCLUDES A ITEMIZATION AND DESCRIPTION OF THE NATURE OF ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND ALL MATERIAL FACTS RELATED THERETO. DIRECTORS AND OFFICERS ARE URGED TO BE INCLUSIVE IN THIS DISCLOSURE SINCE THE DISCLOSURE OF POTENTIAL CONFLICTS IS ESSENTIAL TO ENSURING APPROPRIATE, OPEN DISCUSSION, EVEN IF A CONFLICT OF INTEREST IS EVENTUALLY DETERMINED NOT TO EXIST. IF, AFTER SUBMITTING AN ANNUAL DISCLOSURE STATEMENT, AN APPARENT OR POTENTIAL CONFLICT ARISES WITHIN THE SPIRIT OF THIS POLICY, DIRECTORS AND OFFICERS IMMEDIATELY DISCLOSE THE SITUATION IN WRITING TO THE PRESIDENT. DISCLOSURE STATEMENTS ARE PROVIDED BY AND RETURNED TO THE PRESIDENT. IF A POTENTIAL CONFLICT OF INTEREST SITUATION INVOLVES A PENDING TRANSACTION OR ARRANGEMENT ON THE PART OF THE CORPORATION, SUCH POTENTIAL CONFLICT IS BROUGHT TO THE ATTENTION OF THE PRESIDENT PRIOR TO ANY ACTION ON THE PART OF THE CORPORATION. THE PRESIDENT CONSULTS WITH THE DIRECTOR OR OFFICER WITH THE POTENTIAL CONFLICT AND OBTAINS INFORMATION NECESSARY FOR AN ORDINARY PRUDENT PERSON TO MAKE JUDGMENT AS TO WHETHER A CONFLICT EXISTS. THE PRESIDENT EXERCISES A GOOD FAITH JUDGMENT IN DETERMINING WHETHER AN ACTUAL CONFLICT OF INTEREST EXISTS, AND PROVIDES GUIDANCE TO THE DIRECTOR OR OFFICER WITH THE POTENTIAL CONFLICT AND/OR TO THE BOARD, AS APPLICABLE, AS TO THE APPROPRIATE COURSE OF ACTION. IF A CONFLICT EXISTS OR IF THE PRESIDENT DETERMINES THAT FURTHER REVIEW WOULD BE PRUDENT, HE OR SHE SHALL SEEK THE ADVICE AND APPROVAL OF THE BOARD IN DETERMING WHETHER THE SITUATION OR TRANSACTION IS FAIR AND SERVES THE CORPORATION'S BEST INTERESTS. DIRECTORS AND OFFICERS WHO HAVE DECLARED OR HAVE BEEN DEEMED TO HAVE A CONFLICT OF INTEREST ("INTERESTED PERSON") REFRAIN FROM CONSIDERATION OF PROPOSED TRANSACTIONS OR ARRANGEMENTS, UNLESS FOR SPECIAL REASON THE BOARD REQUESTS INFORMATION OR INTERPRETATIONS. THE CORPORATION MAKES ITS DECISION AS TO WHETHER TO ENTER INTO A TRANSACTION OR ARRANGEMENT IN CONFORMITY WITH THE FOLLOWING PROCESS: A) AN INTERESTED PERSON MAY UPON INVITATION MAKE A PRESENTATION AT THE BOARD MEETING, BUT AFTER THE PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING POSSIBLE CONFLICT OF INTEREST. B) IN THE CONTEXT OF A TRANSACTION OR ARRANGEMENT, THE PRESIDENT SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED DIRECTOR OR COMMITTEE OF DISINTERESTED DIRECTORS TO INVESTIGATE ALERNATIVES TO PROPOSED TRANSACTION OR ARRANGEMENT. C) AFTER EXERCISING DUE DILIGENCE, THE BOARD SHALL DETERMINE, IF APPROPRIATE, WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITIY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. D) IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE OR APPROPRIATE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE BOARD SHALL DETERMINE BY A MAJORITY VOTE, BUT NOT FEWER THAN TWO, OF THE DISINTERESTED DIRECTORS, OR AS OTHERWISE PERMITTED BY LAW, WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATION'S BEST INTEREST AND IS FAIR AND REASONABLE, PROVIDED, HOWEVER, IF SUCH CONFLICTING INTEREST TRANSACTION OR ARRANGEMENT IS APPROVED BY DISINTERESTED DIRECTORS WHO DO NOT SATISFY A QUORUM OR VOTING REQUIREMENT APPLICABLE TO THE AUTHORIZATION OF THE ACTION BY REASON OF THE CORPORATION'S CERTIFICATE OF INCORPORATION, BYLAWS OR A PROVISION OF LAW, THE ACTION MUST BE INDEPENDENTLY APPROVED BY SUCH INTERESTED AND DISINTERESTED DIRECTORS AS SATISFYING THE APPLICABLE QUORUM OR VOTING REQUIREMENT. THE BOARD WILL RETAIN DETAILED MINUTES OF ANY PROCEEDINGS INVOLVING A POTENTIAL CONFLICT OF INTEREST TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE CHILDREN'S FUND OF CONNECTICUT DOES NOT HAVE EMPLOYEES BUT DOES HAVE A COMPENSATION POLICY IN THE EVENT THAT EMPLOYEES ARE HIRED. THIS POLICY APPLIES TO THE PROCESS FOR DETERMINING COMPENSATION IN COMPLIANCE WITH IRS INSTRUCTIONS FOR THE CFC'S CEO, TOP MANAGEMENT OFFICIALS, AND OTHER OFFICERS OR KEY EMPLOYEES. THE PROCESS INCLUDES ALL OF THESE ELEMENTS: (1) REVIEW AND APPROVAL BY THE BOARD OF DIRECTORS OR EXECUTIVE COMMITTEE OF THE CHILDREN'S FUND OF CONNECTICUT (CFC), (2) USE OF DATA AS TO COMPARABLE COMPENSATION, AND (3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. 1) REVIEW AND APPROVAL: THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS OR EXECUTIVE COMMITTEE OF CFC, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE ARE NOT INVOLVED IN THIS REVIEW AND APPROVAL. 2) USE OF DATA AS TO COMPARABLE COMPENSATION: THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED USING DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. 3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING: THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT. FORM 990, PART VI, SECTION C, LINE 19 THE CHILDREN'S FUND OF CONNECTICUT, INC. (CFC) MAKES ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. COPIES ARE PROVIDED TO THE PUBLIC OR THE PUBLIC MAY INSPECT THE DOCUMENTS AT CFC'S OFFICE LOCATED AT 270 FARMINGTON AVENUE, SUITE 367, FARMINGTON, CT 06032. CHILD HEALTH & DEVELOPMENT INSTITUTE OF CONNECTICUT INC 270 FARMINGTON AVENUE SUITE 367 FARMINGTON CT 06032 061504725 CHDI ADVANCES AND INFORMS IMPROVEMENTS IN PRIMARY AND PREVENTATIVE PEDIATRIC CT 501(C)(3) LINE 7 THE CHILDREN'S FUND OF CONNECTICUT INC 1 CCMC CORPORATION INC 282 WASHINGTON STREET HARTFORD CT 06106 222619876 FURTHER THE PROGRAMS AND ACTIVITIES OF CCMC CT 501(C)(3) LINE 3 CCMC 0 CONNECTICUT CHILDREN 'S SPECIALTY GROUP 282 WASHINGTON STREET HARTFORD CT 06106 061446900 TO PROVIDE MEDICAL CARE TO THE PATIENTS OF CCMC CT 501(C)(3) LINE 10 CCMC 0 CCMC AFFILIATES INC 282 WASHINGTON STREET HARTFORD CT 06106 222619870 CHILD DEVELOPMENT AND SPECIAL EDUCATION CT 501(C)(3) LINE 10 CCMC 0 CONNECTICUT CHILDREN 'S MEDICAL CENTER FOUNDATION INC 282 WASHINGTON STREET HARTFORD CT 06106 222619869 MANAGE ENDOWMENT FUND & SOLICIT/RECEIVE CONTRIBUTIONS FOR CCMC CT 501(C)(3) LINE 7 CCMC 0 CONNECTICUT CHILDREN 'S MEDICAL CENTER INC 282 WASHINGTON STREET HARTFORD CT 06106 060646755 CHILDREN'S HOSPITAL CT 501(C)(3) LINE 3 N/A 0 CCMC VENTURES INC 282 WASHINGTON STREET HARTFORD CT 06106 222619873 HEALTH CARE SUPPORT AND SERVICES CT N/A C 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 CHILD HEALTH AND DEVELOPMENT INSTITUTE OF CONNECTICUT INC B 1219828 COST