2021-04-30T09:05:53-05:00 2020-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2019-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 LORRAINE HARITON PRESIDENT 2125147600 2021-04-28 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2021-04-28 2019 2022-09-23 18:48:47Z LORRAINE HARITON 120 WALL STREET NO 15 FL NEW YORK NY 10005 36755553 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 38 37 116 37 0 0 25843015 23006461 3669175 3208826 313807 1030112 962 0 29826959 27245399 0 0 0 0 10374065 13099860 0 0 2825379 6076074 7685449 16450139 20785309 13376820 6460090 41612800 54920286 6313015 12141487 35299785 42778799 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 3682952 GLOBAL BRAND AND STRATEGIC COMMUNICATIONS THE GLOBAL BRAND AND STRATEGIC COMMUNICATIONS DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY GLOBALLY BY DEVELOPING AND STRENGTHENING ITS BRAND, PRODUCTS AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING AND PRODUCING ALL PRODUCTS, PUBLICATIONS AND COLLATERAL MATERIALS, AND FOR BUILDING PUBLIC EDUCATION AND AWARENESS OF CATALYST'S WORK THROUGH MEDIA RELATIONS, MARKETING OPPORTUNITIES AND SOCIAL MEDIA CAMPAIGNS, AS WELL AS INITIATIVES LIKE THE CATALYST CEO CHAMPIONS FOR CHANGE. 3664750 2686088 LEARNING AND ADVISORY SERVICESTHE GLOBAL LPP TEAM IS RESPONSIBLE FOR THE DEVELOPMENT AND DELIVERY OF FEE-FOR-SERVICE WORKSHOPS AND OTHER PROGRAMMING DESIGNED TO ACCELERATE PROGRESS FOR WOMEN IN THE WORKPLACE THROUGH INDIVIDUAL AWARENESS BUILDING, SHIFTING MINDSETS AND BEHAVIORS AND COMMITMENT TO ACTION PLANS. TWO FOUNDATIONAL PROGRAMS INCLUDE MARC (MEN ADVOCATING REALCHANGE) WHICH ENGAGES MEN IN CHAMPIONING WOMEN IN THE WORKPLACE AND LWI (LEADING WITH INCLUSION) WHICH HELPS INDIVIDUALS LEARN HOW TO OVERCOME BIAS AND BECOME MORE INCLUSIVE LEADERS. 2146052 INFORMATION CENTER AND SERVICES THE INFORMATION CENTER RESPONDS TO PUBLIC QUERIES ON THE TOPIC OF ADVANCING WOMEN AND BUILDING INCLUSIVE WORKPLACES, AND IT CREATES KNOWLEDGE PRODUCTS THAT INCREASE UNDERSTANDING ON TOPICS RELATED TO DIVERSITY AND INCLUSION. THE INFORMATION CENTER PROVIDES EFFICIENT, VALUABLE INFORMATION TO CATALYST DONORS, THE MEDIA AND THOSE WHO FORMULATE PUBLIC POLICY. 4279134 522738 ALL OTHER PROGRAMS:NATIONAL EDUCATION, RESEACH, AND GLOBAL EVENTS. 4279134 522738 13772888 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 1 X 58 0 1 116 1 0 1 CA SZ IN AS 0 0 0 0 0 0 0 0 0 0 X 38 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X TATYANA BASIS VICE PRESIDENT FINANCE 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 ALBERT BOURLA DIRECTOR 1.00 X 0 0 0 ALFRED F KELLY JR DIRECTOR 1.00 X 0 0 0 ARNOLD W DONALD DIRECTOR 1.00 X 0 0 0 BETH MOONEY DIRECTOR (OUTGOING) 1.00 X 0 0 0 BRIAN CORNELL DIRECTOR 1.00 X 0 0 0 BRIAN MOYNIHAN DIRECTOR 1.00 X 0 0 0 CATHY ENGELBERT TREASURER 1.00 X X 0 0 0 DARA KHOSROWSHAHI DIRECTOR 1.00 X 0 0 0 DAVID ABNEY DIRECTOR 1.00 X 0 0 0 DAVID S TAYLOR DIRECTOR 1.00 X 0 0 0 DEANNA MULLIGAN DIRECTOR 1.00 X 0 0 0 DENIS MACHUEL DIRECTOR 1.00 X 0 0 0 ELLIOTT PORTNOY DIRECTOR 1.00 X 0 0 0 ENRIQUE HERNANDEZ JR DIRECTOR 1.00 X 0 0 0 ERIC J FOSS DIRECTOR (OUTGOING) 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 HENRY KRAVIS DIRECTOR 1.00 X 0 0 0 HOWARD A WILLARD III DIRECTOR (OUTGOING) 1.00 X 0 0 0 IAN M COOK DIRECTOR (OUTGOING) 1.00 X 0 0 0 JAMES QUINCEY DIRECTOR 1.00 X 0 0 0 JAMIE DIMON DIRECTOR 1.00 X 0 0 0 JANET FOUTTY DIRECTOR 1.00 X 0 0 0 JAQUELINE HINMAN TREASURER (OUTGOING) 1.00 X X 0 0 0 JULIE SWEET DIRECTOR 1.00 X 0 0 0 KATHY WARDEN DIRECTOR 1.00 X 0 0 0 KELLY GRIER DIRECTOR 1.00 X 0 0 0 KIRT WALKER DIRECTOR 1.00 X 0 0 0 LINDA ADDISON DIRECTOR 1.00 X 0 0 0 LORRAINE HARITON PRESIDENT & CEO 35.00 X X 459282 0 46677 LYNNE DOUGHTIE DIRECTOR 1.00 X 0 0 0 MARC LAUTENBACH SECRETARY 1.00 X X 0 0 0 MARILLYN A HEWSON CHAIR 1.00 X X 0 0 0 MARK WEINBERGER DIRECTOR (OUTGOING) 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL D HSU DIRECTOR 1.00 X 0 0 0 MICHAEL K WIRTH DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 MUHTAR KENT DIRECTOR (OUTGOING) 1.00 X 0 0 0 NV TYAGARAJAN DIRECTOR 1.00 X 0 0 0 PENNY PENNINGTON DIRECTOR 1.00 X 0 0 0 SHELLEY O'CONNOR DIRECTOR 1.00 X 0 0 0 STACEY CUNNINGHAM DIRECTOR 1.00 X 0 0 0 STEPHEN S RASMUSSEN DIRECTOR (OUTGOING) 1.00 X 0 0 0 STEVE EASTERBROOK DIRECTOR (OUTGOING) 1.00 X 0 0 0 THOMAS J FALK DIRECTOR (OUTGOING) 1.00 X 0 0 0 VICTOR G DODIG DIRECTOR (OUTGOING) 1.00 X 0 0 0 HEATHER FOUST CUMMINGS SR. VICE PRESIDENT, RESEARCH 35.00 X 224181 0 22850 IRIS HENRIES SR. VICE PRESIDENT, GBSC 35.00 X 204992 0 47445 JENNIFER DANIEL-DAVIDSON SENIOR ADVISOR 35.00 X 244935 0 53740 JULIE WIEDENHEFT SR. VICE PRESIDENT, LAS 35.00 X 189117 0 56629 STACEY BAIN SR. VICE PRESIDENT, CFAO 35.00 X 193288 0 33863 JENNIFER POTHOFF VICE PRESIDENT, HUMAN RESOURCES 35.00 X 152725 0 23816 KATHERINE GISCOMBE VICE PRESIDENT, LAS 35.00 X 246659 0 13096 MICHAEL J CHAMBERLAIN VICE PRESIDENT, EVENTS 35.00 X 158636 0 29358 SVETLANA MOSTOVSKY VICE PRESIDENT, DEVELOPMENT 35.00 X 171074 0 38342 TATYANA BASIS VICE PRESIDENT, FINANCE 35.00 X 149222 0 45953 2394111 0 411769 34 0 1 0 BURNS GROUP NYC LLC 220 WEST 19TH STREET NEW YORK NY 10011 CONSULTING 274481 STEPHANIE WOLF 280 18TH STREET 1 BROOKLYN NY 11215 COMMUNICATIONS 165850 FORUM ONE 15954 JACKSON CREEK PARKWAY STE B MOMUMENT CO 80132 WEBSITE MANAGEMENT 125316 3 23006461 100429 23006461 MARC LEADERS COHORT/WORKSHOPS 900099 1757733 1757733 UBIL WORKSHOPS AND LEARNING PROGR 900099 541733 541733 HONORARIA 900099 366762 366762 ADVISORY SERVICES 900099 346622 346622 CONFERENCE REVENUE 900099 195976 195976 3208826 433768 433768 10106498 9510154 596344 596344 596344 27245399 3208826 0 1030112 X 1831790 1327537 504253 8617580 4935466 2040796 1641318 550349 298625 143967 107757 1331595 780200 306914 244481 768546 458389 182121 128036 120654 120654 3909898 3221778 398097 290023 65418 65418 106773 98775 6552 1446 124436 90598 28049 5789 774924 479274 157353 138297 318210 277105 7666 33439 27104 27104 354926 219113 74026 61787 FORGIVENESS OF DEBT 548633 548633 REPAIRS AND MAINTENANCE 513007 446500 59557 6950 OTHER 405638 295336 91432 18870 UNCOLLECTABLE CONTRIBUT 175461 40461 0 135000 240367 162576 65605 12186 20785309 13772888 4187042 2825379 1069314 3731032 7121435 4956788 13259505 19404581 1008579 391074 268601 325621 4143321 2982924 1253048 1160397 13014600 20278381 4617718 4672412 41612800 54920286 1097996 1535883 107453 516746 1560812 5107566 8528046 6313015 12141487 X 23670333 20285313 11629452 22493486 35299785 42778799 41612800 54920286 6460090 1018924 0 X X 0 1 X 1 0 X 9927343 10004501 9780928 25843015 23006461 78562248 9927343 10004501 9780928 25843015 23006461 78562248 8296195 70266053 248306 301408 344598 409429 433768 1737509 499542 447088 453240 416160 1816030 82115787 15172905 0.85570 0.83150 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2015 AMOUNT: $ 499,542. 2016 AMOUNT: $ 447,088. 2017 AMOUNT: $ 453,240. 2018 AMOUNT: $ 416,160. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11581304 1441998 13023302 11076583 595 504126 11581304 10601145 5184 475438 11076583 9766496 5637 829012 10601145 9085284 10957 670671 416 9766496 1.00000 0 0 1535054 901378 633676 2226568 1701852 524716 381699 379694 2005 1160397 OTHER ASSETS 1885 DUE FROM AFFILIATES 4558441 RESTRICTED DEPOSIT 112086 4672412 DEFERRED RENT OBLIGATION 990759 DUE TO AFFILIATES 7537287 8528046 X 32207526 1018924 888604 3175253 5082781 27124745 120654 120654 27245399 24125403 888604 3120777 4009381 20116022 120654 548633 669287 20785309 PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2020 AND 2019. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2020 AND 2019. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2020 AND 2019 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITY REVENUES 3,723,886. FORGIVENESS OF DEBT -548,633. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITY EXPENSES 3,120,777. PART XII, LINE 4B - OTHER ADJUSTMENTS: FORGIVENESS OF DEBT 548,633. X X 1 0 0 0 0 0 0 1 0 LORRAINE HARITON PRESIDENT & CEO 399282 0 60000 0 0 0 13602 0 33075 0 505959 0 0 0 HEATHER FOUST CUMMINGS SR. VICE PRESIDENT, RESEARCH 199181 0 25000 0 0 0 20185 0 2665 0 247031 0 0 0 IRIS HENRIES SR. VICE PRESIDENT, GBSC 179992 0 25000 0 0 0 7425 0 40020 0 252437 0 0 0 JENNIFER DANIEL-DAVIDSON SENIOR ADVISOR 244935 0 0 0 0 0 24833 0 28907 0 298675 0 0 0 JULIE WIEDENHEFT SR. VICE PRESIDENT, LAS 164117 0 25000 0 0 0 13060 0 43569 0 245746 0 0 0 STACEY BAIN SR. VICE PRESIDENT, CFAO 168288 0 25000 0 0 0 0 0 33863 0 227151 0 0 0 JENNIFER POTHOFF VICE PRESIDENT, HUMAN RESOURCES 147725 0 5000 0 0 0 6879 0 16937 0 176541 0 0 0 KATHERINE GISCOMBE VICE PRESIDENT, LAS 75659 0 0 0 171000 0 6905 0 6191 0 259755 0 0 0 MICHAEL J CHAMBERLAIN VICE PRESIDENT, EVENTS 153636 0 5000 0 0 0 15437 0 13921 0 187994 0 0 0 SVETLANA MOSTOVSKY VICE PRESIDENT, DEVELOPMENT 156074 0 15000 0 0 0 15717 0 22625 0 209416 0 0 0 TATYANA BASIS VICE PRESIDENT, FINANCE 144222 0 5000 0 0 0 14896 0 31057 0 195175 0 0 0 PART I, LINE 4A KATHERINE GISCOMBE RECEIVED A SEVERANCE PAYOUT OF $171,000 AND IT IS REPORTED IN PART II COLUMN (B)(III). PART I, LINE 7 THE BONUSES LISTED ON PART II, COLUMN B(II) ARE BASED ON PERFORMANCE AND MANAGING BUDGET EXPECTATIONS. THE BONUS FOR THE PRESIDENT IS APPROVED BY THE BOARD CHAIR. THE REST ARE PART OF THE APPROVED BUDGET. X LAPTOPS 1 100429 FMV 0 0 0 PART I, COLUMN (B): THE NUMBER IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. AFTER SUCH TIME IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. BOARD MEMBERS ARE REQUIRED TO FILE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15A THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 3,221,778. MANAGEMENT AND GENERAL EXPENSES 398,097. FUNDRAISING EXPENSES 290,023. TOTAL EXPENSES 3,909,898. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA 501(C)(3) 7 CATALYST INC 1 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD LEVEL 12 31 QUEEN STREET MELBOURNE VICTORIA AS 3000 RESEARCH AND ADVISORY AS 501(C)(3) 7 CATALYST INC 1 CATALYST EUROPE AG CO KPMG FIDES SEMPACHERSTRASSE 15 8032 ZURICH SZ RESEARCH AND ADVISORY SZ CATALYST INC C 1011648 3856114 1.00000 1 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LTDB-601 IVY TOWER IN RESEARCH AND ADVISORY IN CATALYST INC C 436535 1.00000 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST EUROPE AG E 227633 FMV CATALYST CANADA INC E 2807313 FMV CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD D 56099 FMV