2021-05-12T11:04:05-05:00 2020-12-31 431985162 SMITH SULLIVAN & BROWN PC 80 FLANDERS ROAD - SUITE 200 WESTBOROUGH MA 01581 990PF 2020-01-01 562298345 THE ANNE R DOW FAMILY FOUNDATION INC C/O KAREN L PRICE ANNE 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 KAREN L PRICE TRUSTEE 6174396779 2021-05-12 1 KAREN PRICE XXX-XX-XXXX SANDRA M BROWN CPA P01614103 5088717178 2021-05-12 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 1661175 X X 6 6 54938 54938 12071 597417 12071 67015 67015 0 0 0 2263 1132 1131 15387 15387 0 885 328 0 50 0 50 18585 16847 1181 70182 70182 88767 16847 71363 -21752 50168 20954 29073 29073 110964 95273 60895 363491 340066 405265 211525 227012 247046 740341 737951 918896 1447275 1429375 1661175 0 0 X 1447275 1429375 1447275 1429375 1447275 1429375 1447275 -21752 3852 1429375 0 1429375 PUBLICLY TRADED SECURITIES P 597417 585346 12071 12071 12071 697 0 697 0 697 1120 0 0 0 1120 0 423 423 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A KAREN L PRICE PRESIDENT 6174396779 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KAREN L PRICE 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 PRESIDENT/DIRECTOR 2.00 0 0 0 CHRISTOPHER B DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 TREASURER/DIRECTOR 2.00 0 0 0 ALICIA DOW 12 FAINWOOD CIRCLE 3 CAMBRIDGE MA 02139 SECRETARY/DIRECTOR 2.00 0 0 0 NONE 0 NONE 0 0 1593780 25014 0 1618794 0 0 1618794 24282 1594512 79726 79726 697 697 79029 0 79029 0 79029 71363 0 71363 0 71363 79029 70182 0 0 71363 70182 0 0 1181 0 0 0 0 0 0 0 0 77848 0 0 0 X AMERICAN CIVIL LIBERTIES UNION FOUNDATION 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 11145 AMERICAN FRIENDS SERVICE DEVELOPMENT 1501 CHERRY STREET PHILADELPHIA PA 19102 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 3434 CAMBODIAN CHILDREN'S FUND 2309 SANTA MONICA BOULEVARD PMB 833 SANTA MONICA CA 90404 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 10302 CAMBRIDGE COMMUNITY CHORUS PO BOX 390278 CAMBRIDGE MA 02139 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1000 COMMUNITY PARTNERS (FOR HRDAG) 1000 N ALAMEDA STREET SUITE 240 LOS ANGELES CA 90012 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 2500 FISTULA FOUNDATION 1922 THE ALAMEDA SUITE 302 SAN JOSE CA 95126 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 6868 FRIENDS OF THE EARTH 1101 15TH ST NW 11TH FLR WASHINGTON DC 20005 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 7710 HUMAN RIGHTS CAMPAIGN FOUNDATION 1640 RHODE ISLAND AVE NW WASHINGTON DC 20036 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 7711 INTERNATIONAL RESCUE COMMITTEE PO BOX 6068 ALBERT LEA MN 560079874 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 7710 MA KA HANA KA 'IKE BUILDING PROGRAM PO BOX 968 HANA HI 96713 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1717 MASSACHUSETTS ASSOCIATION OF TEACHERS OF SPEAKERS OF OTHER LANGUAGES INC 2 CANTON ST STE B-223 STOUGHTON MA 02072 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1400 ONE ACRE FUND 21 PROSPECT STREET BROOKLYN NY 11201 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 3434 PLOUGHSHARES FUND 315 BAY STREET SUITE 400 SAN FRANCISCO CA 94133 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 3434 VOTEORG 5557 BALTIMORE AVE SUITE 500 135 HYATTSVILLE MD 20781 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 1717 SMILE TRAIN PO BOX 96246 WASHINGTON DC 200906246 NONE PC UNRESTRICTED SUPPORT OF ORGANIZATION'S PURPOSE 100 70182 0 14 6 14 54938 18 12071 0 67015 0 67015 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 2263 1132 1131 AECOM GTD SR NOTE CPN 5.875% DUE 10/15/24 DTD 10/15/15 FC 04/15/16 CALL 07/1 4152 4420 AIRCASTLE LTD SR NOTE CPN 5.000% DUE 04/01/23 DTD 03/24/16 FC 10/01/16 2011 2143 AMERICAN AXLE & MFG INC SR NOTE CPN 6.875% DUE 07/01/28 DTD 06/12/20 FC 01/0 3218 3233 APACHE CORP UNSECD NOTE CPN 4.625% DUE 11/15/25 DTD 08/17/20 FC 05/15/21 CAL 2095 2098 ARAMARK SVCS INC SR NOTE CPN 4.750% DUE 06/01/26 DTD 12/01/16 FC 06/01/17 CA 3018 3086 ARCELORMITTAL SA UNSECD NOTE CPN 4.550% DUE 03/11/26 DTD 03/11/19 FC 09/11/1 2082 2256 BALL CORP SR NOTE CPN 2.875% DUE 08/15/30 DTD 08/13/20 FC 02/15/21 CALL 05/1 5006 4988 BANK AMERICA CORP DEP REPSTG 1/25TH PFD SER MM PERPETUAL FXD/VAR CPN 4.300% 3605 4125 CDK GLBL INC SR SUB NOTE CPN 4.875% DUE 06/01/27 DTD 12/01/17 FC 06/01/18 CA 3027 3165 CDW LLC FIN CORP SR NOTE CPN 4.250% DUE 04/01/28 DTD 09/26/19 FC 04/01/20 CA 2009 2110 CIT GROUP INC SUB NOTE CPN 6.125% DUE 03/09/28 DTD 03/09/18 FC 09/09/18 3304 3649 CSC HLDGS LLC SR NOTE CPN 6.750% DUE 11/15/21 DTD 11/15/12 FC 05/15/13 3064 3120 CVS HLTH CORP SR NOTE CPN 5.125% DUE 07/20/45 DTD 07/20/15 FC 01/20/16 CALL 2133 2683 CALIFORNIA ST VARIOUS PURP BABS B/E TXBL CPN 7.550% DUE 04/01/39 DTD 04/28/0 4547 8798 CENTENE CORP DE SR NOTE CPN 4.625% DUE 12/15/29 DTD 12/06/19 FC 06/15/20 CAL 3189 3330 CENTRAL GARDEN & PET CO SR NOTE CPN 4.125% DUE 10/15/30 DTD 10/16/20 FC 04/1 3135 3135 CENTURYLINK INC SR NOTE CPN 5.625% DUE 04/01/25 DTD 10/01/15 FC 04/01/16 CAL 4320 4315 CHENIERE CORPUS CHRISTI HLDGS LLC SR SECD NOTE CPN 5.875% DUE 03/31/25 DTD 1 3102 3484 COMMONSPIRIT HEALTH BOND CPN 3.347% DUE 10/01/29 DTD 08/21/19 FC 04/01/20 CA 4094 4398 CROWN AMER LLC SR NOTE CPN 4.500% DUE 01/15/23 DTD 07/15/13 FC 01/15/14 2918 3169 CROWN AMERICAS LLC SR NOTE CPN 4.250% DUE 09/30/26 DTD 03/31/17 FC 09/30/17 1865 2190 CROWN CASTLE INTL CORP SR NOTE CPN 4.300% DUE 02/15/29 DTD 02/11/19 FC 08/15 3491 3547 DANA INC SR NOTE CPN 5.375% DUE 11/15/27 DTD 11/20/19 FC 05/15/20 CALL 11/15 3145 3180 DELTA AIR LINES INC DE NOTE CPN 3.800% DUE 04/19/23 DTD 04/19/18 FC 10/19/18 3808 4085 DIAMONDBACK ENERGY INC SR NOTE CPN 2.875% DUE 12/01/24 DTD 12/05/19 FC 06/01 3200 4205 DONNELLEY FINL SLTNS INC SR NOTE CPN 8.250% DUE 10/15/24 DTD 04/15/17 FC 10/ 3203 3195 ELANCO ANIMAL HLTH INC SR NOTE ***CREDIT SENSITIVE*** CPN 5.650% DUE 08/28/2 3224 3533 ENERGY TRANSFER OPER LP SR NOTE CPN 5.250% DUE 04/15/29 DTD 01/15/19 FC 04/1 3324 3484 FORD MOTOR CO NOTE CPN 4.346% DUE 12/08/26 DTD 12/08/16 FC 06/08/17 CALL 09/ 3440 4260 FREEPORT MCMORAN INC SR NOTE CPN 5.400% DUE 11/14/34 DTD 11/14/14 FC 05/14/1 3735 3750 GMAC INC SR GTD NOTE CPN 8.000% DUE 11/01/31 DTD 11/01/09 FC 05/01/10 3715 4380 GENL MOTORS FINL CO INC SR NOTE CPN 5.650% DUE 01/17/29 DTD 01/17/19 FC 07/1 3651 3706 GEORGE WASHINGTON UNIV BOND CPN 4.126% DUE 09/15/48 DTD 04/04/18 FC 09/15/18 2011 2492 GOLDMAN SACHS GROUP INC DEP SHS REPSTG 1/25TH PFD SER P PERPTL FXD/VAR CPN 5 2730 3041 GRIFFON CORP SR NOTE CPN 5.750% DUE 03/01/28 DTD 02/19/20 FC 09/01/20 CALL 0 3029 3173 HCA INC SR NOTE CPN 5.375% DUE 02/01/25 DTD 01/16/15 FC 08/01/15 3270 3364 HASBRO INC UNSEC NOTE CPN 3.900% DUE 11/19/29 DTD 11/19/19 FC 05/19/20 CALL 4028 4526 HOWMET AEROSPACE INC NOTE CPN 6.875% DUE 05/01/25 DTD 04/24/20 FC 11/01/20 C 2050 2350 JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH NON CUML PFD HH FXD/VAR 2972 3094 KOHLS CORP UNSECD NOTE CPN 9.500% DUE 05/15/25 DTD 04/29/20 FC 11/15/20 CALL 3683 3889 KRAFT HEINZ FOODS CO GTD SR NOTE CPN 4.625% DUE 01/30/29 DTD 06/15/18 FC 01/ 3276 3429 LAMAR MEDIA CORP SR NOTE CPN 4.875% DUE 01/15/29 DTD 09/15/20 FC 03/15/21 CA 3188 3188 LAS VEGAS SANDS CORP SR NOTE CPN 3.200% DUE 08/08/24 DTD 07/31/19 FC 02/08/2 3101 3176 LENNAR CORP SR NOTE CPN 4.750% DUE 05/30/25 DTD 04/28/15 FC 11/30/15 CALL 02 2993 3428 LOS ANGELES CA UNI SCH DIST BABS REV B/E TXBL CPN 5.750% DUE 07/01/34 DTD 10 5887 7056 MGM RESORTS INTL SR NOTE CPN 6.000% DUE 03/15/23 DTD 11/25/14 FC 03/15/15 3056 3195 MARRIOTT INTL INC NEW UNSECD NOTE SER FF CPN 4.625% DUE 06/15/30 DTD 06/01/2 4252 4691 MICROSOFT CORP SR NOTE CPN 2.525% DUE 06/01/50 DTD 06/01/20 FC 12/01/20 CALL 4227 4198 NETFLIX INC SR NOTE CPN 5.875% DUE 02/15/25 DTD 10/15/15 FC 04/15/16 3273 3443 NEW JERSEY ECON DEV AUTH ST PENSION FDG REV NPFG SER 97A B/E TXBL CPN 7.425% 3708 3868 NEWELL RUBBERMAID INC NOTE **CREDIT SENSITIVE CPN** CPN 4.700% DUE 04/01/26 5132 5513 NUANCE COMMNS INC SR NOTE CPN 5.625% DUE 12/15/26 DTD 12/15/17 FC 06/15/18 C 4192 4225 OLIN CORP SR NOTE CPN 5.125% DUE 09/15/27 DTD 03/09/17 FC 09/15/17 CALL 03/1 3009 3128 PENSKE AUTOMOTIVE GROUP INC SR SUB NOTE CPN 3.500% DUE 09/01/25 DTD 08/20/20 3030 3015 PENTAIR FIN S A SR NOTE CPN 4.500% DUE 07/01/29 DTD 06/21/19 FC 01/01/20 CAL 1988 2376 PIONEER NATRES RES CO SR NOTE CPN 1.900% DUE 08/15/30 DTD 08/11/20 FC 02/15/ 2953 2973 PULTEGROUP INC SR NOTE CPN 5.500% DUE 03/01/26 DTD 03/01/16 FC 09/01/16 CALL 4140 4755 QVC INC SR SECD NOTE CPN 4.750% DUE 02/15/27 DTD 02/04/20 FC 08/15/20 CALL 1 3165 3195 SERVICE CORP INTL SR NOTE CPN 3.375% DUE 08/15/30 DTD 08/10/20 FC 02/15/21 C 2025 2070 SPRINT CAP CORP CPN 6.875% DUE 11/15/28 DTD 11/16/98 FC 05/15/99 3657 3956 TELEFLEX INC SR NOTE CPN 4.875% DUE 06/01/26 DTD 05/16/16 FC 12/01/16 CALL 0 2063 2068 TEVA PHARM FIN III BV SR NOTE CPN 2.200% DUE 07/21/21 DTD 07/21/16 FC 01/21/ 3692 4000 TOLL BROS FIN CORP GTD SR NOTE CPN 4.375% DUE 04/15/23 DTD 04/10/13 FC 10/15 1930 2110 TREEHOUSE FOODS INC SR NOTE CPN 4.000% DUE 09/01/28 DTD 09/09/20 FC 03/01/21 4065 4120 UNITED CONTL HLDGS INC SR NOTE CPN 4.250% DUE 10/01/22 DTD 09/29/17 FC 04/01 3978 4020 UNITED RENTALS INC SR NOTE CPN 3.875% DUE 02/15/31 DTD 08/10/20 FC 02/15/21 4115 4200 VISA INC SR NOTE CPN 4.300% DUE 12/14/45 DTD 12/14/15 FC 06/14/16 CALL 06/14 3168 4098 WPX ENERGY INC UNSECD SR NOTE CPN 5.250% DUE 10/15/27 DTD 09/24/19 FC 04/15/ 3079 3175 WYNDHAM WORLDWIDE CORP NOTE **CREDIT SENSITIVE CPN** CPN 5.400% DUE 04/01/24 3067 3228 ACCENTURE PLC IRELAND CL A NEW 7672 11493 AON PLC CL A 8552 11409 AMERICAN EXPRESS CO 4835 6046 BLACKROCK INC 3884 5051 BOSTON SCIENTIFIC CORP 4652 5393 CITIGROUP INC NEW 15001 12825 CHUBB LTD 11389 12468 CIGNA CORP NEW 12121 13740 COMCAST CORP CL A NEW 12071 16663 CONOCOPHILLIPS 3227 3319 DOMINION ENERGY INC 3995 3835 DIAGEO PLC NEW SPON ADR 4091 4764 DANAHER CORP 2819 5776 DUKE ENERGY CORP NEW 9270 10438 EATON CORP PLC 6807 9611 FIDELITY NATIONAL INFORMATION SERVICES INC 5316 6790 FISERV INC 5360 7629 GOLDMAN SACHS GROUP INC 6836 7648 HONEYWELL INTL INC 11302 14676 INTEL CORP 6451 5281 ILLINOIS TOOL WORKS INC 6800 9582 JOHNSON & JOHNSON 16654 18413 JPMORGAN CHASE & CO 14871 16011 KIMBERLY CLARK CORP 6360 7011 LOCKHEED MARTIN CORP 5049 5325 LOWES COMPANIES INC 5260 5778 MCKESSON CORP 4560 5739 MEDTRONIC PLC 10729 12885 MARSH & MCLENNAN COS INC 5611 6903 MERCK & COMPANY INC NEW 9140 9162 NASDAQ INC 5063 7433 NORTHROP GRUMMAN CORP 9582 9142 NESTLE S A SPON ADR REPSTG REG SHS 9082 12487 NXP SEMICONDUCTORS N V 4461 5247 PEPSICO INC 4267 4894 PNC FINANCIAL SERVICES GROUP INC 6525 6854 PPG INDUSTRIES INC 7651 9519 PIONEER NATURAL RESOURCES CO 1405 1936 ROCHE HOLDING LIMITED SPONSORED ADR 4805 6401 SOUTHERN COMPANY 12115 13023 STANLEY BLACK & DECKER INC 6129 7678 THERMO FISHER SCIENTIFIC INC 6160 8384 TRAVELERS COS INC 4965 5194 TRANE TECHNOLOGIES PLC 4439 7984 TEXAS INSTRUMENTS INC 7709 11489 UNION PACIFIC CORP 7752 9786 U S BANCORP DE NEW 7271 6150 95273 60895 0 0 AMERICAN MUTUAL CL F2 AT COST 37982 45890 DOUBLELINE TOTAL RETURN BOND CL I AT COST 21407 21872 GUGGENHEIM TOTAL RETURN BOND INSTL CL AT COST 32168 32986 COLUMBIA DIVIDEND INCOME INSTL CL AT COST 37019 49506 GOLDMAN SACHS GQG PARTNERS INTL OPPTYS INVESTOR CL AT COST 22151 26624 JPMORGAN EQUITY INCOME CL I AT COST 20761 28256 ISHARES RUSSELL 1000 GROWTH ETF AT COST 52849 68966 ISHARES RUSSELL 2000 VALUE ETF AT COST 20949 27404 ISHARES RUSSELL 2000 GROWTH ETF AT COST 11920 15482 ISHARES RUSSELL MID CAP ETF AT COST 8810 14533 JPMORGAN U S LARGE CAP CORE PLUS CL I AT COST 17236 17308 JOHN HANCOCK DISCIPLINED VAL MID CAP CL I AT COST 21850 25549 LOOMIS SAYLES GLOBAL ALLOC CL Y AT COST 28735 34064 LOOMIS SAYLES STRATEGIC INCOME CL Y AT COST 12979 13021 VIRTUS NEWFLEET MULTI SECTOR SHORT TERM BOND CL I AT COST 12897 13136 PARNASSUS CORE EQUITY INVESTOR CL AT COST 41234 50748 ACADIAN EMERGING MARKETS INVESTOR CL AT COST 18799 21482 ALGER SMALL CAP FOCUS CL Z AT COST 11090 16718 AKRE FOCUS INSTL CL AT COST 19348 29024 BAILLIE GIFFORD EMERGING MARKETS INSTL CL AT COST 26937 35990 DODGE & COX STOCK AT COST 72892 77768 EDGEWOOD GROWTH INSTL CL AT COST 22334 61311 HARDING LOEVNER INTL EQUITY INSTL CL AT COST 23176 27098 JOHN HANCOCK DISCIPLINED VALUE CL I AT COST 27933 32799 MAINSTAY MACKAY HIGH YIELD CORP BOND CL I AT COST 11706 11813 PIMCO INVESTMENT GRADE CREDIT BOND CL I2 AT COST 10269 11738 BLACKROCK ADVANTAGE SMALL CAP GROWTH INSTL CL AT COST 20449 25739 PIMCO TOTAL RETURN CL I2 AT COST 11044 11747 ROYCE TOTAL RETURN INVESTMENT CL AT COST 13944 12058 CLEARBRIDGE LARGE CAP GROWTH CL I AT COST 27783 34592 WELLS FARGO SPECIAL MID CAP VALUE INSTL CL AT COST 19300 23674 STATE FILING FEES 35 0 35 ANNUAL REPORT FILING FEE 15 0 15 ADJUSTMENT TO COST BASIS 3852 INVESTMENT MANAGEMENT FEES 15387 15387 0 INVESTMENT EXPENSES 0 0 0 FOREIGN TAXES ON DIVIDENDS 328 328 0 2020 990-PF ESTIMATED TAX PAYMENTS 557 0 0