2021-07-23T10:39:24-05:00 2020-09-30 431305800 UHY ADVISORS MO INC 15 SUNNEN DRIVE SUITE 100 ST LOUIS MO 631433819 990 2019-10-01 430666759 MISSOURI BOTANICAL GARDEN BOARD OF TRUSTEES MISS 3145775100 4344 SHAW BOULEVARD ST LOUIS MO 63110 ROBERT WOODRUFF CHIEF OPERATING OFFICER 3145775100 2021-07-23 1 DENISE PISCIOTTA P00560435 3146151200 2021-07-23 2019 2022-09-23 18:48:47Z DR PETER WYSE JACKSON 4344 SHAW BOULEVARD ST LOUIS MO 63110 102816654 0 X MISSOURIBOTANICALGARDEN.ORG X 1859 MO DISCOVER/SHARE KNOWLEDGE ABOUT PLANTS AND THEIR ENVIRONMENT IN ORDER TO PRESERVE AND ENRICH LIFE. 33 33 518 1431 0 0 72603461 45046682 3735143 3845201 1784314 3383228 1199313 946642 79322231 53221753 379164 406198 0 0 19123794 27147970 46577 0 1889558 15741332 20821860 35290867 48376028 44031364 4845725 300526593 316136284 12595916 14752647 287930677 301383637 X TO DISCOVER AND SHARE KNOWLEDGE ABOUT PLANTS AND THEIR ENVIRONMENT IN ORDER TO PRESERVE AND ENRICH LIFE. 0 0 13003173 3090634 HORTICULTURE: THE GARDEN'S HORTICULTURE PROGRAM DEVELOPS PLANT COLLECTIONS AND MAINTAINS LANDSCAPES FOR DISPLAY, HOME GARDENING DEMONSTRATIONS AND INFORMATION DISSEMINATION, AND IN SUPPORT OF RESEARCH AND EX-SITU CONSERVATION. THE GARDEN'S SEED BANK, LOCATED AT SHAW NATURE RESERVE, HOLDS 35 PERCENT OF THE STATE OF MISSOURI'S NATIVE FLORA. OUR PLANT COLLECTIONS INCLUDED 17,492 TAXA AND 8,550 SPECIES. THE GARDEN'S 79 ACRES FEATURE INDOOR AND OUTDOOR PLANT DISPLAYS THAT ATTRACTS OVER 1,000,000 VISITORS TO ALL SITES ANNUALLY. HOME GARDENERS FROM AROUND THE WORLD REGULARLY USE THE GARDEN'S ON-SITE AND DIGITAL RESOURCES. THERE WERE MORE THAN 2 MILLION VISITS TO THE GARDENING WEB RESOURCES IN 2020. 13880709 406198 144687 SCIENCE: THE MISSOURI BOTANICAL GARDEN IS A WORLD LEADER IN PLANT DISCOVERY AND PLANT CONSERVATION AROUND THE WORLD. IN 2020, GARDEN SCIENTISTS ONCE AGAIN DISCOVERED ROUGHLY 200 NEW PLANT SPECIES, WHICH IS ROUGHLY 10 PERCENT OF ALL NEW PLANTS DISCOVERED EACH YEAR WORLDWIDE. OUR HERBARIUM, WITH 7.5 MILLION SPECIMENS, IS AMONG THE LARGEST AND SERVES AS A GLOBAL DATABASE OF PLANTS USED TO MAKE EVALUATIONS ON CONSERVATION STATUS. BY KNOWING WHAT PLANTS ARE THREATENED, WE CAN IDENTIFY AREAS OF HIGH CONSERVATION VALUE WHERE PROTECTING LANDSCAPES MAY SAVE THREATENED SPECIES. THE GARDEN ALSO CONTINUES TO ADD ITS TROPICOS DATABASE, AND WORKS WITH PARTNERS AROUND THE GLOBE TO DIGITALLY DOCUMENT ALL KNOWN PLANT LIFE THROUGH WORLD FLORA ONLINE. 5013893 219243 EDUCATION: THE GARDEN TAKES SERIOUSLY ITS MISSION TO SHARE KNOWLEDGE ABOUT PLANTS AND THE ENVIRONMENT WITH PEOPLE OF ALL AGES. IN 2020, MORE THAN 98,282 PEOPLE PARTICIPATED IN EDUCATIONAL EXPERIENCES LED BY THE MISSOURI BOTANICAL GARDEN, FROM COMMUNITY-BASED PROJECTS TO ON-SITE CLASSES VIRTUAL CLASSES OFFERED AS WE LOOKED FOR NEW WAYS TO REACH OUR VISITORS DURING THE PANDEMIC. AND VIRND COMMUNITY BASED P . OF THIS NUMBER, 8,227 WERE PREK-GRADE 12 STUDENTS AND TEACHERS WHO CONNECTED WITH THE GARDEN IN WAYS THAT DEEPENED THEIR UNDERSTANDING AND APPRECIATION FOR PLANTS, NATURE, AND THE IMPORTANCE OF LIVING SUSTAINABLY. IN THE COMMUNITY, THE GARDEN IS A LEADER IN EDUCATING AND ACTIVATING THE PUBLIC TO STEWARD LOCAL LANDS AND WATERS, FROM CREATING MORE BIODIVERSE HOME LANDSCAPES TO HELPING STEWARD LOCAL PARKS, TRAILS, CREEKS, STREAMS, AND OTHER GREEN SPACE IN THEIR OWN COMMUNITY. 6719660 1108312 PUBLIC PROGRAMS: 1) PUBLIC EVENTS SUCH AS GARDEN GLOW. EVEN DURING DARK TIMES, GARDEN GLOW WAS ABLE TO BRING LIGHT INTO VISITOR'S LIVES AND ALLOWED THEM TO CELEBRATE THE HOLIDAY SEASON IN A SAFE WAY. 2) BUTTERFLY HOUSE WAS ESTABLISHED IN 1995 TO INCREASE AWARENESS OF THE NATURAL HABITAT IN WHICH BUTTERFLIES THRIVE. 3) FACILITY RENTALS: THE MISSOURI BOTANICAL GARDEN IS AN IDEAL SETTING FOR CORPORATE EVENTS, PRIVATE PARTIES, AND WEDDINGS. THE 79 ACRES OF BEAUTIFUL HORTICULTURAL DISPLAY PROVIDES AN OASIS IN THE CITY FOR ALL GUESTS TO ENJOY. 6719660 1108312 38617435 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 0 1 1 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 184 0 518 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X JENNIFER MULCH 3145579439 4344 SHAW BLVD ST LOUIS MO 63110 DANIEL A BURKHARDT TRUSTEE 1.00 X 0 0 0 LELIA J FARR TRUSTEE 1.00 X 0 0 0 DAVID M HOLLO CHAIR 2.00 X X 0 0 0 DAVID W KEMPER TRUSTEE 1.00 X 0 0 0 CAROLYN W LOSOS TRUSTEE 1.00 X 0 0 0 W STEPHEN MARITZ TRUSTEE 1.00 X 0 0 0 NICHOLAS L REDING TRUSTEE 1.00 X 0 0 0 SCOTT C SCHNUCK TRUSTEE 1.00 X 0 0 0 REX A SINQUEFIELD TRUSTEE 1.00 X 0 0 0 DR MICHAEL K STERN VICE CHAIR 1.50 X X 0 0 0 ANDREW C TAYLOR TRUSTEE 1.00 X 0 0 0 KIRK IMHOF TRUSTEE 1.00 X 0 0 0 WARD M KLEIN VICE CHAIR 1.50 X X 0 0 0 CHRISTOPHER A KOSTER TRUSTEE 1.00 X 0 0 0 DAVID J KOWACH TRUSTEE 1.00 X 0 0 0 JOHN LEMKEMEIER TRUSTEE 1.00 X 0 0 0 CHRIS LEWIS TRUSTEE 1.00 X 0 0 0 BRIAN A MURPHY TRUSTEE 1.00 X 0 0 0 NANCY ROSS TRUSTEE 1.00 X 0 0 0 LORI SAMUELS TRUSTEE 1.00 X 0 0 0 JOHN SAUNDERS TRUSTEE 1.00 X 0 0 0 JOSEPH SIVEWRIGHT TRUSTEE 1.00 X 0 0 0 LISA TRULASKE TRUSTEE 1.00 X 0 0 0 JOSEPHINE WEIL TRUSTEE 1.00 X 0 0 0 ROBERT M WILLIAMS JR TRUSTEE 1.00 X 0 0 0 BENJAMIN H HULSEY TRUSTEE 1.00 X 0 0 0 BISHOP DEON JOHNSON TRUSTEE 1.00 X 0 0 0 HON LYDA KREWSON TRUSTEE 1.00 X 0 0 0 DR ANDREW MARTIN TRUSTEE 1.00 X 0 0 0 SAM PAGE TRUSTEE 1.00 X 0 0 0 DR FRED P PESTELLO TRUSTEE 1.00 X 0 0 0 DR JEFF L PITTMAN TRUSTEE 1.00 X 0 0 0 DR KRISTIN SOBOLIK TRUSTEE 1.00 X 0 0 0 DR PETER WYSE JACKSON PRESIDENT 40.00 X 360689 0 72249 ROBERT WOODRUFF CHIEF OPERATING OFFICER 40.00 X 247246 0 13129 TERESA CLARK VICE PRESIDENT HUMAN RESOURCES 40.00 X 176430 0 10542 JAMES MILLER SR. VICE PRESIDENT SCIENCE & CONSERVATION 40.00 X 175931 0 18934 CHARLES MILLER VICE PRESIDENT INFO TECH & CIO 40.00 X 200417 0 16945 ANDREW WYATT VICE PRESIDENT HORTICULTURE 40.00 X 166132 0 17292 PAUL BROCKMANN SR. VICE PRESIDENT GENERAL SERVICES 40.00 X 136667 0 17361 PATTY REARDON ARNOLD VICE PRESIDENT INSTITUTIONAL ADVANCEMENT 40.00 X 138600 0 8871 VICTORIA CAMPBELL VICE PRESIDENT VISITOR OPERATIONS 40.00 X 136334 0 13607 WILLIAM DALE DIRECTOR PLANNING & SYSTEMS 40.00 X 154317 0 17679 OLGA MARTHA MONTIEL VICE PRESIDENT CCSD 40.00 X 135005 0 13620 2027768 0 220229 17 0 1 0 SBS CREATIX LLC 1610 DES PERES RD STE 208 ST LOUIS MO 63131 IT SERVICES 152217 WHELAN EVENT STAFFING SERV INC PO BOX 843886 KANSAS CITY MO 64184 STAFFING SERVICES 145119 ECOWORKS UNLIMITED LLC 322 CAMELLIA DR ST LOUIS MO 63119 CONSULTING SERVICES 110170 BRYAN CAVE LEIGHTON PAISNER LLP PO BOX 503 ST LOUIS MO 63150 CONSULTING SERVICES 102435 KEYSTONE STAFFING RESOURCES CO AMERISOU PO BOX 4738 HOUSTON TX 77210 STAFFING SERVICES 101400 5 3340287 12453 1826178 39867764 1090542 45046682 ADMISSIONS 900099 3005230 3005230 EDUCATION 611600 219243 219243 OVERHEAD RECOVERY 900099 204344 204344 RENTAL INCOME-GARDEN 900099 145646 145646 BOTANICAL PUBLICATIONS 511120 144687 144687 126051 126051 3845201 2786651 2786651 104335 0 104335 104335 104335 49348580 17400 48766198 3205 582382 14195 596577 596577 15493 12453 8879 6614 6614 1096317 816619 279698 279698 INSURANCE PROCEEDS 900099 236747 236747 RESTAURANT/CATERING 900099 118018 118018 PROPERTY MANAGMENT 900099 88157 88157 113073 113073 555995 53221753 4562876 0 3612195 58917 58917 347281 347281 2248995 1798844 362269 87882 18327483 14367685 3080149 879649 2702495 1918777 676529 107189 2416219 2041026 299533 75660 1452778 1162893 233716 56169 113292 5377 107733 182 104610 104610 97800 97800 4549421 3642493 704527 202401 318972 1545 303141 14286 2999003 2049112 806121 143770 1259079 1118989 122708 17382 475128 465569 9559 50121 40113 9655 353 11336 8765 2468 103 6677595 6168404 424421 84770 608127 240584 358267 9276 BUILDING & GROUNDS MAIN 1199182 1127170 53905 18107 DISPOSITION OF ANNUITAN 852956 852956 DUES & SUBSCRIPTIONS 338308 245167 68278 24863 EXHIBITS 235593 234810 783 931337 720958 43646 166733 48376028 38617435 7869035 1889558 4451064 1992286 33433820 3897251 26864477 28993528 2279096 4013521 747394 401276 599006 696041 176150715 100041689 71491841 76109026 136313945 176408604 24022715 23024381 323235 600370 300526593 316136284 9415272 8147553 100304 59959 3080340 6545135 12595916 14752647 X 79874908 75526600 208055769 225857037 287930677 301383637 300526593 316136284 X 4845725 7136142 1471094 X X 0 1 X 1 1 1 X 31475369 44191294 39619263 72603461 45046682 232936069 31475369 44191294 39619263 72603461 45046682 232936069 22663603 210272466 2568209 2663257 2753561 1379217 2786651 12150895 435837 272832 334885 344037 -577357 810234 245897198 0.85510 0.84950 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: RESTAURANT/CATERING - 2015 AMOUNT: $ 247,047. 2016 AMOUNT: $ 231,951. 2017 AMOUNT: $ 286,192. 2018 AMOUNT: $ 187,806. 2019 AMOUNT: $ 118,018. MISCELLANEOUS - 2015 AMOUNT: $ 73,437. 2016 AMOUNT: $ 40,881. 2017 AMOUNT: $ 48,693. 2018 AMOUNT: $ 156,231. 2019 AMOUNT: $ -750,375. BAD DEBT RECOVERIES - 2015 AMOUNT: $ 115,353. 2019 AMOUNT: $ 55,000. PART II, SECTION A: IN 2019 MISSOURI BOTANICAL GARDEN CHANGED ACCOUNTING PERIODS FROM A CALENDAR YEAR END TO A SEPTEMBER 30TH FISCAL YEAR END. PLEASE NOTE THE HEADINGS IN SCHEDULE A, PART II, SECTION A ARE AS FOLLOWS: COLUMN (A) 2015 IS CALENDAR YEAR 2016 COLUMN (B) 2016 IS CALENDAR YEAR 2017 COLUMN (C) 2017 IS CALENDAR YEAR 2018 COLUMN (D) 2018 IS FISCAL YEAR SEPTEMBER 30, 2019 COLUMN (E) 2019 IS FISCAL YEAR SEPTEMBER 30, 2020 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2962286 X X X 0 153097631 2873142 7843283 3823059 159990997 137958875 2195266 15853593 2910103 153097631 147924571 3944851 -10902348 3008199 137958875 121092899 10622333 19008429 2799090 147924571 110964436 1764296 9649581 1285414 121092899 0.09000 0.50000 0.41000 1 0 5333197 5333197 154828565 89737401 65091164 10943638 8361749 2581889 5045315 1942539 3102776 76109026 REAL ESTATE AND OTHER FUNDS 23024381 F 23024381 LIABILITY FOR GIFT ANNUITY PAYMENTS 1363707 CONTRACT LIABILITIES 634028 REFUNDABLE ADVANCE - PAYCHECK PROTECTION PROGRAM 4547400 6545135 X 59919632 7136142 20165 827724 7984031 51935601 97800 1188352 1286152 53221753 46775504 20165 1136556 1156721 45618783 97800 2659446 2757246 48376029 PART III, LINE 1A: THE GARDEN HOLDS SCULPTURES AND OTHER ARTWORK FOR DISPLAY. THE SCULPTURES AND ARTWORK ADD TO THE EXPERIENCE OF VISITORS AND ENCOURAGES VISITS TO THE GARDEN. THE GARDEN ALSO HOLDS A BOOK COLLECTION RELATING TO BOTANICAL MATTERS. IT IS VALUABLE AS A RESEARCH RESOURCE AND IS MAINTAINED FOR FUTURE GENERATIONS. PART V, LINE 4: THE GARDEN'S ENDOWMENT CONSISTS OF 33 INDIVIDUAL CLASSIFICATIONS ESTABLISHED FOR A VARIETY OF PURPOSES WHICH ARE USED TO SUPPORT OPERATING EXPENSES. PART X, LINE 2: THE GARDEN FOLLOWS THE PROVISIONS OF ASC 740-10-25, INCOME TAXES, REQUIRING DISCLOSURE OF UNCERTAIN TAX POSITIONS. THERE HAVE BEEN NO INTEREST OR PENALTIES NEITHER RECOGNIZED IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES NOR IN THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION RELATED TO UNCERTAIN TAX POSITIONS. IN ADDITION, NO TAX POSITIONS EXIST FOR WHICH IT IS REASONABLY POSSIBLE THAT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS WILL SIGNIFICANTLY INCREASE OR DECREASE WITHIN THE NEXT 12 MONTHS. THE GARDEN EVALUATES ITS UNCERTAIN TAX POSITIONS, IF ANY, ON A CONTINUAL BASIS THROUGH REVIEW OF ITS POLICIES AND PROCEDURES, REVIEW OF ITS REGULAR TAX FILINGS, AND DISCUSSIONS WITH OUTSIDE EXPERTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 816,619. FUNDRAISING 11,105. PART XI, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT 55,000. TRANSFER TO MBG PROPERTIES 88,157. INDIRECT EXPENSES 192,239. DISPOSITION OF ANNUITANT BALANCE 852,956. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED BY MBG PROPERTIES, INC. 308,832. FUNDRAISING 11,105. COST OF GOODS SOLD 816,619. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN ANNUITY 1,471,094. BAD DEBT 55,000. MBG PROPERTY EXPENSES 88,157. INDIRECT EXPENSES 192,239. DISPOSITION OF ANNUITANT BALANCE 852,956. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 2 PROGRAM SERVICES BOTANICAL RESEARCH 77710 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES BOTANICAL RESEARCH 35793 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 5 PROGRAM SERVICES BOTANICAL RESEARCH 535118 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 16 PROGRAM SERVICES BOTANICAL RESEARCH 399413 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 255 PROGRAM SERVICES BOTANICAL RESEARCH 1099193 SOUTH ASIA 0 0 PROGRAM SERVICES BOTANICAL RESEARCH 11150 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES BOTANICAL RESEARCH 62994 0 278 0 0 0 278 2221371 0 2221371 REGISTRATION FEES SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 10 16103 WIRED FUND RESEARCH FELLOWSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 2 33793 WIRED FUND RESEARCH FELLOWSHIP/SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 7 26380 WIRED FUND ADVERTISING FEES MIDDLE EAST AND NORTH AFRICA 2 1202 0 0 0 0 0 0 PART I, LINE 2: THE GARDEN REQUIRES THAT APPLICANTS SUBMIT A PROPOSAL FOR CONSIDERATION IN THE GRANTS FELLOWSHIP PROGRAM. THE PROPOSALS MUST BE RECEIVED BY A STATED DEADLINE AND SHOULD BE SUBMITTED UTILIZING A STANDARDIZED FORMAT AVAILABLE ON THE GARDEN'S WEBSITE. IN ORDER FOR A PROPOSAL TO BE CONSIDERED IN THE COMPETITION, THE APPLICANT MUST MEET STATED CRITERIA DEFINED IN THE PROPOSAL APPLICATION FORM. THE PROPOSALS RECEIVED ARE REVIEWED BY A COMMITTEE COMPRISED OF GARDEN SCIENTISTS WHO EVALUATE THE APPLICATIONS BASED ON PREDEFINED CRITERIA. ONCE THE SELECTION IS MADE, THE APPLICANTS ARE NOTIFIED OF THEIR AWARD. EACH GRANTEE MUST SUBMIT A FINAL REPORT AT THE END OF THE FELLOWSHIP PERIOD. THE GARDEN PROVIDES ANNUAL REPORTS TO THE DONORS DESCRIBING THE ACCOMPLISHMENTS OF THE FELLOWS WHO RECEIVED THEIR SUPPORT. PART III ACCOUNTING METHOD: X X X X X X X 1 MARTS & LUNDY 160 CHUBB AVENUE SUITE 303 LYNDHURST NJ 07071 CAPITAL CAMPAIGN STRATEGY AND MANAGEMENT 0 6458000 53179 6404821 THE ROME GROUP 3120 LOCUST ST ST LOUIS MO 63103 CONTRACT GRANTWRITING 0 469500 10218 459282 A HARPER DEVELOPMENT 8820 LADUE ROAD SUITE 203 ST LOUIS MO 63124 CORPORATE SOLICIATION AND STEWARDSHIP 0 93750 7800 85950 DANILLER 3724 JEFFERSON STREET SUITE 302 AUSTIN TX 78731 FALL ANNUAL APPEAL CAMPAIGN STRATEGY, MANAGEMENT, AND CREATI 0 49066 11350 37716 7070316 82547 6987769 IL TRIVIA NIGHT 27946 12453 15493 2031 400 6448 27946 12453 15493 2031 400 6448 8879 6614 1 SUBSISTENCE AND TRAVEL 19 58917 PART I, LINE 2: THE GARDEN REQUIRES THAT APPLICANTS SUBMIT A PROPOSAL FOR CONSIDERATION IN THE GRANTS FELLOWSHIP PROGRAM. THE PROPOSALS MUST BE RECEIVED BY A STATED DEADLINE AND SHOULD BE SUBMITTED UTILIZING A STANDARDIZED FORMAT AVAILABLE ON THE GARDEN'S WEBSITE. IN ORDER FOR A PROPOSAL TO BE CONSIDERED IN THE COMPETITION, THE APPLICANT MUST MEET STATED CRITERIA DEFINED IN THE PROPOSAL APPLICATION FORM. THE PROPOSALS RECEIVED ARE REVIEWED BY A COMMITTEE COMPRISED OF GARDEN SCIENTISTS WHO EVALUATE THE APPLICATIONS BASED ON PREDEFINED CRITERIA. ONCE THE SELECTION IS MADE, THE APPLICANTS ARE NOTIFIED OF THEIR AWARD. EACH GRANTEE MUST SUBMIT A FINAL REPORT AT THE END OF THE FELLOWSHIP PERIOD. THE GARDEN PROVIDES ANNUAL REPORTS TO THE DONORS DESCRIBING THE ACCOMPLISHMENTS OF THE FELLOWS WHO RECEIVED THEIR SUPPORT. 0 0 0 0 0 0 0 0 0 DR PETER WYSE JACKSON PRESIDENT 354929 0 0 0 5760 0 22050 0 50199 0 432938 0 0 0 ROBERT WOODRUFF CHIEF OPERATING OFFICER 242967 0 0 0 4279 0 13071 0 58 0 260375 0 0 0 TERESA CLARK VICE PRESIDENT HUMAN RESOURCES 175000 0 0 0 1430 0 10500 0 42 0 186972 0 0 0 JAMES MILLER SR. VICE PRESIDENT SCIENCE & CONSERV 170605 0 0 0 5326 0 10752 0 8182 0 194865 0 0 0 CHARLES MILLER VICE PRESIDENT INFO TECH & CIO 191368 0 0 0 9049 0 11662 0 5283 0 217362 0 0 0 ANDREW WYATT VICE PRESIDENT HORTICULTURE 165201 0 0 0 931 0 10172 0 7120 0 183424 0 0 0 PAUL BROCKMANN SR. VICE PRESIDENT GENERAL SERVICES 132852 0 0 0 3815 0 8510 0 8851 0 154028 0 0 0 WILLIAM DALE DIRECTOR PLANNING & SYSTEMS 151533 0 0 0 2784 0 9882 0 7797 0 171996 0 0 0 X 86003 EST FAIR MARKET VALUE X 42 946406 STOCK QUOTE X SUPPLIES 138 58133 EST FAIR MARKET VALU 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE TAX RETURN WAS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND REVIEWED BY GARDEN MANAGEMENT PRIOR TO THE PRESENTATION TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR THEIR REVIEW. A COPY OF THE RETURN WAS THEN PROVIDED TO THE FULL BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C IN ORDER TO ASSIST THE GARDEN IN IDENTIFYING POTENTIALLY COVERED TRANSACTIONS, EACH OFFICER AND DIVISION HEAD ANNUALLY SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE PROVIDED BY THE GARDEN, AND SHALL UPDATE SUCH QUESTIONNAIRE AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. WHEN A COVERED PERSON BECOMES AWARE OF A PROPOSED COVERED TRANSACTION, HE OR SHE HAS A DUTY TO TAKE THE FOLLOWING ACTIONS: (A) IMMEDIATELY DISCLOSE THE EXISTENCE AND CIRCUMSTANCES OF SUCH COVERED TRANSACTION TO THE GARDEN'S DESIGNATED PERSON IN WRITING. INITIALLY, THE DESIGNATED PERSON SHALL BE THE VICE PRESIDENT OF HUMAN RESOURCES UNLESS THE COVERED PERSON IS THE VICE PRESIDENT OF HUMAN RESOURCES IN WHICH CASE THE DESIGNATED PERSON SHALL BE THE CHAIR OF THE AUDIT COMMITTEE; ALL DISCLOSURES TO THE VICE PRESIDENT OF HUMAN RESOURCES SHALL BE PROMPTLY FORWARDED TO THE CHAIR OF THE AUDIT COMMITTEE. (B) REFRAIN FROM USING HIS OR HER PERSONAL INFLUENCE TO ENCOURAGE THE GARDEN TO ENTER INTO THE COVERED TRANSACTION; AND (C) PHYSICALLY EXCUSE HIMSELF OR HERSELF FROM ANY DISCUSSIONS REGARDING THE COVERED TRANSACTION EXCEPT TO ANSWER QUESTIONS, FROM THE VICE PRESIDENT OF HUMAN RESOURCES OR THE CHAIR OF THE AUDIT COMMITTEE OR OF THE BOARD OF TRUSTEES, INCLUDING DISCUSSIONS AND DECISIONS ON THE SUBJECT. FORM 990, PART VI, SECTION B, LINE 15 AN INDEPENDENT TRUSTEE COMPENSATION COMMITTEE, IN CONSULTATION WITH THE ORGANIZATION'S LEGAL COUNSEL, REVIEWS THE PRESIDENT'S PERFORMANCE AND SETS HIS COMPENSATION. THE PRESIDENT, IN CONSULTATION WITH THE VICE PRESIDENT OF HUMAN RESOURCES, REVIEWS PERFORMANCE AND SETS COMPENSATION FOR KEY EMPLOYEES IDENTIFIED IN PART VII OF THIS FORM 990, WHICH IS ALSO REVIEWED BY AN INDEPENDENT TRUSTEE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS ARTICLES OF INCORPORATION, BY-LAWS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. AN ANNUAL REPORT INCLUDING THE FINANCIAL STATEMENTS, THE ANNUAL AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN ANNUITY 1,471,094. FORM 990, PART XII, LINE 2C: NO CHANGE TO PROCESS. MBG PROPERTIES INC 4344 SHAW BOULEVARD ST LOUIS MO 63110 431772034 PURCHASE/MAINTENANCE OF PROPERTIES MO 501(C)(2) N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 MBG PROPERTIES INC L 88157 FAIR MARKET VALUE