2021-04-28T17:34:01-05:00 2020-06-30 910189318 MOSS ADAMS LLP 10960 WILSHIRE BLVD SUITE 1100 LOS ANGELES CA 90024 990 2019-07-01 956151774 CHARLES R DREW UNIVERSITY OF MEDICINE AND SCIENCE CHAR 3235635820 1731 EAST 120TH STREET NO 13 LOS ANGELES CA 90059 DAVID M CARLISLE MD PHD PRESIDENT AND CEO 3235635820 2021-04-12 1 LAUREN A HAVERLOCK P00545829 3104770450 2021-04-12 2019 2022-09-23 18:48:47Z DAVID M CARLISLE MD 1731 EAST 120TH STREET NO 13 LOS ANGELES CA 90059 74038451 0 X WWW.CDREWU.EDU X 1966 CA TO CONDUCT EDUCATION, RESEARCH, AND CLINICAL SERVICES IN THE CONTEXT OF COMMUNITY ENGAGEMENT TO TRAIN HEALTH PROFESSIONALS, TO PROMOTE WELLNESS AND PROVIDE CARE IN UNDER-SERVED COMMUNITIES. 16 14 550 400 0 0 37777050 45032750 22460593 28120149 1298700 873100 -391038 -13350 61145305 74012649 3583914 14531440 0 0 35514361 36935228 0 0 115900 26518543 24565933 65616818 76032601 -4471513 -2019952 171366921 203383356 53857421 87954000 117509500 115429356 X CHARLES R. DREW UNIVERSITY OF MEDICINE AND SCIENCE IS A PRIVATE NON-PROFIT STUDENT-CENTERED UNIVERSITY THAT IS COMMITTED TO CULTIVATING DIVERSE HEALTH PROFESSIONAL LEADERS WHO ARE DEDICATED TO SOCIAL JUSTICE AND HEALTH EQUITY FOR UNDER-SERVED POPULATIONS THROUGH OUTSTANDING EDUCATION, RESEARCH, CLINICAL SERVICE, AND COMMUNITY ENGAGEMENT. 0 0 15026996 2692549 28120149 THE UNIVERSITY HAS 277 FACULTY MEMBERS, 76 FULL-TIME AND 201 PART-TIME. THE COLLEGE OF SCIENCE AND HEALTH (COSH) HAS 21 FULL-TIME FACULTY AND 19 PART-TIME FACULTY. COSH STUDENT ENROLLMENT FOR 2020 STOOD AT 342. THE COLLEGE OF MEDICINE (COM) HAS 39 FULL-TIME ACTIVE FACULTY AND 148 PART-TIME AND CLINICAL FACULTY MEMBERS. APPROXIMATELY 50% OF THE COM FACULTY MEMBERS HAVE DUAL APPOINTMENTS WITH UCLA. CURRENT COM STUDENT ENROLLMENT CONSISTS OF 151 STUDENTS, AND 41 MEDICAL RESIDENTS. THE SCHOOL OF NURSING (SON) HAS 50 FACULTY MEMBERS, 16 FULL-TIME AND 34 PART TIME. SON ENROLLMENT CONSISTS OF 449 GRADUATE STUDENTS AND 51 UNDERGRADUATE STUDENTS. 13276346 2279947 0 RESEARCH: THE UNIVERSITY'S RESEARCH PORTFOLIO HAS ACHIEVED NATIONAL RECOGNITION, PARTICULARLY IN ADVANCING MEDICAL SOLUTIONS TO MEET THE UNIQUE HEALTH CARE NEEDS OF UNDESERVED COMMUNITIES. DIABETES, HYPERTENSION, CANCER, REPRODUCTIVE HEALTH, CHRONIC KIDNEY DISEASE, NEURO-PSYCHIATRIC DISORDERS AND HIV/AIDS ARE JUST A FEW OF THE AREAS WHERE CHARLES R. DREW UNIVERSITY RESEARCHERS, FACULTY AND STAFF MEMBERS MAKE A DIFFERENCE. OUR NATIONALLY AND INTERNATIONALLY RENOWNED RESEARCHERS ARE BREAKING NEW GROUND, INTEGRATING RESEARCH ADVANCES INTO THE BASIC SCIENCES AND SETTING NEW STANDARDS IN HEALTHCARE DISPARITIES RESEARCH FOR UNDERSERVED COMMUNITIES. RESEARCH ACTIVITIES AT THE UNIVERSITY ENCOMPASS THE ENTIRE SPECTRUM OF RESEARCH ENDEAVORS, FROM MOLECULAR BIOLOGISTS DISCOVERING GENES WHICH IDENTIFY PATIENTS AT INCREASED RISK FOR BREAST CANCER AND CLINICAL RESEARCHERS STUDYING ADVANCED PHARMACOLOGIC TREATMENT OF DIABETES AND HYPERTENSION, AND EPIDEMIOLOGISTS ASSESSING RISK FACTORS FOR BLINDNESS IN DIVERSE POPULATIONS TO ASSISTING AND HELPING TRAIN MEDICAL PROVIDERS, EQUIP HOSPITALS AND CLINICS, AND TESTING PEOPLE FOR HIV IN COUNTRIES AS FAR AS ANGOLA. CHARLES R. DREW UNIVERSITY OF MEDICINE AND SCIENCE IS ENGAGED AS A TRUE RESEARCH PARTNER LOCALLY WITH NATIONALLY RECOGNIZED RESEARCH INTENSIVE INSTITUTIONS, SUCH AS THE UNIVERSITY OF CALIFORNIA - LOS ANGELES AND THE RAND CORPORATION. FROM OVER 3,000 NIH-FUNDED INSTITUTIONS, THE UNIVERSITY RANKS IN THE TOP 7% FOR THE LEVEL OF FUNDING RECEIVED AND IS IN THE TOP 50 PRIVATE RESEARCH UNIVERSITIES AS RATED BY THE CENTER FOR MEASURING UNIVERSITY PERFORMANCE. 16584724 0 0 ACADEMIC & INSTITUTIONAL SUPPORT: THE UNIVERSITY OFFERS 16 ACADEMIC PROGRAMS ORGANIZED INTO THREE COLLEGES: 1) THE COLLEGE OF SCIENCE AND HEALTH WHICH FEATURES MASTERS OF PUBLIC HEALTH, PHYSICIAN ASSISTANT AND BIOMEDICAL SCIENCES, 1 ASSOCIATE AND 3 BACHELORS DEGREE, AND ONE POST-MASTERS CERTIFICATE; 2) THE COLLEGE OF MEDICINE WHICH IS COMPRISED OF FOUR PROGRAMS - THE DREW/ UCLA MEDICAL EDUCATION PROGRAM, AND THE CONTINUING MEDICAL EDUCATION PROGRAM, GRADUATE MEDICAL EDUCATION (PSYCHIATRY) AND A POST-BACCALAUREATE CERTIFICATE, AND 3) THE MERVYN M. DYMALLY SCHOOL OF NURSING WITH A BACHELORS AND MASTERS OF SCIENCE IN NURSING DEGREE, AND A POST-MASTERS CERTIFICATE PROGRAM. 12880436 9558944 0 ,TCHARLES R. DREW UNIVERSITY IS ACTIVELY COMMITTED TO TRAINING FUTURE GENERATIONS TO MAKE A DIFFERENCE THROUGH A NUMBER OF NOVEL AND INNOVATIVE YOUTH EDUCATION "PIPELINE PROGRAMS" WHICH ARE UNIQUE AMONG MEDICAL EDUCATION PROGRAMS IN SOUTHERN CALIFORNIA. THE PIPELINE PROGRAMS HAVE TWO IMPORTANT GOALS: EXPOSE URBAN MINORITY STUDENTS TO SCIENCE STUDIES WHILE HELPING THEM DEVELOP A STRONG INTEREST IN SCIENCE AND RESEARCH, AND IMPROVE OPPORTUNITIES FOR URBAN MINORITY STUDENTS WHO WISH TO PURSUE CAREERS IN MEDICINE AND SCIENCE. THE PROGRAMS ARE A SERIES OF EDUCATIONAL STEPS THAT ESTABLISH AN ACADEMIC CONTINUUM IN MEDICAL EDUCATION. THE ACADEMIC CONTINUUM STARTS AT PRESCHOOL WITH THE SATURDAY SCIENCE ACADEMY (SSA) PROGRAMS, INCLUDING THE SSA JUNIOR WHITE COAT CEREMONY, AND EXTENDS UPWARD THROUGH THE LINCOLN-DREW ELEMENTARY SCHOOL (GRADES K-6). LINCOLN-DREW MIDDLE SCHOOL (GRADES 7 THROUGH 9) AND THE KING/DREW MAGNET HIGH SCHOOL OF MEDICINE AND SCIENCE (GRADES 10 THROUGH 12). THE WHITE COAT CEREMONY IS A NATIONWIDE MEDICAL SCHOOL ACTIVITY TO SIGNAL THE TRANSITION OF MEDICAL STUDENTS FROM BOOK LEARNING AND LAB WORK TO THE WORLD OF CLINICAL PRACTICE AND DIRECT INTERACTION WITH REAL PATIENTS. THE SSA JUNIOR WHITE COAT CEREMONY SEEKS TO EMBRACE THE SPIRIT OF THIS EXERCISE THROUGH ENCOURAGING STUDENTS TO COMMIT TO LIFELONG LEARNING. ADDITIONALLY, ALL OTHER INCLUDES INTEREST EXPENSE ALLOCATED TO PROGRAM COSTS AND DONATION EXPENSE FOR THE CREATION OF THE CDU FOUNDATION. THE UNIVERSITY NOTES THAT THE FORMATION OF THE CDU FOUNDATION, A CONSOLIDATED ENTITY FOR FINANCIAL STATEMENT PURPOSES, WAS A ONE-TIME EVENT THAT RESULTED IN THE UNIVERSITY SHOWING, ON A STAND-ALONE BASIS, A LOSS FOR FY2020. WHEN VIEWED IN CONJUNCTION WITH THE CDU FOUNDATION'S FORM 990, THE CONSOLIDATED UNIVERSITY PERFORMANCE WAS POSITIVE. 12880436 9558944 0 57768502 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 228 0 1 550 1 0 0 0 0 0 0 0 0 0 0 0 0 X 16 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA X ELIZABETH BASKERVILLE 3235635929 1731 EAST 120TH STREET LOS ANGELES CA 90059 DAVID CARLISLE PRESIDENT & CEO 50.00 X X 489670 0 53786 STEVE MICHAEL EXECUTIVE VP ACADEMIC AFFAIRS 50.00 X 359871 0 48583 DEBORAH PROTHROW-STITH DEAN/COLLEGE OF MEDICINE 50.00 X 350000 0 47250 JAYDUTT VADGAMA VICE PRESIDENT, RESEARCH 50.00 X 337911 0 45618 DENESE SHERVINGTON CLINICAL EDUCATOR 50.00 X 314833 0 42502 LISA BARKLEY FAMILY MEDICINE PROGRAM DIRECT 50.00 X 265000 0 35775 ANGELA MINNIEFIELD SR VP ADV STRATEGIC DEV 50.00 1.00 X 264357 0 35688 CARL MCLANEY VP ADMIN & INFRASTRUCTURE 50.00 1.00 X 261886 0 35355 JOHN PATTON JR UNIVERSITY LEGAL COUNSEL 50.00 X 252992 0 34153 DIANE BRECKENRIDGE DEAN OF SCHOOL OF NURSING 50.00 X 240500 0 32468 HECTOR LLENDERROZOS CLINICAL EDUCATOR 50.00 X 230000 0 31050 HECTOR BALCAZAR DEAN/SCIENCE AND HEALTH 50.00 X 225656 0 30464 ROBERTO VARGAS ASST. DEAN/DIR HEALTH POL CLUS 50.00 X 225500 0 30443 JACQUELINE ALLEN CLINICAL EDUCATOR 50.00 X 225500 0 30375 MOHSEN BAZARGAN FACULTY TRUSTEE/PROFESSOR 50.00 X 204016 0 27542 JACKIE BROWN FORMER CHIEF OF STAFF AND BOARD SECRETARY 50.00 X 133213 0 17984 ELIZABETH BASKERVILLE CHIEF FINANCIAL OFFICER 50.00 1.00 X 125417 0 16931 ARTHUR OCHOA BOARD CHAIR 1.00 X X 0 0 0 JOHN YAMAMOTO VICE CHAIR 1.00 X X 0 0 0 JAZMYN CHILDRESS STUDENT TRUSTEE (THRU 9/1/19) 1.00 X 0 0 0 BRITTANY JONES LINARES STUDENT TRUSTEE 1.00 X 0 0 0 HOWARD KAHN TRUSTEE 1.00 X 0 0 0 LINDA GRIEGO TRUSTEE 1.00 X 0 0 0 KATHLYN MEAD TRUSTEE 1.00 X 0 0 0 VIDYA KAUSHIK TRUSTEE 1.00 X 0 0 0 CANDACE BOND-MCKEEVER TRUSTEE 1.00 X 0 0 0 JAMES ROSSER TRUSTEE 1.00 X 0 0 0 KELSEY C MARTIN MD PHD TRUSTEE 1.00 X 0 0 0 BENJAMIN F QUILLIAN JR PHD TRUSTEE 1.00 X 0 0 0 CLARENCE SHIELDS TRUSTEE 1.00 X 0 0 0 SCOTT WEINGARTEN MD TRUSTEE 1.00 X 0 0 0 HARDING YOUNG TRUSTEE 1.00 X 0 0 0 4506322 0 595967 77 1 1 0 KENDREN COMMUNITY HEALTH CENTER 4211 S AVALON BLVD LOS ANGELES CA 90011 CLINICAL EDUCATION PARTNER 784667 COUTINHO NETO & OREY LDA R LUCIANA CORDEIRO 116 LISBOA PO CONSULTING 723956 VENABLE LLC 2049 CENTURY PARK EAST SUITE 2300 LOS ANGELES CA 90067 LEGAL 690110 THE BAKER GROUP 10736 JEFFERSON BLVD 659 CULVER CITY CA 90230 EVENTS PLANNING & CONSULTING 359768 OGLETREE DEAKINS NASH ET AL PO BOX 89 CARSON CA 90746 LEGAL 292309 26 57202 40986900 3988648 45032750 TUITION/FEES/CONTINUING EDUCATION 611710 27307549 27307549 AUXILIARY ENTERPRISES 722210 812600 812600 28120149 873100 873100 12452 57202 25802 -13350 -13350 74012649 28120149 0 859750 11838891 11838891 2692549 2692549 4108190 3204388 903802 25007912 19498319 5499526 10067 1637911 1277570 360341 3967963 3092786 872328 2849 2213252 1726336 486916 2585295 2016530 568765 1199227 1199227 406642 406642 880800 880800 248424 189864 53551 5009 1182536 922378 260158 1130052 881441 248611 1271769 991980 279789 529261 412823 116438 133268 103949 29319 2258029 1761263 496766 2876852 2243944 632908 1040879 811886 228993 ALL OTHER EXPENSES 5510137 2172836 3267229 70072 PROGRAM/PARTICIPANT EXP 1876871 829526 1046047 1298 SUBCONTRACTORS/PURCHASE 1389493 1063053 299835 26605 PROVISION FOR DOUBTFUL 46398 36190 10208 76032601 57768502 18148199 115900 9645420 19533968 758609 12331005 7601404 7867465 2310110 1943876 86822467 33547429 42747593 53275038 107162033 106499075 -7216 -23409 1148968 1956338 171366921 203383356 7607271 13537387 5459314 13485831 32000000 31159310 2338430 21330176 6452406 8441296 53857421 87954000 X 21844200 22853456 95665300 92575900 117509500 115429356 171366921 203383356 X -2019952 -1676800 1616608 X 0 1 X 1 1 1 X 32682527 33648347 30944346 37777050 45032750 180085020 32682527 33648347 30944346 37777050 45032750 180085020 180085020 780500 1189325 1120367 1298700 873100 5261992 185347012 102570388 0.97160 0.96650 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 94266000 455400 3315400 91406000 95108400 2702400 229425 3315375 94266000 89957000 8295400 317000 2827000 95108400 81155000 554600 11391400 317000 2827000 89957000 83034400 5000000 -3644800 3234600 81155000 0.01500 0.37600 0.60900 1 0 2343401 2343401 63278683 22693073 40585610 1063059 1716524 -653465 13380864 9137832 4243032 6756460 6756460 53275038 UCLA ENDOWMENT FUND 89625424 F UC STIP FUND 16873651 F 106499075 OBLIGATIONS UNDER CAP LEASES 59947 INTEREST RATE SWAP AGREEMENT 8381349 8441296 X PART V, LINE 4: THE CORPUS WILL BE MAINTAINED IN PERPETUITY AND THE INVESTMENT INCOME PORTION WILL BE USED TO SUPPORT: (1) FACULTY AND PROFESSIONAL DEVELOPMENT, INCLUDING CREATION OF A FACULTY RESEARCH AND TEACHING RESOURCE CENTER, AND A COMPREHENSIVE INSTRUCTIONAL PROGRAM FOR FACULTY THAT WILL OPTIMIZE THE EFFECTIVENESS OF FACULTY AS RESEARCH MENTORS; AND (2) CONTINUE TO ENHANCE AND STRENGTHEN THE UNIVERSITY'S RESEARCH INFRASTRUCTURE THROUGH MODERNIZATION OF THE EXISTING LEARNING RESOURCE CENTER FOR STUDENTS. PART X, LINE 2: THE UNIVERSITY IS AN ORGANIZATION EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE, AND IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. HOWEVER, THE UNIVERSITY IS SUBJECT TO INCOME TAXES ON ANY NET INCOME THAT IS DERIVED FROM A TRADE OR BUSINESS, REGULARLY CARRIED ON, AND NOT IN FURTHERANCE OF THE PURPOSE FOR WHICH IT IS GRANTED EXEMPTION. NO INCOME TAX PROVISION HAS BEEN RECORDED AS THE NET INCOME, IF ANY, FROM ANY UNRELATED TRADE OR BUSINESS, IN THE OPINION OF THE UNIVERSITY'S MANAGEMENT, IS NOT MATERIAL TO THE FINANCIAL STATEMENTS TAKEN AS A WHOLE. THE UNIVERSITY ACCOUNTS FOR THE UNCERTAINTY IN INCOME TAXES IN ACCORDANCE WITH AN INTERPRETATION ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD, WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS. THIS GUIDANCE REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE UNIVERISTY'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE-LIKELY-THAN-NOT THRESHOLD ARE REQUIRED TO BE RECORDED AS A TAX BENEFIT OR EXPENSE IN THE CURRENT YEAR. ADDITIONALLY, THIS INTERPRETATION PROVIDES GUIDANCE ON DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE AND TRANSITION. THE UNIVERSITY HAD NO UNCERTAIN TAX POSITIONS THAT WERE NOT CONSIDERED MORE-LIKELY-THAN-NOT OF BEING SUSTAINED BY APPLICABLE TAX AUTHORITIES AS OF BOTH JUNE 30, 2020 AND 2019. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 CHARLES R. DREW UNIVERSITY HAS PUBLICIZED ITS RACIALLY NONDISCRIMINATORY POLICY THROUGH THE COURSE CATALOG, THE WEBSITE, THE APPLICATION FOR ADMISSION, THE ADMISSION PUBLICATION, THE FINANCIAL AID APPLICATION, THE EMPLOYMENT APPLICATION AND OTHER EMPLOYMENT MATERIALS. CURRENTLY, THE UNIVERSITY IS UPDATING ITS WEBSITE TO BE COMPLIANT WITH 2019 IRS GUIDELINES AROUND THE POSTING AND AVAILABILITY OF THE NONDISCRIMINATION POLICY. ADDITIONALLY, THE UNIVERSITY HAS AN ESTABLISHED HISTORY OF RECRUITING STUDENTS FROM ITS LOCAL COMMUNITY, ENROLLING AND GRADUATING STUDENTS FROM DIVERSE BACKGROUNDS. LAST YEAR, 87% OF THE UNIVERSITY'S STUDENTS WERE FROM CALIFORNIA, AND 67% WERE FROM LOS ANGELES COUNTY. OVER 85% OF THE UNIVERSITY'S STUDENTS ARE STUDENTS OF COLOR. SCHEDULE E, PART I, LINE 6 CHARLES DREW UNIVERSITY OF MEDICINE AND SCIENCE RECEIVES GOVERNMENT FUNDING FROM FEDERAL, STATE AND LOCAL AGENCIES FOR THE PRIMARY PURPOSE OF RESEARCH AND DEVELOPMENT ACTIVITIES AS WELL AS COMMUNITY EDUCATION AND SERVICE. 1 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES HEALTH DISPARITIES IN ZAMBIA 410364 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES HIV PREVENTION IN THE ANGOLAN MILITARY 1474118 0 0 0 0 0 0 1884482 0 1884482 0 0 0 0 0 0 PART III ACCOUNTING METHOD: PRESIDENT'S BREAKFAST 69654 57202 12452 2813 12812 5000 5177 69654 57202 12452 2813 12812 5000 5177 25802 -13350 PART II, LINE 11 TOTAL SPECIAL EVENT GROSS RECEIPTS: $69,654 TOTAL COST OF SPECIAL EVENTS: $25,801 NET INCOME FROM SPECIAL EVENTS: $43,853 GROSS PROCEEDS OF $57,202 ARE RECLASSIFIED AS CONTRIBUTION REVENUE. AS SUCH, SPECIAL EVENT NET INCOME IS REPORTED ON PART II, LINE 11 AS $-13,350. 1 UCLA DAVID GEFFEN SCHOOL OF MEDICINE 911 BROXTON AVENUE LOS ANGELES CA 90024 956006143 STATE OF CALIFORNIA 13090 RETINOPATHY UC REGENTS 911 BROXTON AVENUE LOS ANGELES CA 90024 956006143 STATE OF CALIFORNIA 261704 CHEMOPREVENTION-PHYTOCHEMICALS IN PROSTATEN CANCER THE MEN'S CANCER NETWORK INC PO BOX 78495 LOS ANGELES CA 90016 454229037 501(C)(3) 9920 CANCER CENTER RESEARCH - ADMIN CORE ALTAMED 2040 CAMFIELD AVE COMMERCE CA 90040 952810095 501(C)(3) 225796 HEALTH CAREERS OPPORTNTY PROG: NATL HCOP ACADEMIES LOMA LINDA UNIVERSITY 11234 ANDDERSON ST LOMA LINDA CA 92354 951816009 501(C)(3) 13857 AXIS-PILOT-18: (ANI) LA COUNTY DEPT OF HEALTH 600 S COMMONWEALTH AVE 10TH FLOOR LOS ANGELES CA 90005 LA COUNTY 13137 RETINOPATHY LACMLK OUTPATIENT 1670 E 120TH ST LOS ANGELES CA 90059 274658935 LA COUNTY 40000 PRIMARY CARE TRAINING AND ENHANCEMENT LUNDQUIST INSTITUTE FOR BIOMEDICAL INNOVATION 1124 W CARSON ST TORRANCE CA 90502 952138184 501(C)(3) 21792 VIVARIUM SERVICES ST JOHN'S 808 W 58TH LOS ANGELES CA 90037 954067758 501(C)(3) 22397 RESIDENT SUPERVISION AND OVERSIGHT CDU FOUNDATION 1731 E 120TH ST LOS ANGELES CA 90059 843689595 501(C)(3) 9558944 NEW MARKET TAX CREDIT LEVERAGE LENDER KEDREN COMMUNITY HEALTH SERVICES 4211 S AVALON BLVD LOS ANGELES CA 90011 952459796 501(C)(3) 1037087 RESIDENT SUPERVISION AND OVERSIGHT 11 0 ACADEMIC SCHOLARSHIPS & GRANTS 229 2692549 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE REPRESENTS STUDENT FINANCIAL AID. WHEN AWARDING AID, CHARLES R. DREW UNIVERSITY FOLLOWS ALL LAWS AND REGULATIONS OF FEDERAL AND STATE OF CALIFORNIA AID PROGRAMS. THE ORGANIZATION PROVIDES GRANTS TO CHARITIES AND OTHER GOVERNMENTAL ORGANIZATIONS TO FURTHER ITS CHARITABLE PURPOSES. EACH GRANT HAS DIFFERENT REPORTING PROCEDURE REQUIREMENTS FOR THE RECIPIENT. OFTENTIMES, THE REPORTING IS DETERMINED BY THE GRANTEE, IF , BUT THE ORGANIZATION OBTAINS REPORTING, EITHER VERBAL OR WRITTEN, TO HIGHLIGHT THE USES AND IMPACT OF THE GRANTS GIVEN. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 DAVID CARLISLE PRESIDENT & CEO 398412 0 0 0 91258 0 27889 0 25897 0 543456 0 0 0 STEVE MICHAEL EXECUTIVE VP ACADEMIC AFFAIRS 359871 0 0 0 0 0 25191 0 23392 0 408454 0 0 0 DEBORAH PROTHROW-STITH DEAN/COLLEGE OF MEDICINE 350000 0 0 0 0 0 24500 0 22750 0 397250 0 0 0 JAYDUTT VADGAMA VICE PRESIDENT, RESEARCH 337911 0 0 0 0 0 23654 0 21964 0 383529 0 0 0 DENESE SHERVINGTON CLINICAL EDUCATOR 314833 0 0 0 0 0 22038 0 20464 0 357335 0 0 0 LISA BARKLEY FAMILY MEDICINE PROGRAM DIRECT 265000 0 0 0 0 0 18550 0 17225 0 300775 0 0 0 ANGELA MINNIEFIELD SR VP ADV STRATEGIC DEV 264357 0 0 0 0 0 18505 0 17183 0 300045 0 0 0 CARL MCLANEY VP ADMIN & INFRASTRUCTURE 261886 0 0 0 0 0 18332 0 17023 0 297241 0 0 0 JOHN PATTON JR UNIVERSITY LEGAL COUNSEL 252992 0 0 0 0 0 17709 0 16444 0 287145 0 0 0 DIANE BRECKENRIDGE DEAN OF SCHOOL OF NURSING 240500 0 0 0 0 0 16835 0 15633 0 272968 0 0 0 HECTOR LLENDERROZOS CLINICAL EDUCATOR 230000 0 0 0 0 0 16100 0 14950 0 261050 0 0 0 HECTOR BALCAZAR DEAN/SCIENCE AND HEALTH 225656 0 0 0 0 0 15796 0 14668 0 256120 0 0 0 ROBERTO VARGAS ASST. DEAN/DIR HEALTH POL CLUS 225500 0 0 0 0 0 15785 0 14658 0 255943 0 0 0 JACQUELINE ALLEN CLINICAL EDUCATOR 225500 0 0 0 0 0 15750 0 14625 0 255875 0 0 0 MOHSEN BAZARGAN FACULTY TRUSTEE/PROFESSOR 204016 0 0 0 0 0 14281 0 13261 0 231558 0 0 0 JACKIE BROWN FORMER CHIEF OF STAFF AND BOARD SECR 133213 0 0 0 0 0 9325 0 8659 0 151197 0 0 0 PART I, LINE 1A THE UNIVERSITY PRESIDENT IS PROVIDED A UNIVERSITY-OWNED RESIDENCE FOR PERSONAL USE. THE VALUE OF THE HOUSING BENEFIT IS INCLUDED IN THE PRESIDENT'S TAXABLE INCOME IN THE AMOUNT OF $91,258 AND INCLUDES AN INCOME TAX GROSS UP. A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 2014-12-22 32710625 REFUND PRIOR ISSUE 0 0 0 A 1235000 32710625 275625 32435000 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 1 1 MORGAN STANLEY CAPITAL SERVICES 23.400000000000 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 11/01/2019 FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S FINANCE AND ACCOUNTING TEAM WORKS CLOSELY WITH THE ACCOUNTING FIRM HIRED TO PREPARE THE FORM 990 AND THE CFO PERFORMS A REVIEW OF THE FORM 990 PRIOR TO THE TIME IT IS FILED. THE FORM 990 IS SENT TO ALL TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL NEW EMPLOYEES MUST COMPLETE A CONFLICT OF INTEREST (COI) FORM AS A REQUIREMENT FOR HIRE. ALL STAFF AND FACULTY MUST RESPOND TO ANNUAL "CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE". ONCE ALL COIS ARE COLLECTED, AND DISCLOSED CONFLICTS ARE PRESENTED TO THE AUDIT & COMPLIANCE COMMITTEE FOR RESOLUTION OR MITIGATION. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND CEO WAS HIRED IN JULY 2011 FOLLOWING AN EXHAUSTIVE, NATION-WIDE SEARCH. THE SEARCH WAS HEADED BY THE BOT VICE CHAIR WHO ASSEMBLED A COMMITTEE REPRESENTING A CROSS SECTION OF THE UNIVERSITY AND COMMUNITY. THIS SEARCH COMMITTEE WAS OVER-SEEN BY THE BOT EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE EVALUATED COMPENSATION FOR THE PRESIDENT AFTER COMPARISON TO PEER INSTITUTIONS. NO EMPLOYEE OF THE UNIVERSITY RECEIVES ANY FORM OF BONUS OR INCENTIVE COMPENSATION. ADDITIONALLY, THE ORGANIZATION HIRED KEY EMPLOYEES BY CONDUCTING A NATIONWIDE SEARCH FOR VICE PRESIDENTS AND COLLEGE DEANS. THE SALARIES WERE DETERMINED BY INPUT FROM SEARCH FIRM AND COMPARABILITY TO MARKET. FORM 990, PART VI, SECTION C, LINE 19 WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: GAAP ADJUSTMENT FOR CAPITAL EQUIPMENT 1,616,608. CDU FOUNDATION 1731 E 120TH STREET LOS ANGELES CA 90059 843689595 TO PROVIDE SUPPORT TO CDU CA 501(C)(3) LINE 12A, I CHARLES R DREW UNIVERSITY OF MEDICINE AND SCIENCE 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 CDU FOUNDATION B 9558944 CASH