2021-05-17T06:55:51-05:00 2020-12-31 390859910 BAKER TILLY US LLP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2020-01-01 232740843 ALTERNATIVES RESEARCH AND DEVELOPMENT FOUNDATION ALTE 2158878076 801 OLD YORK ROAD NO 316 JENKINTOWN PA 19046 SUE A LEARY PRESIDENT 2158878076 2021-05-12 1 SUE LEARY XXX-XX-XXXX KERRI N BOGDA CPA P00760402 7177404863 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z SUE A LEARY 801 OLD YORK ROAD NO 316 JENKINTOWN PA 19046 2985092 0 X WWW.ARDF-ONLINE.ORG X 1993 PA ARDF PROMOTES AND DEVELOPS ALTERNATIVE SCIENTIFIC SOLUTIONS TO THE PROBLEM OF ANIMAL TESTING. 7 6 1 10 0 0 136042 74498 0 0 794185 869513 15549 0 945776 944011 274340 306604 0 0 51741 40557 0 0 4039 199329 179881 525410 527042 420366 416969 11841958 13902918 6774 45380 11835184 13857538 THE MISSION OF THE ARDF IS TO FUND AND PROMOTE THE DEVELOPMENT, VALIDATION AND ADOPTION OF NON-ANIMAL METHODS IN BIOMEDICAL RESEARCH, PRODUCT TESTING, AND EDUCATION. 0 0 372448 306604 0 THE 'ANNUAL OPEN' GRANT PROGRAM FUNDED PROJECTS AT UNIVERSITIES THAT WILL DEVELOP NON-ANIMAL MODELS FOR BIOMEDICAL RESEARCH, USING BIOREACTORS, BIOPRINTING, CRYOPRESERVATION, IN VITRO CO-CULTURES, AND COMPUTER MODELING. ONE NEW MODEL, USING A MICROFLUIDIC 'CHIP' SYSTEM, WILL REPLACE A COMMONLY USED MOUSE TEST. TAKEN TOGETHER, THESE PROJECTS WILL ADVANCE ANIMAL WELFARE AND HUMAN HEALTH.ARDF ALSO SPONSORED SCIENTIFIC MEETINGS, AND EDUCATION AND OUTREACH ON ALTERNATIVE METHODS TO ACCELERATE UNDERSTANDING AND COLLABORATION. 372448 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 3 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 PA MN X X SUE LEARY PRESIDENT 2158878076 801 OLD YORK ROAD NO 316 JENKINTOWN PA 19046 SUE A LEARY PRESIDENT 12.00 35.00 X X 20000 55373 5987 JOSEPH LUDWIG VICE PRESIDENT 1.00 1.00 X X 0 0 0 AARON MCINTYRE TREASURER 1.00 1.00 X X 0 0 0 DENISE COWIE SECRETARY 1.00 1.00 X X 0 0 0 DOUGLAS R BARR SR BOARD MEMBER 0.50 0.50 X 0 0 0 FRANCIS KRAFCHIK BOARD MEMBER 0.50 0.50 X 0 0 0 ROBERT FINN BOARD MEMBER 0.50 0.50 X 0 0 0 20000 55373 5987 0 0 0 0 MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 INVESTMENT SERVICES 113827 1 2769 71729 74498 141897 141897 2768697 2041081 727616 727616 727616 944011 0 0 869513 266604 266604 40000 40000 20000 16000 4000 13667 7840 3677 2150 817 193 489 135 4969 1902 2351 716 1104 263 657 184 24350 24350 46 46 113827 113827 20189 20189 2167 1540 188 439 2278 2278 15815 15246 569 75 75 552 272 272 8 RESEARCH & INFORMATION 582 175 407 527042 372448 150555 4039 225817 376884 403178 403275 60997 0 3318 9396 9396 0 0 10737802 12674289 414164 445152 11841958 13902918 761 39263 6013 6117 6774 45380 X 10977780 12947896 857404 909642 11835184 13857538 11841958 13902918 X 416969 1574397 30988 X 0 1 X 1 0 X 308221 83569 57870 136042 74498 660200 308221 83569 57870 136042 74498 660200 87637 572563 135729 137909 162465 162080 141897 740080 15549 15549 1415829 0.40440 0.45250 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GRANT REFUNDS - 2019 AMOUNT: $ 15,549. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 12010 46 5737 46 17747 526996 2876661 527042 2894408 104056 294720 26014 73680 0 0 0 0 104056 104056 156084 46 46 26014 26014 39021 10737802 2311583 375096 12674289 9074310 2033864 370372 10737802 9615924 -166192 375422 9074310 8490686 1425720 300482 9615924 8053691 737413 300418 8490686 1.00000 0.00000 0.00000 1 0 9396 9396 0 0 DUE TO AFFILIATE 6117 6117 X 2435569 1574397 -82839 1491558 944011 0 944011 413215 0 413215 113827 113827 527042 PART V, LINE 4: THE ORGANIZATION'S QUASI-ENDOWMENT FUNDS FUND THE VARIOUS ACTIVITIES OF ARDF. THIS INCLUDES FUNDING RESEARCH PROJECTS THAT DEVELOP NON-ANIMAL ALTERNATIVES TO TRADITIONAL ANIMAL EXPERIMENTS AND SPONSORSHIP OF SCIENTIFIC MEETINGS PROMOTING ALTERNATIVES. PART X, LINE 2: MANAGEMENT BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX PROVISIONS TAKEN, AND AS SUCH, THE FOUNDATION DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE FOUNDATION'S FEDERAL RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) FOR 2020, 2019 AND 2018 ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER THE DATE THE RETURN WAS FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED GAIN (LOSS) ON BENEFICIAL INTEREST IN PERPETUAL TRUST 30,988. INVESTMENT FEES -113,827. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT FEES 113,827. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES RESEARCH GRANTS 40000 0 0 0 0 0 0 40000 0 40000 EUROPE (INCLUDING ICELAND & GREENLAND) DR. WAGNER RESEARCH GRANT - ALTERNATIVE METHOD 40000 1 0 0 0 0 0 0 PART I, LINE 2: PROGRESS REPORTS FOR RESEARCH GRANTS ARE REQUIRED AFTER 8 MONTHS AND FINAL REPORT IS DUE WHEN THE SUPPORTED PROGRAM IS COMPLETE. ANY UNUSED FUNDS MUST BE RETURNED OR USED FOR APPROVED PURPOSES ONLY. PART III ACCOUNTING METHOD: 1 BOARD OF TRUSTEES OF THE LELAND STANFORD JR UNIV 455 BROADWAY REDWOOD CITY CA 94063 941156365 501(C)(3) 40000 DR. SKYLAR-SCOTT RESEARCH GRANT -ALTERNATIVE METHOD PACE UNIVERSITY 235 ELM ROAD BRIARCLIFF MANOR NY 10510 135562314 501(C)(3) 40000 DR. YARLETT RESEARCH GRANT - ALTERNATIVE METHOD THE RESEARCH INSTITUTE OF FOX CHASE CANCER CENTER 333 COTTMAN AVENUE - WEST 223 PHILADELPHIA PA 19111 236296135 501(C)(3) 40000 DR. CIHANGIR DUY RESEARCH GRANT - ALTERNATIVE METHOD THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA PO BOX 785541 PHILADELPHIA PA 19178 231352685 501(C)(3) 40000 DR. BOERCKEL RESEARCH GRANT - ALTERNATIVE METHOD UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY PO BOX 354965 SEATTLE WA 98105 916001537 501(C)(3) 39990 DR. VINCENZINO CIRULLI RESEARCH GRANT - ALTERNATIVE METHOD UNIVERSITY OF MICHIGAN 500 S STATE ST ANN ARBOR MI 48109 386006309 501(C)(3) 37899 DR. RICHARDSON RESEARCH GRANT - ALTERNATIVE METHOD AMERICAN SOCIETY FOR CELLULAR & COMPUTATIONAL TOXICOLOGY 4094 MAJESTIC LANE 286 FAIRFAX VA 22033 272792207 501(C)(3) 10000 FITZPATRICK/CAVE AWARD FUND FOR YOUNG SCIENTISTS' PARTICIPATION IN CONFERENCES JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH 615 N WOLFE ST STE E2132 BALTIMORE MD 21205 520595110 501(C)(3) 10000 EDUCATION AND OUTREACH/COMMUNICATIONS ON ALTERNATIVE METHODS INSTITUTE FOR IN VITRO SCIENCES INC 30 W WATKINS MILL ROAD SUITE 100 GAITHERSBURG MD 20878 522029668 501(C)(3) 5000 CONTRIBUTION IN SUPPORT OF EDUCATION AND OUTREACH PROGRAMS 9 PART I, LINE 2: PROGRESS REPORTS FOR RESEARCH GRANTS ARE REQUIRED AFTER 8 MONTHS AND A FINAL REPORT IS DUE WHEN THE SUPPORTED PROGRAM IS COMPLETE. ANY UNUSED FUNDS MUST BE RETURNED OR USED FOR APPROVED PURPOSES ONLY. FORM 990, PART VI, SECTION B, LINE 11B THE PRESIDENT, TREASURER, AND BOARD OF DIRECTORS REVIEW THE FORM 990 BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION FOLLOWS THE POLICIES OF ITS AFFILIATE, AMERICAN ANTI-VIVISECTION SOCIETY (AAVS), WITH WHICH IT SHARES ITS BOARD OF MANAGERS. THE BOARD OF MANAGERS MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICIES (AS DETERMINED BY AAVS). ANNUAL DISCLOSURE FORMS ARE COLLECTED FROM EACH BOARD MEMBER AND REVIEWED BY THE PRESIDENT WHO ENSURES THAT MEMBERS RECUSE THEMSELVES FROM VOTING ON ANY MATTERS IN WHICH THEY MAY HAVE A DUAL INTEREST. THE BOARD OF MANAGERS, EXCLUDING THE PRESIDENT, ENSURES THAT THE PRESIDENT RECUSES HERSELF IN CASE OF A POTENTIAL CONFLICT OF INTEREST. THE CONFLICT OF INTEREST POLICY EXPLICITLY DEEMS FAMILY AND BUSINESS RELATIONSHIPS TO HAVE POTENTIAL FOR CONFLICTS AND REQUESTS DETAILED INFORMATION ON ANY SUCH RELATIONSHIPS AS PART OF THE ANNUAL CONFLICT OF INTEREST POLICY PROCESS. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION'S COMPENSATION POLICIES ARE DICTATED BY ITS AFFILIATE, AMERICAN ANTI-VIVISECTION SOCIETY (AAVS) WITH WHOM IT SHARES A BOARD OF MANAGERS. THE FULL BOARD OF MANAGERS ANNUALLY DETERMINES COMPENSATION OF THE PRESIDENT BY COMPARING WITH COMPENSATION OF EQUIVALENT POSITIONS USING PUBLICLY AVAILABLE DATA. NOTE THE PRESIDENT'S SALARY IS DETERMINED BY AAVS BUT IS REPORTED ON BOTH RETURNS. DECISIONS ARE RECORDED IN BOARD MINUTES AND MATERIALS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNREALIZED GAIN (LOSS) ON BENEFICIAL INTEREST IN PERPETUAL TRUST 30,988. FORM 990, PART V, LINE 2A AND PART IX SALARIES REFLECTED ON THE STATEMENT OF FUNCTIONAL EXPENSES ARE ALLOCATIONS OF SALARIES AS A PORTION OF MANAGEMENT EXPENSES THAT THE ORGANIZATION PAYS TO ITS AFFILIATE, THE AMERICAN ANTI-VIVISECTION SOCIETY. NOTE THAT THE ONE EMPLOYEE, SUE LEARY, IS PAID BY A COMMON PAYMASTER, THE ORGANIZATION'S AFFILIATE AMERICAN ANTI-VIVISECTION SOCIETY. THERE IS NO W-3 REPORTED FOR THIS ENTITY; ALL FILING REQUIREMENTS ARE MET THROUGH THE AFFILIATE AS MENTIONED. AMERICAN ANTI-VIVISECTION SOCIETY 801 OLD YORK NOBLE PLAZA JENKINTOWN PA 19046 230341990 EDUCATE THE PUBLIC ON PROBLEMS OF ANIMAL EXPERIMENTATION PA 501(C)(3) LINE 7 NONE 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0