2021-02-09T11:32:11-06:00 2020-09-30 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2019-10-01 237088488 NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES NATI 2028332672 1130 CONNECTICUT AVENUE NW NO 10 WASHINGTON DC 20036 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 2028332672 2021-02-09 1 FRANK H SMITH P00639053 2022274000 2019 2022-09-23 18:48:47Z ADAM KRANTZ 1130 CONNECTICUT AVENUE NW NO 1050 WASHINGTON DC 20036 10953960 0 X WWW.NACWA.ORG X 1970 DC BE THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE A SUSTAINABLE APPROACH TO CLEAN WATER. 32 32 31 650 31500 -8567 42530 17280 7103654 6930833 136250 214475 51321 112147 7333755 7274735 20000 30000 0 0 4117473 4186966 0 0 0 2974343 2784813 7111816 7001779 221939 272956 7730740 8378244 2781284 3197306 4949456 5180938 NACWA PLAYS A PROMINENT ROLE IN CLEAN WATER LEGISLATION, REGULATION, AND LITIGATION. 0 0 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES (NACWA) IS THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. NACWA REPRESENTS THE COLLECTIVE INTERESTS OF AMERICA'S PUBLICLY OWNED WASTEWATER, STORM WATER, AND COLLECTION SYSTEM UTILITIES - DEDICATED PUBLIC SERVANTS AND TRUE ENVIRONMENTAL CHAMPIONS. FOR 50 YEARS, NACWA HAS BEEN A LEADING VOICE IN CONGRESS, AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY, IN THE MEDIA, AND IN THE COURTS. NACWA MAINTAINS A KEY ROLE IN THE DEVELOPMENT OF ENVIRONMENTAL LEGISLATION AND WORKS CLOSELY WITH FEDERAL REGULATORY AGENCIES IN THE IMPLEMENTATION OF SOUND ENVIRONMENTAL PROGRAMS. NACWA IS ALSO AN INVALUABLE RESOURCE FOR THE CLEAN WATER SECTOR THROUGH ITS CONFERENCES AND PEER-TO-PEER BEST PRACTICES SHARING. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 20 0 1 31 1 1 1 0 0 0 1 1 0 0 0 X 32 32 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ADAM KRANTZ 2028332672 1130 CONNECTICUT AVENUE NW NO 1050 WASHINGTON DC 20036 PAULA DANNENFELDT FORMER KEY EMPLOYEE, CAO - UNTIL 09/2019 37.50 X 445759 0 61211 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 37.50 X 367376 0 86613 CHRISTOPHER J HORNBACK DEPUTY CHIEF EXECUTIVE OFFICER 37.50 X 212816 0 67332 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 37.50 X 216501 0 59731 NATHAN GARDNER-ANDREWS CHIEF ADVOCACY OFFICER 37.50 X 204665 0 67039 AMANDA WATERS GENERAL COUNSEL - UNTIL 01/2020 37.50 X 206659 0 33989 GUNNAR GEHRMANN SR. DIRECTOR, INFORMATION 37.50 X 136134 0 53783 KELLY BROCATO WORK SR. DIR., MEMBER. DEV. & RETENTION 37.50 X 111001 0 49280 TINA KENIA SR. DIRECTOR, MEETINGS & CONFERENCES 37.50 X 111419 0 33971 KRISTINA SURFUS DIRECTOR, LEGISLATIVE AFFA 37.50 X 114869 0 19626 JASON ISAKOVIC DIRECTOR, LEGISLATIVE AFFA 37.50 X 110993 0 10413 TERRY LEEDS PRESIDENT 2.00 X X 0 0 0 KISHIA L POWELL VICE PRESIDENT 2.00 X X 0 0 0 THOMAS W SIGMUND TREASURER 2.00 X X 0 0 0 ENRIQUE C ZALDIVAR SECRETARY 2.00 X X 0 0 0 ROGER BAILEY DIRECTOR 1.00 X 0 0 0 JAY BERNAS DIRECTOR 1.00 X 0 0 0 LAURA BRIEFER DIRECTOR 1.00 X 0 0 0 RUDOLPH S CHOW DIRECTOR - UNTIL 09/2020 1.00 X 0 0 0 MICKEY CONWAY DIRECTOR 1.00 X 0 0 0 DAVID DENARD DIRECTOR 1.00 X 0 0 0 KYLE DREYFUSS-WELLS DIRECTOR 1.00 X 0 0 0 DAVID GADIS DIRECTOR - UNTIL 05/2020 1.00 X 0 0 0 MAMI HARA DIRECTOR 1.00 X 0 0 0 EDWARD G HENIFIN DIRECTOR - UNTIL 07/2020 1.00 X 0 0 0 STEVE HERSHNER DIRECTOR 1.00 X 0 0 0 BRIAN HOELSCHER DIRECTOR 1.00 X 0 0 0 SUSAN T HOLMES DIRECTOR - UNTIL 07/2020 1.00 X 0 0 0 SCOTT W JELLISON DIRECTOR - UNTIL 07/2020 1.00 X 0 0 0 CHARLOTTE KATZENMOYER DIRECTOR 1.00 X 0 0 0 HARLAN L KELLY DIRECTOR 1.00 X 0 0 0 ANDREW H KRICUN DIRECTOR - UNTIL 02/2020 1.00 X 0 0 0 WES KUCERA DIRECTOR 1.00 X 0 0 0 ANGELA LICATA DIRECTOR 1.00 X 0 0 0 SUE MCCORMICK DIRECTOR 1.00 X 0 0 0 OLUWOLE 'OJ' MCFOY DIRECTOR 1.00 X 0 0 0 JAMES A PARROTT DIRECTOR 1.00 X 0 0 0 GORDON PEDERSON DIRECTOR 1.00 X 0 0 0 SUSAN PEKAREK DIRECTOR 1.00 X 0 0 0 BRIAN PERKOVICH DIRECTOR 1.00 X 0 0 0 GREG RAMON DIRECTOR 1.00 X 0 0 0 CARLA A REID DIRECTOR 1.00 X 0 0 0 MARK S SANCHEZ DIRECTOR 1.00 X 0 0 0 JOSHUA SCHIMMEL DIRECTOR 1.00 X 0 0 0 MICHAEL P SLEVIN DIRECTOR 1.00 X 0 0 0 JOHN P SULLIVAN DIRECTOR 1.00 X 0 0 0 TODD SWINGLE DIRECTOR 1.00 X 0 0 0 DIANE TANIGUCHI-DENNIS DIRECTOR 1.00 X 0 0 0 LEISA THOMPSON DIRECTOR 1.00 X 0 0 0 2238192 0 542988 11 1 1 0 UNC AT CHAPEL HILL CB 3490 MCCOLL BUILDING CHAPEL HILL NC 27599 LEADERSHIP CENTER PROGRAM 363250 BARNES & THORNBURG LLP ONE NORTH WACKER DRIVE SUITE 4400 CHICAGO IL 60606 TARGETED ACTION FUND PROJECT WORK 157796 2 17280 17280 MEMBERSHIP DUES 900099 5928437 5928437 LEADERSHIP CENTER 900099 394450 394450 MEETING FEES 900099 305570 305570 SPONSORSHIPS 900099 302000 302000 PUBLICATION SALES 900099 376 376 6930833 130562 130562 3763138 3679225 83913 83913 83913 INSURANCE PROCEEDS 900099 72043 72043 JOB BOARD 900004 31500 31500 REBATES 900099 6345 6345 2259 2259 112147 7274735 6628833 31500 597122 30000 1463650 1915123 200578 402838 204777 262742 29484 42400 366473 70568 149258 197764 401025 35634 278156 160226 36436 UBIT TAX 250 SERVICE CONTRACTS 550154 DUES AND SUBSCRIPTIONS 87248 EDUCATION AND TRAINING 50401 66594 7001779 1112073 1187873 463897 262090 230918 105010 41621 65975 1494772 631924 976205 862848 4397348 5587367 334701 103796 173977 203285 7730740 8378244 759994 487373 851566 1245460 1169724 1464473 2781284 3197306 X 4933975 5151575 15481 29363 4949456 5180938 7730740 8378244 272956 -41474 0 X 0 1 X 1 0 0 0 1 6247717 189975 26973 216948 187431 29517 722157 113174 608983 118450 73614 44836 654165 445136 209029 862848 DEFERRED RENT AND LEASEHOLD INCENTIVES 1464473 1464473 X 7233261 -41474 -41474 7274735 0 7274735 7001779 0 7001779 0 7001779 PART X, LINE 2: NACWA EVALUATED ITS UNCERTAINTY IN INCOME TAXES, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 US WATER ALLIANCE PO BOX 65776 WASHINGTON DC 20035 262112661 501(C)(3) 20000 2020 MEMBERSHIP IN THE VALUE OF WATER COALITION WATER ENVIRONMENT FEDERATION 601 WYTHE STREET ALEXANDRIA VA 22314 530225129 501(C)(3) 10000 SUPPORT FOR SINGAPORE INTERNATIONAL WATER WEEK 2 0 PART I, LINE 2: FOR THE YEAR ENDED SEPTEMBER 30, 2020, NACWA ISSUED 'GRANTS', PER THE IRS' DEFINITION, TO VARIOUS ORGANIZATIONS AS MEMBERSHIP DUES AND SPONSORSHIPS OR TO HELP SUPPORT THE EXEMPT PURPOSE OF THE RECIPIENT ORGANIZATION. ACCORDINGLY, THE USE OF THE GRANT FUNDS WAS NOT DIRECTLY MONITORED UNDER ESTABLISHED CRITERION AS NO RESTRICTIONS WERE IMPOSED ON THE RECIPIENTS BY NACWA. X X X 1 0 0 PAULA DANNENFELDT FORMER KEY EMPLOYEE, CAO - UNTIL 09/2019 172134 0 0 0 273625 0 37033 0 24178 0 506970 0 0 0 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 305000 0 50000 0 12376 0 56000 0 30613 0 453989 0 0 0 CHRISTOPHER J HORNBACK DEPUTY CHIEF EXECUTIVE OFFICER 190000 0 15000 0 7816 0 37433 0 29899 0 280148 0 0 0 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 200642 0 15000 0 859 0 38224 0 21507 0 276232 0 0 0 NATHAN GARDNER-ANDREWS CHIEF ADVOCACY OFFICER 189665 0 15000 0 0 0 37350 0 29689 0 271704 0 0 0 AMANDA WATERS GENERAL COUNSEL - UNTIL 01/2020 191353 0 10000 0 5306 0 23027 0 10962 0 240648 0 0 0 GUNNAR GEHRMANN SR. DIRECTOR, INFORMATION 123757 0 9750 0 2627 0 24382 0 29401 0 189917 0 0 0 KELLY BROCATO WORK SR. DIR., MEMBER. DEV. & RETENTION 104186 0 5750 0 1065 0 20364 0 28916 0 160281 0 0 0 PART I, LINE 4A PAULA DANNENFELDT, FORMER CAO, RECEIVED A SEVERANCE PAYMENT OF $250,000 DURING THE CALENDAR YEAR ENDED DECEMBER 31, 2019. FORM 990, PART VI, SECTION A, LINE 6 NACWA IS A MEMBERSHIP BASED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A NACWA'S MEMBERS ELECT THE BOARD OF DIRECTORS WHO ARE SELECTED FROM WITHIN THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B NACWA'S MEMBERS APPROVE ANY CHANGES OR AMENDMENTS TO THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B NACWA'S FEDERAL FORM 990 IS INITIALLY REVIEWED BY THE CHIEF EXECUTIVE OFFICER AND THE CHIEF FINANCIAL OFFICER. IT IS THEN REVIEWED IN FINAL DRAFT FORM BY NACWA'S AUDIT COMMITTEE, AND THEN SUBMITTED TO NACWA'S FULL BOARD OF DIRECTORS FOR COMMENT BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONSISTENT WITH NACWA'S CONFLICT OF INTEREST POLICY, BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES MUST ANNUALLY COMPLETE A STATEMENT OF DISCLOSURE FORM. NACWA'S AUDIT COMMITTEE REVIEWS THE DISCLOSURE FORMS AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON HOW TO RESOLVE ANY POTENTIAL CONFLICT OF INTEREST DISCLOSED BY A BOARD MEMBER, OFFICER OR KEY EMPLOYEE. NACWA'S BOARD OF DIRECTORS CONSIDERS AND VOTES ON THE AUDIT COMMITTEE'S RECOMMENDATION. THIS ACTION IS DOCUMENTED IN THE BOARD OF DIRECTOR'S MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15 NACWA USES A SALARY ADMINISTRATION PROGRAM TO DEVELOP STAFF SALARY RANGES BASED ON CURRENT SALARY SURVEYS THAT REFLECT THE ASSOCIATION'S INDUSTRY, SIZE, AND LOCATION (THE SALARY RANGES ARE UPDATED ANNUALLY BY A THIRD-PARTY CONSULTANT). ALL NACWA STAFF SALARY RANGES AND PROPOSED SALARY INCREASES ARE REVIEWED AND ENDORSED BY NACWA'S EXECUTIVE COMMITTEE ANNUALLY. THE TERMS OF THE CEO'S EMPLOYMENT CONTRACT ARE REVIEWED AND NEGOTIATED BY NACWA'S EXECUTIVE COMMITTEE AND EXECUTED BY THE ASSOCIATION'S PRESIDENT UPON AUTHORIZATION BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 NACWA PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS TO THE PUBLIC UPON REQUEST.