2021-02-23T15:51:38-06:00 2020-06-30 366055558 GRANT THORNTON LLP 171 N CLARK ST SUITE 200 CHICAGO IL 60601 990 2019-07-01 362167949 UNITED WAY OF LAKE COUNTY INC UNIT 8477751000 330 SOUTH GREENLEAF STREET GURNEE IL 60031 KRISTI LONG PRESIDENT & CEO 8477751000 2021-02-23 1 BRIDGET ROCHE P00666837 3128560200 2019 2022-09-23 18:48:47Z KRISTI LONG 330 SOUTH GREENLEAF STREET GURNEE IL 60031 9904727 0 X HTTP://WWW.LIVEUNITEDLAKECOUNTY.ORG X 1940 IL UNITING LEADERSHIP AND RESOURCES TO CREATE LASTING CHANGE THAT WILL IMPROVE LIVES IN LAKE COUNTY. 29 28 31 876 0 0 7416585 9261843 6607 7329 153475 326295 -9962 -14532 7566705 9580935 5224999 5994175 0 0 1623357 1864471 0 0 629932 997575 1209547 7845931 9068193 -279226 512742 9315401 9410501 534611 565970 8780790 8844531 X TO UNITE LEADERSHIP AND RESOURCES FOR LASTING CHANGE, BY FOCUSING ON MEETING THE FINANCIAL, SOCIAL, AND EDUCATIONAL NEEDS OF FAMILIES AND INDIVIDUALS TO IMPROVE THEIR QUALITY OF LIFE. 0 0 6241743 5355251 7329 PROGRAM ACHIEVEMENTS INCLUDE SENDING DESIGNATIONS TO OTHER 501(C)(3) ORGANIZATIONS, SOME OF WHICH ARE PAID DIRECTLY BY THE DONOR, AND OTHER EXEMPT PURPOSE ACHIEVEMENTS. ALSO INCLUDES SENDING $851,692 OF COVID RELIEF TO AGENCIES AND INDIVIDUALS IN LAKE COUNTY IMPACTED BY THE COVID-19 PANDEMIC. 818354 318886 SUCCESS BY SIX: CHILDREN ENTER KINDERGARTEN READY TO SUCCEED WITH GRANTS TO THE COMMUNITY OF $318,886. THERE WERE 5 AGENCIES INVOLVED HAVING 6 PROGRAMS THAT SERVED 3,179 CLIENTS IN 2020. THE AGENCY PROGRAMS FUNDED UNDER THIS GOAL HELP TO ENSURE: CHILDREN ENTER KINDERGARTEN HEALTHY AND WELL CARED FOR (225 CLIENTS SERVED; 7.1%); CHILDREN LEARN AND DEVELOP IN QUALITY CHILDCARE (286 CLIENTS SERVED; 9%); BABIES ARE BORN HEALTHY AND CHILDREN 0-5 RECEIVE THE NECESSARY PREVENTATIVE HEALTHCARE (2,268 CLIENTS SERVED; 71.3%); CHILDREN ENTER KINDERGARTEN WITH THE SKILLS THEY NEED TO BE SUCCESSFUL IN SCHOOL (400 CLIENTS SERVED; 12.6%) PROGRAMS INCLUDE CHILD CARE CENTERS, PARENTING PROGRAMS, LITERACY AND PREVENTATIVE HEALTHCARE. 473809 194538 SAFE AND STABLE FAMILIES: FAMILIES PROVIDE FOOD, SHELTER AND VIOLENCE-FREE HOMES WITH GRANTS TO THE COMMUNITY OF $194,538. THERE WERE 9 AGENCIES AND 9 PROGRAMS THAT RECEIVED BRIDGE FUNDING AND THERE WERE 4 AGENCIES INVOLVED HAVING 8 PROGRAMS THAT SERVICE 23,102 CLIENTS IN 2020. THE AGENCY PROGRAMS FUNDED IN THIS AREA ENSURE: PEOPLE ELIMINATE THE BARRIERS TO GOOD HEALTH (11,073 CLIENTS SERVED; 47.9%); PEOPLE BREAK THE CYCLE OF POVERTY (612 CLIENTS SERVED; 2.6%); PEOPLE ELIMINATE ABUSE, VIOLENCE AND EXPLOITATION AND ITS EFFECTS ON PEOPLE IN OUR COMMUNITY (7,039 CLIENTS SERVED; 30.5%) AND YOUTH PREVENTION-EDUCATION AND COUNSELING (4,378 CLIENTS SERVED; 19.0%). PROGRAMS INCLUDE HOMELESS SHELTERS, FOOD PANTRIES, HEALTH CLINICS, SUBSTANCE ABUSE PREVENTION AND MENTAL HEALTH COUNSELING. 436903 125500 YOUTH SUCCESS: CHILDREN ACHIEVE EARLY ACADEMIC SUCCESS AND YOUTH GRADUATE HIGH SCHOOL READY TO SUCCEED WITH GRANTS TO THE COMMUNITY OF $125,500. THERE WERE 5 AGENCIES INVOLVED HAVING 6 PROGRAMS THAT SERVED 1,577 CLIENTS IN 2020. THE AGENCY PROGRAMS FUNDED IN THIS AREA HELP: CHILDREN/YOUTH AT/ABOVE GRADE LEVEL IN CORE SUBJECTS (1,494 CLIENTS SERVED; 94.7%) AND YOUTH GRADUATE HIGH SCHOOL WITH THE SKILLS/CREDENTIALS NEEDED TO SUCCEED IN LIFE (83 CLIENTS SERVED; 5.3%). PROGRAMS INCLUDE AFTER SCHOOL TUTORING AND MENTORING, LITERACY, JOB/VOCATIONAL TRAINING, CAREER PLANNING, AND FINANCIAL SKILLS. 436903 125500 7970809 1 1 0 0 0 1 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 9 0 1 31 1 0 0 0 0 0 0 0 0 0 0 X 29 28 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X KRISTI LONG 8477751019 330 SOUTH GREENLEAF STREET GURNEE IL 60031 X KRISTI LONG PRESIDENT & CEO 50.00 0.00 X X 165379 0 22405 JAMES Q SNODGRASS VP RESOURCE DEVELOPMENT 50.00 0.00 X 103460 0 16370 MICHELLE CROMBIE VP COMMUNITY IMPACT 50.00 0.00 X 101455 0 7975 JOHN PIROG BOARD MEMBER 1.00 0.00 X 0 0 0 DONNOVAN M YOUNG BOARD MEMBER 3.00 0.00 X 0 0 0 DRU GARCIA BOARD MEMBER 1.00 0.00 X 0 0 0 JESUS RUIZ BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICE MALONEY-KNAUF BOARD MEMBER 3.00 0.00 X 0 0 0 TEJAL VAKHARIA BOARD MEMBER 1.00 0.00 X 0 0 0 ANDREW WARRINGTON PAST BOARD CHAIR 5.00 0.00 X 0 0 0 MARK SCHWEITZER RESOURCE DEVELOPMENT CHAIR 1.00 0.00 X X 0 0 0 JOSE QUIRARTE BOARD MEMBER 1.00 0.00 X 0 0 0 JUDY BERLIANT BOARD MEMBER 4.00 0.00 X 0 0 0 JOSPEPH SMITH BOARD MEMBER 1.00 0.00 X 0 0 0 MICHELE MAITER BOARD MEMBER 1.00 0.00 X 0 0 0 DEMAR HARRIS BOARD MEMBER 1.00 0.00 X 0 0 0 JOE GARNETT BOARD MEMBER 1.00 0.00 X 0 0 0 CARL SKOOG BOARD MEMBER 1.00 0.00 X 0 0 0 STEVE CARLSON BOARD MEMBER 1.00 0.00 X 0 0 0 KATE COLLINS BOARD MEMBER 1.00 0.00 X 0 0 0 LORI SUDDICK BOARD MEMBER 1.00 0.00 X 0 0 0 JULIE GORDON BOARD MEMBER 1.00 0.00 X 0 0 0 TOM HUDSON BOARD MEMBER (BEG 3/2020) 1.00 0.00 X 0 0 0 IRENE HRUSOVSKY BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN IDLEBURG BOARD MEMBER (BEG 3/2020) 1.00 0.00 X 0 0 0 CARLA ZUNIGA CHAIR 5.00 0.00 X X 0 0 0 GLENDA G ABBOTT COMMUNITY IMPACT CHAIR 3.00 0.00 X X 0 0 0 PAUL LOTHARIUS BOARD MEMBER 1.00 0.00 X 0 0 0 MELINDA WHITTINGTON BOARD MEMBER 1.00 0.00 X 0 0 0 MONICA M BURMEISTER FIN & ADMIN CHAIR / TREASURER 4.00 0.00 X X 0 0 0 NANCY CHASE COOLLEY BOARD MEMBER 4.00 0.00 X 0 0 0 370294 0 46750 3 1 1 0 UNITED WAY OF METROPOLITAN CHICAGO 333 SOUTH WABASH AVENUE CHICAGO IL 60604 ADMIN SERVICES 145755 1 96967 299356 8865520 96528 9261843 DESIGNATION FEES 561000 7329 7329 7329 113625 113625 4800 0 4800 4800 4800 505324 292654 212670 212670 212670 11806 299356 31138 -19332 -19332 9580935 7329 0 311763 5994175 5994175 189983 47496 85492 56995 1269335 845433 159305 264597 78278 48939 11130 18209 179434 119636 22388 37410 147441 89921 23597 33923 330403 295441 3255 31707 40831 40831 22522 12233 4113 6176 56810 29917 9902 16991 103581 95117 2777 5687 50163 30199 7981 11983 277433 155775 48732 72926 81634 44340 14909 22385 7428 5577 590 1261 16209 14547 278 1384 66861 36316 12211 18334 78553 42667 14346 21540 22206 12061 4056 6089 MEMBERSHIP DUES 7890 4496 1359 2035 47023 46523 200 300 9068193 7970809 467452 629932 300 300 2116623 2795824 894378 733785 0 0 0 0 0 28374 136214 3195315 1799408 1456924 1395907 4818802 4348471 0 0 0 0 0 0 9315401 9410501 532750 557012 0 0 0 0 0 0 0 0 1861 8958 534611 565970 X 5148229 5382841 3632561 3461690 8780790 8844531 9315401 9410501 X 512742 -347001 -102000 X 0 1 X 1 0 X 7036324 6551957 6637926 7427846 9261843 36915896 7036324 6551957 6637926 7427846 9261843 36915896 481574 36434322 113548 103878 109844 127112 118425 572807 43 460 12880 11806 25189 37513892 38753 0.97120 0.96740 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2015 AMOUNT: $ 43. 2016 AMOUNT: $ 460. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 700. FUNDRAISING GROSS RECEIPTS - 2015 AMOUNT: $ 0. 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 12,180. 2019 AMOUNT: $ 11,806. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2 0 0 21546 1 1 4563598 -39240 440094 4084264 4593169 189121 218692 4563598 4473708 335633 216172 4593169 4210840 9219 474159 220510 4473708 4501745 737 -70736 220906 4210840 0.49200 0.49800 0.01000 0 0 200000 200000 2135999 991605 1144394 0 474707 433057 41650 384609 374746 9863 1395907 OTHER LIABILITIES 8958 8958 X 4672425 -347001 44050 -102000 -404951 5077376 4503559 4503559 9580935 4608684 44050 44050 4564634 4503559 4503559 9068193 PART V, LINE 4: THE BOARD DESIGNATED ENDOWMENT FUNDS ARE UNRESTRICTED FUNDS SET ASIDE BY UNITED WAY OF LAKE COUNTY, INC.'S ("UWLC") BOARD OF DIRECTORS FOR SPECIFIC PURPOSES OR PROJECTS. THE PERMANENT FUND IS KNOWN AS THE UWLC FOREVER FUND ("THE FUND"). THE PURPOSE OF THE FUND IS TO RAISE AND SECURE GIFTS, GRANTS, BEQUESTS AND DEVISES APART FROM THE ANNUAL UWLC CAMPAIGN. INVESTMENT INCOME FROM THE FUND WILL BE DISBURSED AT THE DIRECTION OF THE BOARD OF DIRECTORS OF UWLC IN A MANNER DEEMED PRUDENT TO SERVE A BOARD RANGE OF COMMUNITY NEEDS INCLUDING, BUT NOT LIMITED TO, HEALTH AND HUMAN SERVICES, CAPITAL, EDUCATIONAL AND CULTURAL PROGRAMS FOR THOSE PERSONS THEN PRESENT IN, OR LIVING IN THE LAKE COUNTY, ILLINOIS COMMUNITY. PART X, LINE 2: UWLC HAS RECEIVED A FAVORABLE DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE STATING THAT IT IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, EXEMPT FROM INCOME TAXES PERTAINING TO UNRELATED BUSINESS INCOME. ACCOUNTING GUIDANCE REQUIRES TAX EFFECTS FROM UNCERTAIN TAX POSITIONS TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS ONLY IF THE POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. MANAGEMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN POSTIONS THAT REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. ADDITIONALLY, NO PROVISION FOR INCOME TAXES IS REFLECTED IN THESE FINANCIAL STATEMENTS. THERE IS NO INTEREST OR PENALTIES RECOGNIZED IN THE STATEMENT OF ACTIVITIES OR STATEMENT OF FINANCIAL POSITION. PART XI, LINE 2D - OTHER ADJUSTMENTS: PROVISION-UNCOLLECTED PLEDGES -102,000. PART XI, LINE 4B - OTHER ADJUSTMENTS: DESIGNATIONS TO OTHER ORGANIZATIONS 4,503,559. PART XII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATIONS TO OTHER ORGANIZATIONS 4,503,559. PREM LEADER EV 220130 220130 15612 POWER OF THE PURSE 69892 61036 8856 8856 1155 1 21140 18190 2950 5487 28 311162 299356 11806 14343 16795 31138 -19332 1 ONE HOPE UNITEDHOME VISITING ALLOCATION PO BOX 1128 LAKE VILLA IL 60046 362181967 501(C)(3) 229850 PROGRAM SUPPORT A SAFE PLACE LAKE COUNTY CRISIS CENTER 2710 17TH STREET SUITE 100 ZION IL 60099 363032700 501(C)(3) 148416 PROGRAM SUPPORT CATHOLIC CHARITIES LAKE COUNTY SERVICES 671 SOUTH LEWIS AVENUE WAUKEGAN IL 60085 362170821 501(C)(3) 144097 PROGRAM SUPPORT NORTHERN ILLINOIS FOOD BANK 273 DEARBORN COURT GENEVA IL 60134 363203648 501(C)(3) 71400 PROGRAM SUPPORT COMMUNITY ACTION PARTNERSHIP 1200 GLEN FLORA AVE WAUKEGAN IL 60079 362580774 501(C)(3) 68688 PROGRAM SUPPORT FAMILIES HELPING FAMILIES CHICAGOLAND 4960 PRAIRIE OAK ROAD GURNEE IL 60031 811518108 501(C)(3) 67550 PROGRAM SUPPORT NICASA NFP 31979 NORTH FISH LAKE ROAD ROUND LAKE IL 60073 362605412 501(C)(3) 65890 PROGRAM SUPPORT ZACHARIAS SEXUAL ABUSE CENTER 4275 OLD GRAND AVENUE GURNEE IL 60031 363314976 501(C)(3) 63611 PROGRAM SUPPORT ROBERTI COMMUNITY HOUSE 769 BEVERLY PLACE LAKE FOREST IL 60045 472348102 501(C)(3) 48124 PROGRAM SUPPORT PADS LAKE COUNTY INC PO BOX 1128 LAKE VILLA IL 60046 362181967 501(C)(3) 47000 PROGRAM SUPPORT ERIE FAMILY HEALTH CENTER 2323 GRAND AVENUE WAUKEGAN IL 60085 363816410 501(C)(3) 40600 PROGRAM SUPPORT WAUKEGAN TO COLLEGE 410 GRAND AVENUE WAUKEGAN IL 60085 454860376 501(C)(3) 40144 PROGRAM SUPPORT READING POWER INC 736 NORTH WESTERN AVENUE SUITE 226 LAKE FOREST IL 60045 202916846 501(C)(3) 40000 PROGRAM SUPPORT BEACON PLACE NFP 603 S MCALLISTER STREET WAUKEGAN IL 60085 461578189 501(C)(3) 33700 PROGRAM SUPPORT LAKE COUNTY HEALTH DEPT 2400 BELVIDERE ROAD WAUKEGAN IL 60085 366006600 501(C)(3) 30000 PROGRAM SUPPORT CHILDSERV 8765 W HIGGINS RD SUITE 450 CHICAGO IL 60631 362171716 501(C)(3) 25000 PROGRAM SUPPORT ROUND LAKE PARK DISTRICT 814 HART ROAD ROUND LAKE IL 60073 300053187 501(C)(3) 25000 PROGRAM SUPPORT FAMILY FIRST CENTER OF LAKE COUNTY 208 LAKE STREET WAUKEGAN IL 60085 611471045 501(C)(3) 24919 PROGRAM SUPPORT PADS CRISIS SERVICES INC PO BOX 428 NORTH CHICAGO IL 60064 362948857 501(C)(3) 24631 PROGRAM SUPPORT MANO-A-MANO FAMILY RESOURCE CENTER 6 EAST MAIN STREET ROUND LAKE PARK IL 60073 364418084 501(C)(3) 22921 PROGRAM SUPPORT CURT'S CAFE HIGHLAND PARK 1766 2ND STREET HIGHLAND PARK IL 60035 453934105 501(C)(3) 20000 PROGRAM SUPPORT CYN COUNSELING CENTER 18640 W ROUTE 20 GRAYSLAKE IL 60030 362991247 501(C)(3) 19440 PROGRAM SUPPORT FAMILY SERVICE OF LAKE COUNTY 777 CENTRAL AVE SUITE 17 HIGHLAND PARK IL 60035 362167063 501(C)(3) 18000 PROGRAM SUPPORT MOTHERS TRUST FOUNDATION 400 EAST ILLINOIS ROAD LAKE FOREST IL 60045 364177726 501(C)(3) 16932 PROGRAM SUPPORT BOYS AND GIRLS CLUB OF LAKE COUNTY 1801 SHERIDAN ROAD NORTH CHICAGO IL 60064 364266009 501(C)(3) 15616 PROGRAM SUPPORT COMP-U-DOPT 1602 AIRLINE DRIVE HOUSTON TX 77009 261460311 501(C)(3) 15000 PROGRAM SUPPORT LAKE COUNTY HAVEN PO BOX 127 LIBERTYVILLE IL 60048 363846099 501(C)(3) 14417 PROGRAM SUPPORT YOUTH AND FAMILY COUNSELING 1113 S MILWAUKEE AVE SUITE 104 LIBERTYVILLE IL 60048 366148486 501(C)(3) 12136 PROGRAM SUPPORT CLUB APASEO EL ALTO 1220 GRAND AVE WAUKEGAN IL 60085 462992155 501(C)(3) 10000 PROGRAM SUPPORT COMMUNITY PARTNERS FOR AFFORDABLE HOUSING 800 S MILWAUKEE AVE SUITE 201 LIBERTYVILLE IL 60048 363086133 501(C)(3) 10000 PROGRAM SUPPORT EMANUAL FAITH BIBLE CHRISTIAN CENTER 1840 LINCOLN ST NORTH CHICAGO IL 60064 363909925 501(C)(3) 10000 PROGRAM SUPPORT FARMWORKER AND LANDSCAPER ADVOCACY PROJECT 33 N LASALLE ST SUITE 900 CHICAGO IL 60602 364306362 501(C)(3) 10000 PROGRAM SUPPORT HACES 2727 LYDIA STREET WAUKEGAN IL 60085 383725489 501(C)(3) 10000 PROGRAM SUPPORT LIBERTYVILLE TOWNSHIP 359 MERRILL COURT LIBERTYVILLE IL 60048 264321877 501(C)(3) 10000 PROGRAM SUPPORT ROSALIND FRANKLIN UNIVERSITY 3333 GREEN BAY ROAD NORTH CHICAGO IL 60064 362181973 501(C)(3) 10000 PROGRAM SUPPORT YOUTHAGE CULINARY 508 N SEYMOUR AVE MUNDELEIN IL 60060 811790344 501(C)(3) 10000 PROGRAM SUPPORT TAYLOR'S TOOLBOX INC 2019 ARGONNE DR NORTH CHICAGO IL 60064 823714811 501(C)(3) 9000 PROGRAM SUPPORT GRANDPARENTS AND KINS RAISING CHILDREN 39329 N MELBOURNE BEACH PARK IL 60083 824942523 501(C)(3) 8000 PROGRAM SUPPORT NORTH POINT COMMUNITY CHRISTIAN CHURCH 900 LEWIS AVE WINTHROP HARBOR IL 60096 352298172 501(C)(3) 8000 PROGRAM SUPPORT UNITED WAY OF KENOSHA COUNTY 5500 6TH AVENUE SUITE 210 KENOSHA WI 53140 390806285 501(C)(3) 7740 PROGRAM SUPPORT ARDEN SHORE CHILD & FAMILY SERVICES 329 NORTH GENESEE STREET WAUKEGAN IL 60085 362167724 501(C)(3) 7100 PROGRAM SUPPORT DIAPER BANK PARTNERSHIP OF LAKE COUNTY 505 W BONNER ROAD WACONDA IL 60084 453115542 501(C)(3) 6000 PROGRAM SUPPORT MOST BLESSED TRINITY PARISH AND MISSIONS 450 KELLER AVENUE WAUKEGAN IL 60085 800432313 501(C)(3) 5375 PROGRAM SUPPORT SAMARITAN'S PURSE 801 BAMBOO ROAD BOONE NC 28607 581437002 501(C)(3) 5045 PROGRAM SUPPORT ELDERWERKS 251 E NORTHWEST HIGHWAY PALATINE IL 60067 460916476 501(C)(3) 5000 PROGRAM SUPPORT MESSIAN EV LUTHERAN CHURCH 1205 LARKDALE ROW WAUCONDA IL 60084 411568278 501(C)(3) 5000 PROGRAM SUPPORT 46 0 SCHEDULE I, PART I, LINE 2 THE AGENCIES LISTED IN SCHEDULE I INCLUDE UNITED WAY FUNDED AGENCIES AND AGENCIES RECEIVING DONOR DESIGNATIONS. FOR PURPOSES OF COMPLETING SCHEDULE I, IF AN AGENCY RECEIVED UWLC GRANT FUNDS AND DONOR DESIGNATIONS, THE AMOUNT OF CASH GRANT IS THE TOTAL OF THESE TWO FUNDING SOURCES. EACH AGENCY RECEIVING DIRECT UWLC FUNDING IS REQUIRED TO SUBMIT SEMI-ANNUAL REPORTS TO UWLC. THE REPORTS INCLUDE INFORMATION ABOUT BUDGET, DEMOGRAPHICS REGARDING THE COMMUNITY SERVICED AND PERFORMANCE (OUTCOME) UPDATES. THESE REPORTS ARE REVIEWED BY THE STAFF OF UWLC AND FOLLOW UP IS PERFORMED IF NECESSARY. IN ADDITION, UWLC MAINTAINS CONTACT WITH THE AGENCIES THROUGH THE YEAR AS THE AGENCIES' FUNDED PROGRAMS ARE EXECUTED. FOR AGENCIES RECEIVING FUNDS AS A RESULT OF DONORS DESIGNATING TO THOSE AGENCIES, UWLC DOES NOT MONITOR THESE AGENCIES. HOWEVER, THESE DESIGNATED AGENCIES ARE CHECKED TO VERIFY THEIR 501(C)(3) STATUS AND COMPLIANCE WITH THE PATRIOT ACT. X X X 0 0 0 0 0 0 0 0 0 KRISTI LONG PRESIDENT & CEO 152852 0 0 0 12527 0 10059 0 12346 0 187784 0 0 0 X 13 96528 FMV 0 1 0 PART I, COLUMN (B): UWLC IS REPORTING BOTH THE NUMBER OF CONTRIBUTIONS AND THE NUMBER OF ITEMS RECEIVED DURING THE FISCAL YEAR ENDING JUNE 30, 2020. FORM 990, PART I, LINE 6 BOARD/POLICY MAKING VOLUNTEERS: 40 INTERNAL CAMPAIGN COORDINATORS: 156 COMMUNITY IMPACT/COMMUNITY BUILDING VOLUNTEERS: 32 DAY OF SERVICE VOLUNTEERS: 647 OTHER: 1 TOTAL: 876 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS ALL POWER AND AUTHORITY TO ACT FOR THE BOARD OF DIRECTORS BETWEEN REGULAR BOARD MEETINGS AND IN EMERGENCIES. THE EXECUTIVE COMMITTEE HAS SUCH POWER AS IS DELEGATED BY THE BOARD. THE EXECUTIVE COMMITTEE CONSISTS OF A MINIMUM OF EIGHT DIRECTORS, INCLUDING THE CHAIR OF THE BOARD. ADDITIONAL DIRECTORS MAY BE ELECTED TO SERVE AS AT-LARGE VOTING MEMBERS OF THE EXECUTIVE COMMITTEE FROM TIME TO TIME BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE HAS THE AUTHORITY TO DETERMINE THE ANNUAL OPERATING BUDGET, SALARY AND BENEFIT SCHEDULES, SUBJECT TO THE RATIFICATION OF THE AGGREGATE AMOUNT BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THIS CORPORATION SHALL BE ONE CLASS OF TERMED MEMBERS. EACH CONTRIBUTOR TO THE UWLC CAMPAIGN SHALL BE ENTITLED TO MEMBERSHIP IN THE UWLC AND SHALL BE KNOWN AS A MEMBER DURING THE YEAR FOR WHICH THE GIFT WAS MADE. FORM 990, PART VI, SECTION B, LINE 11B A REVIEW OF THE FORM 990 WAS CONDUCTED BY THE FINANCE & AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND CERTAIN KEY UWLC STAFF MEMBERS DURING THE FINANCE & AUDIT COMMITTEE MEETING ON JANUARY 13, 2021 PRIOR TO THE FILING OF THE FORM 990. COPIES OF THE FORM 990 AND THE PRIOR YEAR FORM 990 WERE EMAILED TO THE FINANCE & AUDIT COMMITTEE AND KEY UWLC STAFF MEMBERS: THE PRESIDENT & CEO AND THE MANAGER OF FINANCE. QUESTIONS OR COMMENTS FROM THE FINANCE & AUDIT COMMITTEE AND THE KEY STAFF MEMBERS CONCERNING THE FORM 990 WERE SOLICITED AND SHARED. FOLLOWING THE REVIEW, THE FORM 990 WAS PROVIDED TO EACH OF THE VOTING MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO THE FILING OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS TWO CODE OF ETHICS POLICIES (COLLECTIVELY REFERRED TO AS "THE ETHICS POLICIES") COVERING (1) EMPLOYEES AND (2) VOLUNTEERS AND REPRESENTATIVES (INCLUDING BOARD OF DIRECTORS AND ITS COMMITTEES) OF UWLC AND CLOSE FAMILY MEMBERS OF EMPLOYEES AND VOLUNTEERS AND REPRESENTATIVES. THE ETHICS POLICIES COVER, AMONG OTHER TOPICS AND WHEN APPLICABLE, ACCOUNTABILITY AND EFFICIENCY; RESPONSIBILITIES TO (OF) VOLUNTEERS AND REPRESENTATIVES; VENDOR RELATIONS; EQUAL OPPORTUNITY; CONFLICT OF INTEREST; PERSONAL GAIN; FAVORITISM; SOLICITATIONS; CONFIDENTIAL INFORMATION AND DISCLOSURE. REGARDING CONFLICTS OF INTEREST, UWLC EMPLOYEES, VOLUNTEERS AND REPRESENTATIVES ARE PROHIBITED FROM PARTICIPATING IN ANY ACTIVITY OR OUTSIDE BUSINESS VENTURE FOR FINANCIAL GAIN OR OTHERWISE THAT CONFLICTS WITH UWLC'S BEST INTERESTS, INCLUDING INVOLVEMENT WITH A CURRENT OR POTENTIAL VENDOR, GRANTEE OR COMPETING ORGANIZATION, UNLESS DISCLOSED TO AND NOT DEEMED TO BE INAPPROPRIATE BY THE PRESIDENT AND CEO OR BOARD CHAIRPERSON. EACH UWLC EMPLOYEE, VOLUNTEER AND REPRESENTATIVE IS ANNUALLY REQUIRED TO COMPLETE, SIGN AND FORWARD RESPONSES TO A CONFLICT OF INTEREST STATEMENT. THE RESULTS OF THE ANNUAL CERTIFICATION PROCEDURE ARE SUMMARIZED AND REPORTED TO THE BOARD OF DIRECTORS. UWLC EMPLOYEES, VOLUNTEERS OR REPRESENTATIVES HAVING A GOOD FAITH COMPLAINT REGARDING ACCOUNTING, INTERNAL AUDITING CONTROLS, AUDITING MATTERS IN GENERAL AND/OR OTHER CONCERNS SPECIFICALLY NOTED IN THE ETHICS POLICIES (COLLECTIVELY REFERRED TO AS "ETHICAL FINANCIAL CONCERNS") MUST SUBMIT AN ETHICAL FINANCIAL CONCERN TO THE STAFF ETHICS OFFICER (DIRECTOR OF AMINISTRATION) OR CURRENT BOARD CHAIRPERSON IN PERSON, BY TELEPHONE OR BY LETTER. ALL ETHICAL FINANCIAL CONCERNS ARE RECORDED BY THE STAFF ETHICS OFFICER AND FORWARDED TO THE BOARD CHAIRPERSON. THE BOARD CHAIRPERSON MAKES AN INITIAL DETERMINATION IF THE ETHICAL FINANCIAL CONCERN SHOULD BE FURTHER INVESTIGATED, AND IF SO, MAY DESIGNATE AN APPROPRIATE BOARD MEMBER(S) OR OUTSIDE COUNSEL/ADVISORS TO CONDUCT SUCH AN INVESTIGATION. ON NOT LESS THAN A SEMI-ANNUAL BASIS, THE STAFF ETHICS OFFICER WILL REPORT TO THE BOARD AS TO THE STATUS OF ALL ETHICAL FINANCIAL CONCERNS THAT HAVE BEEN RECEIVED. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR OF THE UWLC BOARD OF DIRECTORS REVIEWS THE PERFORMANCE AND COMPENSATION OF THE PRESIDENT & CEO ("TOP MANAGEMENT OFFICIAL"). ANNUALLY, THE BOARD CHAIR CONDUCTS A PERFORMANCE EVALUATION OF THE PRESIDENT & CEO. ANY SALARY ADJUSTMENT FOR THE PRESIDENT & CEO IS COMMUNICATED TO THE DIRECTOR OF ADMINISTRATION. UWLC USES A MARKET PRICING/JOB SLOTTING SYSTEM AS THE BEST FIT FOR ITS TOTAL COMPENSATION PHILOSOPHY. USING JOB DESCRIPTIONS AS A BASE, "BENCHMARK JOBS" (JOBS COMMON TO SIMILAR ORGANIZATIONS TYPICALLY SURVEYED) WERE IDENTIFIED. APPROXIMATELY 25 JOBS WERE SELECTED AS BENCHMARK JOBS. THESE JOBS WERE COMPETITIVELY PRICED TO THE LABOR MARKET. ALL NON-BENCHMARK JOBS WERE COMPARED AND RANKED AS TO JOB RESPONSIBILITIES IN COMPARISON TO THE BENCHMARK JOBS TO DETERMINE APPROPRIATE SALARY RANGE PLACEMENT. UWLC USES APPROPRIATE PUBLISHED SALARY SURVEYS TO RESEARCH COMPETITIVE MARKET DATA AND ESTABLISH EXTERNAL EQUITY. SURVEYS USED INCLUDE (NOT INCLUSIVE): ASSOCIATION FORUM OF CHICAGOLAND -- COMPENSATION & BENEFITS SURVEY FOR NOT-FOR-PROFITS; ABBOTT, LANGER ASSOCIATION SURVEYS - NOT-FOR-PROFITS; SULLIVAN & COTTER - CHICAGO BENCHMARK COMPENSATION STUDY; WATSON WYATT - OFFICE PERSONNEL REPORT AND UNITED WAY WORLDWIDE - SALARY SURVEY. USING EXTERNAL COMPETITIVE SALARY DATA AND INTERNAL JOB RANKINGS, A SALARY STRUCTURE WAS CREATED. BENCHMARK JOBS WERE PLACED IN SALARY RANGES BASED ON COMPETITIVE MARKET DATA AND NON-BENCHMARK JOBS WERE PLACED BASED ON A COMPARISON OF INTERNAL JOBS AND JOB FAMILIES. SALARY RANGES ARE REVIEWED AND REVISED WHEN THE NEED IS INDICATED BY CHANGES IN COMPETITIVE PAY TARGETS FOR THE LABOR MARKET AS ESTABLISHED BY SURVEY DATA. SALARY RANGES ARE REVIEWED, A MINIMUM OF, EVERY THREE YEARS BY THE FINANCE & AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. COMPENSATION SURVEYS ARE CONDUCTED PERIODICALLY FOR EXISTING AND NEWLY-CREATED POSITIONS TO CONFIRM THAT UWLC'S SALARY RANGES ARE COMPETITIVE. FORM 990, PART VI, SECTION C, LINE 18 UWLC'S FORM 1023, APPLICATION FOR RECOGNITION OF EXEMPTION, IS AVAILABLE TO THE PUBLIC UPON REQUEST. UWLC MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC ON UWLC'S WEBSITE AT HTTP://WWW.LIVEUNITEDLAKECOUNTY.ORG FORM 990, PART VI, SECTION C, LINE 19 UWLC MAKES ITS GOVERNING DOCUMENTS, THE BYLAWS AND ARTICLES OF INCORPORATION, AND ITS CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE MOST RECENT AUDITED FINANCIAL STATEMENTS ARE AVAILABLE AT UWLC S WEBSITE AT HTTP://WWW.LIVEUNITEDLAKECOUNTY.ORG. FORM 990, PART VII, SECTION B, LINE 1 UNITED WAY OF METROPOLITAN CHICAGO INC. PROVIDES SUPPORT SERVICES TO UWLC. THESE SERVICES ARE DONOR PROCESSING AND FINANCIAL SERVICES. THE DONOR PROCESSING INCLUDES PROCESSING OF DONOR PLEDGES, ISSUANCE OF TAX RECEIPTS, CREDIT CARD AND STOCK DONATION PROCESSING, AGENCY NOTIFICATION OF DONOR DESIGNATION PAYOUTS AND PROCESSING OF PLEDGE PAYMENTS. FINANCIAL SERVICES INCLUDE BOOKKEEPING SERVICES, AUDIT SUPPORT, AND PAYMENT OF EXPENSES AND AGENCY ALLOCATIONS. FORM 990, PART XI, LINE 9: PROVISION FOR UNCOLLECTIBLE PLEDGES -102,000.