2021-04-12T07:17:49-07:00 2020-05-31 Tapia & Huckabay PC PO Box 38 Vergennes VT 05491 990 2019-06-01 061669185 Norwich University Applied Research Institutes Ltd NORW 8024852819 PO Box 30 Northfield VT 056630030 Philip T Susmann President 8024852819 2021-03-29 true William S Huckabay CPA P00154308 8028707086 2019 2022-09-23 18:48:47Z NUARI Philip Susmann PO Box 30 Northfield VT 05663 3650823 false X www.NUARI.org X 2002 VT To serve the national public interest through the study of critical issues, to provide rapid research and development of needed technology, to enhance national response capability through educational and training programs serving as a national education center for counter-terrorism and cybercrime. 12 10 23 11 0 0 1402159 2420225 760350 1228028 1241 2232 119 338 2163869 3650823 0 0 0 0 1148364 1744856 0 0 0 1105012 1393867 2253376 3138723 -89507 512100 787841 1232410 475170 407639 312671 824771 To serve the national public interest through the study of critical national issues; to provide rapid research, development and deployment of needed technology solutions; to address related critical policy, information management and technology issues to enhance national response capability; to develop related educational and training programs; and to serve as a national education center for counter-terrorism and cybercrime. false false 1376042 0 838109 TRAINING, EXERCISE AND SIMULATION ACTIVITIES Cyber Exercise Support Exercises - a) scenarios and exercises using the DECIDE FS Tool to demonstrate effectiveness and need for cyber incident response plans in the financial sector, b) Cyber Intrusion Planning and Detection for the State of Vermont, and c) Cyber Education Training. 483015 0 0 COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES Development of web-based incident response training for states and communities which will enhance their response capabilities and preparedness in the event of a cyber attack, national emergency or other disaster. 632751 0 389919 OTHER PROGRAM SERVICES Provided SME support and program management for visual augmentation systems and other related defense technology programs; developed educational innovation through SME support and program management, and provided other specialized technical services. 2491808 true true false false false false false false false false true false false false true true true true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true 11 0 true 23 true false false false false false false false false false false false false X 12 10 false false false false false true true true true false false true true true true true true true true false X Marsha J Hopkins 8024852819 63 Crescent Ave 2nd Floor Northfield VT 05663 Robert B Mack Chair 1.00 X X 0 0 0 Richard W Schneider Vice Chair 1.00 X X 0 494371 76338 Andrew Bannon Director 0.50 X 0 0 0 William Goodman Director 0.50 X 0 0 0 Gen Alfred M Gray Director 0.50 X 0 0 0 Frederick M Haynes Director 0.50 X 0 0 0 Joel Kobert Director 0.50 X 0 0 0 Thomas Leavitt Director 0.50 X 0 0 0 E Tarry Polidor Director 0.50 X 0 0 0 Robert Lindefjeld Director 0.50 X 0 0 0 Mark D Young Director 0.50 X 0 0 0 William Lasky Director 0.50 X 0 0 0 Philip T Susmann President 40.00 X X 228827 0 40243 Andrew Zybas Vice President 40.00 X 102666 0 0 Marsha Hopkins Treasurer 40.00 X 88477 0 25248 Michelle Leslie Secretary 6.00 X 5500 0 0 Michael Schulz Head Programmer 40.00 X 152499 0 16702 577969 494371 158531 3 false true false Cy Vantage LLC 215 Van Zandt Rd Skillman NJ 08558 Consultant 149697 Texas A&M Engineering Ext Serv 200 Technology Way College Station TX 77845 Subcontractor 128027 Norwich University 158 Harmon Drive Northfield VT 05663 Subcontractor 123726 3 0 0 0 0 2201033 219192 0 2420225 Cyber exercise & scenario development 541700 838109 0 0 Other scientific & technical services 541900 388419 0 0 Speaker fees 541900 1500 0 0 1228028 2232 0 2232 0 56 0 56 56 Miscellaneous income 900099 282 0 0 282 282 3650823 1228084 0 2514 0 0 0 0 0 0 0 0 532023 302707 229316 0 0 0 0 0 949978 799062 150916 0 44919 33393 11526 0 97640 72586 25054 0 120296 89428 30868 0 0 0 0 0 8657 0 8657 0 39286 0 39286 0 0 0 0 0 0 0 0 0 0 0 812924 812924 0 0 0 0 0 0 102875 40106 62769 0 27563 20984 6579 0 0 0 0 0 24823 18898 5925 0 117087 92768 24319 0 0 0 0 0 19909 16426 3483 0 0 0 0 0 0 0 0 0 4610 3510 1100 0 40979 0 40979 0 Materials 189014 189014 0 0 Other expenses 6140 2 6138 0 3138723 2491808 646915 0 -773149 -98152 948196 950427 558593 285441 37348 52054 41490 4610 0 36880 16853 5760 787841 1232410 220507 159853 211610 217724 43053 30062 475170 407639 X 312671 824771 0 0 312671 824771 787841 1232410 512100 X false true X true true true X 0 0 3102325 2842422 1245486 1402159 2420225 11012617 696289 320343 677412 760350 1228084 3682478 0 0 3798614 3162765 1922898 2162509 3648309 14695095 0 582173 183543 560736 652154 1080496 3059102 582173 183543 560736 652154 1080496 3059102 11635993 2484 2223 1697 1241 2232 9877 2484 2223 1697 1241 2232 9877 2803 2 174 119 282 3380 14708352 0.79110 0.83900 0.00070 0.00070 X Pt III Ln 12 Other Income Part III, Line 12 Description: Flexible Spending Account Forfeitures 2015: 1723. 2016: 2. 2017: 174. 2018: 0. 2019: 282. Description: Miscellaneous Income 2015: 1080. 2016: 0. 2017: 0. 2018: 119. 2019: 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 41490 4610 36880 0 0 0 0 0 0 0 0 36880 Due to Affiliate 30062 30062 X 3535279 3535279 115544 115544 3650823 3138723 3138723 3138723 Pt X, Line 2 "NUARI is a not-for-profit corporation as described in Section 501(c)(3) of the U.S. Internal Revenue Code and is generally exempt from federal and state income tax under Section 509(a)(2) of the Code. NUARI believes it has taken no significant uncertain tax positions." Pt XI, Line 4b $115,544 cumulative effect of a change in accounting principle pursuant to Accounting Standards Update (ASU) 2014-09, "Revenue from Contracts with Customers (Topic 606)." X X true true X X X X false true false false false false false false false Richard W Schneider 0 415452 0 0 0 78919 0 46600 0 29738 0 570709 0 0 Philip T Susmann 221958 0 11042 0 -4173 0 13980 0 26263 0 269070 0 0 0 Michael Schulz 133500 0 0 0 18999 0 8010 0 8692 0 169201 0 0 0 Pt I Line 1b The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel. Pt I Line 1b The Vice Chair is required by Norwich University, (a related organization), to live in a house provided by the University as a condition of his employment and for the convenience of the employer. The value of the Vice Chair's housing in the amount of $29,090 is included in Form 990, Schedule J, Part (D) for NUARI as part of his nontaxable benefits. Pt I Line 4b Vice Chair Richard Schneider accrued a supplemental nonqualified retirement plan benefit (Section 457(f)) of $87,545 during the year. The deferred compensation is accrued annually and provides that for each year's worth of service, the covered individual will receive a month's worth of salary to be distributed on a monthly basis upon separation from service. Pt VI, Line 7a Members of the Organization's Board of Directors are appointed by the Norwich University Board of Trustees. Pt VI, Line 7b Approval by the majority of the Norwich University Board of Trustees is only required for the appointment (including the filling of a vacant Board position), and/or removal of Directors of the Organization. Pt VI, Line 11b The Audit Committee is charged with the responsibility for reviewing and approving the annual Tax Return prior to its submission. Pt VI, Line 12c All Board Directors, Officers, and Key Employees are required to read the Organization's Conflict of Interest Policy and to sign an annual statement disclosing any real or potential conflicts of interest. Signed statements are submitted to the Board Secretary and summarized for the entire Board. In the event the Secretary perceives a potential conflict of interest, the matter is referred to the Board for further review and a determination as to how to proceed. Any further procedures are then documented in the Board minutes. Pt VI, Line 15a The Organization obtains salary comparability data for its Directors, Officers, and Key Employees; this information is then reviewed by the Organization's Compensation Committee in determining appropriate compensation for those individuals. Pt VI, Line 15b Same as above. Pt VI, Line 19 The Organization makes all organizational documents, including its Form 1023, annual tax returns, governing documents and policies, and financial statements available for public inspection upon request. Form 990, Part IX, Line 11g Curriculum Development & Training 363996. 363996. 0. 0. Form 990, Part IX, Line 11g Cyber Exercise Awareness & Development 186282. 186282. 0. 0. Form 990, Part IX, Line 11g Engineering & Technical Research 262646. 262646. 0. 0. Norwich University 158 Harmon Drive Northfield VT 05663 030179424 Higher Education VT 501(c)(3) 2 NA false false false false false false false false false false false true true true false false true false false false Norwich University (NU) NUARI provided program services to NU l 170925 Standard Rates Norwich University (NU) NU provided program services to NUARI m 123726 Standard Rates Norwich University (NU) NUARI purchases e-mail telephone and internet servi p 27519 Cost Norwich University (NU) NUARI leases office space from NU k 23983 Standard Rates