2021-05-10T10:37:50-05:00 2020-12-31 042387531 Sullivan & Worcester LLP 1633 Broadway New York NY 10019 990PF 2020-01-01 061816606 LEONA BOTHMER FOUNDATION LEON 2126603089 Sullivan Worcester 1633 Broadwa New York NY 10019 Constantine P Ralli Trustee 2126603089 2021-05-06 1 Constantine Ralli 999009999 Magda Alvarez-Sanchez P01418916 2126603000 2021-05-06 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 6634352 X X 414 414 133360 133360 -62963 798740 0 70811 133774 48147 24074 0 15000 15000 0 54181 54181 0 24476 24476 0 141804 117731 0 310000 310000 451804 117731 310000 -380993 16043 -4 -4 51738 51387 51387 3620487 3462521 6529035 274866 52194 53934 3947091 3566098 6634352 0 0 X 0 0 0 0 3947091 3566098 3947091 3566098 3947091 3566098 3947091 -380993 0 3566098 0 3566098 75,000 Par Goldman Sachs Group, 5.375% P 2010-04-07 2020-03-16 75000 74093 907 907 75,000 Par Cisco Systems, 4.45% P 2009-12-28 2020-01-15 75000 73691 1309 1309 2,319.241 shs. BNY Mellon International Equity Fund P 2015-07-22 2020-02-07 49678 47313 2365 2365 75,000 Par United Technologie, 4.5% P 2010-04-07 2020-02-28 75262 74888 374 374 .96 shs. Ingersoll Rand -CIL P 2012-05-11 2020-03-10 22 8 14 14 1,122.586 shs. BNY Mellon International Stock Fund P 2009-12-09 2020-07-28 25000 15345 9655 9655 75 shs. Ishares Core S&P 500 ETF P 2020-03-09 2020-07-29 24277 21294 2983 2983 1,000 shs. Ishares Msci Emerging Markets Index Fund P 2010-03-16 2020-07-29 43639 41471 2168 2168 50 shs. SPDR Standard & Poors Midcap 400 P 2020-02-27 2020-08-19 17824 17033 791 791 .5236 sh. Viatris Inc P 2010-01-15 2020-11-25 9 4 5 5 25 shs. Ishares Core S&P 500 ETF P 2020-03-09 2020-12-31 9350 7098 2252 2252 4,332.756 shs. BNY Mellon Floating Rate Inc - Y P 2015-07-20 2020-02-07 50000 54012 -4012 -4012 2,164.503 shs. BNY Mellon Floating Rate Inc - Y P 2017-04-27 2020-02-14 25000 26337 -1337 -1337 4,721.435 shs. BNY Mellon International Equity Income Fd P 2015-04-27 2020-03-10 50000 62606 -12606 -12606 1,002.004 shs. BNY Mellon International Equity Income Fd P 2019-03-29 2020-05-13 10000 13275 -3275 -3275 3,623.188 shs. BNY Floating Rate-Y P 2019-02-21 2020-07-28 40000 43323 -3323 -3323 2,691.066 shs. BNY Mellon Global Real Estate Securities Fd-Y P 2020-02-07 2020-07-28 20318 25000 -4682 -4682 5,882.353 shs. BNY Mellon High Yield Fund Class I P 2009-12-03 2020-07-28 35000 37234 -2234 -2234 1,842.525 shs. BNY International Equity Income Fund P 2019-03-29 2020-07-28 20415 24119 -3704 -3704 1,987.281 shs. BNY Mellon Interntional Fund Cl M P 2019-04-09 2020-07-28 25000 25318 -318 -318 3,628.104 shs. BNY Mellon International Small Cap P 2015-04-09 2020-07-28 44988 49306 -4318 -4318 75 shs. SPDR Standard & Poors Midcap 400 P 2019-05-13 2020-07-29 25340 25648 -308 -308 .25 Warrants Occidental Pete Corp P 2020-08-03 2020-08-28 1 2 -1 -1 250 shs. Conocophillips P 2010-03-16 2020-10-21 8446 9568 -1122 -1122 500 shs. Exxon Mobil Corp P 2010-02-19 2020-10-21 17060 32916 -15856 -15856 150 shs. Marathon Petroleum Corp P 2019-03-27 2020-10-21 4352 9360 -5008 -5008 31 Warrants Occidental Petroleum Corp P 2020-08-03 2020-10-19 90 175 -85 -85 250 shs. Occidental Petroleum Corp P 2009-12-31 2020-10-21 2510 19274 -16764 -16764 480 shs. Schlumberger Ltd P 2010-02-19 2020-10-21 7316 30209 -22893 -22893 BNY Mellon Global Real Estate Sec Fund-Capital Gain P 2020-03-25 97 97 97 BNY Mellon Bond Fund M -Capital Gain P 2020-12-08 11703 11703 11703 BNY Mellon International Stock Fund P 2020-12-16 4260 4260 4260 Blackstone Group, Inc - Return of Capital P 2020-05-08 79 79 0 0 Eaton Corp - Return of Capital P 2020-05-08 1137 1137 0 0 eaton Corp - Return of Capital P 2020-05-08 567 567 0 0 -62963 223 0 223 0 223 12952 0 0 0 12952 0 12729 224 12505 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 0 0 1 N/A Sullivan Worcester LLP 2126603089 1633 Broadway New York NY 10019 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Constantine P Ralli Sullivan Worcester LLP 1633 Broadway New York NY 10019 Trustee 1.00 0 0 0 NONE 0 NONE 0 0 5848984 132499 0 5981483 0 0 5981483 89722 5891761 294588 294588 223 223 294365 0 294365 0 294365 310000 0 310000 0 310000 294365 0 0 4086 12581 13710 30377 310000 0 0 0 294365 15635 0 0 46012 0 0 0 0 0 0 4086 41926 12581 13710 15635 X ASPCA 441 East 92nd Street New York NY 10128 None Public Charity Cash Contribution 25000 ADOPT-A-DOG Inc 23 Cox Avenue Armonk NY 10504 None Public Charity Cash Contribution 30000 Best Friends Animal Society 5001 Angel Canyon Road Kanab UT 84741 None Public Charity Cash Contribution 40000 Bideawee Inc 410 East 38th Street New York NY 10016 None Public Charity Cash Contribution 20000 Connecticut Humane Society 701 Russell Road Newington CT 06111 None Public Charity Cash Contribution 25000 Humane Society Mohawk Hudson 3 Oakland Avenue Menands NY 12204 None Public Charity Cash Contribution 15000 MCPCA Cape Cod Animal Care & Adoption Center 1577 Falmouth Road Centerville MA 02631 None Public Charity Cash Contribution 20000 National Audubon Society 225 Varick Street 7th Floor New York NY 10014 None Public Charity Cash Contribution 20000 National Wildlife Federation 11100 Wildlife Center Drive Reston VA 20190 None Public Charity Cash Contribution 10000 Paws Crossed Animal Rescue Inc 100 Warehouse Lane South Elmsford NY NY 10523 None Public Charity Cash Contribution 15000 Second Chance Rescue NYC PO Box 570701 Whitestone NY 11357 None Public Charity Cash Contribution 5000 The American Horse Protection Association 1000 29th Street NW Washington DC 20007 None Public Charity Cash Contribution 20000 The Big Dog Ranch Rescue 14444 Okeechobee Boulevard Loxahatchee Groves FL 33470 Public Charity Cash Contribution 5000 The Humane Society of the United States 1255 23rd Street NW - Ste 450 Washington DC 20037 None Public Charity Cash Contribution 25000 The North Shore Animal League 16 Lewyt Street Port Washington NY 11050 None Public Charity Cash Contribution 25000 World Wide Life Fund 1250 Twenty-fourth Street NW Washington DC 20027 None Public Charity Cash Contribution 10000 310000 0 14 414 14 133360 18 -62963 0 70811 0 70811 0 0 0 0 0 0 0 0 0 0 75,000 Par Value HSBC Holdings PLC,Fltg Rate, Due 5/18/2420 52194 53934 500 shs. Abbott Laboratories 14738 54745 390 shs. Abbvie Inc. 10925 41789 660 shs. AT&T Inc 17199 18982 500 shs. Bristol-Myers Squibb Co. 16575 31015 250 shs. Capital One Financial Corp 17289 24713 200 shs. Celanese Corporation - Series A 5324 25988 290 shs. Chevron Corportion 21281 24491 100 shs. Costco Wholesale Corporation 5630 37678 116 shs. Duke Energy Corporation 6740 10621 500 shs. Emerson Electric Company 23044 40185 480 shs. Honeywell International Inc 18312 102096 352 shs. Ingersoll Rand Inc 3083 16037 400 shs. Trane Technologies PLC 10580 58064 340 shs. Johnson & Johnson 21483 53509 800 shs. JPMorgan Chase & Company 34866 101656 300 shs. Lilly Eli Company 14283 50652 500 shs, Merck & Co., Inc 18380 40900 600 shs. Microsoft Corporation 17408 133452 460 shs. Pepsico Inc. 28727 68218 1,060 shs. Pfizer Inc 18083 39019 131 shs. Viatris Inc. 993 2455 650 shs. Phillip Morris International Inc. 37482 53814 100 shs. Procter & Gamble Company 6100 13914 100 shs. Procter & Gamble Company 11628 13914 440 shs. Sempra Energy 22074 56060 500 shs. State Street Corporation 27083 36390 1,000 shs. Taiwan Semiconductor Mfg. Co, 12888 109040 500 shs. Texas Instruments Inc 12184 82065 250 shs. The Travelers Companies 21584 35093 420 shs. Carrier Global Corp. 4936 15842 210 shs. Otis Worldwide Corp. 7400 14186 420 shs. Raytheon Technologies Corp 16466 30034 150 shs. US Bancorp 3381 6989 500 shs. Valero Energy Corporation 8788 28285 300 shs. Verizon Communications Inc. 8205 17625 700 shs. Walt Disney Company 21336 126826 133 shs. Dow Inc. 6192 7382 133 shs. Dupont De Nemour Inc. 9450 9458 250 shs. Illinois Tool Works Inc 22356 50970 300 shs. Salesforce.Com Inc 17878 66759 70 shs. Alphabet Inc - Class A 27775 122685 30 shs. Alphabet Inc - Class C 7669 52556 1,000 shs. Bank of America Corporation 18168 30310 500 shs. Cisco Systems Inc 14020 22375 300 shs. Coca Cola Company 9451 16452 200 shs. Gilead Sciences Inc 6759 11652 750 shs. Intel Corporation 14763 37365 600 shs. Mondelez International 10433 35082 400 shs. Nike Inc Class B 22671 56588 500 shs Schwab Charles Corportation 17710 26520 150 shs. Visa Inc. - Class A 16849 32810 4,000 shs. Ishares Msci Emerging Markets Index Fund 162360 206680 6,315.986 shs. BNY Floating Rate Income Fd - Cl Y 73736 71434 100 shs. 3M Company 14076 17479 25,767.236 shs. BNY Mellon Intermediate Bond - M 325000 337808 41,194.762 shs. BNY Mellon Bond Fund - M 525000 550362 200 shs. Air Products & Chemicals Inc. 13559 54644 200 shs. Broadcom Ltd 10786 87570 1,350 shs. Ishares Russell 2000 Index Fund 99678 264681 1,000 shs. Synchrony Financial 29167 34710 300 shs. Agilent Technologies Inc. 16524 35547 500 shs. Corning Inc 16079 18000 250 shs. Starbucks Corp. 14249 26745 1,500 shs. Comcast Corporation 45886 78600 300 shs. Accenture PLC - Class A 12194 78363 600 shs. Eaton Corp PLC 22025 72084 1,315 shs SPDR Standard & Poors Midcap 400 190365 552195 200 shs. Union Pac Corporation 6429 41644 650 shs. Apple Corporation 18328 344994 300 shs. Home Depot Inc. 8038 79686 7,198.292 shs BNY Mellon International Stock Fund - Cl Y 93888 173983 9,707.16 shs.BNY Mellon High Yield - Cl I 60328 59699 8,107.989 shs. BNY Mellon International Fund Cl M 100025 114404 25 shs. Amazon.Com 40310 81423 15,591.696 shs. BNY Mellon Corporate Bond Fund - M 200000 217348 10,742.755 shs. BNY Mellon Short Term US Govmt Sec 125000 126013 7,781.467 shs. BNY Mellon Global Dynamic Bond - Cl Y 95000 97424 50 shs. Adobe Systems Inc. 13114 25006 300 shs. American International Group 9440 11358 150 shs. Blackstone Group Inc 7095 9722 25 shs. Boeing Co. 9356 5352 50 shs. CME Group Inc. 8138 9103 200 shs. CVS Health Corporation 10792 13660 50 shs. Constellation Brands Inc-A 8496 10953 75 shs. Dollar General Corporation 14140 15773 400 shs. Exelon Corporation 18979 16888 150 shs. Facebook Inc. - A 24946 40974 40 shs. Lockheed Martin Corp 14272 14199 500 shs. M G M Mirage 12534 15755 50 shs. McDonald's Corporation 10752 10729 50 shs. Netflix Com Inc. 17591 27037 100 shs. Nextera Energy Inc. 21052 30860 75 shs. Nvidia Corporation 26484 39165 150 shs. Paypal Holdings Inc 23046 35130 100 shs. T-Mobile US Inc. 7215 13485 50 shs. Thermo Fischer Scientific Inc. 14654 23289 75 shs. UnitedHealth Group Inc 17861 26301 150 shs. Wal Mart Stores Inc. 14932 21623 250 shs. Ishares Core S&P 500 ETF 70980 93847 Sullivan & Worcester- Legal fees 15000 15000 0 BNY Mellon - Investment fee 15330 15330 0 BNY Mellon - Advisory fee 38851 38851 0 Foreign tax withheld on Taiwan Semiconductor 355 355 0 Excise Tax Paid for 2019 11169 11169 0 Estimated Tax paid for 2020 12952 12952 0