2021-11-12T14:42:07-06:00 2021-06-30 731413977 HOGANTAYLOR LLP 1225 N BROADWAY AVENUE SUITE 200 OKLAHOMA CITY OK 73103 990 2020-07-01 710236867 UNIVERSITY OF THE OZARKS UNIV 4799791000 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 GLORIA ARCIA VP FOR FINANCE AND ADMIN. 4799791000 2021-11-11 1 GLORIA ARCIA 999009999 W LYNDEL LACKEY P00234298 4058482020 2021-11-11 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z RICHARD DUNSWORTH 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 77456838 0 X WWW.OZARKS.EDU X 1852 AR WE HELP PREPARE OUR STUDENTS TO GRADUATE IN FOUR YEARS WITH THE PROMISE THAT THEY WILL BE PREPARED TO LIVE OUT THEIR DREAMS. WE PROVIDE STUDENTS WITH MORE THAN A DEGREE, WE HELP THEM FIND THEIR PASSION AND GIVE THEM THE FOUNDATION THEY NEED TO MOVE FORWARD--CONFIDENT AND PREPARED, ENDOWED WITH THE TOOLS AND PERSPECTIVES THEY WILL NEED TO MAKE A DIFFERENCE WHEREVER THEY GO. 24 24 564 24 37279 30267 11931572 16424603 26089799 25390238 2072380 6105744 765063 1268357 40858814 49188942 13638988 14005536 0 0 11191591 11756842 0 0 930144 12479721 10821732 37310300 36584110 3548514 12604832 165716336 200552863 14979121 15002805 150737215 185550058 TRUE TO OUR CHRISTIAN HERITAGE, WE PREPARE STUDENTS FROM DIVERSE RELIGIOUS, CULTURAL, EDUCATIONAL AND ECONOMIC BACKGROUNDS TO LIVE LIFE FULLY. 0 0 29864169 14005536 26232807 EDUCATIONAL SERVICES - PROVIDED EDUCATIONAL COURSES TO AN AVERAGE ENROLLMENT OF 836 FULL-TIME EQUIVALENT STUDENTS. 29864169 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 47 0 1 564 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X ALBERT LEDING 4799791207 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 MIKE POWELL TRUSTEE 0.25 X 0 0 0 ARVID BEAN TRUSTEE 0.25 X 0 0 0 ANGELA SPENCER TRUSTEE 0.25 X 0 0 0 ERIC STEINMILLER TRUSTEE 0.25 X 0 0 0 TASHA BLACKBURN TRUSTEE 0.25 X 0 0 0 BILL MCINTYRE TRUSTEE 0.25 X 0 0 0 BRENT BURKS TRUSTEE 0.25 X 0 0 0 AO CURAN TRUSTEE 0.25 X 0 0 0 ALLYN DONAUBAUER TRUSTEE 0.25 X 0 0 0 DAVID FRUEAUFF TRUSTEE 0.25 X 0 0 0 CALLIE DANIELS TRUSTEE 0.25 X 0 0 0 BUCK HILL TRUSTEE 0.25 X 0 0 0 REBECCA JONES TRUSTEE 0.25 X 0 0 0 KENDALL WAGNER TRUSTEE 0.25 X 0 0 0 CATHERINE LOWRY TRUSTEE 0.25 X 0 0 0 MARY MALLOY TRUSTEE 0.25 X 0 0 0 ANN PATTERSON TRUSTEE 0.25 X 0 0 0 SUSAN PINSON TRUSTEE 0.25 X 0 0 0 SHERILYN POOLE TRUSTEE 0.25 X 0 0 0 SUE TULL TRUSTEE 0.25 X 0 0 0 DENTON TUMBLESON TRUSTEE 0.25 X 0 0 0 PETE VAN DYKE TRUSTEE 0.25 X 0 0 0 ED WILKINSON TRUSTEE 0.25 X 0 0 0 RAY HOBBS TRUSTEE 0.25 X 0 0 0 RICHARD DUNSWORTH PRESIDENT 40.00 X 246360 0 57620 ALYSON GILL PROVOST 40.00 X 126287 0 17332 LORI MCBEE VP FOR ADVANCEMENT 38.00 2.00 X 107134 0 15945 REGGIE HILL VP FOR MARKETING & ENROLLMENT 40.00 X 148569 0 18745 GLORIA ARCIA VP FOR FINANCE & ADMINISTRATION 40.00 X 132526 0 17829 760876 0 127471 5 0 1 0 ARAMARK CAMPUS SERVICES 27310 NETWORK PLACE CHICAGO IL 60673 FOOD SERVICE 1892690 NATIONAL MANAGEMENT RESOURCES CORP PO BOX 1224 LAGRANGE GA 30241 FACILITIES MANAGEMENT 553642 CLARKNIKDELPOWELL INC 72 4TH STREET NW WINTER HAVEN FL 33881 MARKETING SERVICES 127567 HOGANTAYLOR LLP 2222 S UTICA PLACE SUITE 200 TULSA OK 74114 ACCOUNTING SERVICES 120438 EBSCO INFORMATION SERVICES PO BOX 204661 DALLAS TX 75320 INFORMATION SERVICES 118184 7 34000 4533187 11857416 1289067 16424603 STUDENT TUITION AND FEES 611310 21825812 21825812 AUXILIARY INCOME 611710 1852980 1852980 RESIDENCE HALLS REVENUE 611710 1711446 1711446 25390238 681720 681720 421004 421004 333855 80750 253105 253105 274253 -21148 32331844 1279326 27285943 901203 5045901 378123 5424024 32495 5391529 MISCELLANEOUS INCOME 900099 594248 568316 25932 594248 49188942 26232807 37279 6494253 14005536 14005536 906500 830520 75980 8947661 6489794 1924722 533145 312303 225058 68619 18626 1288335 957222 252670 78443 302043 226782 55172 20089 55669 78 55591 97788 97788 179838 179838 431999 214703 217126 170 209667 168058 3151 38458 319078 143230 81979 93869 222040 222040 1244912 1240997 3915 351813 328498 12247 11068 125023 125023 2268900 2081040 163246 24614 445744 252980 192764 AUXILARY EXPENSES 3193245 3082774 110471 LICENSING 463037 20699 442338 DUES AND MEMBERSHIPS 119851 49439 69152 1260 UBI TAX 21977 21977 1071151 155241 881488 34422 36584110 29864169 5789797 930144 3608326 10810721 2983703 2432683 3945377 2915130 1698995 2511590 31152 38535 85293115 38313022 43173877 46980093 76142288 80734918 27568877 46484431 6272600 7289610 291141 355152 165716336 200552863 543529 1750651 4223417 4119767 10083134 8010103 129041 1122284 14979121 15002805 X 23107532 30767001 127629683 154783057 150737215 185550058 165716336 200552863 12604832 22208011 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 249909 249909 X X 0 116368787 265459 26407745 1268042 2700754 179838 138893357 116526018 4621416 749409 1122441 4190809 214806 116368787 116011075 827399 5087775 925739 4276042 198450 116526018 111756406 852651 8597998 828191 4218433 149356 116011075 94967512 10669861 10684481 617603 3801377 146468 111756406 0.01380 0.85540 0.13080 1 0 750372 3588924 4339296 1711380 58735748 26838189 33608939 10521304 8749051 1772253 9985387 2725782 7259605 46980093 PRIVATE EQUITIES 46484431 F 46484431 DEPOSITS HELD IN CUSTODY FOR OTHERS 1122284 1122284 59853288 22208011 80750 22288761 37564527 179838 11444577 11624415 49188942 25040445 80750 80750 24959695 179838 11444577 11624415 36584110 PART III, LINE 4: ROCK AND MINERAL COLLECTION - ENHANCES SCIENCE CLASS EDUCATION (SPECIFICALLY GEOLOGY). WATERCOLOR PAINTING COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART STUDENTS AND SERVES AS AN EXAMPLE OF WHAT CAN BE CREATED. PFEFFER COLLECTION - ENHANCES THE LEARNING ENVIRONMENT OF ART AND HISTORY STUDENTS AND A GREAT EXAMPLE OF FINE ART. PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE SCHOLARSHIPS, PROFESSORSHIPS, AND MAINTENANCE OF CAMPUS FACILITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: OTHER RENTAL EXPENSES 80,750. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 11,444,577. PART XII, LINE 2D - OTHER ADJUSTMENTS: OTHER RENTAL EXPENSES 80,750. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 11,444,577. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL BROCHURES, NEWSPAPER ADVERTISEMENTS, UNIVERSITY CATALOGS, ETC. INCLUDE THE NONDISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM THE HIGHER EMERGENCY RELIEF FUND (HEERF) INSTITUTIONAL GRANTS IN THREE INSTALLMENTS: CARES ACT (HEERF 1), CRRSSA ACT (HEERF 2), AND ARP (HEERF 3). 1 STUDENT FINANCIAL AID 822 14005536 PART I, LINE 2: THE GRANTS (SCHOLARSHIPS) MADE BY THE UNIVERSITY ARE A REDUCTION OF THE TUITION AND FEES PAID BY THE STUDENT TO THE SCHOOL. GRANT FUNDS ARE NOT SENT TO OUTSIDE ENTITIES. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 RICHARD DUNSWORTH PRESIDENT 246360 0 0 0 0 0 20957 0 36663 0 303980 0 0 0 REGGIE HILL VP FOR MARKETING & ENROLLMENT 148569 0 0 0 0 0 12145 0 6600 0 167314 0 0 0 GLORIA ARCIA VP FOR FINANCE & ADMINISTRATION 132526 0 0 0 0 0 11200 0 6629 0 150355 0 0 0 PART I, LINE 1A AS A REQUIREMENT OF HIS EMPLOYMENT, RICHARD DUNSWORTH, PRESIDENT OF THE UNIVERSITY, IS PROVIDED AN ON-CAMPUS RESIDENCE FOR PERSONAL USE. THIS BENEFIT WAS NOT INCLUDED AS TAXABLE COMPENSATION TO THIS INDIVIDUAL. A CITY OF CLARKSVILLE ARKANSAS 300632068 2015-12-01 1135000 REFUNDING SERIES 2010 BOND 0 0 0 B CITY OF CLARKSVILLE ARKANSAS 300632068 2020-01-13 3355000 REFUNDING SERIES 2019 BOND 0 0 0 A 1135000 1 0 1 1 B 3355000 1 1 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 0 B 0 0 0 1 0 0 0 0 0 A 1 B 1 X 5 1041433 MKT VALUE ON GIFT DATE X 1 215000 APPRAISAL X 1 84 FAIR MARKET VALUE X AIR AND SURFACE PURIFIERS 15 30049 FAIR MARKET VALUE X FURNITURE 3 2501 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED AND REVIEWED BY THE UNIVERSITY'S ACCOUNTANTS AND THE VP FOR FINANCE AND ADMINISTRATION. THE FORM 990 IS ALSO PROVIDED TO THE UNIVERSITY'S FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES THE WRITTEN CONFLICT OF INTEREST POLICY BY REQUESTING EACH DIRECTOR AND OFFICER TO SIGN A STATEMENT THAT THEY HAVE RECEIVED, READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT IS AS FOLLOWS: THE UNIVERSITY'S EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ACCUMULATES INFORMATION AS NEEDED FROM VARIOUS SOURCES INSIDE AND OUT OF THE UNIVERSITY. THIS INFORMATION IS THEN USED TO SET THE SALARY AND CONTRACT TERMS OF THE PRESIDENT. THE PROCESS FOR DETERMINING COMPENSATION OF THE UNIVERSITY'S OFFICERS IS AS FOLLOWS: OFFICERS OF THE UNIVERSITY ARE SUBJECT TO AN ANNUAL REVIEW WITH THE PRESIDENT AT WHICH TIME THE TERMS AND CONDITIONS OF THEIR EMPLOYMENT ARE REVIEWED AS WELL. INDUSTRY SALARY SURVEYS AND REPORTS ARE REVIEWED ON A REGULAR BASIS BY THE PRESIDENT AND VP FOR FINANCE AND ADMINISTRATION. FORM 990, PART VI, SECTION C, LINE 19 REQUESTS FOR REVIEW OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE EVALUATED ON A CASE BY CASE BASIS UPON REQUEST. IF DEEMED NECESSARY, DOCUMENTS WILL BE PROVIDED TO THOSE REQUESTING THE INFORMATION. UNIVERSITY OF THE OZARKS ALUMNI ASSOCIATION 415 N COLLEGE AVENUE CLARKSVILLE AR 72830 237092414 ALUMNI AR 501(C)(3) LINE 12D, III-O N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0