2021-02-15T10:19:00-06:00 2020-09-30 580692043 MAULDIN & JENKINS LLC 2000 SOUTHBRIDGE PARKWAY STE 501 BIRMINGHAM AL 35209 990 2019-10-01 630308398 COMMUNITY FOUNDATION OF NORTHEAST ALABAMA COMM 2562315160 1130 QUINTARD AVENUE NO 100 ANNISTON AL 36201 JENNIFER S MADDOX PRESIDENT & CEO 2562315160 2021-02-12 1 MEREDITH SMITH P00663029 2054452880 2019 2022-09-23 18:48:47Z JENNIFER S MADDOX 1130 QUINTARD AVENUE NO 100 ANNISTON AL 36201 10741436 0 X WWW.YOURCOMMUNITYFIRST.ORG X 1999 AL TO ACHIEVE POSITIVE CHANGE THROUGH THE GENEROSITY OF DONORS, NOW AND FOR GENERATIONS TO COME 15 15 34 179 0 0 1467573 5435201 752058 761700 2787085 1434004 656454 747290 5663170 8378195 1424325 2646543 0 0 858478 905623 0 0 157766 1496102 1391816 3778905 4943982 1884265 3434213 45932251 48440301 3762495 3458425 42169756 44981876 X TO ACHIEVE POSITIVE CHANGE THROUGH THE GENEROSITY OF DONORS, NOW AND FOR GENERATIONS TO COME 0 0 4366898 2646543 6869205 THE ORGANIZATION PROVIDED DIRECT SUPPORT TO QUALIFIED 501(C)(3) ORGANIZATIONS AND SCHOLARSHIP SUPPORT TO QUALIFED EDUCATIONAL INSTITUTIONS LOCATED PRIMARILY IN NORTHEAST ALABAMA. THE ORGANIZATION ALSO PROVIDED DIRECT PURCHASING IN RELATION TO CHARITABLE ACTIVITIES. ON JANUARY 31, 2020 THE PRESIDENT OF THE UNITED STATES DECLARED A PUBLIC HEALTH EMERGENCY UNDER THE PUBLIC HEALTH SERVICE ACT IN RESPONSE TO THE CORONAVIRUS (COVID-19) GLOBAL PANDEMIC. ON MARCH 13, 2020 THE PRESIDENT ISSUED TWO NATIONAL EMERGENCY DECLARATIONS UNDER BOTH THE STAFFORD ACT AND THE NATIONAL EMERGENCIES ACT (NEA). ON MARCH 29, 2020 THE PRESIDENT DECLARED A MAJOR DISASTER FOR THE STATE OF ALABAMA (FEMA-4503-DR). THE COMMUNITY FOUNDATION OF NORTHEAST ALABAMA RESPONDED TO THE PRESIDENTIAL DISASTER DECLARATIONS BY PARTNERING WITH DONORS AND AWARDING GRANTS TO NOT-FOR-PROFIT ORGANIZATIONS AND, FOR THE FIRST TIME IN THE ORGANIZATION'S HISTORY, TO FOR-PROFIT BUSINESSES. THE GRANT PROCESSES AND BENEFICIARIES WERE IN COMPLIANCE WITH IRS PUBLICATION 3833 DISASTER RELIEF AND IRS CODE SECTION 139. 4366898 1 1 0 1 0 1 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 15 0 1 34 1 0 0 0 0 0 1 1 1 10 0 0 0 0 0 0 0 0 X 15 15 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X X X JENNIFER S MADDOX 2562315160 1130 QUINTARD AVENUE SUITE 100 ANNISTON AL 36201 TOM POTTS TRUSTEE & GOVERNANCE COMMITTEE CHAIR 1.00 X 0 0 0 AL SHUMAKER BOARD CHAIR 1.00 X X 0 0 0 RANDALL COLE BOARD VICE CHAIR & NOMINATING COMMITTEE CHAIR 1.00 X X 0 0 0 ANTHONY COOK TREASURER & F&I COMMITTEE CHAIR 1.00 X X 0 0 0 TOMMIE GOGGANS TRUSTEE 1.00 X 0 0 0 ROD NOWLIN TRUSTEE 1.00 X 0 0 0 ANNA BERRY TRUSTEE 1.00 X 0 0 0 MARTHA LAVENDER TRUSTEE 1.00 X 0 0 0 JACK SWIFT TRUSTEE 1.00 X 0 0 0 JOHN ROCHESTER TRUSTEE & JULIETTE P. DOSTER AWARD COMMITTEE CHAIR 1.00 X 0 0 0 BRENDA STEDHAM TRUSTEE 1.00 X 0 0 0 MARY AMMONS TRUSTEE & SCHOLARSHIP REVIEW COMMITTEE CHAIR 1.00 X 0 0 0 NANDA PATEL TRUSTEE 1.00 X 0 0 0 BLAIR GOODGAME TRUSTEE, SECRETARY & AUDIT COMMITTEE CHAIR 1.00 X X 0 0 0 GLORIA BENNETT TRUSTEE & GRANTS COMMITTEE CHAIR 1.00 X 0 0 0 JENNIFER S MADDOX PRESIDENT & CEO 40.00 X 142950 0 26633 DEBORAH PFLEDDERER CFO 40.00 X 66325 0 25387 209275 0 52020 1 0 1 0 0 5435201 19444 5435201 ADMIN & PROJECT FEE 900099 761700 761700 761700 1124446 1124446 746025 0 746025 746025 746025 2672799 2363241 309558 309558 309558 OTHER INCOME 900099 8765 8765 LOSS ON SALE OF ASSET 900099 -7500 -7500 1265 8378195 2941729 0 1265 X 2480543 2480543 166000 166000 209577 124764 49065 35748 442722 363003 68755 10964 36675 28203 6968 1504 166122 127778 31638 6706 50527 37390 9600 3537 15700 4898 10598 204 9888 3111 6684 93 6728 4912 1278 538 25079 15799 6521 2759 15073 13566 1055 452 22740 14633 5697 2410 87154 79310 5229 2615 8997 4175 4427 395 ADMINISTRATIVE FEES 746875 470531 194188 82156 OTHER PROGRAM EXPENSES 313667 313667 DUES AND SUBSCRIPTIONS 29369 22814 4665 1890 EQUIPMENT AND SUPPLIES 21057 17057 2737 1263 89489 74744 10213 4532 4943982 4366898 419318 157766 391582 619237 567685 1076745 73395 21836 5584 5758 3500647 1048760 2510798 2451887 41299066 43209430 999998 999998 84143 55410 45932251 48440301 203799 186058 375675 356800 194144 63412 2988877 2852155 3762495 3458425 X 27328481 11807108 14841275 33174768 42169756 44981876 45932251 48440301 3434213 -622093 0 X X 0 1 X 1 0 X 1216278 2250188 1488308 1467573 5435201 11857548 1216278 2250188 1488308 1467573 5435201 11857548 3376380 8481168 1924393 1889833 2247422 1441199 1124446 8627293 20484841 0.41400 0.37680 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2561 2561 4943982 4946543 397327 99332 0 0 325385 339443 339045 397327 1401200 2101800 1625 1628 1988 2561 7802 81346 84861 84761 99332 350300 525450 29 1041658 575024 3230063 1 1 34603289 1177034 788903 1912672 25507 97901 34533146 40991631 879866 -378 1637866 5532179 97785 34603289 39406787 464861 3420087 2183184 116920 40991631 34886943 1680141 5314091 2365537 108851 39406787 31297001 815970 4531524 1629019 128533 34886943 0.04000 0.41000 0.55000 0 0 444416 444416 2945543 971847 1973696 110688 76913 33775 2451887 AGENCY FUNDS - DUE TO OTHER ORGANIZATIONS 2478798 CHARITABLE GIFT ANNUNITY LIABILITY 218057 PPP LOAN 155300 2852155 X 7756102 -622093 -622093 8378195 0 8378195 4943982 0 4943982 0 4943982 PART V, LINE 4: THE FOUNDATION'S INTENDED USE OF THE ENDOWMENT FUNDS IS TO PROVIDE SUPPORT IN PERPETUITY TO THE BENEFICIARY ORGANIZATION OR CHARITABLE PURPOSE AS PROVIDED FOR IN THE DOCUMENT CREATING THE ENDOWMENT. PART X, LINE 2: THE FOUNDATION APPLIES THE PROVISIONS OF THE ACCOUNTING STANDARDS CODIFICATION RELATING TO UNCERTAINTY IN INCOME TAXES. THE GUIDANCE REQUIRED ENTITIES TO ASSESS THEIR UNCERTAIN TAX POSITIONS FOR THE LIKELIHOOD THAT THEY WOULD BE OVERTURNED UPON IRS EXAMINATION. IN ACCORDANCE WITH THIS GUIDANCE, THE FOUNDATION HAD DETERMINED THAT IT DOES NOT HAVE ANY POSITIONS AT SEPTEMBER 30, 2020 AND 2019, THAT IT WOULD BE UNABLE TO SUBSTANTIATE. PART V, LINE 1E OPENING BALANCES FOR THE YEAR ENDED SEPTEMBER 30,2018 WERE ADJUSTED TO REFLECT A CHANGE IN PRESENTATION OF FUNDS ON THE PRIOR YEAR AUDIT. ALL ACCUMULATED CHANGES EFFECTING THE ENDOWMENT WERE RECORDED ON LINE 1E IN THE PRIOR YEAR ACTIVITY OF SCHEDULE D, PART V. ENDING ENDOWMENT TOTALS INCLUDE WITHOUT DONOR RESTRICTIONS: BOARD ENDOWED AND WITH DONOR RESTRICTIONS: BY SPENDING POLICY & IN PERPETUITY. 1 AGNES SCOTT COLLEGE 141 EAST COLLEGE AVENUE DECATUR GA 30030 580566116 501(C)(3) 8732 ANNUAL DISTRIBUTION FOR EDUCATION ALABAMA POLICY INSTITUTE 2213 MORRIS AVENUE FIRST FLOOR BIRMINGHAM AL 35203 630809568 501(C)(3) 10000 FOR OPERATIONS, UNRESTRICTED ALABAMA COALITION FOR IMMIGRANT JUSTICE 1826 6TH AVENUE SOUTH IRONDALE AL 35210 474352872 501(C)(3) 21943 CENSUS 2020 WORK 2ND CHANGE INC PO BOX 2714 ANNISTON AL 36202 630967649 501(C)(3) 5250 COVID-19 RELIEF FUND GRANT, RAPE VICTIM CLINIC AND SHELTERS BIG BROTHERS BIG SISTERS OF NORTHEAST ALABAMA (BBBS) PO BOX 933 GADSDEN AL 35902 630847018 501(C)(3) 34788 ONE TO ONE MENTORING, STANDARDS FOR EXCELLENCE, COVID-19 RELIEF FUND GRANT ALABAMA GIVING INC 110 OFFICE PARK DRIVE 300 BIRMINGHAM AL 35223 481266328 501(C)(3) 59339 CENSUS 2020 WORK ADVANCING SIGHT NETWORK 500 ROBERT JEMISON ROAD BIRMINGHAM AL 35209 630880135 501(C)(3) 6279 FINDING CURES FOR BLINDING DISEASES: DISSECTION MICROSCOPE ALL SAINTS INTERFAITH CENTER OF CONCERN 1513 NOLE STREET ANNISTON AL 36201 630581368 501(C)(3) 7152 COVID-19 RELIEF GRANT ANNISTON FATHERHOOD INITIATIVE INC PO BOX 2225 ANNISTON AL 36202 815024743 501(C)(3) 22959 FATHERHOOD INITIATIVE COLUMBIA THEOLOGICAL SEMINARY PO BOX 520 DECATUR GA 30031 580566165 501(C)(3) 11643 ANNUAL DISTRIBUTION FOR EDUCATION BLACK BELT COMMUNITY FOUNDATION 609 LAUDERDALE STREET SELMA AL 36701 631270745 501(C)(3) 122544 CENSUS 2020 WORK BIRMINGHAM URBAN LEAGUE INC PO BOX 11269 BIRMINGHAM AL 35202 630516655 501(C)(3) 10000 HARD TO COUNT COLLAORATIVE GRANT COOSA RIVERKEEPERS 102-B CROFT STREET CHELSEA BIRMINGHAM AL 35242 273430200 501(C)(3) 14065 COVID-19 RELIEF FUND GRANT, COOSA RIVER SWIM GUIDE AND OPERATIONS BOYS & GIRLS CLUB OF ECA PO BOX 2347 ANNISTON AL 36202 630516163 501(C)(3) 6350 COVID-19 RELIEF FUND GRANT, STANDARDS OF EXCELLENCE, GENERAL USE, OPERATING EXPENSES CALHOUN CLEBURNE CHILDREN'S CENTERINC 2100 LEIGHTON AVENUE ANNISTON AL 36207 631053356 501(C)(3) 7371 FOR CHILD ABUSE COUNSELING AND ADVOCACY AND OPERATIONS FAMILY SUCCESS CENTER OF ETOWAH COUNTY 821 BROAD STREET GADSDEN AL 35903 631287103 501(C)(3) 16625 HEALTHIER MINDS, STRONGER COMMUNITIES FIRST PRESBYTERIAN CHURCH OF ANNISTON 1701 HENRY ROAD ANNISTON AL 36207 630375725 501(C)(3) 18000 CHURCH EXPENSES, UNRESTRICTED USE, GENERAL USE IN MEMORY OF KIRBY BRYANT, ANNUAL DISTRIBUTION COMMUNITY ENABLER DEVELOPER 104 F STREET ANNISTON AL 36201 630765763 501(C)(3) 48701 UTILITIES FOR SABLE LEARNING CENTER, COVID-19 RELIEF FUND GRANT, MEDICATION AND MEDICAL ASSISTANCE, HEALTH CARE FOR THE INDIGENT, UTILITIES, AUDIT, AND INSURANCE AT COMMUNITY ENABLER, GENERAL SUPPORT, GREATEST NEED OR OPERATIONS COMMUNITY FOUNDATION FOR SOUTHERN ARIZONA 5049 E BROADWAY BLVD SUITE 201 TUCSON AZ 85711 942681765 501(C)(3) 138551 TRANSFER OF MULLIS DONOR ADVISED FUND TO CFSA, COVID-19 RESPONSE FUND EAST CENTRAL ALABAMA UNITED CEREBRAL PALSY 415 CASTLE AVENUE ANNISTON AL 36205 630545948 501(C)(3) 5636 COVID-19 RELIEF FUND GRANT, PROGRAM SUPPORT ETOWAH FREE COMMUNITY CLINIC PO BOX 8622 GADSDEN AL 35902 820562064 501(C)(3) 18038 COVID-19 RELIEF FUND GRANT, CARDIAC CARE GADSDEN CITY SCHOOLS 1026 CHESTNUT STREET GADSDEN AL 35901 453302246 501(C)(3) 52000 PROJECT AWARE ADVANCING WELLNESS AND RESILIENCE IN EDUCATION, ADVANCING WELLNESS AND RESILIENCE IN EDUCATION GIRLS SCOUTS OF NORTH-CENTRAL ALABAMA 105 HEATHERBROOKE PARK DRIVE BIRMINGHAM AL 35242 630288834 501(C)(3) 5156 COVID-19 RELIEF FUND GRANT, BUILDING FEMALE LEADERS OF TOMORROW BY GETTING GIRL SCOUTS INTO THE OUTDOORS AT CAMP COTTAQUILLA INTERFAITH MINISTRIES INC PO BOX 1444 ANNISTON AL 36202 630851160 501(C)(3) 23136 COVID-19 RELIEF FUND GRANT, STANDARDS FOR EXCELLENCE, CHRISTMAS CLEARING HOUSE, MEALS ON WHEELS PROGRAM, GREATEST NEED OR OPERATIONS, GENERAL SUPPORT, MEALS ON WHEELS PROGRAM EXPENSES, FOR MEALS ON WHEELS, GIFT IN MEMORY OF NAN CHRISTIAN ROY FROM STEVE CHRISTIAN, STOCK GIFT PRESBYTERIAN COLLEGE 503 SOUTH BROAD STREET CLINTON SC 29325 570314408 501(C)(3) 8732 ANNUAL DISTRIBUTION FOR EDUCATION GRACE ST PAUL'S EPISCOPAL CHURCH 2331 EAST ADAMS STREET TUCSON AZ 85719 311629166 501(C)(3) 10000 GENERAL USE, OPERATING FUND GREATER BIRMINGHAM MINISTRIES INC 2304 12TH AVENUE NORTH BIRMINGHAM AL 35234 630577439 501(C)(3) 15000 2ND INSTALLMENT FOR HARD TO COUNT GRANT SIGHT SAVERS AMERICA 337 BUSINESS CIRCLE PELHAM AL 35124 300188234 501(C)(3) 59017 VISION PROGRAM, PRE-K FOLLOW UP EYE CARE PROGRAM, HEALTHCARE FOR THE UNDERSERVED HEALTH SERVICES CENTER PO BOX 1347 ANNISTON AL 36202 630993592 501(C)(3) 20425 HSC STRINGFELLOW HEPATITIS GRANT HISPANIC INTEREST COALITION OF ALABAMA 117 SOUTHCREST DRIVE BIRMINGHAM AL 35209 631225764 501(C)(3) 37915 IMPLEMENTING ACTIVITIES AND NEW CIVIC ENGAGMENT ORGANIZER, TO FOCUS ON A STATEWIDE MEDIA BUY IN SPANISH LANGUAGE MEDIA, CONTINUANCES OF CENSUS EFFORTS THROUGH THE END OF SEPTEMBER IMPACT ALABAMA 1901 6TH AVENUE NORTH SUITE 2400 BIRMINGHAM AL 35203 200850212 501(C)(3) 8929 FOCUS FIRST: A HIGH TECH VISION CARE JSU FOUNDATION THE ROCK HOUSE 700 PELHAM ROAD NORTH JACKSONVILLE AL 36265 590790962 501(C)(3) 20000 BIG IDEA GRANT - BREATHE EASIER LAKESIDE HOSPICE 4010 MASTERS ROAD PELL CITY AL 35125 631035850 501(C)(3) 32711 WE CANNOT CHANGE THE OUTCOME, BUT WE CAN AFFECT THE JOURNEY LINEVILLE CITY COUNCIL PO BOX 247 LINEVILLE AL 36266 636001310 501(C)(3) 10000 OPEN SPACES SACRED PLACES MCWANE SCIENCE CENTER 200 19TH STREET NORTH BIRMINGHAM AL 35203 581933712 501(C)(3) 10000 TO PURCHASE AN ALABAMA PRE-HISTORIC GIANT SLOTH MENTONE EDUCATIONAL RESOURCES FOUNDATION PO BOX 107 MENTONE AL 35984 631147880 501(C)(3) 22975 COVID-19 RELIEF FUND GRANT, THE BIG IDEA - PATHWAYS TO COMMUNITY NEVER SURRENDER PO BOX 1098 GADSDEN AL 35902 274313165 501(C)(3) 6300 FINANCIAL ASSISTANCE/CLIENT SERVICES PROGRAM, STANDARDS FOR EXCELLENCE, OPERATIONAL SUPPORT PIEDMONT HISTORICAL SOCIETY 130 NORTH CENTER AVENUE PIEDMONT AL 36272 630940258 501(C)(3) 6583 SOUTHERN RAILROAD DEPOT MUSEUM REVITALIZATION PROJECT PRESBYTERIAN HOME FOR CHILDREN PO BOX 577 TALLADEGA AL 35161 630307953 501(C)(3) 8113 TRANSITION TO ADULT LIVING, GENERAL SUPPORT, PROGRAM SUPPORT, IN MEMORY OF FELIX YARBORO PUBLIC LIBRARY OF ANNISTON AND CALHOUN COUNTY 108 E 10TH STREET ANNISTON AL 36201 631606283 501(C)(3) 8445 CHILDREN'S DEPARTMENT BREASTFEEDING UNIT ACQUISITION PROJECT, INTERNATIONAL PROJECT CANADA, ANNUAL DISTRIBUTION REACH OUT AND READ - ALABAMA 19 SOUTH JACKSON STREET MONTGOMERY AL 36104 630798492 501(C)(3) 7156 EARLY MATH BOOK COUNT SAMFORD UNIVERSITY OFFICE OF FINANCIAL AID 800 LAKESHORE DRIVE BIRMINGHAM AL 35229 630312914 501(C)(3) 20000 SAMFORD UNIVERSITY BULLDOG CLUB UNRESTRICTED USE, SAMFORD UNIVERSITY BULLDOG CLUB UNRESTRICTED USE FOR THE BASKETBALL PROGRAM SERVANTS IN FAITH AND TECHNOLOGY (SIFAT) 2944 COUNTY ROAD 113 LINEVILLE AL 36266 630776048 501(C)(3) 14198 OPEN SPACES SACRED PLACES, ADA ACCESS PROJECT, FOR GENERAL USE IN MEMORY OF A LOVING SISTER, BARBARA ANNE COSPER SMILE-A-MILE PO BOX 550155 BIRMINGHAM AL 35255 630907544 501(C)(3) 8364 PROGRAMS FOR FAMILIES IMPACTED BY CHILDHOOD CANCER, SMILE-A-MILE HOSPITAL OUTREACH PROGRAMMING FOR FAMILIES IMPACTED BY CHILDHOOD CANCER ST JOSEPH'S ON-THE-MOUNTAIN EPISCOPAL CHURCH PO BOX 161 MENTONE AL 35981 311629166 501(C)(3) 12450 COVID-19 RELIEF FUND GRANT, OPEN SPACES SACRED PLACES GRANT ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PLACE MEMPHIS TN 38105 620646012 501(C)(3) 5750 GENERAL SUPPORT, FOR PROGRAM EXPENSES ST MICHAEL'S MEDICAL CLINIC PO BOX 1884 ANNISTON AL 36202 825246184 501(C)(3) 41802 COVID-19 CARE PROGRAM, COVID-19 HEALTH FUND, THE CARE OF COVID-19 PATIENTS IN MEMORY OF TROY PAGE, HEALTHCARE FOR HTE UNDERSERVED, INDIGENT CARE VOICES FOR ALABAMA'S CHILDREN PO BOX 4576 MONTGOMERY AL 36103 582020321 501(C)(3) 21943 HTC COLLABORATIVE, EXTENSION OF SOCIAL MEDIA CAMPAIGN INTO MAY, AS WELL AS EXPAND THE SCOPE INTO ZIP CODES NOT PREVIOUSLY TARGETED YMCA OF COOSA VALLEY 100 WALNUT STREET GADSDEN AL 35901 630436456 501(C)(3) 31033 SUMMER CAMP SCHOLARSHIP PROGRAM, RISK TEEN BOXING PROGRAM, COVID-19 RELIEF FUND GRANT, PREVENTIVE RESTORATVIE HEALTH INITIATIVE PRIHI PHASE 2, CHILDCARE LEARNING PROGRAM TALLADEGA COLLEGE 627 W BATTLE STREET TALLADEGA AL 35160 630288870 501(C)(3) 7964 HALE WOODRUFF CONVERSATION VILLAGE - BIG IDEA GRANT, STRENGTHENING ORGANIZATIONAL CAPACITY TO PROVIDE AND DELIVER HEALTHCARE SERVICES TO STUDENTS TEACH FOR AMERICA INC 2301 1ST AVENUE NORTH SUITE 105 BIRMINGHAM AL 35203 133541913 501(C)(3) 40000 CENSUS OUTREACH THE ARC OF CALHOUN AND CLEBURNE COUNTIES 401 NOBLE STREET ANNISTON AL 36201 630749696 501(C)(3) 25954 COVID-19 RELIEF FUND GRANT, SUMMER DAY CAMP FOR CHILDREN, STANDARDS FOR EXCELLENCE THE CHURCH OF ST MICHAEL AND ALL ANGELS 1000 WEST 18TH STREET ANNISTON AL 36201 630366281 501(C)(3) 11000 COVID-19 RELIEF FUND GRANT, GENERAL USE, OPERATIONAL FUND THE COUNCIL ON AGING OF ETOWAH COUNTY INC 623 BROAD STREET GADSDEN AL 35901 630987267 501(C)(3) 14657 THE COUNCIL OF AGING DENTAL PROGRAM, COVID-19 RELIEF FUND GRANT, ETOWAH COUNTY GUARDIANSHIP MONITORING PROGRAM, STANDARDS FOR EXCELLENCE THE KID ONE TRANSPORT 3535 7TH COURT SOUTH BIRMINGHAM AL 35222 631165579 501(C)(3) 11875 TRANSPORTATION TO CARE IN NORTHEAST ALABAMA THE LEARNING TREE 415 CASTLE AVENUE ANNISTON AL 36205 630854115 501(C)(3) 49954 LEAP INITIATIVE THE SALVATION ARMY OF GADSDEN 114 NORTH 11TH STREET GADSDEN AL 35901 580660607 501(C)(3) 9500 COVID-19 RELIEF FUND GRANT, GENERAL USE UNION PRESBYTERIAN SEMINARY 3401 BROOK ROAD RICHMOND VA 23227 540506428 501(C)(3) 11643 ANNUAL DISTRIBUTION UNITED WAY OF CENTRAL ALABAMA INC PO BOX 320189 BIRMINGHAM AL 35232 630288846 501(C)(3) 7500 FOR THE USE OF THE 3 LOCAL FOOD BANKS UNITED WAY OF ETOWAH COUNTY PO BOX 1175 GADSDEN AL 35902 630375616 501(C)(3) 5047 COVID-19 RELIEF FUND GRANT, 2020 CENSUS - NUTRITION ASSISTANCE PARTNERSHIP, LONG TERM RECOVERY WEST ANNISTON FOUNDATION 800 CLYDESDALE AVENUE ANNISTON AL 36201 522362680 501(C)(3) 8468 COVID-19 RELIEF FUND GRANT, WELLNESS INTERVENTIONS INTEGRATING NUTRITION WHORTON BEND BAPTIST CHURCH 2820 WHORTON BEND ROAD GADSDEN AL 35901 630858158 501(C)(3) 24000 GENERAL USE, OPERATING FUND YMCA OF CALHOUN COUNTY PO BOX 1649 ANNISTON AL 36202 630332253 501(C)(3) 15038 ROCK STEADY BOXING HEALTH INITIATIVE, COVID-19 RELIEF FUND GRANT, UNRESTRICTED, PROGRAMS FOR WOMEN AND CHILDREN, GENERAL USE, FOR PROGRAM EXPENSES, ANNUAL DISTRIBUTION 63 SCHOLARSHIP/EDUCATION - AUBURN UNIVERSITY 8 22000 FMV SCHOLARSHIPS/EDUCATION SCHOLARSHIP/EDUCATION - JACKSONVILLE STATE UNIVERSITY 14 40500 FMV SCHOLARSHIPS/EDUCATION SCHOLARSHIP/EDUCATION - UNIVERSITY OF ALABAMA 4 9000 FMV SCHOLARSHIPS/EDUCATION FMV SCHOLARSHIPS/EDUCATION SCHOLARSHIP/EDUCATION - NORTH CAROLINA STATE UNIVERSITY 2 6000 FMV SCHOLARSHIPS/EDUCATION SCHOLARSHIPS/EDUCATION - EMORY UNIVERSITY 1 15000 FMV SCHOLARSHIPS/EDUCATION SCHOLARSHIPS/EDUCATION - JEFFERSON STATE COMMUNITY COLLEGE 2 10000 FMV SCHOLARSHIPS/EDUCATION PART I, LINE 2: THE FOUNDATION HAS A COMPREHENSIVE PROCESS TO REVIEW, EVALUATE AND CLOSE EACH GRANT AND SCHOLARSHIP AWARD. THE PROCESS INCLUDES: - A PROPOSAL PROCESS TO ENSURE THE REQUEST IS IN LINE WITH FOUNDATION OBJECTIVES. - A WRITTEN SET OF GUIDELINES AND APPLICATION FOR ALL GRANT OR SCHOLARSHIP DISTRIBUTIONS. - SCREENING AND TRAINING OF ALL EXTERNAL VOLUNTEERS WHO WILL ASSIST IN THE REVIEW PROCESS. - A LIST OF ALL SCHOLARSHIP AND BOARD VOLUNTEERS AND STAFF IS MAINTAINED BASED ON A 3-YEAR REVIEW OF DISQUALIFIED PERSONS. - ALL SCHOLARSHIP APPLICANTS MUST SIGN THAT THEY ARE NOT RELATED TO ANY DISQUALIFIED PERSON. - A RANKING FOR EACH GRANT AND SCHOLARSHIP POOL IS BASED ON THE REVIEWERS' SCORES OF THE AWARD'S OBJECTIVE. - BOARD OF TRUSTEES HAS EXCLUSIVE FINAL DECISION ON ALL AWARDS. - WRITTEN SUMMARY OF THE AWARD AND THE PARAMETERS TO SUSTAIN THE AWARD. - SCHOLARSHIPS ARE EXCLUSIVELY DISTRIBUTED TO THE HIGHER EDUCATION INSTITUTION. - RANDOM SITE-VISITS TO CONTINUE THE RELATIONSHIP AND REVIEW THE PROGRESS. - RENEGOTIATE SIGNIFICANT GRANT TERMS OR EXPENDITURES BASED ON RELEVANT CHANGES. - FINAL GRANT REPORT TO SATISFACTORILY CLOSE THE GRANT DEPENDING ON TIMEFRAME (1-3 YEARS). - ALL GRANT AND SCHOLARSHIP APPLICATIONS ARE MAINTAINED ELECTRONICALLY ACCORDING TO THE FOUNDATION'S DOCUMENT RETENTION POLICY. - ALL AWARDED GRANT AND SCHOLARSHIP DOCUMENTATION IS MAINTAINED AND SCANNED. MOREOVER, IN COMPLIANCE WITH THE PENSION PROTECTION ACT (2006), THE FOUNDATION EXERCISES FULL CONTROL OVER THE REVIEW AND SELECTION OF ALL SCHOLARSHIP RECIPIENTS WITH NO INDEPENDENT COMMITTEE DELEGATED TO PERFORM THIS ROLE. X X X X 0 0 0 0 0 0 0 0 0 JENNIFER S MADDOX PRESIDENT & CEO 141750 0 0 0 1200 0 9923 0 16710 0 169583 0 0 0 POTTS MARKETING GROUP LLC POTTS MARKETING GROUP, LLC IS OWNED BY TOM POTTS,IMMEDIATE PAST BOARD CHAIR 20475 FOUNDATION HIRED POTTS MARKETING GROUP, LLC FOR MARKETING PURPOSES. POTTS MARKETING GROUP, LLC WAS AWARDED THE CONTRACT IN A COMPETITIVE PROCESS. THE REQUEST FOR PROPOSAL FOR THE MARKETING PIECE WAS SENT TO TEN COMPANIES WITH FOUR COMPANIES RESPONDING. THERE WAS A SECOND MARKETING PIECE THAT WAS PART OF A COMPETITIVE PROCESS. THIS REQUEST FOR PROPOSAL WAS SENT TO THREE COMPANIES WITH TWO OF THEM RESPONDING. POTTS MARKEITNG GROUP, LLC WAS CHOSEN FOR THIS PROJECT BASED ON THEIR QUOTE BEING THE LOWEST FOR COMPARATIVE WORK AND BECAUSE THEY HAD MORE EXPERIENCE. 0 X 5 164130 FMV X OTHER MISC 1 5556 FMV 0 1 1 PART I, LINE 32B: THE FOUNDATION USES BROKERAGE SERVICES TO PROCESS/SELL SECURITIES RECEIVED AS CONTRIBUTIONS. WHEN A CONTRIBUTION IS RECEIVED SUCH AS A SECURITY, IT IS THEN SOLD AND CONVERTED TO CASH AND RECORDED AS CONTRIBUTION REVENUE BASED UPON THE QUOTED MARKET PRICE ON THE DATE OF THE DONATION. THE FOUNDATION'S POLICY IS TO SELL ALL DONATED NON-CASH ASSETS AS SOON AS POSSIBLE. THE FOUNDATION USES AN AUCTION COMPANY TO LIQUIDATE DONATED PERSONAL PROPERTY. FROM TIME TO TIME THE FOUNDATION RECEIVES SPECIALIZED PERSONAL PROPERTY THAT IT SELLS TO QUALIFIED & STRATEGIC BUSINESSES TO ACHIEVE A HIGHER VALUE THAN WHAT CAN BE REALIZED IN AN AUCTION. FORM 990, PART VI, SECTION A, LINE 2 JENNIFER S. MADDOX, PRESIDENT & CEO OF THE FOUNDATION, IS A MINORITY SHAREHOLDER IN A BOARD MEMBER'S (TOMMIE GOGGANS) COMPANY. FORM 990, PART VI, SECTION B, LINE 11B BOARD MEMBERS ARE PROVIDED COPIES PRIOR TO THE BOARD MEETING WHERE THE CEO, CFO AND ACCOUNTING FIRM PRESENT A COPY OF THE FORM 990 FOR DETAILED REVIEW BY THE ORGANIZATION'S BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION HAS A CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM THAT IS COMPLETED FOR ALL VOLUNTEERS AND STAFF REGARDLESS OF THE CAPACITY OF THEIR SERVICE. THE FORM INCLUDES A SIGNATURE THAT CONFIRMS THAT THEY HAVE READ AND WILL ADHERE TO THE POLICY. IN ADDITION, EVERY BOARD MEETING AND MOST COMMITTEE MEETINGS BEGIN WITH A REVIEW OF THE CONFLICT OF INTEREST POLICY AND ASKS EACH PARTICIPANT TO FULLY DISCLOSE ANY CONFLICT OR BIAS THAT THEY HAVE WITH ANY AGENDA ITEM. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION RECOMMENDATIONS ARE REVIEWED ANNUALLY BY THE BOARD OF TRUSTEES. THE REVIEW CONSISTS OF: 1) REVIEW BY THE FINANCE AND INVESTMENT COMMITTEE OF THE ACTUAL COMPENSATION BUDGETED COMPARED WITH THE PROPOSED AMOUNT 2) REVIEW OF ACTUAL COMPENSATION IN COMPARISON TO OTHER STAFF 3) OBSERVING COMPARABLE SALARY DATA FROM THE COUNCIL OF FOUNDATIONS, FOR OTHER FOUNDATIONS IN THE U.S. THE COMPENSATION APPROVAL IS DOCUMENTED IN THE BOARD MINUTES, AS WELL AS, THE RECOMMENDATION TO APPROVE IN COMMITTEE MINUTES. FORM 990, PART VI, SECTION C, LINE 18 THE FOUNDATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AT THE OFFICES OF THE FOUNDATION M-F 8 A.M. TO 5 P.M., AS WELL AS, ON THE FOUNDATION'S WEBSITE AND GUIDESTAR IN PDF FORMAT. THE FOUNDATION DOES NOT HAVE A COPY OF ITS FORM 1023. THE FOUNDATION TRIED TO OBTAIN A COPY FROM THE IRS BUT THE IRS HAS DESTROYED ALL RECORDS PRIOR TO 1940. THE FOUNDATION'S FORM 1023 IS DATED 1938. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE FOR PUBLIC INSPECTION AT THE OFFICES OF THE FOUNDATION M-F 8 A.M. TO 5 P.M. AND ON THE FOUNDATION'S WEBSITE AND GUIDESTAR IN PDF FORMAT. FORM 990, PART IX, LINE 24E TELEPHONE: PROGRAM SERVICE EXPENSES 15,739. MANAGEMENT AND GENERAL EXPENSES 3,027. FUNDRAISING EXPENSES 1,412. TOTAL EXPENSES 20,178. IN-KIND: PROGRAM SERVICE EXPENSES 19,444. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 19,444. UNREALIZED LOSS ON SPLIT-INTEREST AGREEMENT: PROGRAM SERVICE EXPENSES 18,319. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 18,319. PRINTING: PROGRAM SERVICE EXPENSES 7,022. MANAGEMENT AND GENERAL EXPENSES 2,898. FUNDRAISING EXPENSES 1,226. TOTAL EXPENSES 11,146. REPAIRS AND MAINTENANCE: PROGRAM SERVICE EXPENSES 5,372. MANAGEMENT AND GENERAL EXPENSES 2,066. FUNDRAISING EXPENSES 827. TOTAL EXPENSES 8,265. POSTAGE AND SHIPPING: PROGRAM SERVICE EXPENSES 5,197. MANAGEMENT AND GENERAL EXPENSES 770. FUNDRAISING EXPENSES 449. TOTAL EXPENSES 6,416. CONTINUING EDUCATION: PROGRAM SERVICE EXPENSES 2,208. MANAGEMENT AND GENERAL EXPENSES 912. FUNDRAISING EXPENSES 386. TOTAL EXPENSES 3,506. WEBSITE: PROGRAM SERVICE EXPENSES 630. MANAGEMENT AND GENERAL EXPENSES 260. FUNDRAISING EXPENSES 110. TOTAL EXPENSES 1,000. SECURITY MONITORING: PROGRAM SERVICE EXPENSES 431. MANAGEMENT AND GENERAL EXPENSES 122. FUNDRAISING EXPENSES 55. TOTAL EXPENSES 608. MISCELLANEOUS: PROGRAM SERVICE EXPENSES 382. MANAGEMENT AND GENERAL EXPENSES 158. FUNDRAISING EXPENSES 67. TOTAL EXPENSES 607. FORM 990, PART XII, LINE 2C THE FOUNDATION HAS NOT CHANGED EITHER THE OVERSIGHT OR SELECTION PROCESS SINCE THE PRIOR RETURN.