2021-03-10T15:31:15-06:00 2020-06-30 390758449 WIPFLI LLP 101 EAST FRONT STREET 301 MISSOULA MT 59802 990 2019-07-01 810449307 THE FOUNDATION FOR THE DIOCESE OF HELENA INC FOUN 4063897051 PO BOX 1729 HELENA MT 59624 JEANNE SAARINEN EXECUTIVE DIRECTOR 4064425820 2021-03-01 1 PHILIP L YASENAK CPA P01248379 4067281800 2021-03-01 2019 2022-09-23 18:48:47Z JEANNE SAARINEN PO BOX 1729 HELENA MT 59624 2599513 0 X FDOH.ORG X 1978 MT THE FOUNDATION'S MISSION IS TO SERVE AND STRENGTHEN THE PEOPLE, PARISHES, MINISTRIES AND APOSTOLIC MISSION OF THE ROMAN CATHOLIC DIOCESE OF HELENA (REFERRED TO AS "THE DIOCESE" IN THIS RETURN). 13 13 2 16 0 0 509130 390364 2000 2000 1513648 1547692 4443 2553 2029221 1942609 93468 186670 0 0 136448 152086 0 0 20845 1640835 1293775 1870751 1632531 158470 310078 36707524 36778470 4176068 4168045 32531456 32610425 THE FOUNDATION'S MISSION IS TO SERVE AND STRENGTHEN THE PEOPLE, PARISHES, MINISTRIES AND APOSTOLIC MISSION OF THE ROMAN CATHOLIC DIOCESE OF HELENA (REFERRED TO AS "THE DIOCESE" IN THIS RETURN). 0 0 1492107 186670 GRANTS AND DISTRIBUTIONS: DISTRIBUTIONS MADE BY THE FOUNDATION OF ITS DONOR-DIRECTED TEMPORARY AND PERMANENT ENDOWMENT FUNDS TOTALED NEARLY $1.3 MILLION. THE FOUNDATION ALSO MADE GRANTS FROM ITS OWN UNRESTRICTED RESOURCES IN THE AMOUNT OF $170,000 TO HELP PROVIDE FUNDING FOR PARISHES OR PROGRAMS LACKING MONEY FOR SPECIFIC MINISTRIES OR PROJECTS AND TO ASSIST PARISHES WITH UNRESTRICTED RESOURCES DURING THE COVID19 PANDEMIC. ADDITIONALLY, THE FOUNDATION BOARD DESIGNATED ITS OWN UNRESTRICTED RESOURCES DURING THE FISCAL YEAR AS FOLLOWS: $43,857 TO VARIOUS ENDOWMENT FUNDS WITHIN THE FOUNDATION AND $16,670 TO THE DIOCESE AS AN UNRESTRICTED GRANT. 4213 BUILDING AND MANAGING PERMANENT ENDOWMENTS: THE FOUNDATION SOLICITS AND MANAGES GIFTS TO PERMANENT ENDOWMENTS TO SUPPORT THE PARISHES AND MINISTRIES OF THE DIOCESE OF HELENA. OVER $32 MILLION IN ENDOWED FUNDS ARE PROFESSIONALLY MANAGED BY THE FOUNDATION, INVESTED IN ADHERENCE TO THE PRINCIPALS OF SOCIALLY RESPONSIBLE INVESTING AS OUTLINED BY THE UNITED STATES CONFERENCE OF CATHOLIC BISHOPS. ENDOWMENT BENEFICIARIES RECEIVE QUARTERLY ENDOWMENT STATEMENTS REFLECTING INVESTMENT ACTIVITY AND FUND BALANCES. ENDOWMENT CAPITAL CAMPAIGN ADMINISTRATION IS AVAILABLE TO PARISHES AND MINISTRIES UPON REQUEST, INCLUDING ASSISTING WITH CAMPAIGN EXPENSES. CHARITABLE PLANNING EXPERTISE: THE FOUNDATION PROVIDES ANNUAL ESTATE PLANNING AND PLANNED GIVING EDUCATION IN EVERY DEANERY ACROSS THE DIOCESE OF HELENA AND UPON REQUEST FOR AN INDIVIDUAL PARISH/SCHOOL/MINISTRY. CHARITABLE GIFT ANNUITY PROGRAM ADMINISTRATION IS PROVIDED BY THE FOUNDATION, ALLOWING DONORS WITH EASY ACCESS TO THE MONTANA ENDOWMENT TAX CREDIT. THE FOUNDATION ESTABLISHES NAMED ENDOWMENT FUNDS FOR DONORS, ALLOWING THEM TO PROVIDE A STEADY STREAM OF INCOME THAT THEIR CHOSEN PARISH/SCHOOL/MINISTRY CAN COUNT ON IN PERPETUITY. DONORS ESTABLISHING NAMED ENDOWMENT FUNDS RECEIVE ANNUAL ENDOWMENT STATEMENTS REFLECTING INVESTMENT ACTIVITY, DISTRIBUTIONS TO THEIR DESIGNATED MINISTRY, AND FUND BALANCES. 1492107 1 1 0 0 0 0 0 0 0 1 1 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 5 0 1 2 1 0 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 X X JEANNE SAARINEN 4063897051 PO BOX 1729 HELENA MT 59624 DEACON DOUG CORDIER PRESIDENT 1.00 X X 0 0 0 JOHN TALIA CPA VICE PRESIDENT 1.00 X X 0 0 0 JIM MCDONALD CPA TREASURER 1.00 X X 0 0 0 RONA DAVISON CPA SECRETARY 1.00 X X 0 0 0 PETE RIDGEWAY IMMEDIATE PAST PRESIDENT 1.00 X 0 0 0 ROD CHRISTIAENS TRUSTEE 0.50 X 0 0 0 RON JOHNSON TRUSTEE 0.50 X 0 0 0 ERICA MATELICH TRUSTEE 0.50 X 0 0 0 JENNIFER SCHMITT TRUSTEE 0.50 X 0 0 0 HELEN MCCARTHY ESQ TRUSTEE 0.50 X 0 0 0 FR JOE FLEMING TRUSTEE 0.50 X 0 0 0 PAT MCCUTCHEON TRUSTEE 0.50 X 0 0 0 DR TOM WEINER TRUSTEE 0.50 X 0 0 0 JEANNE SAARINEN EXECUTIVE DIRECTOR 40.00 X 100035 0 10964 100035 0 10964 1 0 0 0 0 50000 340364 59023 390364 MGT FEES - ANNUITY 523920 2000 2000 2000 769238 769238 340 340 1435358 656904 778454 778454 778454 MISC 900099 1397 1397 CHANGE IN DOUBTFUL PLEDGES 900099 816 816 2213 1942609 4213 0 1548032 186670 186670 101465 62573 33819 5073 14659 9040 4886 733 3849 2374 1283 192 21507 16960 3954 593 10606 6541 3535 530 1340 1340 109051 109051 45174 45174 5500 2750 2750 13370 5024 4178 4168 10553 6450 3350 753 6000 3700 2000 300 810 45 45 720 1453 1453 42216 26034 14071 2111 338 338 ENDOWMENT DISTRIBUTIONS 1054759 1054759 DONOR DEVELOPMENT 2906 2906 DUES 240 120 120 REGISTRATION 65 16 33 16 1632531 1492107 119579 20845 320747 810537 660178 1066267 26218 13429 3310 436235 193710 715 3625992 250418 3417790 3375574 25660482 23620042 5125814 6846970 1020 1020 1059040 846896 36707524 36778470 7203 3751 167287 179652 3000 4001578 3981642 4176068 4168045 X 445655 390740 32085801 32219685 32531456 32610425 36707524 36778470 310078 -237558 6449 0 X X 0 1 X 1 0 X 1447443 2217407 1804450 509130 390364 6368794 1447443 2217407 1804450 509130 390364 6368794 118898 6249896 606027 628866 685443 968241 769578 3658155 1856 4443 2213 8512 10035461 309357 0.62280 0.67630 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2017 AMOUNT: $ 1,856. 2018 AMOUNT: $ 3,041. 2019 AMOUNT: $ 1,397. CHANGE IN ALLOWANCE FOR DOUBTFUL PLEDGES - 2018 AMOUNT: $ 1,402. 2019 AMOUNT: $ 816. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 32085801 390705 1576232 1466316 366737 32219685 31663914 214706 2497396 1936351 353864 32085801 26675770 3189914 4031669 3259482 314895 30322976 24049564 1370560 2815935 1276839 283450 26675770 0.23660 0.76340 0 0 1954250 1954250 1630750 214036 1416714 40992 36382 4610 3375574 OTHER INVESTMENTS 1815527 F REAL ESTATE FUNDS 989756 F LIFE INSURANCE 41687 F TRINITY RESTORATION 4000000 C 6846970 IN KIND CONTRIBUTION PAYABLE TO RELATED PARTY 6935 GRANT & DISTRIBUTION PAYABLE, DUE TO RELATED PARTY 153327 CONTRIBUTION PAYABLE TO RELATED PARTY 3546102 ANNUITY OBLIGATION 275278 3981642 X 1709453 -237558 113453 -124105 1833558 109051 109051 1942609 1630485 107005 107005 1523480 109051 109051 1632531 PART V, LINE 4: THE FOUNDATION USES ENDOWMENT FUNDS TO PRIMARILY PROVIDE CHARITABLE GIFTS TO BENEFIT THE ROMAN CATHOLIC DIOCESE OF HELENA AND ITS PARISHES AND MINISTRIES. IN ADDITION, IT PROVIDES GRANTS TO PUBLIC CHARITIES WORKING WITH THE MINISTRIES, USUALLY FOR PROVIDING HOUSING, FOOD AND SHELTER. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. AS A RESULT, NO PROVISION FOR INCOME TAX IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE FOUNDATION'S POLICY IS TO EVALUATE THE LIKELIHOOD THAT ITS UNCERTAIN TAX POSITIONS WILL PREVAIL UPON EXAMINATION AND IS BASED ON THE REGULATIONS, REVENUE RULINGS, AND COURT DECISIONS AND OTHER EVIDENCE. THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. INCOME TAX RETURNS REMAIN OPEN TO EXAMINATION BY THE FEDERAL AND STATE TAXING AUTHORITIES FOR THREE YEARS. 1 ROMAN CATHOLIC DIOCESE OF HELENA PO BOX 1729 HELENA MT 59624 810231797 501(C)(3) 16670 UNRESTRICTED DONATIONS TO THE MINISTRY. 1 PART I, LINE 2: THE FOUNDATION'S PROGRAMS ARE PRIMARILY LIMITED TO PROVIDING CHARITABLE GRANTS TO BENEFIT THE DIOCESE OF HELENA AND ITS PARISHES AND MINISTRIES. IN ASSOCIATION WITH THIS PURPOSE, THE FOUNDATION FROM TIME TO TIME PROVIDES GRANTS TO PUBLIC CHARITIES WORKING WITH THE MINISTRIES, USUALLY TO PROVIDE HOUSING, FOOD OR SHELTER. IN SUCH SITUATIONS, THE FOUNDATION WILL REQUEST PROPOSALS DETAILING THE USE OF FUNDS TO BE GRANTED AND WILL REQUIRE PERIODIC WRITTEN REPORTS CONCERNING THE USE OF GRANT FUNDS AND AN ACCOUNTING OF HOW GRANT FUNDS WERE USED. THIS WILL ALL BE SUBJECT TO THE PROCEDURES AND POLICIES OF THE BOARD. ROMAN CATHOLIC DIOCESE OF HELENA INFLUENTIAL PARTY OPERATING CASH X 813715 193210 0 1 1 ROMAN CATHOLIC DIOCESE OF HELENA INFLUENTIAL PARTY RECEIVABLE X 500 500 0 0 0 193710 X 1130 59023 FMV ON DATE OF GIFT 4 0 0 0 PART I, COLUMN (B): THE TOTAL NUMBER OF SHARES RECEIVED IS REPORTED ON PART I. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. IT IS THEN DISTRIBUTED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR EVERY MEMBER OF THE BOARD MUST REVIEW, UPDATE AND SIGN THE CONFLICT OF INTEREST STATEMENT WHICH IS KEPT ON FILE AT THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR HAS A PERFORMANCE REVIEW BY THE EXECUTIVE COMMITTEE. THE FOUNDATION PARTICIPATES IN AN ANNUAL SALARY SURVEY THROUGH ASSOCIATED EMPLOYERS AND DATA RECEIVED FROM THIS IS USED WHEN MAKING SALARY CHANGES. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION WEBSITE. OTHER DOCUMENTS ARE RETAINED IN A FIRE-PROOF FILING CABINET AT THE FOUNDATION AND ARE AVAILABLE TO REVIEW UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. LEGENDARY HOLDINGS LLC PO BOX 1729 HELENA MT 59624 REAL ESTATE HOLDING OF LEGENDARY LODGE MT 1 3369418 THE FOUNDATION FOR THE DIOCESE OF HELENA INC ROMAN CATHOLIC DIOCESE OF HELENA PO BOX 1729 HELENA MT 59624 810231797 RELIGIOUS MT 501(C)(3) LINE 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 ROMAN CATHOLIC DIOCESE OF HELENA B 16670 COST ROMAN CATHOLIC DIOCESE OF HELENA C 50000 COST ROMAN CATHOLIC DIOCESE OF HELENA D 193710 LOAN BALANCE