2021-11-19T14:29:34-06:00 2021-06-30 410746749 CLIFTONLARSONALLEN 29 SOUTH MAIN STREET 4TH FLOOR WEST HARTFORD CT 06107 990 2020-07-01 461665232 SANDY HOOK PROMISE ACTION FUND SAND 2033049780 PO BOX 3489 NEWTOWN CT 06470 DAVID CONRAD CHIEF FINANCIAL OFFICER 2033049780 2021-11-18 1 DAVID CONRAD 999009999 MARY KAY CURTISS P01551484 8605614000 2021-11-20 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z NICOLE HOCKLEY PO BOX 3489 NEWTOWN CT 06470 4030464 0 X HTTP://WWW.SANDYHOOKPROMISE.ORG/ACTION_FUND X 2012 DE THE MISSION OF THE FUND IS TO PASS LEGISLATION AT A STATE AND FEDERAL LEVEL THAT SUPPORTS SCHOOL SAFETY AND GUN VIOLENCE PREVENTION. 9 6 6 548 0 0 2297650 4029694 0 0 22135 770 0 0 2319785 4030464 0 0 0 0 832284 827687 57022 237945 788354 1861612 2204927 2750918 3270559 -431133 759905 2696490 2697159 1040501 280518 1655989 2416641 X SANDY HOOK PROMISE ACTION FUND IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PASS STATE AND FEDERAL POLICY THAT REQUIRES SCHOOLS TO IMPLEMENT OUR LIFE-SAVING PREVENTION PROGRAMS AND PROTECTS INDIVIDUALS FROM ACCESSING FIREARMS WHEN AT-RISK OF HARMING THEMSELVES AND OTHERS. ACTIVITIES INCLUDE RESEARCHING EFFECTIVE ACTIONS, EDUCATING LEGISLATORS AND CONSTITUENTS AND LOBBYING FOR THE PASSAGE OF SENSIBLE POLICY. 0 0 2340478 THE FUND WORKS TO PASS LEGISLATION AT A STATE AND FEDERAL LEVEL THAT SUPPORTS SCHOOL SAFETY AND GUN VIOLENCE PREVENTION. ACTIVITIES INCLUDE RESEARCHING AND WRITING EFFECTIVE POLICY, EDUCATING LEGISLATORS AND CONSTITUENTS, AND LOBBYING FOR THE PASSAGE OF SENSIBLE LEGISLATION. 2340478 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 6 0 1 6 1 0 0 0 0 1 1 0 0 0 0 0 0 0 X 9 6 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MA MD MI MN MS MO NH NJ NM NY OR PA RI SC TN UT VA WI WV X X DAVE CONRAD 2033049780 PO BOX 3489 NEWTOWN CT 06470 TIMOTHY MAKRIS MANAGING DIRECTOR (THROUGH 2/28/20) 4.00 36.00 X 56520 508682 17464 NICOLE HOCKLEY MANAGING DIRECTOR 4.00 36.00 X X 20844 175445 19471 DAVID CONRAD CHIEF FINANCIAL OFFICER 3.00 37.00 X 11493 143806 35948 DAWN LYONS VP OF MARKETING & PROGRAMS 4.00 36.00 X 17731 145685 15211 CANDICE HOLLEY VP OF HR (THROUGH 3/31/20) 0.00 40.00 X 0 146494 27709 MARK BARDEN MANAGING DIRECTOR 4.00 36.00 X X 18267 151956 3838 PAULA FYNBOH VP, FIELD OPERATIONS 0.00 40.00 X 0 161010 10055 LAUREN LEVIN VP OF POLICY & PARTNERSHIP 40.00 0.00 X 158651 0 11456 SARA SYKES VP OF DEVELOPMENT & STRATE 0.00 40.00 X 0 124290 35117 KENJI OKUMA CRISIS CENTER DIRECTOR 0.00 40.00 X 0 115125 18190 TERRI BENNETT NATIONAL GRANTS DIRECTOR 0.00 40.00 X 0 116465 9714 ROBERT FLYNN NATIONAL PROGRAM DIRECTOR 0.00 40.00 X 0 116441 8367 CECI MAHER EXECUTIVE DIRECTOR 3.00 37.00 X 4287 59007 2321 BILL SHERLACH BOARD CHAIRMAN 1.00 1.00 X X 0 0 0 MATT BENNETT BOARD VICE CHAIRMAN 1.00 1.00 X X 0 0 0 JOE CASSIDY BOARD TRASURER 1.00 1.00 X X 0 0 0 BRADLEY MYLES BOARD SECRETARY 1.00 1.00 X X 0 0 0 JACKIE BARDEN BOARD DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL NUTTER BOARD DIRECTOR 1.00 1.00 X 0 0 0 PETER WILLNER BOARD DIRECTOR-CHAIR EMERI 1.00 1.00 X 0 0 0 287793 1964406 214861 2 1 1 0 ANNE LEWIS STRATEGIES PO BOX 959819 ST LOUIS MO 63195 MARKETING AND ADVERTISING 260523 1 4029694 4029694 770 770 4030464 0 0 770 X 283130 233229 37064 12837 475005 413882 52302 8821 8116 7990 126 22070 21713 357 39366 38710 656 641 641 14978 14978 271765 271765 237945 237945 518572 518138 434 1123273 748100 375173 200540 12376 34586 153578 848 840 8 58201 57629 572 1109 1106 3 PROGRAM MATERIALS 15000 15000 3270559 2340478 141727 788354 X 1835685 1222566 0 613119 2687870 2690962 8620 3750 2447 2696490 2697159 77514 74774 962987 205744 1040501 280518 X 1655989 2269641 147000 1655989 2416641 2696490 2697159 759905 747 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED PARTY 205744 205744 4031211 747 747 4030464 0 4030464 3270559 0 3270559 0 3270559 X X X X 1 ANNE LEWIS STRATEGIES LLC PO BOX 959819 ST LOUIS MO 63195 ADVERTISING / EMAIL 0 0 157058 -157058 UPLAND MOBILE 401 CONGRESS AVENUE SUITE 1850 AUSTIN TX 78701 ADVERTISING / SMS TEXT 0 0 80887 -80887 237945 -237945 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY X X X X 1 0 0 0 0 0 0 0 0 TIMOTHY MAKRIS MANAGING DIRECTOR (THROUGH 2/28/20) 56520 508682 0 0 0 0 0 0 1746 15718 58266 524400 0 0 NICOLE HOCKLEY MANAGING DIRECTOR 20844 175445 0 0 0 0 0 0 2068 17403 22912 192848 0 0 DAVID CONRAD CHIEF FINANCIAL OFFICER 11493 143806 0 0 0 0 0 0 2660 33288 14153 177094 0 0 DAWN LYONS VP OF MARKETING & PROGRAMS 17731 145685 0 0 0 0 0 0 1650 13561 19381 159246 0 0 CANDICE HOLLEY VP OF HR (THROUGH 3/31/20) 0 146494 0 0 0 0 0 0 0 27709 0 174203 0 0 MARK BARDEN MANAGING DIRECTOR 18267 151956 0 0 0 0 0 0 412 3426 18679 155382 0 0 PAULA FYNBOH VP, FIELD OPERATIONS 0 161010 0 0 0 0 0 0 0 10055 0 171065 0 0 LAUREN LEVIN VP OF POLICY & PARTNERSHIP 158651 0 0 0 0 0 0 0 11456 0 170107 0 0 0 SARA SYKES VP OF DEVELOPMENT & STRATE 0 124290 0 0 0 0 0 0 0 35117 0 159407 0 0 PART I, LINE 4A TIMOTHY MAKRIS: SEVERANCE PAYMENT $513,363 CANDICE HOLLEY: SEVERANCE PAYMENT $105,004 FORM 990, PART VI, SECTION A, LINE 2 MARK BARDEN AND JACKIE BARDEN ARE MARRIED AND BOTH ARE BOARD MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS SHALL BE SUPPLIED WITH A FULL PACKAGE CONTAINING THE CURRENT AUDITED FINANCIAL STATEMENTS, FORM 990 AND AUDITORS MEMO TO REVIEW AND APPROVE PRIOR TO ACCEPTANCE AND PUBLICATION. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICIES ARE REVIEWED ANNUALLY BY THE BOARD AND CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE COMPLETED AND SIGNED BY ALL BOARD MEMBERS. CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE REVIEWED BY THE BOARD FOR POTENTIAL ISSUES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR ALL EMPLOYEES IS BASED UPON MARKET RESEARCH AND SURVEY DATA FOR SIMILAR ORGANIZATIONS. EXECUTIVE COMPENSATION IS APPROVED BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION DOES NOT HAVE A FORM 1023. THE ORGANIZATION HAS SELF-IDENTIFIED AS A 501(C)(4). FORM 990, PART VI, SECTION C, LINE 19 ALL CONTROL DOCUMENTS SUCH AS THE CONFLICT OF INTEREST STATEMENT AND ORGANIZING RESOLUTIONS WERE MADE AVAILABLE UPON REQUEST TO ANYONE INTERESTED THROUGH THE OFFICES OF SANDY HOOK PROMISE ACTION FUND. FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA SANDY HOOK PROMISE FOUNDATION WEBSITE. FORM 990, PART IX, LINE 11G ADVERTISING SERVICES: PROGRAM SERVICE EXPENSES 372,817. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 372,817. COPYWRITING / PRODUCTION SERVICES: PROGRAM SERVICE EXPENSES 101,648. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 101,648. RECRUITMENT AND OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 43,673. MANAGEMENT AND GENERAL EXPENSES 434. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 44,107. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A BOARD OF DIRECTORS THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED IN THE CURRENT PERIOD. SANDY HOOK PROMISE FOUNDATION PO BOX 3489 NEWTOWN CT 06470 461657101 SEE PART VII DE 501(C)(3) 7 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 SANDY HOOK PROMISE FOUNDATION O 247877 FAIR MARKET VALUE SANDY HOOK PROMISE FOUNDATION P 1820375 FAIR MARKET VALUE PART II: PRIMARY ACTIVITY THE MISSION OF SANDY HOOK PROMISE IS TO END SCHOOL SHOOTINGS AND CREATE A CULTURE CHANGE THAT PREVENTS VIOLENCE AND OTHER HARMFUL ACTS THAT HURT CHILDREN.