2021-12-20T16:34:26-06:00 2021-06-30 930623286 ALDRICH CPAS AND ADVISORS LLP 7676 HAZARD CENTER DRIVE STE 1300 SAN DIEGO CA 92108 990 2020-07-01 832300241 CAL POLY POMONA PHILANTHROPIC FOUNDATION CALP 9098693419 3801 WEST TEMPLE AVENUE POMONA CA 91768 DOUG NELSON CHIEF OPERATING OFFICER 9098693419 2021-12-06 1 DOUG NELSON 999009999 ELSA A ROMERO P00485021 6198104940 2021-12-06 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z DOUG NELSON 3801 WEST TEMPLE AVENUE POMONA CA 91768 231137262 0 X HTTPS://WWW.CPP.EDU/PHILANTHROPY X 2018 CA TO PROMOTE, SECURE AND STEWARD PRIVATE SUPPORT FOR THE UNIVERSITY. 26 20 0 1430 0 0 155600220 50117395 88181 55399 2133931 35326228 -336330 -182819 157486002 85316203 3085287 3119440 0 0 0 1042320 0 0 0 3871421 2913520 6956708 7075280 150529294 78240923 154737366 233690764 2010744 1547698 152726622 232143066 X TO SUPPORT AND ADVANCE THE MISSION OF CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA. TO FULFILL ITS MISSION, THE PHILANTHROPIC FOUNDATION PROMOTES, SECURES AND STEWARDS PRIVATE SUPPORT FOR THE UNIVERSITY THROUGH THE RECEIPT AND MANAGEMENT OF GIFT ASSETS, INCLUDING ENDOWMENT AND PROGRAM FUNDS. 0 0 3125547 210394 CREATION OF NEW ENDOWED FUNDS: NEW ENDOWED FUNDS ARE CREATED WHEN A DONOR PROVIDES A MINIMUM OF $50,000 OF FUNDING TOWARDS A SPECIFIC PROJECT OR SCHOLARSHIP. THE DONOR STIPULATES, AND THE FOUNDATION AGREES THAT THE ORIGINAL AMOUNT OF THE CONTRIBUTION WILL BE INVESTED AND A CERTAIN PERCENTAGE OF THE GIFT FUNDS WILL BE SPENT EACH YEAR. 2126494 2126494 SCHOLARSHIPS: SCHOLARSHIPS PROVIDE FINANCIAL SUPPORT FOR QUALIFIED STUDENTS. RECIPIENTS ARE SELECTED BASED ON CRITERIA ESTABLISHED BY THE DONOR. THAT COULD INCLUDE DEMONSTRATED FINANCIAL NEED OR FOR THOSE WITH A CERTAIN GPA WITHIN A PARTICULAR AREA OF STUDY. 782552 782552 55399 STUDENT SUPPORT: SUPPORT COMES IN MANY FORMS INCLUDING EQUIPMENT USED IN LAB CLASSES, SUPPLIES NEEDED IN A CLASSROOM, AND TRAVEL EXPENSES RELATED TO CONFERENCES AND SEMINARS. 6034593 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 1 X 57 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 26 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X CAL POLY POMONA FOUNDATION INC 9098692950 3801 WEST TEMPLE AVENUE BLDG 55 POMONA CA 91768 LARRY GATES BOARD CHAIR 5.00 X X 0 0 0 SORAYA COLEY UNIVERSITY PRESIDENT & DIRECTOR 5.00 40.00 X X 0 345426 127968 DAN MONTPLAISIR CEO & DIRECTOR 5.00 40.00 X X 0 251036 77808 WINNY DONG SECRETARY & FACULTY REPRESENTATIVE 5.00 40.00 X X 0 159245 60089 RON GEGOIRE AUDIT COMMITTEE CHAIR 5.00 X X 0 0 0 DIANE MILLER NOMINATING COMMITTEE CHAIR 5.00 X X 0 0 0 JOHN RESICH FINANCE COMMITTEE CHAIR 5.00 X X 0 0 0 SUSAN KELLOGG-BELL DEVELOPMENT COMMITTEE CHAI 5.00 X X 0 0 0 KRISTIN CRELLIN DIRECTOR 5.00 X 0 0 0 EARL GALES JR DIRECTOR 5.00 X 0 0 0 MICHELLE GENDREAU DIRECTOR 5.00 X 0 0 0 MAJED MUHTASEB DIRECTOR & FACULTY REPRESENTATIVE 5.00 40.00 X 0 152799 66660 PAT PATEL DIRECTOR 5.00 X 0 0 0 SEAN YU DIRECTOR 5.00 X 0 0 0 AHMED AL-KHATIB DIRECTOR 5.00 X 0 0 0 BRETT BERGLUND DIRECTOR 5.00 X 0 0 0 DAVID SINGELYN DIRECTOR 5.00 X 0 0 0 JULIANA TERIAN DIRECTOR 5.00 X 0 0 0 RUDY DURAN DIRECTOR 5.00 X 0 0 0 SHARON TOMKINS DIRECTOR 5.00 X 0 0 0 WALTER ALLEN ALUMNI ASSOCIATION REPRESENTATIVE 5.00 X 0 0 0 DOUG NELSON COO & DIRECTOR 5.00 40.00 X X 0 165035 76936 PRABHAT JAMMALAMADAKA ASI PRESIDENT 5.00 5.00 X 0 0 0 JOE SIMONESCHI-SLOAN CHIEF FINANCIAL OFFICER 5.00 40.00 X X 0 215756 75627 0 1289297 485088 0 0 1 0 JW MARRIOTT LOS ANGELES 900W OLYMPIC BLVD LOS ANGELES CA 90015 CATERING SERVICES 206255 GA TECHNICAL SERVICES INC 1224 W 9TH STREET UPLAND CA 91786 AUDIO/VISUAL UPGRADES 100330 2 237658 752292 49127445 1932110 50117395 PROGRAM INCOME 900099 55399 55399 55399 4068493 4068493 176885616 145627881 31257735 31257735 31257735 10359 237658 193178 -182819 -182819 85316203 55399 0 35143409 X 498677 498677 2620763 2620763 814744 814744 157471 157471 70105 69605 500 3279 3279 512075 512075 1027530 514856 512674 12325 12325 68318 68318 139435 139435 11019 5530 5489 SUPPLIES 303559 303559 0 0 PRINTING AND COPYING 120344 120344 0 0 EQUIPMENT PURCHASESE 94759 94759 0 0 BOOKS/MATERIALS 83329 83329 0 0 537548 527599 9949 7075280 6034593 1040687 0 1338017 374751 2613619 3872786 3766586 4324400 843692 447876 9148284 162674 9125045 8985610 123657866 196283214 10367944 14733324 3024597 4668803 154737366 233690764 777539 306092 935212 0 297993 1241606 2010744 1547698 X 14462212 60422242 138264410 171720824 152726622 232143066 154737366 233690764 78240923 1175521 0 X 0 1 X 1 0 X 155600220 50117395 205717615 155600220 50117395 205717615 205717615 3826020 4068493 7894513 213612128 143580 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1663065 X EDUCATIONAL 0 0 0 105445508 35322321 31920436 5545454 1175408 165967403 107377345 3811194 4831027 912004 105445508 0.20100 0.79900 0 0 5015474 5015474 4117519 160126 3957393 15291 2548 12743 8985610 ALTERNATIVE INVESTMENTS 14733324 F 14733324 SPLIT INTEREST AGREEMENT 935028 UNITRUST LIABILITY 306578 1241606 X 86172827 1175521 193178 1368699 84804128 512075 512075 85316203 6756383 193178 193178 6563205 512075 512075 7075280 PART III, LINE 4: THE FINE-ART COLLECTION IS FOR USE BY THE UNIVERSITY TO ACHIEVE ITS EDUCATIONAL MISSION. PART V, LINE 4: PERMANENT ENDOWMENTS ARE FUNDS RECEIVED FROM DONORS WITH THE STIPULATION THAT THE PRINCIPAL REMAINS INTACT AND INVESTED IN PERPETUITY TO PRODUCE INCOME THAT WILL BE DISTRIBUTED AND EXPENDED FOR PURPOSES SPECIFIED BY THE DONOR. PART X, LINE 2: THE PHILANTHROPIC FOUNDATION HAS EVALUATED ITS TAX POSITIONS AND THE CERTAINTY AS TO WHETHER THOSE TAX POSITIONS WILL BE SUSTAINED IN THE EVENT OF AN AUDIT BY TAXING AUTHORITIES AT THE FEDERAL AND STATE LEVELS. THE PRIMARY TAX POSITIONS EVALUATED ARE RELATED TO THE PHILANTHROPIC FOUNDATION'S CONTINUED QUALIFICATION AS A TAX-EXEMPT ORGANIZATION AND WHETHER THERE IS UNRELATED BUSINESS INCOME ACTIVITIES CONDUCTED THAT WOULD BE TAXABLE. MANAGEMENT HAS DETERMINED THAT ALL INCOME TAX POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED UPON POTENTIAL AUDIT OR EXAMINATION; THEREFORE, NO DISCLOSURES OF UNCERTAIN INCOME TAX POSITIONS ARE REQUIRED. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES NETTED WITH RELATED REVENUE 193,178. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES NETTED WITH RELATED REVENUE 193,178. HOSPITALITY UNCORKED 236402 235767 635 1080 191465 CPP COM DAY 11615 1891 9724 633 248017 237658 10359 1080 192098 193178 -182819 0 CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA 3801 W TEMPLE AVE POMONA CA 91768 954255659 115 210394 BOOK VALUE BUILDING IMPROVEMENTS, EQUIPMENT AND RENOVATIONS SUPPORT THE UNIVERSITY CAL POLY POMONA FOUNDATION INC 3801 W TEMPLE AVE POMONA CA 91768 952417645 501C3 288283 0 CHARITABLE 2 0 SCHOLARSHIPS 2129 2126494 STIPENDS 936 494269 0 0 0 0 0 0 0 0 0 SORAYA COLEY UNIVERSITY PRESIDENT & DIRECTOR 0 333426 0 0 0 12000 0 102809 0 25159 0 473394 0 0 DAN MONTPLAISIR CEO & DIRECTOR 0 249500 0 0 0 1536 0 75570 0 2238 0 328844 0 0 JOE SIMONESCHI-SLOAN CHIEF FINANCIAL OFFICER 0 215756 0 0 0 0 0 65413 0 10214 0 291383 0 0 DOUG NELSON COO & DIRECTOR 0 165035 0 0 0 0 0 51931 0 25005 0 241971 0 0 MAJED MUHTASEB DIRECTOR & FACULTY REPRESENTATIVE 0 152799 0 0 0 0 0 41790 0 24870 0 219459 0 0 WINNY DONG SECRETARY & FACULTY REPRESENTATIVE 0 157745 0 1500 0 0 0 35122 0 24967 0 219334 0 0 PART I, LINE 3 CAL POLY POMONA PHILANTHROPIC FOUNDATION DOES NOT HAVE ANY EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA A RELATED ORGANIZATION, DOES COMPENSATE EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA HAS A FORMAL COMPENSATION REVIEW POLICY. X 18 1809890 FAIR MARKET VALUE X AUCTION ITEMS 225 118682 MARKET VALUE X LAPTOPS 2 3538 BOOK VALUE 0 1 0 FORM 990 PART V LINE 2A AND 2B CAL POLY POMONA PHILANTHROPIC FOUNDATION DOES NOT FILE ANY FORM W-2'S DIRECTLY. EMPLOYEES WORKING WITHIN CAL POLY POMONA PHILANTHROPIC FOUNDATION SHARE A COMMON PAYMASTER WITH THE RELATED ENTITY CAL POLY POMONA FOUNDATION FOR PAYROLL-RELATED RECORDS. CAL POLY POMONA FOUNDATION REPORTS THE TOTAL NUMBER OF W-2'S FILED AND DOES FILE ALL RELATED FEDERAL EMPLOYMENT TAX RETURNS. CAL POLY POMONA PHILANTHROPIC FOUNDATION REIMBURSES CAL POLY POMONA FOUNDATION FOR ALL EMPLOYEE COMPENSATION. FORM 990, PART VI, SECTION B, LINE 11B THE 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE AND A COPY WILL BE PROVIDED TO EACH MEMBER OF THE FOUNDATION'S BOARD OF DIRECTORS FOR THEIR REVIEW AND COMMENT. THE FOUNDATION CEO WILL ALSO REVIEW AND SIGN THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED ANNUALLY TO AFFIRM IN WRITING THE ABSENCE OF ANY CONFLICTS OF INTEREST, AND ANY CONFLICT IS REVIEWED BY THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 CAL POLY POMONA PHILANTHROPIC FOUNDATION DOES NOT HAVE ANY EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA A RELATED ORGANIZATION, DOES COMPENSATE EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA HAS A FORMAL COMPENSATION REVIEW POLICY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIALS ARE AVAILABLE ON WEBSITE. POLICIES ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G BANK FEES: PROGRAM SERVICE EXPENSES 13,133. MANAGEMENT AND GENERAL EXPENSES 1,061. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 14,194. SERVICES/OTHER: PROGRAM SERVICE EXPENSES 501,723. MANAGEMENT AND GENERAL EXPENSES 511,613. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,013,336. CAL POLY POMONA FOUNDATION INC 3801 W TEMPLE AVE POMONA CA 91768 952417645 FUNDRAISING AND GIFT MANAGEMENT FOR CAL POLY POMONA CA 501(C)(3) LINE 12C, III-FI 0 CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA 3801 W TEMPLE AVE POMONA CA 91768 954255659 HIGHER EDUCATION CA 115 0 CHARITABLE REMAINDER TRUST (3) CA N/A T 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 0 1 1 0 0 CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA B 210394 BOOK VALUE CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA P 4705926 BILLED AMOUNT CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA Q 89783 BILLED AMOUNT