2021-11-15T10:33:58-06:00 2020-12-31 043296226 DICICCO GULMAN & COMPANY LLP 150 PRESIDENTIAL WAY SUITE 510 WOBURN MA 01801 990PF 2020-01-01 472480352 THE 1434 FOUNDATION INC 1434 6175893865 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 THOMAS S FITZPATRICK CLERK 6175893865 2021-11-12 1 THOMAS FITZPATRICK 999009999 RICHELLE MAGUIRE P00370057 7819375300 2021-11-12 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 84289747 X 1161983 1044030 1044030 1189074 31957791 1911206 145737 145737 3540824 3100973 0 0 0 139051 0 139051 3301 0 3301 24623 21364 3259 259516 248013 11503 78179 23102 21624 31104 0 31104 4659 0 4659 11926 0 11926 128581 99653 28612 680940 392132 255039 3449648 3449648 4130588 392132 3704687 -589764 2708841 2223340 3921527 3921527 2759087 2213941 2297836 40958445 39551444 53717820 10402716 9679174 10060343 11687102 12116779 14292221 7070 7070 68030690 67482865 84289747 2338 44277 2338 44277 X 0 0 0 0 68028352 67438588 68028352 67438588 68030690 67482865 68028352 -589764 0 67438588 0 67438588 FROM K-1: DAVIS INVESTMENT VENTURES FUND IV-B LP P 2020-12-31 650 650 650 FROM K-1: DAVIS INVESTMENT VENTURES FUND III-A LP P 2020-12-31 1428 1428 1428 FROM K-1: DAVIS INVESTMENT VENTURES FUND III-A LP P 2020-12-31 6673 6673 6673 FROM K-1: DAVIS INVESTMENT VENTURES FUND III-A LP P 2020-12-31 15200 15200 15200 FROM K-1: IVY REALTY FUND IV, LP P 2020-12-31 9531 9531 9531 FROM K-1: TRUEBRIDGE CAPITAL PARTNERS FUND IV (CAYMAN) P 2020-12-31 142 142 142 FROM K-1: TRUEBRIDGE CAPITAL PARTNERS FUND IV (CAYMAN) P 2020-12-31 9 -9 -9 FROM K-1: TRUEBRIDGE-KAUFFMAN P 2020-12-31 826 826 826 FROM K-1: TRUEBRIDGE-KAUFFMAN P 2020-12-31 59817 59817 59817 FIDELITY - 3897 P 2020-12-31 4107634 4151705 -44071 -44071 FIDELITY - 3897 P 2020-12-31 2602494 2560001 42493 42493 FIDELITY - 7656 P 2020-12-31 6611299 7559272 -947973 -947973 FIDELITY - 7656 P 2020-12-31 18372524 15775567 2596957 2596957 NET CAPITAL GAIN CATALYST EPF II (SCOTS) LP P 2020-12-31 17061 17061 17061 FROM K-1: RCP FUND X LP P 2020-12-31 65 65 65 FROM K-1: RCP FUND X LP P 2020-12-31 20749 20749 20749 FROM K-1: RCP FUND X LP P 2020-12-31 6397 6397 6397 FROM K-1: CORE PRIVATE EQUITY FUND LP P 2020-12-31 700 700 700 FROM K-1: CORE PRIVATE EQUITY FUND LP P 2020-12-31 31 -31 -31 FROM K-1: CORE PRIVATE EQUITY FUND LP P 2020-12-31 2 2 2 CAPITAL GAINS DIVIDENDS P 124599 124599 124599 1911206 37653 0 37653 0 37653 31905 0 27500 0 59405 0 21752 21752 0 0 0 0 0 0 0 0 0 1 1 0 1 1 MA 1 0 1 0 0 1 N/A THOMAS S FITZPATRICK 6175893865 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOTENE J DEMOULAS 160 COMMONWEALTH AVENEUE SUITE L10 BOSTON MA 02116 PRESIDENT / DIRECTOR 45.00 0 0 0 THOMAS S FITZPATRICK 109 BEACON STREET UNIT 1 BOSTON MA 02116 CLERK / DIRECTOR 2.50 0 0 0 THOMAS P COTE 160 COMMONWEALTH AVENEUE SUITE L10 BOSTON MA 02116 TREASURER / DIRECTOR 10.00 0 0 0 BRIANNA LAWLESS 26 MYRTLE ST 9 BOSTON MA 02114 GRANTS & ADMINISTRAT 40.00 116333 0 0 0 BALLENTINE PARTNERS 230 3RD AVE FL 6 WALTHAM MA 02451 WEALTH MANAGEMENT 226164 0 0 72468597 2510151 0 74978748 0 0 74978748 1124681 73854067 3692703 3692703 37653 37653 3655050 0 3655050 0 3655050 3704687 0 3704687 0 3704687 3655050 3675187 0 0 3704687 3675187 0 0 29500 0 0 0 0 0 0 0 0 3625550 0 0 0 FOTENE J DEMOULAS X ARTISTS FOR HUMANITY 100 W 2ND STREET BOSTON MA 02127 NONE CHARITABLE 50000 BARD COLLEGE 30 CMAPUS ROAD ANNANDALEONHUDSON NY 12504 NONE CHARITABLE 50000 BE LIKE BRIT FOUNDATION 66 PULLMAN STREET WORCESTER MA 01606 NONE CHARITABLE 50000 BOYS & GIRLS CLUB OF BOSTON 200 HIGH STREET 3RD FLOOR BOSTON MA 02110 NONE CHARITABLE 50000 BRIDGE OVER TROUBLED WATERS INC 47 WEST STREET BOSTON MA 02111 NONE CHARITABLE 5000 BROOKS SCHOOL 1160 GREAT POND ROAD NORTH ANDOVER MA 01845 NONE CHARITABLE 50000 BUDGET BUDDIES INC 114 TURNPIKE ROAD 2D CHELMSFORD MA 01824 NONE CHARITABLE 50000 BUILD GREATER BOSTON 745 ATLANTIC AVENUE 8TH FLOOR BOSTON MA 02111 NONE CHARITABLE 25000 CAMP HARBOR VIEW FOUNDATION 1946 WASHINGTON STREET BOSTON MA 02118 NONE CHARITABLE 125000 CATIE'S CLOSET 19 SCHOOL STREET DRACUT MA 01826 NONE CHARITABLE 100000 CITYSPROUTS INC 678 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 NONE CHARITABLE 25000 COMMONWEALTH KITCHEN 196 QUINCY STREET DORCHESTER MA 02121 NONE CHARITABLE 105000 COMMUNITY SERVING INC 18 MARBURY TERRACE JAMAICA PLAIN MA 02130 NONE CHARITABLE 5000 CROSSROAD FOR KIDS INC 119 MYRTLE STREET DUXBURY MA 02332 NONE CHARITABLE 60000 DRACUT SCHOLARSHIP FOUNDATION PO BOX 117 DRACUT MA 01826 NONE CHARITABLE 40000 EAGLE HILL FOUNDATION OF MASSACHUSETTS 242 OLD PETERSHAM ROAD HARWICH MA 01037 NONE CHARITABLE 50000 EDESIA 550 ROMANDO VINEYARD WAY NORTH KINGSTOWN RI 02852 NONE CHARITABLE 30000 ESPERANZA ACADEMY 198 GARDEN STREET LAWRENCE MA 01840 NONE CHARITABLE 100000 ESPLANADE ASSOCIATION INC 376 BOYLSTON STREET 503 BOSTON MA 02116 NONE CHARITABLE 25000 FAMILY SERVICES OF THE MERRIMACK VALLEY 430 N CANAL STREET LAWRENCE MA 01840 NONE CHARITABLE 50000 FRIENDS OF THE CHILDREN-BOSTON 555 AMORY STREET JAMAICA PLAIN MA 02130 NONE CHARITABLE 50000 GENERATIONS INCORPORATED 25 KINGSTON STREET BOSTON MA 02111 NONE CHARITABLE 25000 GREEK 4 KIDS INC 1345 CENTRE STREET NEWTON MA 02459 NONE CHARITABLE 5000 HORIZONS FOR HOMELESS CHILDREN INC 1705 COLUMBUS AVENUE ROXBURY MA 02119 NONE CHARITABLE 100000 IRISH CULTURAL CENTER INC 429 MORGAN RD W SPRINGFIELD MA 01089 NONE CHARITABLE 5000 JEFF'S PLACE 34 DELOSS STREET FRAMINGHAM MA 01702 NONE CHARITABLE 25000 JUMPSTART FOR YOUNG CHILDREN INC 308 CONGRESS STREET BOSTON MA 02210 NONE CHARITABLE 50000 JUNIOR ACHIEVEMENT 40 FIFTH AVENUE SUITE 300 WALTHAM MA 02451 NONE CHARITABLE 25000 LAST HOPE K9 RESCUE 71 COMMERCIAL ST 184 BOSTON MA 02109 NONE CHARITABLE 5000 LET'S GET READY INC 50 BROADWAY 25TH FLOOR NEW YORK NY 10004 NONE CHARITABLE 25000 LOVIN' SPOONFULS 367 WESTERN AVE BRIGHTON MA 02135 NONE CHARITABLE 100000 LOWELL TRANSITIONAL LIVING CENTER INC 189 MIDDLESEX STREET LOWELL MA 01852 NONE CHARITABLE 5000 MACDOWELL COLONY INC 100 HIGH STREET PETERSBOROUGH NH 03458 NONE CHARITABLE 15000 MASS MENTORING PARTNERSHIP INC 75 KNEELAND STREET BOSTON MA 02111 NONE CHARITABLE 25000 MASSACHUSETTS COLLEGE OF ART AND DESIGN 621 HUNTINGTON AVENUE BOSTON MA 02115 NONE CHARITABLE 30000 MASSACHUSETTS FARM TO SCHOOL 89 SOUTH STREET BOSTON MA 02111 NONE CHARITABLE 25000 MASSACHUSETTS WONDERFUND INC 600 WASHINGTON STREET 6TH FLOOR BOSTON MA 02111 NONE CHARITABLE 5000 MENTOR THE NATIONAL MENTORING PARTNERSHIP 201 SOUTH STREET BOSTON MA 02111 NONE CHARITABLE 50000 MICHAEL P QUINN SCHOLARSHIP FUND INC PO BOX 290216 CHARLESTOWN MA 02129 NONE CHARITABLE 5000 MILL CITY GROWS INC 122 WESTERN AVE LOWELL MA 01851 NONE CHARITABLE 95000 NEIGHBORHOOD VILLAGES INC 64 SIGOURNEY ST JAMAICA PLAIN MA 02130 NONE CHARITABLE 50000 NEW ENGLAND GRASSROOTS ENVIRONMENTAL FUND PO BOX 611 NEWMARKET NH 03857 NONE CHARITABLE 25000 NORTH BENNET STREET SCHOOL 150 NORTH STREET BOSTON MA 02109 NONE CHARITABLE 50000 NOTRE DAME ACADEMY HINGHAM 1073 MAIN STREET HINGHAM MA 02043 NONE CHARITABLE 5000 NOW AND THERE INC PO BOX 52557 BOSTON MA 02205 NONE CHARITABLE 50000 ONE FAMILY INC 800 SOUTH STREET 610 WALTHAM MA 02453 NONE CHARITABLE 170000 PARTNERS FOR YOUTH WITH DISABILITIES 95 BERKELEY STREET BOSTON MA 02116 NONE CHARITABLE 25000 PERKINS SCHOOL FOR THE BLIND 175 N BEACON STREET WATERTOWN MA 02472 NONE CHARITABLE 5000 PINE STREET INN 444 HARRISON AVE BOSTON MA 02118 NONE CHARITABLE 75000 PROJECT BREAD-THE WALK FOR HUNGER INC 145 BORDER STREET BOSTON MA 02128 NONE CHARITABLE 50000 RAW ART WORKS INC 37 CENTRAL SQUARE 2 LYNN MA 01901 NONE CHARITABLE 50000 RON BURTON TRAINING VILLAGE INC 55 MORGAN ROAD HUBBARDSTON MA 01452 NONE CHARITABLE 47000 ROSIE'S PLACE INC 889 HARRISON AVENUE BOSTON MA 02118 NONE CHARITABLE 5000 SALISBURY SCHOOL INC 251 CANAAN ROAD SALISBURY CT 06068 NONE CHARITABLE 50000 SCHOOL THE WORLD INC 376 BOYLSTON STREET 203 BOSTON MA 02116 NONE CHARITABLE 50000 SCIENCE CLUB FOR GIRLS 136 MAGAZINE STREET CAMBRIDGE MA 02139 NONE CHARITABLE 25000 SILVER LINING MENTORING 7327 ATLANTIC AVENUE BOSTON MA 02111 NONE CHARITABLE 50000 SKOWHEGAN SCHOOL OF PAINTING & SCULPTURE 1 ART SCHOOL ROAD SKOWHEGAN ME 04950 NONE CHARITABLE 15000 SOCIAL INNOVATION FORUM INC 1 CONGRESS STREET SUITE 113 BOSTON MA 02114 NONE CHARITABLE 50000 SQUASHBUSTERS INC 795 COLUMBUS AVE ROXBURY CROSSING MA 02120 NONE CHARITABLE 25000 SWIM ACROSS AMERICA INC 11600 N COMMUNITY HOUSE ROAD SUITE 100 CHARLOTTE NC 28277 NONE CHARITABLE 5000 THE BOSTON POLICE FOUNDATION INC 8 FANUEIL HALL MARKETPLACE 3RD FLOOR BOSTON MA 02109 NONE CHARITABLE 55000 THE BOSTON PUBLIC LIBRARY FOUNDATION 700 BOYLSTON STREET BOSTON MA 02116 NONE CHARITABLE 25000 THE CHILL FOUNDATION 80 INDUSTRIAL PARKWAY BURLINGTON VT 05401 NONE CHARITABLE 30000 THE FEMINIST INSTITUTE 1220 PARK AVE SR7 NEW YORK MA 10128 NONE CHARITABLE 50000 THE FOOD PROJECT INC 40 SHIRLEY STREET BOSTON MA 02119 NONE CHARITABLE 50000 THE LIFE IS GOOD KIDS FOUNDATION 51 MELCHER STREET 9TH FLOOR BOSTON MA 02210 NONE CHARITABLE 50000 THE SATO PROJECT 77 FRONT STREET BROOKLYN NY 11201 NONE CHARITABLE 5000 UNIVERSITY OF MASSACHUSETTS FOUNDATION 1 BEACON STREET BOSTON MA 02108 NONE CHARITABLE 50000 URBAN FARMING INSTITUTE OF BOSTON INC 34 LINWOOD STREET ROXBURY MA 02119 NONE CHARITABLE 25000 URBAN FOOD INITIATIVE 450 WASHINGTON STREET DORCHESTER CENTER MA 02124 NONE CHARITABLE 50000 UTEC INC 35 WARREN STREET LOWELL MA 01852 NONE CHARITABLE 75000 VETERAN LEGAL SERVICES PO BOX 8457 BOSTON MA 02114 NONE CHARITABLE 50000 VOICES IN CONTEMPORARY ART 70 WASHINGTON STREET SQUARE S NEW YORK NY 10012 NONE CHARITABLE 75000 BOSTON MEDICAL CENTER 1 BOSTON MEDICAL CENTER PLACE BOSTON MA 02118 NONE CHARITABLE 10000 FINE ARTS WORK CENTER 24 PEARL ST PROVINCETOWN MA 02657 NONE CHARITABLE 10000 THE GREATER BOSTON FOOD BANK INC 70 SOUTH BAY AVENUE BOSTON MA 02118 NONE CHARITABLE 5000 HULL LIFESAVING MUSEUM INC PO BOX 221 NANTASKET AVENUE HULL MA 02045 NONE CHARITABLE 5000 MARTHA'S VINEYARD MUSEUM INC 151 LAGOON POND ROAD VINEYARD HAVEN MA 02568 NONE CHARITABLE 5000 MASSACHUSETTS AUDUBON SOCIETY INC 208 SOUTH GREAT ROAD LINCOLN MA 01773 NONE CHARITABLE 5000 NOBLE AND GREENOUGH SCHOOL 10 CAMPUS DR DEDHAM MA 02026 NONE CHARITABLE 5000 STEPHEN PHILLIPS MEMORIAL 230 CONGRESS ST FL 12 BOSTON MA 02110 NONE CHARITABLE 144968 THE TRUSTEES OF RESERVATIONS 200 HIGH STREET 4TH FLOOR BOSTON MA 02110 NONE CHARITABLE 25000 WOUNDED WARRIOR PROJECT PO BOX 758516 TOPEKA KS 66675 NONE CHARITABLE 5000 NEIGHBOR TO NEIGHBOR 15 COURT SQUARE 345 BOSTON MA 02108 NONE CHARITABLE 10000 SCHOLARSHIP GRANTS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 NONE SCHOLARSHIP 37680 3449648 0 14 1044030 14 145737 18 1189074 0 2378841 0 2378841 0 0 0 0 0 0 0 0 0 0 X X 1 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 540793 X 2 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 403190 X 3 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 218000 X 1 4,360 SHARES OF APPLE INC. VALUE OF TRANSACTION (CUSIP: XXX-XX-XXXX) 540793 2020-12-08 2 1,876 SHARES OF MICROSOFT CORP. VALUE OF TRANSACTION (CUSIP: XXX-XX-XXXX) 403190 2020-12-08 DGC ACCOUNTANT FEES 24623 21364 3259 CORPORATE BONDS 9679174 10060343 EQUITIES 39551444 53717820 1153520 1187359 1060421 1110477 OTHER INVESTMENTS AT COST 12116779 14292221 DAVIS MALM & D'AGOSTINE 3301 0 3301 PORTFOLIO DEDUCTIONS FROM PASSTHROUGH ENTITIES 99653 99653 0 OFFICE SUPPLIES AND EXPENSES 15020 0 15020 IT, SOFTWARE & RELATED COMPUTER EXPENSES 13592 0 13592 NON-DEDUCTIBLE EXPENSES 316 0 0 FROM K-1: RCP FUND X, LP -4956 -4956 -4956 FROM K-1: IVY REALTY FUND IV, LP -10300 -10300 -10300 FROM K-1: DAVIS INVESTMENT VENTURES FUND III-A LP -14357 -14357 -14357 FROM K-1: SJC ONSHORE DIRECT LENDING FUND III, LP 188398 188398 188398 FIDELITY - 377656 -8774 -8774 -8774 ORDINARY EARNINGS CATALYST EPF II (SCOTS) LP 0 0 0 FROM K-1: TRUEBRIDGE-KAUFFMAN -307 -307 -307 FROM K-1: DAVIS INVESTMENT VENTURES FUND IV-B LP -6403 -6403 -6403 BOSTON PRIVATE BANK 6 6 6 FROM K-1: TRUEBRIDGE CAPITAL PARTNERS FUND IV (CAYMAN) 153 153 153 FROM K-1: CORE PRIVATE EQUITY FUND LP 2277 2277 2277 CREDIT CARD PAYABLE 2338 44277 BALLENTINE 226164 226164 0 FIDELITY ADVISOR FEES 21849 21849 0 MELINDA MARBLE 7375 0 7375 STONE CONSULTING 1137 0 1137 HAYLEY BUONOPAE 1241 0 1241 MASS MENTORING PARTNERSHIP 1750 0 1750 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 FOREIGN TAXES 23102 23102 0 PAYROLL TAXES 21624 0 21624 FEDERAL TAXES 28346 0 0 STATE TAXES 5107 0 0