2021-04-08T14:31:14-05:00 2020-11-30 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990PF 2019-12-01 232686151 OBERKOTTER FOUNDATION % BRUCE A ROSENFIELD EXEC DI OBER 2157512601 1600 MARKET STREET Suite Ste 3600 PHILADELPHIA PA 191037286 BRUCE A ROSENFIELD EXECUTIVE DIRECTOR 2157512601 2021-04-01 true Russlee Armstrong P00288383 2155614200 2019 2022-09-23 18:48:47Z X 193153830 X 17427918 61356 61356 2153732 2680869 16956538 88012178 18343651 180363 -226316 36779907 20859560 1017643 45000 972643 1447141 2727 1444414 338478 25 338453 10487 0 0 10487 133965 43723 0 90242 3756571 428543 3349746 110300 35013 1574 142924 142924 82182 82182 655198 655197 7696463 555031 0 7086288 7284609 7284609 14981072 555031 0 14370897 21798835 20304529 772221 1014689 1014689 21489462 37386027 37386026 83384694 80746283 154740615 7189 7189 1574 0 0 4428 12500 12500 105652379 119159499 193153830 5718 8217 5718 8217 X 105646661 119151282 105646661 119151282 105652379 119159499 105646661 21798835 127445496 8294214 119151282 GS TACS ENHANCED DIV LLC P -50529 1818 PARTNERS LP P 942438 SPRUCEGROVE NON US EQUITY P -47218 DYNAMIC EQUITY MGRS PORTFOLIO P 188254 CONTINUUM PARTNERS, L.P. P -6114 BBH SELECT EQUITY P 382009 BBH BURGUNDY P -27258 WELLINGTON (FKA VONTOBEL) P 5531 BROWN BROTHERS HARRIMAN & CO P 27571010 17387302 10183708 10183708 GOLDMAN SACHS P 1569664 1458189 111475 111475 HAVERFORD TRUST COMPANY P 58871504 52210149 6661355 6661355 18343651 false 13830251 158628151 0.087187 15652483 164026528 0.095427 12280035 155643440 0.078899 12669504 147644122 0.085811 13268772 159319399 0.083284 0.430608 0.086122 163814248 14108011 203045 14311056 14370897 X 203045 203045 203045 257436 257436 54391 54391 false false false 0 0 0 false false false false true true PA true false false false false true www.oberkotterfoundation.org BRUCE A ROSENFIELD EXEC DIR 2157512601 1600 MARKET ST STE 3600 PHILADELPHIA PA 191037286 false false false false true false false false false false false false false false false false false false false false false false Mildred L Oberkotter 1600 MARKET STREET PHILADELPHIA PA 191037286 TRUSTEE 10.0 0 0 0 Bruce Rosenfield 1600 MARKET STREET PHILADELPHIA PA 191037286 TRUSTEE & EXECUTIVE DIRECTOR 30.0 400000 253 0 David Pierson 1600 MARKET STREET PHILADELPHIA PA 191037286 TRUSTEE 10.0 50000 0 0 Amy Newnam 1600 MARKET STREET PHILADELPHIA PA 191037286 Assoc. Exec. Director 40.0 259310 19294 11621 Teresa Caraway 1600 MARKET STREET PHILADELPHIA PA 191037286 CEO, HEARING FIRST 40.0 308333 24779 900 LUKE DAVIDSON 1600 MARKET ST PHILADELPHIA PA 19103 WEB DVLMT DIR,HF 40.0 169605 17846 0 WENDELYN DEMOSS 1600 MARKET ST PHILADELPHIA PA 19103 PROGRAMS OFFICER HF 40.0 168237 18340 0 CHRISTEN DANIELS 1600 MARKET ST PHILADELPHIA PA 19103 MCO HF 40.0 164501 11060 0 MARJORIE EDWARDS 1600 MARKET STREET PHILADELPHIA PA 19103 PROGRAMS LEADER HF 40.0 120129 3627 0 JENNIFER RANSLEY 1600 MARKET ST PHILADELPHIA PA 19103 PLANNING LEADER, HF 40.0 110379 10607 0 7 Fivestone 550 7th St 2R BROOKLYN NY 11215 Marketing & Communic 1704350 Modern Climate LLC 515 Washington Ave N Suite 200 MINNEAPOLIS MN 55401 WEB DESIGN CONSULT 615000 Brown Brothers Harriman & Co One Logan Square 14th Floor PHILADELPHIA PA 19103 Investment Advisor 166471 Haverford Trust Company 3 Radnor Corporate Center Ste 450 RADNOR PA 19087 Investment Advisor 152019 Tailwind 740 S Mill Ave 210 TEMPE AZ 85281 Paid Media Consult 269373 6 SUPPORT FOR LISTENING AND SPOKEN LANGUAGE SERVICES TO CHILDREN AND FAMILIES (SEE ATTACHMENT) 7293881 SUPPORTING FAMILIES TO IMPROVE OUTCOMES FOR CHILDREN WHO ARE DEAF OR HARD OF HEARING THROUGH LISTENING AND SPOKEN LANGUAGE THROUGH HEARING FIRST (SEE ATTACHMENT) 5918670 138347726 27961155 0 166308881 0 166308881 2494633 163814248 8190712 8190712 203045 203045 7987667 179278 8166945 8166945 14370897 0 0 0 0 14370897 203045 14167852 8166945 0 2017 2016 2015 0 3549117 5498852 4819548 7798571 6129739 27795827 14370897 0 8166945 6203952 33999779 0 0 0 0 17427918 16571861 0 0 4238170 6129739 6203952 MILDRED L OBERKOTTER NONE X A G Bell Assco for the Deaf and Hard of Hearing 3417 Volta Place NW Washington DC 200072778 N/A PC LSL Support -- Children and Families 1425000 Atlanta Speech School 3160 Northside Parkway NW Atlanta GA 30327 N/A PC LSL Support -- Children and Families 108650 Auditory-Verbal Center Inc 1901 Century Blvd Suite 20 Atlanta GA 30345 N/A PC LSL Support -- Children and Families 52500 Callier Center for Communication Disorders 1966 Inwood ROAD Dallas TX 75235 N/A PC LSL Support -- Children and Families 81589 CCHAT Center - Sacramento 11100 Coloma Road Rancho Cordova CA 95670 N/A PC LSL Support -- Children and Families 150000 Center for Hearing and Communication 50 Broadway 6th Floor New York NY 10004 N/A PC LSL Support -- Children and Families 37500 Child's Voice 180 Hansen Court Wood Dale IL 60191 N/A PC LSL Support -- Children and Families 234500 Clarke Schools for Hearing and Speech 45 Round Hill Road Northampton MA 01060 N/A PC LSL Support -- Children and Families 561031 Columbia University Medical Center 180 Fort Washington Avenue HP7 New York NY 10032 N/A PC LSL Support -- Children and Families 35177 Cook Children's Health Foundation 801 7th Avenue Fort Worth TX 76104 N/A PC LSL Support -- Children and Families 99765 Foundation for Hearing Research Inc - Weingarten 3518 Jefferson Avenue Redwood City CA 94062 N/A PC LSL Support -- Children and Families 232500 Hands & Voices PO Box 3093 Boulder CO 80307 N/A PC LSL Support -- Children and Families 50000 Haskins Laboratories Inc 300 George Street Suite 900 New Haven CT 06511 N/A PC Research 678400 Hear ME Now PO Box 896 Portland ME 04104 N/A PC LSL Support -- Children and Families 72133 Hearts for Hearing 11500 N Portland Oklahoma City OK 73120 N/A PC LSL Support -- Children and Families 650000 Idaho State University 921 S 8th Ave STOP 8046 Pocatello ID 832098046 N/A PC LSL Support -- Children and Families 47832 Listen and Talk 8244 122nd Ave NE Kirkland WA 98033 N/A PC LSL Support -- Children and Families 450000 Listen Foundation Inc 6950 E Belleview Ave Ste 203 Greenwood Village CO 80120 N/A PC LSL Support -- Children and Families 30000 Mayo Clinic RochesterDivision of Gastroenterology 200 First Street Southwest Rochester MN 55905 N/A PC Research 125000 Memphis Oral School for the Deaf 7901 Poplar Avenue Germantown TN 38138 N/A PC LSL Support -- Children and Families 55735 The Children's Cochlear Implant Center at UNC 5501 Fortunes Ridge Drive Suite A Durham NC 27713 N/A PC LSL Support -- Children and Families 24000 Tucker Maxon School 2860 SE Holgate Boulevard Portland OR 97202 N/A PC LSL Support -- Children and Families 36386 University of Southern California 3500 S Figueroa St Suite 102 Los Angeles CA 900898001 N/A PC LSL Support -- Children and Families 81806 Utah State University 2615 Old Main Hill Logan UT 84322 N/A PC LSL Support -- Children and Families 199857 American Cochlear Implant Alliance PO Box 103 McLean VA 22101 n/a PC Research 77500 Auditory Oral School of New York 3321 Avenue M Brooklyn NY 11210 n/a PC LSL Support -- Children and Families 500000 New York-Presbyterian Fund Inc 525 E 68th St 123 New York NY 100654870 n/a PC LSL Support -- Children and Families 300000 Northern Voices 1660 West County Road B Roseville MN 55113 n/a PC LSL Support -- Children and Families 80000 Ohio Valley Voices 6642 Branch Hill-Guinea Pike Loveland OH 45140 n/a PC LSL Support -- Children and Families 50000 Sunshine Cottage School for Deaf Children 603 E Hildebrand Avenue San Antonio TX 78212 n/a PC LSL Support -- Children and Families 100000 Texas Hearing Institute 3100 Shenandoah St Houston TX 77021 n/a PC LSL Support -- Children and Families 50000 The Hearing and Speech Center 350 Henry Clay Blvd Lexington KY 40502 n/a PC LSL Support -- Children and Families 25000 The Moog Center for Deaf Education 12300 South Forty Drive St Louis MO 63141 n/a PC LSL Support -- Children and Families 530000 HOPE School 1821 E Sprague Spokane WA 99202 n/a PC LSL Support -- Children and Families 52748 7284609 American Cochlear Implant Alliance PO Box 103 McLean VA 22101 n/a PC Research 77500 Auditory Oral School of New York 3321 Avenue M Brooklyn NY 11210 n/a PC LSL Support -- Children and Families 50000 Auditory-Verbal Center Inc 1901 Century Blvd Suite 20 Atlanta GA 30345 n/a PC LSL Support -- Children and Families 102500 Callier Center for Communication Disorders 1966 Inwood Rd Dallas TX 75235 n/a PC LSL Support -- Children and Families 131589 CCHAT Center - Sacramento 11100 Coloma Road Rancho Cordova CA 95670 n/a PC LSL Support -- Children and Families 50000 Center for Hearing and Communication 50 Broadway 6th Floor New York NY 10004 n/a PC LSL Support -- Children and Families 212500 Child's Voice 180 Hansen Court Wood Dale IL 60191 n/a PC LSL Support -- Children and Families 50000 Clarke School for the Deaf Inc 45 Round Hill Road Northampton MA 01060 n/a PC LSL Support -- Children and Families 175000 Cook Children's Health Foundation 801 7th Avenue Fort Worth TX 76104 n/a PC LSL Support -- Children and Families 50000 Foundation for Hearing Research Inc Weingarten Childrens Center 3518 Jefferson Avenue Redwood CA 94062 n/a PC LSL Support -- Children and Families 175000 Foundation of the Massachusetts Eye and Ear 243 Charles Street boston MA 02114 n/a PC LSL Support -- Children and Families 170000 Hands & Voices PO Box 3093 Boulder CO 80307 n/a PC LSL Support -- Children and Families 50000 Haskins Laboratories Inc 300 George Street Suite 900 New Haven CT 06511 n/a PC Research 669200 Hear ME Now PO Box 896 Portland ME 04104 n/a PC LSL Support -- Children and Families 50000 Hearts for Hearing 11500 N Portland Oklahoma City OK 73120 n/a PC LSL Support -- Children and Families 50000 Home of the Innocents 1100 E Market Street Louisville KY 40206 n/a PC LSL Support -- Children and Families 294800 HOPE School 1821 E Sprague Spokane WA 99202 n/a PC LSL Support -- Children and Families 102750 Listen and Talk 8244 122nd Ave NE Kirkland WA 98033 n/a PC LSL Support -- Children and Families 275000 Listen Foundation Inc 6950 E Belleview Ave Ste 203 Greenwood Village CO 80120 n/a PC LSL Support -- Children and Families 50000 Memphis Oral School for the Deaf 7901 Poplar Avenue Germantown TN 38138 n/a PC LSL Support -- Children and Families 50000 New York-Presbyterian Fund Inc 525 E 68th St 123 New York NY 100654870 n/a PC LSL Support -- Children and Families 792107 Northern Voices 1660 West County Road B Roseville MN 55113 n/a PC LSL Support -- Children and Families 50000 Ohio Valley Voices 6642 Branch Hill-Guinea Pike Loveland OH 45140 n/a PC LSL Support -- Children and Families 100000 Rady Children's Hospital Foundation 3020 Childrens Way MC5005 San Diego CA 92123 n/a PC LSL Support -- Children and Families 330240 St Joseph Institute for the Deaf 9192 Waldemar Road Indianapolis IN 46268 n/a PC LSL Support -- Children and Families 50000 Sunshine Cottage School for Deaf Children 603 E Hildebrand Avenue San Antonio TX 78212 n/a PC LSL Support -- Children and Families 50000 The Hearing and Speech Center 350 Henry Clay Blvd Lexington KY 40502 n/a PC LSL Support -- Children and Families 50000 The Moog Center for Deaf Education 12300 South Forty Drive St Louis MO 63141 n/a PC LSL Support -- Children and Families 50000 University of Minnesota Foundation 200 Oak Street SE Suite 500 Minneapolis MN 55455 n/a PC LSL Support -- Children and Families 128000 Utah State University 2615 Old Main Hill Logan UT 84322 n/a PC LSL Support -- Children and Families 249858 4686044 14 61356 14 2153732 18 16956538 PREVIOUS GRANTS RETURNED TO FOUNDATION 179278 OTHER INCOME (CLASS ACTION SETTLEMTS) 01 1085 19172711 179278 19351989 11B GRANTS PREVIOUSLY ISSUED BUT RETURNED TO THE FOUNDATION false false false false false false false false false false X X 1 MILDRED L OBERKOTTER 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 17427918 X X 1 SECURITIES 15727918 ACCOUNTING FEES 133965 43723 90242 Teresa Caraway *Through December 2019 for the Executive Director (B Rosenfield) and through March 2020 for the Associate Executive Director (A Newnam) referred to in Part I, Line 13 and Part VIII, Line 1, the Oberkotter Foundation ("Foundation") contracted with the law firm Schnader Harrison Segal & Lewis LLP ("Schnader") to lease a percentage of each individual's time for matters relating to the administration of the Foundation. The Foundation paid its share of the compensation and related expenses for each individual and Schnader assumed the appropriate payroll responsibilities. The leased employee arrangement ended entirely as of 3/31/20. The leased employee payments to Schnader were separate from payments shown at Part I, Line 16a for legal and other administrative support fees. Part I, Line 19 Part I, Line 19 Depreciation Expense Per Books $1,574 Part II, Line 14 Furniture and Equipment $ 7,189 Accumulated Depreciation $(7,189) -------- Net Land, Buildings and Equipment NONE ======== Part XV, Line 2 Part XV, Line 2 THE OBERKOTTER FOUNDATION DOES NOT ACCEPT UNSOLICITED PROPOSALS. INTERESTED APPLICANTS SHOULD VISIT THE WEBSITE WWW.OBERKOTTERFOUNDATION.ORG FOR INFORMATION ON THE FOUNDATION'S MISSION AND APPLICABLE FUNDING CRITERIA AND GRANT REQUIREMENTS. Part XIII Part XIII, Line 7 DISTRIBUTIONS FROM CORPUS ELECTION: IN ORDER TO SATISFY THE DISTRIBUTION REQUIREMENTS UNDER INTERNAL REVENUE CODE SECTION 170(B)(1)(F), THE FOUNDATION ELECTS UNDER TREASURY REGULATION SECTION 53.4942(A)-3(C)(2)(IV) TO TREAT $3,549,117 FROM THE 2014 EXCESS DISTRIBUTIONS, $5,498,852 FROM THE 2015 EXCESS DISTRIBUTIONS, $4,819,548 FROM THE 2016 EXCESS DISTRIBUTIONS, AND $3,560,401 FROM THE 2017 EXCESS DISTRIBUTIONS AS A CURRENT DISTRIBUTION OUT OF CORPUS. THE 2014, 2015, 2016, AND 2017 DISTRIBUTIONS WERE TREATED AS DISTRIBUTIONS OUT OF CORPUS IN THOSE FISCAL YEARS UNDER TREASURY REGULATION SECTION 53.4942(A)-3(D)(1)(III). _________________________________ _______________ BRUCE ROSENFIELD DATE CO-TRUSTEE & EXECUTIVE DIRECTOR ACCENTURE PLC ADR 316411 2072424 AIR PRODS & CHEMS INC COM 357995 752176 ALCON INC COM STK 1050225 1346372 ALLEGION PLC- COM STK 797072 1067985 ALPHABET INC CL C 369452 2237901 AMAZON.COM INC 1323196 1349585 AO SMITH CORP COM STK 824814 1030473 APPLE INC COM 505178 3333400 ARTHUR J GALLAGHER & CO 1205355 1523412 BAXTER INTL INC COM 810329 806342 BAXTER INTL INC COM (BAX) 613717 1064980 BBH LIMITED DURATION FUND CL I 306876 308074 BBH PARTNER FUND - INTERNATION 1748181 2929327 BECTON DICKINSON & CO COM 245713 974586 BERKSHIRE HATHAWAY INC-CL B 519435 2047600 BLACKROCK INC 412514 1885545 BOOKING HOLDINGS INC COM STK 544926 602450 BROWN-FORMAN CORP CLASS B 596044 1021075 BURGUNDY EMERGING MARKETS SERI 83391 67724 CEDAR ROCK PARTNERS SERIES BBH 3000000 3644033 CELANESE CORP COM STK 410043 1151037 COCA COLA CO COM 280351 717240 COLGATE PALMOLIVE CO 699599 937330 COMCAST CORP CL A 174975 900753 COMCAST CORP NEW - CL. A 945517 1733280 CONTINUUM PARTNERS 2000000 3041060 COPART INC COM STK 608699 1381937 COSTCO WHOLESALE CORP 417673 719290 COSTCO WHSL CORP NEW COM 639223 828594 CVS HEALTH CORPORATION 1072906 1483245 DIAGEO PLC- SPONSORED ADR 358789 976805 DISNEY WALT CO COM DISNEY 204332 1028670 DOLLAR GENERAL CORP 944907 1590170 DOLLAR GENERAL CORP COM STK 347902 748855 DOWDUPONT INC 1190145 1400375 DYNAMIC EQUITY MANAGERS: PORTF 435876 2394953 ECOLAB INC 522755 622020 FLEETCOR TECHNOLOGIES INC COM 619652 1235879 GOLDMAN SACHS ACTIVEBETA 837526 828285 GQG PARTNERS EMERGING 2444724 3273746 GS TACTICAL TILT OVERLAY FUND 788611 825090 HENRY SCHEIN INC COM STK 594756 913524 HONEYWELL INTL INC COM 968102 1447832 ISHARES CORE MSCI EAFE ETF 2316709 2649600 ISHARES CORE MSCI EMERGING 4311469 5868155 ISHARES CORE U.S. AGGREGATE BO 1634716 1789918 ISHARES MSCI ACWI 118728 168360 ISHARES RUSSELL 2000 ETF 689527 1296103 ISHARES S&P 500 FUND - CLASS G 3171833 4090621 ISHARES S&P MIDCAP 400 INDEX 540680 1710508 ISHARES S&P SMALLCAP 600 FND 963221 2861130 JOHNSON & JOHNSON COM 24143 720217 JPMORGAN CHASE & CO COM 481683 1532440 KLA-TENCOR CORP 328773 836792 LINDE PLC COM STK 943631 1415951 LOWES COS INC COM 825862 1527036 MASTERCARD INC CLASS A 452066 2168807 MASTERCARD INCORPORATED 1245060 1597076 MEDTRONIC PLC ADR 471495 758948 MICROSOFT CORP COM 1080375 1455676 NESTLE S A SPONS ADR 141449 649263 NIKE INC CL B 635388 1064130 ORACLE CORP 764215 1169984 ORACLE CORP COM 559857 854256 PEPSICO INC COM 432334 1396868 PERRIGO CO PLC COM STK 275732 265210 PROGRESSIVE CORP OHIO 667085 783990 RAYTHEON TECHNOLOGIES CORP 1100585 1096742 S&P GLOBAL INC 598188 844272 SELECT EQUITY SERIES - BBH WEA 5250000 8242913 SPDR S&P 500 ETF TRUST (SPY) 2152805 2860274 SPRUCEGROVE: NON-US EQUITY OFF 838668 721951 STARBUCKS CORP 625377 671437 STARBUCKS CORP (SBUX) 571619 980200 STATE STREET HEDGED INTERNATIO 821679 1011335 T. ROWE PRICE FUNDS T. ROWE PR 1269071 1313121 THE 1818 PARTNERS FUND 5000000 14206250 THERMO FISHER SCIENTIFIC INC 609376 650972 TJX COS INC NEW COM 595768 1549644 UNITED PARCEL SERVICE INC CL B 54946 11374786 UNITEDHEALTH GROUP INC COM 336415 1979361 VANGUARD FTSE ALL WORLD EX-U S 749032 926560 VANGUARD FTSE PACIFIC ETF 569092 753600 VANGUARD GLOBAL EX-US REAL EST 363890 392804 VANGUARD REIT INDEX FUND CMN 291324 388920 VANGUARD SHORT TERM CMN SERIES 1697871 1788571 VISA INC- CL.A SHARES/VINTAGE 353017 669412 WASTE MANAGEMENT INC 131998 587311 VINTAGE V/WELLINGTON NON-US EQ 245302 1169716 ZOETIS INC COM STK 306342 1683990 LEGAL FEES-OBERKOTTER FDN 4737 4737 LEGAL FEES-HEARING FIRST LLC 5750 5750 DEPOSIT-RENTAL SPACE (PROGRAM) 4428 12500 12500 CONTRIBUTED STOCK - DIFF. FMV AND COST 8294214 HEARING FIRST PLATFORM - SOFTW 194052 194052 PAID MEDIA 348398 348398 INSURANCE 50449 50449 STAFF COMPUTER & SOFTWARE EXP 39738 39738 OFFICE SUPPLIES 7695 7695 CONSULTANT MISC. EXP REIMBURSE 849 849 POSTAGE AND DELIVERY 2164 2164 PRINTING AND COPYING 1179 1179 EQUIPMENT RENTAL 2127 2127 BOOKS AND SUBSCRIPTIONS 7283 7283 BANK FEES 1032 1032 LICENSES AND FEES 232 231 Other Income/(Expense) from partnerships -227401 Grant Refunds 179278 Other Income (class action settlemts) 1085 1085 401K PLAN CONTRIBUTIONS 5718 8217 HF DIGI ECOSYSTEM CONSULTING 1185268 1185268 AWARENESS INITIATVE CONSULTING 1999783 1999783 GRANTEE ENGAGEMENT CONSULTING 148438 148438 INVESTMENT MANAGEMENT FEES 406825 406825 ALT INVESTMENT MGMT FEES 21718 IT CONSULTATIVE SERVICES 16257 16257 FEDERAL EXCISE TAXES 110000 FOREIGN TAXES PAID 35013 DE FRANCHISE TAX 300