2021-02-04T13:36:15-06:00 2020-03-31 420714325 RSM US LLP 9801 WASHINGTONIAN BLVD STE 500 GAITHERSBURG MD 20878 990 2019-04-01 521974904 TOBACCO-FREE KIDS ACTION FUND TOBA 2022965469 1400 I STREET NW NO 1200 WASHINGTON DC 20005 MATTHEW L MYERS PRESIDENT 2022965469 2021-02-04 1 WILLIAM E TURCO CPA P00369217 3012963600 2021-02-03 2019 2022-09-23 18:48:47Z MATTHEW L MYERS 1400 I STREET NW NO 1200 WASHINGTON DC 20005 21652641 0 X WWW.TOBACCOFREEACTION.ORG X 1996 DC PROMOTE SOCIAL WELFARE BY EDUCATING THE PUBLIC AND CONDUCTING ADVOCACY CONCERNING THE NEED FOR PUBLIC POLICIES TO PROTECT CHILDREN FROM TOBACCO PRODUCTS. 14 13 93 18 0 0 25992736 20478796 0 0 78066 127550 6000 2000 26076802 20608346 9781319 11376560 0 0 3889917 5699441 0 0 69220 5596242 20764359 19267478 37840360 6809324 -17232014 47070532 54351373 2113080 26559434 44957452 27791939 PROMOTE SOCIAL WELFARE BY EDUCATING THE PUBLIC AND CONDUCTING ADVOCACY CONCERNING THE NEED FOR PUBLIC POLICIES TO PROTECT CHILDREN FROM TOBACCO PRODUCTS. 0 0 18762009 10266548 INTERNATIONAL PROGRAMS:MANAGED AN INTERNATIONAL PROGRAM TO SUPPORT THE ADOPTION OF STRATEGIES TO REDUCE THE CONSUMPTION OF TOBACCO GLOBALLY; STAFF MANAGE AN INTERNATIONAL GRANT PROGRAM THAT PROVIDES FUNDS TO ORGANIZATIONS IN LOW AND MIDDLE-INCOME COUNTRIES TO ADOPT AND IMPLEMENT TOBACCO CONTROL LAWS, REGULATIONS, POLICIES AND PROGRAMS, INCLUDING TAX AND PRICE MEASURES, ADVERTISING BANS, CONSUMER WARNINGS AND SMOKE-FREE WORKPLACES AND PUBLIC PLACES LAWS; AND PROVIDED ASSISTANCE TO GRANTEE AND PARTNER ORGANIZATIONS IN STRATEGY DEVELOPMENT, CAMPAIGN IMPLEMENTATION, COMMUNICATIONS AND MEDIA OUTREACH, POLICY RESEARCH AND LEGAL DRAFTING AND ANALYSIS. 18243240 1110012 (DOMESTIC) ADVOCACY/ COMMUNICATIONS/ RESEARCH/ YOUTH SERVICES:SUPPORTED THE U.S. DEPARTMENT OF JUSTICE'S CIVIL LAWSUIT AGAINST THE MAJOR TOBACCO COMPANIES; ADVOCATED FOR FUNDING FOR TOBACCO PREVENTION AND TOBACCO CESSATION PROGRAMS AS WELL AS EXPANDED INSURANCE COVERAGE FOR CESSATION SERVICES; CONTINUED TO SUPPORT IMPLEMENTATION OF THE FOOD AND DRUG ADMINISTRATION'S AUTHORITY OVER TOBACCO PRODUCTS; PLANNED AND IMPLEMENTED STATE-WIDE ADVOCACY CAMPAIGNS THAT HOLD ELECTED OFFICIALS ACCOUNTABLE FOR TOBACCO ISSUES, PROMOTE THE PROVEN SOLUTIONS THAT REDUCE TOBACCO USE AND GENERATE VOTER SUPPORT FOR INITIATIVES THAT ADVANCE TOBACCO-CONTROL. 387788 GLOBAL ADVOCACY INCUBATOR:AN INTERNATIONAL PROGRAM THAT MANAGES A UNIT THAT TRAINS AND ADVISES OTHER ORGANIZATIONS ON THE CONDUCT OF HEALTH POLICY CAMPAIGNS IN LOW AND MIDDLE INCOME COUNTRIES. 37393037 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 X 65 0 1 93 1 0 1 CH 0 0 1 1 0 0 0 X 14 13 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 AL AR CA CT FL GA IL KS KY MA MD MS MN NC NJ NH NM NY OK OR PA RI SC TN UT VA WI WV AK HI ND X JACQUELINE M BOLT 2022965469 1400 I STREET NW NO 1200 WASHINGTON DC 20005 WILLIAM D NOVELLI BOARD CHAIR 1.00 1.00 X X 0 0 0 CHRISTOPHER CONLEY FINANCE COMMITTEE CHAIR 1.00 1.00 X 0 0 0 JONAH SHACKNAI DEVELOPMENT COMMITTEE 1.00 1.00 X 0 0 0 BEVERLY J MAY DEVELOPMENT COMMITTEE 1.00 1.00 X 0 0 0 DOUG ULMAN DIRECTOR 1.00 1.00 X 0 0 0 EILEEN HOWARD BOONE DIRECTOR 1.00 1.00 X 0 0 0 NANCY BROWN DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL MOORE DIRECTOR 1.00 1.00 X 0 0 0 DR BECHARA CHOUCAIR MD MS DIRECTOR 1.00 1.00 X 0 0 0 GARY M REEDY DIRECTOR 1.00 1.00 X 0 0 0 SARAH RYAN DIRECTOR 1.00 1.00 X 0 0 0 SARA KAY DIRECTOR 1.00 1.00 X 0 0 0 TIM RIESTER DIRECTOR 1.00 1.00 X 0 0 0 MATTHEW MYERS PRESIDENT 15.00 25.00 X X 113928 188486 51559 JACQUELINE BOLT VP, FINANCE & ADMIN., TREA 16.00 24.00 X 89862 138632 49531 DANIEL MCGOLDRICK VP, BI INCUBATOR/OBESITY 1.00 39.00 X 5646 225364 53865 VINCENT WILLMORE VP, COMMUNICATIONS 9.00 31.00 X 51349 178968 33509 YOLONDA RICHARDSON EVP, GLOBAL PROGRAMS 9.00 31.00 X 62542 225824 60319 ANNE FORD VP, FEDERAL RELATIONS 18.00 22.00 X 97964 119831 46046 KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 3.00 37.00 X 12254 159655 42155 DARWIN SHERWIN VP, STATE ISSUES 16.00 24.00 X 69242 105124 52167 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 26.00 14.00 X 167414 90249 37601 PATRICIA SOSA DIR, LATIN AFFAIRS 13.00 27.00 X 66465 137238 43132 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 23.00 17.00 X 109647 85136 38862 DENNY HENIGAN VP, LEGAL & REGULATORY AFFAIRS 4.00 36.00 X 18984 170860 54305 HOLLY WONG DIR, BP OBESITY 12.00 28.00 X 63080 143076 36485 928377 1968443 599536 3 0 1 0 BULLY PULPIT INTERACTIVE LLC 1445 NEW YORK AVE NW 5TH FLOOR WASHINGTON DC 20005 ADVOCACY SERVICES 3084642 SKDKNICKERBOCKER LLC 1150 18TH ST NW SUITE 800 WASHINGTON DC 20036 ADVOCACY SERVICES 1658530 THIES AND GRENELLLLC 214 N 11TH ST-3W BROOKLYN NY 11211 ADVOCACY SERVICES 1370470 GMMB 3050 K STREET NW SUITE 100 WASHINGTON DC 20007 ADVOCACY SERVICES 406112 TRAMUTOLA LLC 191 RIDGEWAY AVE OAKLAND CA 94611 ADVOCACY SERVICES 132250 10 20478796 20478796 125544 125544 1046301 1044295 2006 2006 2006 OTHER REVENUE 900099 2000 2000 2000 20608346 0 0 129550 X 1110012 1110012 10266548 10266548 725951 662529 40895 22527 3864651 3702663 145597 16391 312647 298068 13104 1475 446984 425481 19476 2027 349208 336087 11759 1362 70832 45397 25435 25378 25378 2101703 2101703 11176 11176 3829788 3825505 4283 111606 79682 25489 6435 125708 114527 7868 3313 414110 363245 35794 15071 555344 549836 5508 700025 700025 PUBLIC SVCS/MEDIA 12438872 12438872 RESEARCH 253247 253247 OTHER EXPENSES 126570 119610 6341 619 37840360 37393037 378103 69220 25779154 50559146 16993000 28372 41800 1204540 559470 3065466 3190957 47070532 54351373 615801 1586882 24456967 1497279 515585 2113080 26559434 X 5602752 8309923 39354700 19482016 44957452 27791939 47070532 54351373 -17232014 66501 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 0 DUE TO RELATED ORGANIZATION 515585 515585 X 20663671 66501 66501 20597170 11176 11176 20608346 37829184 0 37829184 11176 11176 37840360 PART X, LINE 2: THE ACTION FUND IS EXEMPT, UNDER SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE, FROM FEDERAL INCOME TAX, EXCEPT FOR TAX ON UNRELATED BUSINESS INCOME. THERE WAS NO FEDERAL INCOME TAX EXPENSE DURING THE YEARS ENDED MARCH 31, 2020 AND 2019. MANAGEMENT EVALUATED THE ACTION FUND'S TAX POSITIONS AND CONCLUDED THAT THE ACTION FUND HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. GENERALLY, THE ACTION FUND IS NO LONGER SUBJECT TO TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2017. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 820620 EAST ASIA AND THE PACIFIC 1 9 GRANTS TO RECIPIENTS LOCATED IN REGION 3319009 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 146458 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 423845 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 228445 SOUTH AMERICA 0 1 GRANTS TO RECIPIENTS LOCATED IN REGION 2986467 SOUTH ASIA 0 6 GRANTS TO RECIPIENTS LOCATED IN REGION 1773538 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 568166 1 16 0 0 1 16 10266548 0 10266548 SOUTH AMERICA TOBACCO CONTROL GRANT 34436 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 25000 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 80417 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 73557 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 51861 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 50000 WIRE SUB-SAHARAN AFRICA GLOGAL HEALTH GRANT 32428 WIRE SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 27210 WIRE NORTH AMERICA TOBACCO CONTROL GRANT 220000 WIRE NORTH AMERICA TOBACCO CONTROL GRANT 203845 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 20000 WIRE CENTRAL AMERICA AND THE CARIBBEAN TOBACCO CONTROL GRANT 50626 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 20000 WIRE CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 265882 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 11630 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 22174 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 101961 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 96469 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 62785 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 30002 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 118750 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 55000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 59128 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 46536 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 100000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 9975 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 58500 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 127904 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 9780 WIRE EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 36250 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 65224 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 71304 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 32260 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 102235 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 25000 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 20740 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 7260 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 106600 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 18853 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) TOBACCO CONTROL GRANT 47500 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 132220 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) GLOBAL HEALTH GRANT 98958 WIRE SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 391618 WIRE SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 94630 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 94401 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 137892 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 12650 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 103509 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 117890 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 8000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 14273 WIRE EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 69885 WIRE EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 149407 WIRE SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 21000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 19500 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 40000 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 25589 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 11194 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 40000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 102927 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 9483 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 87475 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 105855 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 71414 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 8738 WIRE SOUTH AMERICA GLOBAL HEALTH GREANT 953687 WIRE SOUTH AMERICA GLOBAL HEALTH GREANT 387875 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 247916 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 66667 WIRE SOUTH AMERICA GLOGAL HEALTH GRANT 182182 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 81250 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 29296 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 65000 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 20001 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 13385 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 20328 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 78975 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 76667 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 81250 WIRE CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 345862 WIRE CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 138250 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 109500 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 50925 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 169999 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 16722 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 67010 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 164500 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 219641 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 100424 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 50014 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 100241 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 75106 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 40173 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 42888 WIRE SOUTH ASIA GLOBAL HEALTH GRANT 50040 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 29992 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 62500 WIRE CENTRAL AMERICA AND THE CARIBBEAN TOBACCO CONTROL GRANT 20000 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 15000 WIRE SOUTH AMERICA GLOBAL HEALTH GRANT 94412 WIRE SOUTH AMERICA GLOBAL HEALTH GRANT 727222 WIRE SOUTH AMERICA GLOBAL HEALTH GRANT 84008 WIRE SOUTH AMERICA GLOBAL HEALTH GRANT 132398 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 12500 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 50680 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 33333 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 265821 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 50000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 50940 WIRE SOUTH AMERICA GLOBAL HEALTH GRANT 5331 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 16272 WIRE 111 0 0 0 0 0 0 PART I, LINE 2: THE TOBACCO-FREE KIDS ACTION FUND (TFKAF) INTERNATIONAL GRANTS SUPPORT NON-LOBBYING AND LOBBYING ACTIVITIES OF NON-GOVERNMENTAL AND CIVIL SOCIETY ORGANIZATIONS WORKING TO HELP PASS, IMPLEMENT AND ENFORCE TOBACCO CONTROL POLICIES IN LOW- AND MIDDLE-INCOME FOREIGN COUNTRIES. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE ACTION FUND MAINTAINS THE FOLLOWING POLICIES & PROCEDURES: - THE ACTION FUND DOES A CAREFUL PROGRAMMATIC AND FINANCIAL REVIEW OF ALL GRANT APPLICANTS AND PROPOSALS TO ENSURE THAT PROJECT OBJECTIVES AND ACTIVITIES ARE IN LINE WITH TFKAF GOALS AND FIT WITHIN THE APPLICANT ORGANIZATION'S CAPACITY AND EXPERIENCE. - THE ACTION FUND DOES NOT FUND ANY GRANT ACTIVITIES THAT MIGHT INCLUDE SUPPORTING OR OPPOSING CANDIDATES FOR ELECTED OFFICE. - THE ACTION FUND REQUIRES DETAILED INFORMATION FROM EACH GRANT APPLICANT SO THAT IT CAN FOLLOW THE U.S. DEPARTMENT OF THE TREASURY ANTI-TERRORIST FUNDING GUIDELINES REGARDING CHARITABLE GRANTS TO FOREIGN ENTITIES OR INDIVIDUALS. AMONG OTHER THINGS, THE ACTION FUND ENSURES, PRIOR TO ISSUING ANY GRANT, THAT NEITHER THE RECIPIENT ORGANIZATION NOR ANY OF ITS DIRECTORS, TOP EXECUTIVE STAFF, MAJOR FUNDERS OR MAJOR RECIPIENTS OF ORGANIZATION GRANTS ARE LISTED ON ANY OF THE MAJOR DATABASES OF PERSONS AND ORGANIZATIONS LINKED WITH TERRORISM. - THE INTERNATIONAL GRANT AGREEMENTS, THEMSELVES, CONTAIN SPECIFIC PROVISIONS TO PROTECT AGAINST GRANT FUNDS BEING USED TO SUPPORT TERRORIST ORGANIZATIONS OR ACTIVITIES, TO SUPPORT OR OPPOSE ANY CANDIDATES FOR POLITICAL OFFICE, OR IN VIOLATION OF ANY APPLICABLE LAWS. - EXCEPT FOR SOME RELATIVELY SMALL GRANTS WITH SHORT TIME FRAMES, THE ACTION FUND BREAKS UP ITS PAYMENT OF THE TOTAL GRANT AMOUNTS INTO INSTALLMENT PAYMENTS TO HELP ENSURE COMPLIANCE WITH THE GRANT AGREEMENTS AND SO THAT THE ENTIRE GRANT AMOUNTS ARE NEVER AT RISK OF IMPROPER USE OR DIVERSION. THE ACTION FUND ALSO REQUIRES INTERIM REPORTS, INCLUDING FINANCIAL REPORTING, THAT MUST BE RECEIVED AND APPROVED TO ENSURE PROPER USE OF RECEIVED GRANT FUNDS BEFORE ADDITIONAL INSTALLMENT PAYMENTS ARE MADE. AS PART OF THE FINANCIAL REPORTING, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT ANNUAL FINANCIAL STATEMENTS AND/OR AUDIT DOCUMENTS. - FOR LARGER GRANTS, THE ACTION FUND UNDERTAKES SITE VISITS, AS WELL, TO ENSURE THE PROPER USE OF GRANT FUNDS, TO CHECK THE INTERNAL FINANCIAL CONTROL SYSTEMS OF THE RECIPIENT ORGANIZATIONS, AND TO ENGAGE IN OTHER OVERSIGHT AND SUPPORT ACTIVITIES. - AT THE CONCLUSION OF ALL GRANTS, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS, WHICH ARE ANALYZED TO ENSURE THAT ALL GRANT ACTIVITIES HAVE BEEN COMPLETED, ALL FUNDS HAVE BEEN EXPENDED AND EXPENDED IN ACCORDANCE WITH U.S. GOVERNMENT AND LOCAL GOVERNMENT REGULATIONS AND RESTRICTIONS, AND ALL OTHER REQUIREMENTS HAVE BEEN FULFILLED UNDER THE TERMS OF THE GRANT. PART III ACCOUNTING METHOD: 1 NAACP NEW YORK STATE CONFERENCE 44 WALL STREET SUITE 604 NEW YORK NY 10005 131084135 501(C)(3) 50000 TOBACCO CONTROL GRANT HEALTH RESOURCES IN ACTION 2 BOYLSTON STREET FOURTH FLOOR BOSTON MA 02116 042229839 501(C)(3) 299199 TOBACCO CONTROL GRANT PARENTS AGAINST VAPING E-CIGARETTES INC 105 W 86TH STREET 360 NEW YORK NY 10025 832367563 501(C)(4) 160813 TOBACCO CONTROL GRANT NO ON C SAN FRANCISCO VS BIG TOBACCO 1 SUTTER STRET SUITE 225 SAN FRANCISCO CA 94104 822716962 501(C)(4) 600000 TOBACCO CONTROL GRANT 2 2 PART I, LINE 2: THE TOBACCO-FREE KIDS ACTION FUND (TFKAF) PROVIDES GRANTS TO 501(C)(3) AND 501(C)(4) NONPROFITS IN THE UNITED STATES THROUGH BOTH GENERAL-PURPOSE AND PROJECT-SPECIFIC GRANTS, AND ALSO SOMETIMES MAKES CONTRIBUTIONS TO STATE OR LOCAL BALLOT MEASURE COMMITTEES. EXCEPT FOR THE CONTRIBUTIONS TO BALLOT MEASURE COMMITTEES, GRANTS ARE GIVEN ONLY TO ORGANIZATIONS THAT TFKAF HAS WORKED WITH IN THE PAST AND WILL CONTINUE TO BE WORKING WITH ON AN ONGOING BASIS. THIS FAMILIARITY WITH GRANT RECIPIENTS, AND THE CONTINUING WORKING RELATIONSHIPS, MAKES GRANT OVERSIGHT MUCH EASIER AND MORE DIRECT. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE ACTION FUND ALSO MAINTAINS THE FOLLOWING POLICIES & PROCEDURES. TFKAF GENERALLY MAKES GRANTS TO SECTION 501(C)(3) AND 501(C)(4) NONPROFITS THAT ITS REGIONAL ADVOCACY DIRECTORS HAVE WORKED WITH IN THE PAST AND ANTICIPATE WORKING WITH IN THE FUTURE.. MOST OF THE GRANTS DISTRIBUTED TO U.S. SECTION 501 (4) ENTITIES HAVE A CLAW-BACK PROCEDURE. EACH FORMAL GRANT PROPOSAL IS SUBMITTED ON FORMS PROVIDED BY TFKAF THAT REQUIRE DETAILED INFORMATION TO ALLOW FOR A CAREFUL EVALUATION OF THE GRANT PROPOSAL AND THE RECIPIENTS ABILITY TO USE THE GRANT FUNDS EFFECTIVELY, AS WELL AS FORMAL CONFIRMATION OF THE APPLICANT'S 501(C)(3) OR 501(C)(4) STATUS. GRANT REQUESTS ARE EVALUATED BY THE REGIONAL ADVOCACY DIRECTORS, THE VICE-PRESIDENT FOR STATE ISSUES AND OTHER RELEVANT TFKAF STAFF, SOMETIMES IN CONSULTATION WITH OTHERS FAMILIAR WITH THE APPLICANT OR THE PROPOSAL'S SUBJECT. AFTER CLARIFYING ANY ISSUES RAISED RELATING TO A PROPOSAL, INCLUDING POSSIBLE REVISIONS TO THE PROPOSAL, THOSE REVIEWING THE PROPOSALS RECOMMEND WHETHER OR NOT THE GRANT SHOULD BE MADE. THE PROPOSALS AND RELATED GRANT DOCUMENTS FOR RECOMMENDED GRANTS ARE REVIEWED BY THE TFKAF VICE PRESIDENT FOR STATE ISSUES, GENERAL COUNSEL, AND VICE PRESIDENT FOR FINANCE & ADMINISTRATION. UPON THEIR APPROVAL, THE GRANT AGREEMENT DOCUMENT IS SUBMITTED TO TFKAF'S PRESIDENT FOR FINAL APPROVAL AND SIGNATURE. AFTER THE CHECK IS DISBURSED, THE RELEVANT ACTION FUND REGIONAL ADVOCACY DIRECTOR WORKS WITH THE GRANTEE ON AN ONGOING BASIS TO CONFIRM THAT THE GRANT FUNDS ARE USED CONSISTENTLY WITH THE GRANT AGREEMENT. THE GENERAL PURPOSE GRANT LETTERS PROVIDE THAT THE FUNDS MAY BE USED ONLY FOR ACTIVITIES 501(C)(4) NONPROFITS MAY LEGALLY ENGAGE IN AND MUST BE USED EITHER FOR GENERAL PURPOSE OF PREVENTING AND REDUCING TOBACCO USE OR ITS HARMS OR FOR ONLY FOR THE SPECIFIED PROJECT. X X X 0 0 0 0 0 0 0 0 0 MATTHEW MYERS PRESIDENT 110669 183093 0 0 3259 5393 9494 15706 10650 17619 134072 221811 0 0 JACQUELINE BOLT VP, FINANCE & ADMIN., TREA 89395 137912 0 0 467 720 8418 12987 14624 21746 112904 173365 0 0 DANIEL MCGOLDRICK VP, BI INCUBATOR/OBESITY 5578 222660 0 0 68 2704 523 20882 912 36362 7081 282608 0 0 VINCENT WILLMORE VP, COMMUNICATIONS 51082 178047 0 0 267 921 4638 16165 3331 11609 59318 206742 0 0 YOLONDA RICHARDSON EVP, GLOBAL PROGRAMS 62150 224409 0 0 392 1415 5465 19735 8878 32054 76885 277613 0 0 ANNE FORD VP, FEDERAL RELATIONS 97151 118838 0 0 813 993 8953 10952 12528 15327 119445 146110 0 0 KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 12194 158879 0 0 60 776 1131 14737 1977 25758 15362 200150 0 0 DARWIN SHERWIN VP, STATE ISSUES 68904 104611 0 0 338 513 6439 9774 14907 22632 90588 137530 0 0 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 165137 89021 0 0 2277 1228 15041 8108 11339 6112 193794 104469 0 0 PATRICIA SOSA DIR, LATIN AFFAIRS 65876 136021 0 0 589 1217 6092 12579 9849 20336 82406 170153 0 0 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 109108 84717 0 0 539 419 10057 7809 13267 10299 132971 103244 0 0 DENNY HENIGAN VP, LEGAL & REGULATORY AFFAIRS 18466 166222 0 0 518 4638 1755 15731 4176 36444 24915 223035 0 0 HOLLY WONG DIR, BP OBESITY 62231 141153 0 0 849 1923 5816 13192 6821 15470 75717 171738 0 0 PART I, LINE 3 EXECUTIVE COMPENSATION: THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE THAT IS COMPRISED OF FOUR BOARD MEMBERS WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE COMPENSATION COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS TO THE BOARD ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. THE BOARD ALSO REVIEWS THE SALARIES OF THE EXECUTIVE MANAGEMENT TEAM. THE PRESIDENT REVIEWS THE EXECUTIVE MANAGEMENT TEAM'S PERFORMANCE AND COMPENSATION AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON THEIR SALARY INCREASES BASED ON THE AVERAGE RATE OF INFLATION. PERIODICALLY, THE COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM IS REVIEWED TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. WE ALSO USE COMPENSATION SURVEYS TO REVIEW STAFF SALARIES. FORM 990, PART V, LINE 2B: PURSUANT TO A WRITTEN COST-SHARING AGREEMENT, THE TOBACCO-FREE KIDS ACTION FUND SHARES EMPLOYEES WITH THE CAMPAIGN FOR TOBACCO-FREE KIDS ("CFTFK," EIN: 52-1969967), AN IRC SECTION 501(C)(3) ORGANIZATION. UNDER THE AGREEMENT, THE TOBACCO-FREE KIDS ACTION FUND REIMBURSES CFTFK FOR ALL COSTS RELATED TO THE EMPLOYEE'S WORK ON ITS BEHALF, INCLUDING RELATED TAXES. CFTFK, AS THE COMMON PAYMASTER, SUBMITS ALL TAX FILINGS FOR THE SHARED EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES ARE AUTHORIZED TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE & ADMINISTRATION STAFF, IN CONSULTATION WITH OUR OUTSIDE ACCOUNTING FIRM, PREPARES THE 990 FORM EACH YEAR. ONCE IT IS COMPLETED AND APPROVED BY THE VICE-PRESIDENT FOR FINANCE & ADMINISTRATION AND THE PRESIDENT, IT IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS (WHICH INCLUDES THE TREASURER) AND TO THE FULL BOARD OF DIRECTORS ALONG WITH KEY UNDERLYING DATA AND RECORDS. THE FINANCE COMMITTEE AND BOARD ARE GIVEN READY ACCESS TO RELEVANT STAFF AS WELL AS THE ACCOUNTING FIRM IN THE EVENT THAT THE COMMITTEE HAS QUESTIONS OR WANTS TO REVIEW ANY DATA OR RECORDS THAT WERE NOT INITIALLY PROVIDED. FORM 990, PART VI, SECTION B, LINE 12C TOBACCO-FREE KIDS ACTION FUND HAS A FORMAL, WRITTEN CONFLICT OF INTEREST POLICY FOR STAFF AND BOARD THAT IS PERIODICALLY REVIEWED AND, AS NEEDED, UPDATED AND REVISED. THE WRITTEN POLICY IS PERIODICALLY DISTRIBUTED TO ALL STAFF AND BOARD MEMBERS, AND ALWAYS DISTRIBUTED WHEN ANY SIGNIFICANT CHANGES ARE MADE. ALL NEW STAFF MEMBERS AND NEW BOARD MEMBERS ARE GIVEN A COPY OF THE WRITTEN CONFLICTS OF INTEREST POLICY, AND IT IS AVAILABLE ON THE CAMPAIGN'S INTERNAL COMPUTER NETWORK. THE CONFLICT OF INTEREST POLICY CLEARLY STATES THAT STAFF AND BOARD MUST DISCLOSE ANY OF THEIR EXISTING OR PLANNED ACTIVITIES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST AND THAT THE CAMPAIGN RESERVES THE RIGHT TO TAKE ANY REASONABLE ACTION TO RESOLVE A CONFLICT SITUATION, INCLUDING THE POSSIBLE TERMINATION OF AN EMPLOYEE AND/OR BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE THAT IS COMPRISED OF FOUR BOARD MEMBERS WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE COMPENSATION COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS TO THE BOARD ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. THE BOARD ALSO REVIEWS THE SALARIES OF THE EXECUTIVE MANAGEMENT TEAM. THE PRESIDENT REVIEWS THE EXECUTIVE MANAGEMENT TEAM'S PERFORMANCE AND COMPENSATION AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON THEIR SALARY INCREASES BASED ON THE AVERAGE RATE OF INFLATION. PERIODICALLY, THE COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM IS REVIEWED TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. WE ALSO USE COMPENSATION SURVEYS TO REVIEW STAFF SALARIES. FORM 990, PART VI, SECTION C, LINE 19 ORGANIZATION MAKES THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE BY PUBLIC FILING AND/OR BY REQUEST. FORM 990, PART IX, LINE 11G PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 3,825,505. MANAGEMENT AND GENERAL EXPENSES 4,283. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,829,788. CAMPAIGN FOR TOBACCO FREE KIDS 1400 I STREET NW STE 1200 WASHINGTON DC 20005 521969967 PUBLIC HEALTH SERVICES DC 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 CAMPAIGN FOR TOBACCO-FREE KIDS N 331168 FMV CAMPAIGN FOR TOBACCO-FREE KIDS O 5399439 FMV CAMPAIGN FOR TOBACCO-FREE KIDS Q 3440508 FMV