2021-11-15T15:46:13-06:00 2020-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990PF 2020-01-01 770456449 THE 1440 FOUNDATION 1440 5107080663 PO BOX 3141 SARATOGA CA 95070 KEN BAKER TREASURER/SECRETARY 5107080663 2021-11-15 1 KEN BAKER 999009999 MICHAEL A CHOJNACKI P00428607 6508458100 2021-11-15 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 187230199 X 10540000 163118 163118 163118 156421 156421 156421 629367 691281 629367 0 152261 78960 73301 73301 3467638 154303 3467638 15029845 1103209 3860478 81237 0 20862 60375 6704981 0 1722065 4982916 46475 0 6684 39791 101328 0 0 101328 1082617 32725 55259 1027358 45808 0 0 45808 4175218 0 1072336 43715 0 11227 32488 60321 0 9282 51039 4717869 161264 962763 2355363 17059569 193989 3860478 8696466 5400000 5400000 22459569 193989 3860478 14096466 -7429724 909220 0 32682484 30454410 30454410 113865 653746 113865 113865 239917 219228 219228 464549 149971 149971 5243961 6416193 6416193 19294726 25783955 25783955 137612664 14507735 126062206 123104929 123104929 652099 987648 987648 185293688 187230199 187230199 355442 220004 3398743 3005868 3754185 3225872 X 180961070 183591717 578433 412610 181539503 184004327 185293688 187230199 181539503 -7429724 9894548 184004327 0 184004327 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 2020-01-01 2020-12-31 47867 56962 -9095 -9095 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 2019-01-01 2020-12-31 9409 4800 4609 4609 PASSTHROUGH FROM LEGACY VENTURES VI P 2020-01-01 2020-12-31 5942 5942 5942 PASSTHROUGH FROM LEGACY VENTURES VI P 2019-01-01 2020-12-31 504442 504442 504442 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 2020-01-01 2020-12-31 94 94 94 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 2019-01-01 2020-12-31 85613 85613 85613 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND II P 2019-01-01 2020-12-31 34462 34462 34462 PASSTHROUGH FROM LEGACY VENTURES IX P 2019-01-01 2020-12-31 26 26 26 PASSTHROUGH FROM LEGACY VENTURES IX P 2019-01-01 2020-12-31 152 -152 -152 CAPITAL GAINS DISTRIBUTION P 2019-01-01 2020-12-31 3426 3426 3426 629367 -3059 12638 0 12638 0 12638 20000 0 0 0 20000 X 0 7362 0 7362 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 1 0 0 1 1 WWW.1440FOUNDATION.ORG JOAN KRIENS 5107080663 PO BOX 3141 SARATOGA CA 95070 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 PRESIDENT 40.00 59062 5398 0 SCOTT KRIENS PO BOX 3141 SARATOGA CA 95070 VICE PRESIDENT 40.00 22175 2272 0 KEN BAKER PO BOX 3141 SARATOGA CA 95070 TREASURER/ SECRETARY 10.00 0 0 0 FRANK ASHMORE PO BOX 3141 SARATOGA CA 95070 MANAGING DIRECTOR 40.00 335500 24923 0 LAWRENCE MALONEY PO BOX 3141 SARATOGA CA 95070 DIRECTOR OF FINANCE 40.00 220447 13052 0 MICHAEL BERRIO PO BOX 3141 SARATOGA CA 95070 SR. DIRECTOR OF OPER 40.00 189854 13196 0 KATHLEEN KENNEDY PO BOX 3141 SARATOGA CA 95070 EXECUTIVE DIRECTOR 40.00 185262 0 0 ERIK DUBOIS PO BOX 3141 SARATOGA CA 95070 DIRECTOR OF IT AND A 40.00 178123 5259 0 28 FINLAYSON CONSTRUCTION 4525 SCOTTS VALLEY DRIVE SCOTTS VALLEY CA 95066 CONSTRUCTION 889779 JOE HERMAN 39 SCHOOL LANE LLOYD HARBOR NY 11743 CONSULTING 131000 WILLIAM HOOS 128 GRAYLYN DR CHAPEL HILL NC 27516 CONSULTING 128150 FRANK RIMERMAN CO LLP PO BOX 39290 LOS ANGELES CA 90039 ACCOUNTING 79050 GERALD YATES 2707 CATALINA HEIGHTS WAY VISTA CA 92084 ARCHITECT 70448 0 OUR EDUCATIONAL FACILITY OPENED AT THE END OF MAY 2017 AND HOSTED OVER 150 PROGRAMS AND CONFERENCES THAT FOCUSED ON WHOLE PERSON AND PROFESSIONAL DEVELOPMENT AS WELL AS HEALTH AND WELLNESS PROGRAMS SERVING OVER 8,000 PEOPLE. 9883140 0 6437537 26590271 8988523 42016331 0 0 42016331 630245 41386086 2069304 X 14096466 0 1048020 15144486 0 15144486 2014-09-16 X 0 3 0 0 3 0 3 0 0 3 15144486 7689389 25879559 45831975 94545409 5400000 2000000 500000 16147030 24047030 9744486 5689389 25379559 29684945 70498379 0 0 1379536 1422143 1479994 1583122 5864795 0 0 0 0 JOAN KRIENS SCOTT KRIENS X SILICON VALLEY CHARITABLE FOUNDATION 2440 W EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 FDTN MGRS ARE DONOR ADVISORS PC TO SUPPORT THE SILICON VALLEY COMMUNITY 5400000 5400000 0 MULTIVERSITY PROGRAM SERVICE REVENUE 3313335 14 163118 14 156421 14 154303 18 629367 73301 0 1103209 3386636 4489845 1 PROGRAM SERVICE REVENUE SUPPORTED THE CONTINUATION OF HOLDING MULTIPLE WORKSHOPS FOR PERSONAL DEVELOPMENT, HEALTH AND WELLNESS, AND PROFESSIONAL DEVELOPMENT. 10 THE RETAIL STORE SELLS ITEMS DIRECTLY RELATED TO HEALTH AND WELLNESS. THESE ACTIVITIES CONTRIBUTE IMPORTANTLY TO THE ACHIEVEMENT OF THE FOUNDATION'S EXEMPT PURPOSE BY ENHANCING PUBLIC AWARENESS AND APPRECIATION FOR WHOLE PERSON DEVELOPMENT. 0 0 0 0 0 0 0 0 0 0 X X 1 SCOTT AND JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 10000000 X 2 ANNE M SORDEN PO BOX 3141 SARATOGA CA 95070 120000 X 3 GEORGE FAMILY FOUNDATION 1818 OLIVER AVE SOUTH MINNEAPOLIS MN 55405 400000 X 4 15FIVE PO BOX 3141 SARATOGA CA 95070 20000 X ACCOUNTING FEES 101328 0 0 101328 EQUINIX INC 6416193 6416193 GLOO HOLDINGS, LLC FMV 8000000 8000000 BLUE NOTE VENTURES, LP FMV 3841948 3841948 SILVERLAKE WATERMAN FUND, LP FMV 917959 917959 LEGACY VENTURE VI, LP FMV 2677029 2677029 SILVERLAKE WATERMAN FUND II, LP FMV 2857722 2857722 KNOWLEDGE FACTOR FMV 244489 244489 HEADSPACE FMV 4138750 4138750 INTERAXON FMV 138992 138992 MINDSIGHT MEDIA FMV 991666 991666 EDGEWOOD FMV 38128 38128 SPDR S&P FMV 105434 105434 EMINDFUL FMV 125017 125017 MEETMINDFUL FMV 238617 238617 INSIGHT NETWORKS FMV 375284 375284 MINDSIGHT SAFE FMV 170000 170000 LEGACY VENTURE IX, LP FMV 244809 244809 FIREBRAND VENTURES II FMV 526314 526314 HENNESSY JAPAN FUND FMV 15666 15666 INVESCO ETF S&P 500 FMV 30099 30099 VANGUARD FTSE ALL WORLD FMV 33557 33557 VANGUARD FTSE EMERGING MARKETS FMV 18040 18040 ARTISAN FOCUS FUND FMV 33492 33492 VANECK VECTORS ETF FMV 10086 10086 SPYGLASS GROWTH FUND FMV 10857 10857 LEGAL FEES 46475 0 6684 39791 GOBLU INTERNATIONAL NOTE 191930 191930 191930 DEPOSITS -11126 0 0 HAPPIFY NOTE 55372 364337 364337 WISDOM LABS NOTE 227348 227348 227348 MIND SIGHT MEDIA NOTE 59375 50000 50000 SOFTWARE 121444 121444 121444 WEBSITE - OP CO -7872 0 0 EMINDFUL NOTE 15628 23214 23214 INTEREST ACCRUED ON NOTES RECEIVABLE 0 9375 9375 INSURANCE EXPENSE 172746 0 44367 128379 BANK FEES 6329 0 1539 4790 BOOKS, SUBSCRIPTIONS, AND REFERENCES 52471 0 13097 39374 OFFICE EXPENSES 92857 0 22343 70514 POSTAGE 3807 0 558 3249 PRINTING 15010 0 3855 11155 TELECOMMUNICATIONS 168054 0 43119 124935 REPAIRS & MAINTENANCE 257701 0 66186 191515 UTILITIES 431870 0 110919 320951 REGISTRATION & LICENSE FEES 10616 0 2635 7981 MARKETING 587926 0 144288 443638 CONTRACT LABOR 60682 0 15585 45097 OTHER OPERATING EXPENSES 530252 0 136090 394162 COST OF SALES 766715 0 196918 569797 SCHOLARSHIPS -174 0 0 -174 NET PASSTHRU EXPENSES FROM LEGACY VENTURES VI 28929 28929 28929 0 NET PASSTHRU EXPENSES FROM SILVER LAKE WATERMAN 5 5 5 0 NET PASSTHRU EXPENSES FROM GLOO HOLDINGS 1399750 1399750 1399750 0 NET PASSTHRU EXPENSES FROM BLUE NOTE VENTURES 41680 41680 41680 0 NET PASSTHRU EXPENSES FROM LEGACY VENTURE IX 12460 12460 12460 0 NET PASSTHRU EXPENSES FROM FIREBRAND VENTURES II 74213 74213 74213 0 N/D EXPENSES FROM GLOO HOLDINGS 3844 0 0 0 N/D EXPENSES FROM FIREBRAND VENTURES II 126 0 0 0 ORDINARY LOSS FROM PASSTHROUGH - UBTI ADJUSTMENT 0 -58 -58 0 K-1 AT RISK LOSS LIMITATION 0 -1395715 -1395715 0 OTHER INCOME - LEGACY VENTURES VI 1295 1295 1295 ORDINARY INCOME - SILVER LAKE WATERMAN 88220 88220 88220 ORDINARY INCOME - SILVER LAKE WATERMAN II 124152 124152 124152 MANAGEMENT FEES -7049 -7049 -7049 OTHER INVESTMENT INCOME -52315 -52315 -52315 MULTIVERSITY PROGRAM SERVICE REVENUE 3313335 3313335 ACCRUAL TO CASH ADJUSTMENT 1138228 UNREALIZED GAIN/LOSS 8756320 DEFERRED TAX 148000 233000 ACCRUED EXPENSES 1236261 294290 DEFERRED REVENUE 1824180 368752 DEFERRED REVENUE - GIFT CARDS 190302 138951 SHORT TERM DEBT 0 1970875 OTHER PROFESSIONAL FEES 514029 32725 55259 458770 OTHER PROFESSIONAL FEES - DEVELOPMENT 568588 0 0 568588 TAXES 45808 0 0 45808