2021-11-12T13:03:01-06:00 2020-12-31 201766527 WAUGH & GOODWIN LLP 1365 GARDEN OF THE GODS STE 150 COLORADO SPRINGS CO 80907 990 2020-01-01 204264282 USA SWIMMING INC USAS 7198664578 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 ERIC SKUFCA CFO 7198664578 2021-11-10 1 ERIC SKUFCA 999009999 RITA F CHRISTENSEN P00290681 7195909777 2021-11-10 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z TIMOTHY HINCHEY 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 83889529 0 5367 X WWW.USASWIMMING.ORG X 2005 CO USA SWIMMING IS THE NATIONAL GOVERNING BODY FOR THE SPORT OF SWIMMING. WE ADMINISTER COMPETITIVE SWIMMING IN ACCORDANCE WITH THE OLYMPIC & AMATEUR SPORTS ACT. 15 15 110 1000 440560 0 8099022 6891181 27928544 23145561 2953086 3513294 87227 16457 39067879 33566493 4648857 3287645 0 0 12084005 11193207 0 0 0 24936318 14448061 41669180 28928913 -2601301 4637580 51426674 53433219 19894983 16711447 31531691 36721772 X USA SWIMMING IS THE NATIONAL GOVERNING BODY FOR THE SPORT OF SWIMMING. WE ADMINISTER COMPETITIVE SWIMMING IN ACCORDANCE WITH THE OLYMPIC & AMATEUR SPORTS ACT. WE PROVIDE PROGRAMS AND SERVICES FOR OUR MEMBERS, SUPPORTERS, AFFILIATES, AND THE INTERESTED PUBLIC. WE VALUE THESE MEMBERS OF THE SWIMMING COMMUNITY, AND THE STAFF AND VOLUNTEERS WHO SERVE THEM. WE ARE COMMITTED TO EXCELLENCE AND THE IMPROVEMENT OF OUR SPORT. WE ARE COMMITTED TO PROVIDING A SAFE AND POSITIVE ENVIRONMENT FOR ALL MEMBERS. 0 0 5467183 2773929 NATIONAL TEAM: IN 2020, USA SWIMMING WAS UNABLE TO TRAVEL INTERNATIONALLY, BUT WE WERE ABLE TO HOST DOMESTIC EVENTS, WHICH ALLOWED OUR ATHLETES TO PREPARE FOR THE POSTPONED OLYMPIC GAMES. IN ADDITION, USA SWIMMING WAS ABLE TO INCREASE MENTAL HEALTH SUPPORT TO NATIONAL TEAM AND NATIONAL JUNIOR TEAM COACHES AND ATHLETES, AS WELL AS PROVIDE CLUB GRANTS AND ADDITIONAL FINANCIAL SUPPORT TO ELITE LEVEL ATHLETES. 3714410 504262 107097 SPORT DEVELOPMENT: SPORT DEVELOPMENT ACCOMPLISHMENTS INCLUDED WORKING WITH CLUBS TO DEVELOP RETURN TO TRAINING AND COMPETITION PLANS IN COMPLIANCE WITH LOCAL COVID-19 PROTOCOLS. THE SPORT DEVELOPMENT STAFF LAUNCHED THE DEI COUNCIL TO PROVIDE GUIDANCE AND EXPERTISE IN CREATING A MORE DIVERSE, EQUITABLE, AND INCLUSIVE ENVIRONMENT IN COMPETITIVE SWIMMING. OUR TEAM CONDUCTED OVER 50 ONLINE PROGRAMS ON COACH EDUCATION, LSC DEVELOPMENT, ATHLETE PROGRAMMING, AND COVID EDUCATION, INCLUDING VIRTUAL ATHLETE SELECT CAMPS, NATIONAL AGE GROUP COACH'S CLINIC, AND DEI PROGRAMMING. WE SUCCESSFULLY MOVED OUR CLUB BUSINESS MANAGEMENT COURSE TO A VIRTUAL PLATFORM AND DOUBLED THE PARTICIPANT NUMBER FROM PREVIOUS YEARS, WITH NEARLY 500 PARTICIPANTS. DURING A CHALLENGING YEAR, WE FORGED AHEAD ON SEVERAL KEY PROJECTS, INCLUDING A DIGITAL TRANSFORMATION PROJECT TO RE-PLATFORM/REARCHITECT OUR DATABASE AND APPLICATION ENVIRONMENT; BUILD A COMPREHENSIVE COACH EDUCATION PROGRAM FOR ALL 20,000 OF OUR COACH MEMBERS, AND ASSIST OUR SAFE SPORT TEAM IN HELPING ALL OF OUR CLUBS BECOME SAFE SPORT RECOGNIZED PROGRAMS. 4334823 1483831 COMMERCIAL: USA SWIMMING EXPERIENCED A YEAR UNLIKE ANY OTHER WITH ALL COMPETITION, SWIM PRACTICES, AND IN-PERSON OPERATIONS SHUTTERING IN MID-MARCH DUE TO COVID-19. COMMUNICATIONS MUCH OF 2020 WAS FOCUSED ON GOING ABOVE AND BEYOND TO SUPPORT EVERY DIVISION WITHIN THE ORGANIZATION IN PROACTIVELY COMMUNICATING MESSAGING, IMPORTANT UPDATES AND INITIATIVE DEVELOPMENTS TO ALL INTERNAL AND EXTERNAL STAKEHOLDER GROUPS TO MINIMIZE THE NEGATIVE EFFECTS OF COVID-19. STRATEGIC MOTIVATIONAL AND ENGAGING CONTENT WAS DEVELOPED, FOCUSING ON INCREASED ENGAGEMENT ACROSS ALL OWNED CHANNELS. ADDITIONALLY, IN OUR CONTINUED EFFORT TO STREAMLINE ORGANIZATIONAL MESSAGES WHILE CAPITALIZING ON OUR MOST FORWARD-FACING MEDIUM, OVERSIGHT OF WEBSITE EDITORIAL WAS MOVED TO THE COMMUNICATIONS DEPARTMENT. PARTNERSHIPS & EVENT MARKETING2020 WAS A DIFFICULT YEAR FOR REVENUE GENERATION FROM PARTNERS AND SPONSORS, BUT USA SWIMMING EXPLORED CREATIVE INITIATIVES TO MAINTAIN SUCCESSFUL RELATIONSHIPS THROUGH INACTIVITY AND UNDER PAYMENT. WHILE MOST LIVE EVENTS COULD NOT HAPPEN AS INTENDED, USA SWIMMING CREATED A MERCHANDISE RELIEF CAMPAIGN TO HELP RAISE MONEY FOR NATIONAL TEAM ATHLETES. AND FOUND WAYS TO ENGAGE YOUNGER ATHLETES THROUGH COMPETITION IN THE VIRTUAL SPEEDO SWIM AGAIN SERIES. BUSINESS INTELLIGENCE AND DIGITAL PLATFORMSADDITIONAL TARGETING CAPABILITIES AND NEW DATA SOURCE INTEGRATIONS HIGHLIGHT DATA ARCHITECTURE EXPANSIONS IN 2020. WE CONTINUE TO EXPAND OUR VIEW OF INDIVIDUALS THROUGH DATA ANALYSIS, WHILE INTEGRATING WITH ADDITIONAL INTERNAL SYSTEMS TO ENHANCE AND PERSONALIZE OUR MEMBER OUTREACH. CREATIVE SERVICES & VIDEO PRODUCTIONSIN EARLY 2020, NBCSN AND THE OLYMPIC CHANNEL AIRED BROADCASTS OF TWO TYR PRO SWIM SERIES EVENTS BEFORE ALL IN-PERSON EVENTS WERE SHUT DOWN. USA SWIMMING'S MEMBERSHIP FAVORITE SPLASH MAGAZINE WAS DELIVERED TWICE TO OVER 300,000 HOUSEHOLDS, A REDUCTION IN PRODUCTION OF 50% TO ACCOUNT FOR REFINED OPERATIONAL FUNDING DUE TO THE PANDEMIC. FOUNDATION DEVELOPMENTSUPPORT FOR THE USA SWIMMING FOUNDATION CONTINUED TO PROSPER UNDER THE STRUCTURE OF THE USA SWIMMING COMMERCIAL TEAM, AND THE TWO ENTITIES COLLABORATED CLOSER IN 2020 THAN EVER BEFORE. WHILE IT WAS A DIFFICULT YEAR FOR FUNDRAISING, THERE WERE OPTIMISTIC SURPRISES IN THE FORM OF NEW DONORS AND RENEWALS OF EXISTING DONOR COMMITMENTS, AND FUNDING CONTINUED TO SUPPORT THE FOUNDATION'S MISSION OF SAVING LIVES AND BUILDING CHAMPIONS. 2935396 RISK MANAGEMENT: AS A BENEFIT OF MEMBERSHIP, USA SWIMMING PROVIDES MEMBERS AND VOLUNTEERS WITH PARTICIPANT ACCIDENT INSURANCE AND PARTICIPANT LIABILITY INSURANCE. MEMBER CLUBS ARE ALSO PROVIDED PUBLIC LIABILITY INSURANCE SO THEY CAN RENT OR LEASE POOL TIME FOR THEIR PRACTICES AND MEETS. ELITE ATHLETE HEALTH INSURANCE AND SPORTS INJURY COORDINATION OF BENEFITS ARE PROVIDED TO NATIONAL TEAM ATHLETES THAT ELECT TO PARTICIPATE IN THE PROGRAM. DOMESTIC AND INTERNATIONAL TRAVEL ACCIDENT INSURANCE IS PROVIDED TO ATHLETES, COACHES AND SUPPORT PERSONNEL WHO TRAVEL TO COMPETITIONS. FOREIGN COMMERCIAL LIABILITY INSURANCE COVERAGES ARE ALSO PROVIDED TO TEAM, STAFF AND VOLUNTEERS WHO TRAVEL ON BEHALF OF THE USA SWIMMING NATIONAL TEAMS. PROFESSIONAL LIABILITY INSURANCE IS PROVIDED TO HEALTH CARE PROFESSIONALS WHO ACT AS EVENT VOLUNTEERS TO THE USA SWIMMING TEAM AT THE REQUEST OF THE NATIONAL TEAM OR UPON APPLICATION TO USA SWIMMING. 392446 270000 FOUNDATION PROGRAMS: USA SWIMMING PROVIDED FUNDING TO ITS AFFILIATE FOUNDATION WHOSE MISSION IS SAVING LIVES AND BUILDING CHAMPIONS. 2815305 9454 20907764 EVENTS & MEMBER SERVICES: IN 2020, USA SWIMMING HOSTED A REDUCED SCHEDULE OF EVENTS DUE TO THE GLOBAL PANDEMIC. THE MARQUEE EVENT OF 2020 WAS THE DISPERSED TOYOTA U.S. OPEN HELD AT NINE SITES ACROSS THE COUNTRY IN NOVEMBER. THE TOYOTA U.S. OPEN AS WELL AS THE PRE-PANDEMIC TYR PRO SWIM SERIES EVENTS IN KNOXVILLE, TENN. AND DES MOINES, IOWA WERE BROADCAST LIVE ON NBC NETWORKS. OTHER EVENTS HELD UNDER PANDEMIC PROTOCOLS INCLUDED A VIRTUAL 18 & UNDER WINTER CHAMPIONSHIP IN DECEMBER. USA SWIMMING ALSO PROVIDED GUIDANCE AND SUPPORT FOR MANY OTHER LOCAL AND VIRTUAL EVENTS. IN 2020, THE MEMBERSHIP SERVICES STAFF CONTINUED TO PLAY AN INTEGRAL ROLE IN SOLVING MEMBER ISSUES, COORDINATING AMONGST VARIOUS COMMITTEES, IMPROVING THE REGISTRATION PROCESS, SERVING USA SWIMMING'S 59 LOCAL SWIMMING COMMITTEES ("LSCS") AND MANAGING THE ANNUAL BUSINESS MEETING OF THE CORPORATION, WHICH WAS HELD VIRTUALLY FOR THE FIRST TIME WITH APPROXIMATELY 1,200 REGISTERED MEMBERS. LSC SERVICES OVERSEES USA SWIMMING'S SERVICES TO AND COMPLIANCE OF THE LOCAL SWIMMING COMMITTEES (LSC). LSC SERVICES WORKS WITH LSC LEADERS TO FACILITATE INFORMATION SHARING, NETWORKING, SHARED SERVICES, STRATEGIC PLANNING, AND GENERAL LSC OPERATIONS, WHICH ASSIST LSCS IN PROVIDING A HIGHER LEVEL OF SERVICE AND PROGRAMMING TO THEIR MEMBERS. LSC SERVICES FACILITATES THE SWIMPOSIUM PROGRAM, THE ANNUAL ZONE WORKSHOP, TWICE MONTHLY LSC LEADERSHIP CALLS, AS WELL AS MONTHLY LSC GOVERNANCE SERIES CALLS PRESENTED BY THE LSC DEVELOPMENT COMMITTEE. OTHER AREAS OF FOCUS FOR LSC SERVICES CENTER AROUND EXPANDING EDUCATIONAL PROGRAMMING DEVELOPMENT FOR LSC LEADERS IN CONJUNCTION WITH THE LSC DEVELOPMENT COMMITTEE AT THE VIRTUAL ZONE WORKSHOP HELD IN MAY 2020, AND THE MIGHTY MEGA VIRTUAL LEADERSHIP SUMMIT (FOR THE 19 LARGEST SIZED LSCS) IN NOVEMBER. 6143147 9454 21177764 19659563 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 350 0 1 110 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 15 15 1 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 1 0 CO AL AK AR CA CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS NH NJ NM NY NC OH OK OR PA RI SC TN UT VA WV WI MO NV ND TX WA X X THE ORGANIZATION 7198664578 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 X ROBERT VINCENT CHAIR OF BOARD 32.00 X X 0 0 0 JIM SHEEHAN IMMEDIATE PAST CHAIR 8.00 X 0 0 0 TOM UGAST VICE CHAIR FISCAL OVERSIGHT THRU 9/30/20 16.00 X X 0 0 0 CHRIS BREARTON CHAIR ELECT 8.00 X 0 0 0 NATALIE COUGHLIN-HALL ATHLETE REPRESENTATIVE 8.00 X 0 0 0 MAYA DIRADO ANDREWS ATHLETE REPRESENTATIVE 8.00 4.00 X 0 0 0 DR CECIL GORDON EASTERN ZONE DIRECTOR 8.00 4.00 X 0 0 0 JEANETTE SKOW WESTERN ZONE DIRECTOR 8.00 X 0 0 0 JAY THOMAS SOUTHERN ZONE DIRECTOR 8.00 X 0 0 0 BILL SCHALZ CENTRAL ZONE DIRECTOR 8.00 X 0 0 0 KENNETH CHUNG SOUTHERN ZONE DIRECTOR 8.00 X 0 0 0 KATHLEEN PRINDLE SOUTHERN ZONE DIRECTOR 8.00 X 0 0 0 JENNIFER GIBSON SOUTHERN ZONE DIRECTOR 8.00 X 0 0 0 DAVIS TARWATER ATHLETE REP/VC THROUGH 9/30/20 16.00 X X 0 0 0 BRUCE GEMMELL NATIONAL TEAM STEERING COM 8.00 X 0 0 0 KATHY FISH CENTRAL ZONE DIRECTOR 8.00 X 0 0 0 KATE MEILI ATHLETE REPRESENTATIVE 8.00 X 0 0 0 TIMOTHY HINCHEY PRESIDENT AND CEO 40.00 X 642707 0 63490 MICHAEL UNGER VICE PRESIDENT AND COO 40.00 X 428528 0 62540 KATIE MCROBERTS CHIEF ADMINISTRATIVE OFFICER/GENERAL COUNSEL 40.00 X 291914 0 40341 ERIC SKUFCA CFO 40.00 X 209416 0 38301 SHANA FERGUSON CCO 40.00 X 240463 0 26112 JOEL SHINOFIELD MANAGING DIRECTOR, SPORT DEVELOPMENT 40.00 X 210091 0 39919 LINDSAY MINTENKO MANAGING DIRECTOR, NATIONAL TEAM 40.00 X 224649 0 47932 ISABELLE MCLEMORE MANAGING DIRECTOR, COMMUNICATIONS 40.00 X 181156 0 47290 TOM AVISCHIOUS SENIOR DIRECTOR, TEAM SERVICES 40.00 X 177639 0 38540 MATTHEW LUPTON SENIOR DIRECTOR, CREATIVE 40.00 X 135740 0 46367 2742303 0 450832 25 0 1 0 CATALYTE INC 502 S SHARP ST STE 2200 BALTIMORE MD 21201 IT SERVICES 635793 SPORT GRAPHICS PRINTING 3423 PARK DAVIS CIRCLE INDIANAPOLIS IN 46235 PRINTING 431875 ECLIPSE PRODUCTIONS INC 605 MANNS HARBOR DR APOLLO BEACH FL 33572 EVENT PRODUCTION 387801 DODD TECHNOLOGIES 720 WEST PIONEER TRACE STE 200 PENDLETON IN 46064 EVENT PRODUCTION 355111 BRYAN CAVE LEIGHTON PAISNER LLP 211 NORTH BROADWAY STE 3600 ST LOUIS MO 63102 LEGAL 355061 20 167005 882649 1445651 4395876 202545 6891181 MEMBERSHIP INCOME 900099 20656479 20656479 SPONSORS, SUPPLIERS & LICENSEE 900099 1454184 1454184 SPONSORS - ADVERTISING 541800 440560 440560 RELATED AFFILIATE RENTAL INCOME 531120 270000 270000 EVENTS 711300 251285 251285 73053 73053 23145561 931649 931649 29647 29647 52731007 50147922 1440 2583085 -1440 2581645 -1440 2583085 125000 167005 173674 -48674 -48674 CONSUMER REVENUE 900099 22784 22784 OTHER INCOME 711300 12700 12700 35484 33566493 22768692 440560 3466060 633716 633716 2653929 2653929 2043812 757643 1286169 6764305 4935465 1828840 569310 418683 150627 1251536 842232 409304 564244 373992 190252 808259 1073 807186 51050 51050 82489 82489 2326643 1403784 922859 38209 38209 681897 664380 17517 641025 6441 634584 357648 253930 103718 728520 635021 93499 1550550 1273619 276931 2957883 2957883 CONTRACTUAL CAPTIVE EXP 1821000 1821000 DUES, FEES, AND TICKETS 760027 310105 449922 TELEVISION AND VIDEO PR 634404 634404 ATHLETE HONORARIA AND R 259061 259061 749396 605993 143403 28928913 19659563 9269350 0 4145411 2301500 110432 548076 1520175 2258025 6936495 7683549 13404757 9521263 4347878 3883494 34012455 36064596 353828 693979 51426674 53433219 4037732 2294924 15857251 12563108 1821000 0 32415 19894983 16711447 X 31531691 36721772 31531691 36721772 51426674 53433219 4637580 552501 0 X X 0 1 X 1 0 X 15109708 10517224 9720511 8099022 6891181 50337646 26629219 23444307 24236993 26794859 22770132 123875510 301875 303600 295072 125000 1025547 41738927 34263406 34261104 35188953 29786313 175238703 1860 1860 1860 5580 456445 311890 768335 1860 458305 313750 773915 174464788 931579 1156343 1247119 1198995 931649 5465685 931579 1156343 1247119 1198995 931649 5465685 42670506 35419749 35508223 36387948 30717962 180704388 0.96550 0.96670 0.03020 0.03080 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2153256 669441 1483815 77287 77287 0 1212808 1073899 138909 9961406 7700636 2260770 3883494 REFUNDABLE ADVANCES 32415 32415 X 34036505 552501 552501 33484004 82489 82489 33566493 28846424 0 28846424 82489 82489 28928913 PART X, LINE 2: INCOME TAXES USA SWIMMING, INC. ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION AND HAVE BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. USA SWIMMING, INC. FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, IS SUBJECT TO EXAMINATION BY VARIOUS TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THE DATE THEY WERE FILED. MANAGEMENT OF THE ORGANIZATION BELIEVES THAT IT DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. SCHEDULE D PART XI LINE 2D THE ORGANIZATION RECORDS INVESTMENT INCOME NET OF INVESTMENT FEES ON THEIR AUDITED FINANCIAL STATEMENTS. MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES TRAVEL & VARIOUS TRAVEL RELATED EXPENSES AND EVENTS, INCLUDING OPEN WATER WORLD CUP 50253 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES TRAVEL & VARIOUS TRAVEL RELATED EXPENSES FOR ORGANIZATIONAL RELATIONS 10925 0 0 0 0 0 0 61178 0 61178 0 0 0 0 0 0 PART III ACCOUNTING METHOD: GOLDEN GOGGLE AWARDS 292005 167005 125000 6795 10533 156346 292005 167005 125000 6795 10533 156346 173674 -48674 1 CSCAA 5101 NW 21ST AVENUE FORT LAUDERDALE FL 33303 596145666 501(C)(3) 120000 COACHING SUPPORT ATHEN BULLDOGS 1151 SCOTLAND BEND WATKINSVILLE GA 30677 581869533 501(C)(3) 20000 TRAVEL, TRAINING, AND OLYMPIC TEAM PREP STANFORD 641 CAMPUS DRIVE STANFORD CA 94305 941156365 GOVERNMENT 15000 OLYMPIC TEAM PREP CAL AQUATICS 135 HAAS PAVILLION BERKELEY CA 94720 830376748 15000 OLYMPIC TEAM PREP NATION'S CAPITAL 8120 WOODMONT AVENUE 101 BETHESDA MD 20814 800851325 501(C)(3) 14500 CLUB EXCELLENCE GRANT SANDPIPERS OF NEVADA 4460 S DURANGO DR STE A LAS VEGAS NV 89147 880151712 501(C)(3) 14500 CLUB EXCELLENCE GRANT CARMEL SWIM CLUB 515 E MAIN ST STE 121 CARMEL IN 46032 351468610 501(C)(3) 13997 CLUB EXCELLENCE GRANT MASON MANTA RAYS 6050 MASON-MONTGOMERY ROAD MASON OH 45040 316001070 501(C)(3) 12000 CLUB EXCELLENCE GRANT SWIMMAC CAROLINA 9850 PROVIDENCE ROAD CHARLOTTE NC 28277 591769720 501(C)(3) 12000 CLUB EXCELLENCE GRANT DYNAMO SWIM CLUB 3119 SHALLOWFORD ROAD CHAMBLEE GA 30341 581076889 501(C)(3) 11925 CLUB EXCELLENCE GRANT PLEASANTON SEAHAWKS PO BOX 1675 PLEASANTON CA 94566 942556838 501(C)(3) 11693 CLUB EXCELLENCE GRANT TRIANGLE AQUATIC CENTER 275 CONVENTION DRIVE CARY NC 27511 141839387 501(C)(3) 11382 CLUB EXCELLENCE GRANT MARLINS OF RALEIGH SWIM TEAM 4904 WATERS EDGE DR STE 295 RALEIGH NC 27606 300050977 501(C)(3) 11315 CLUB EXCELLENCE GRANT SWIM ATLANTA AQUATICS 4850 SUGARLOAF PKWY STE 702 LAWRENCEVILLE GA 30044 581631501 501(C)(3) 11260 CLUB EXCELLENCE GRANT LAKESIDE SWIM TEAM 1928 WOODBOURNE AVENUE LOUISVILLE KY 40205 311054854 501(C)(3) 11012 CLUB EXCELLENCE GRANT MISSION VIEJO NADADORES 27474 CASTA DEL SOL UNIT 2 MISSION VIEJO CA 92692 330099234 501(C)(3) 15951 TRAVEL, TRAINING, AND CLUB EXCELLENCE GRANT LONG ISLAND AQUATIC CLUB 750 STUART AVE UNIT F GARDEN CITY NY 11530 113230107 501(C)(3) 10802 CLUB EXCELLENCE GRANT NORTHERN KY CLIPPERS SWIMMING 301 KENTON LAND ROAD ERLANGER KY 41018 611345484 501(C)(3) 10470 CLUB EXCELLENCE GRANT SIERRA MARLINS SWIM TEAM 711 1/2 SUTTER ST FOLSOM CA 95630 680032838 501(C)(3) 10318 CLUB EXCELLENCE GRANT NOVA OF VIRGINIA AQUATICS 12207 GAYTON ROAD RICHMOND VA 23238 541427388 501(C)(3) 10024 CLUB EXCELLENCE GRANT CHELSEA PIERS AQUATIC CLUB 1 BLACHLEY ROAD STAMFORD CT 06902 273147312 9879 CLUB EXCELLENCE GRANT BLUEFISH SWIM CLUB PO BOX 726 ATTLEBORO MA 02703 203358183 501(C)(3) 9466 CLUB EXCELLENCE GRANT NASHVILLE AQUATIC CLUB 109 RURAL AVENUE NASHVILLE TN 37209 620678884 501(C)(3) 12477 TRAVEL, TRAINING, AND CLUB EXCELLENCE GRANT BADGER SWIM CLUB 119 ROCKLAND AVENUE LARCHMONT NY 10538 364790659 501(C)(3) 8207 CLUB EXCELLENCE GRANT INDIANA SWIM CLUB 2040 E ROCK CREEK BLOOMINGTON IN 47401 237364661 501(C)(3) 5000 TRAVEL AND TRAINING CALIFORNIA AQUATICS (MEN) 135 HAAS PAVILLION BERKELEY CA 94720 830376748 5000 TRAVEL AND TRAINING TUCSON FORD DEALERS AQUATICS PO BOX 44233 TUCSON AZ 85733 860373599 501(C)(3) 8242 TRAVEL, TRAINING, AND CLUB EXCELLENCE GRANT KSWIM LLC 17180 AVINEDA DE SANTA YNEZ PACIFIC PALISADES CA 90272 822604086 5000 TRAVEL AND TRAINING GATOR SWIM CLUB 4330 SW 83RD WAY GAINESVILLE FL 32608 200469415 8088 TRAVEL, TRAINING, AND CLUB EXCELLENCE GRANT TEAM ELITE 5972 AVENIDA CHAMNEZ LA JOLLA CA 92037 821583239 501(C)(3) 5000 TRAVEL AND TRAINING SAN BENITO AQUATICS PO BOX 464 HOLLISTER CA 95024 942463442 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT METRO ATLANTA AQUATICS 255 SOUTHERLAND TERRACE NE UNIT 202 ATLANTA GA 30307 463218594 5000 DEI MANAGEMENT AND SUPPORT TAMARAC SWIMMING 2401 NW 41ST AVE APT 209 LAUDERHILL FL 33313 463380586 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT M3 AQUATICS 1435 E 71ST PLACE CHICAGO IL 60619 851906966 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT RACE SWAMI 2751 SOUTH 2700 EAST SALT LAKE CITY UT 84109 274648408 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT PDR SWIMMING FOR SUCESS 1760 MARKET STREET PHILADELPHIA PA 19103 842777596 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT HEALTHY LIFESTYLE HEALTHY KIDS 3642 RIVER CLIFF COURT DECATUR GA 30034 263967967 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT DART SWIMMING PO BOX 601034 SACRAMENTO CA 95860 237452558 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT DEKALB AQUATICS 3783 WATERFRONT COURT SNELLVILLE GA 30039 010718987 501(C)(3) 5000 DEI MANAGEMENT AND SUPPORT CROPPIN STATE UNIVERSITY 2550 W NORTH AVENUE BALTIMORE MD 21216 526002033 GOVERNMENT 5000 DEI MANAGEMENT AND SUPPORT ELITE RAYS SWIM CLUB 1117 6TH AVE APT 1/2 WASHINGTON DC 20002 842597470 5000 DEI MANAGEMENT AND SUPPORT COASTAL VIRGINIA AQUATICS CLUB 1107 WOODSMANS COURT CHESAPEAKE VA 23320 842638066 5000 COMMUNITY SWIM TEAM DEVELOPMENT 34 7 MEDAL MONEY, ATHLETE STIPENDS AND RECORD BONUSES 107 2420777 ATHLETE GRANTS 43 233152 PART I, LINE 2: APPLICANTS MUST QUALIFY, WHERE APPLICABLE, FOR CERTAIN GRANTS, AND A FINAL REPORT IS REQUIRED TO BE SUBMITTED TO USA SWIMMING. X X X X X X 1 0 0 0 0 0 0 1 0 TIMOTHY HINCHEY PRESIDENT AND CEO 633361 0 0 0 9346 0 28500 0 34990 0 706197 0 0 0 MICHAEL UNGER VICE PRESIDENT AND COO 428528 0 0 0 0 0 28500 0 34040 0 491068 0 0 0 KATIE MCROBERTS CHIEF ADMINISTRATIVE OFFICER/GENERAL 291914 0 0 0 0 0 28500 0 11841 0 332255 0 0 0 LINDSAY MINTENKO MANAGING DIRECTOR, NATIONAL TEAM 224649 0 0 0 0 0 23076 0 24856 0 272581 0 0 0 SHANA FERGUSON CCO 240463 0 0 0 0 0 3772 0 22340 0 266575 0 0 0 JOEL SHINOFIELD MANAGING DIRECTOR, SPORT DEVELOPMENT 210091 0 0 0 0 0 6561 0 33358 0 250010 0 0 0 ERIC SKUFCA CFO 209416 0 0 0 0 0 6494 0 31807 0 247717 0 0 0 ISABELLE MCLEMORE MANAGING DIRECTOR, COMMUNICATIONS 181156 0 0 0 0 0 18580 0 28710 0 228446 0 0 0 TOM AVISCHIOUS SENIOR DIRECTOR, TEAM SERVICES 87462 0 0 0 90177 0 18035 0 20505 0 216179 0 0 0 MATTHEW LUPTON SENIOR DIRECTOR, CREATIVE 135740 0 0 0 0 0 14333 0 32034 0 182107 0 0 0 PART I, LINE 4A TOM AVISCHIOUS, SENIOR DIRECTOR - TEAM SERVICES, RECEIVED SEVERANCE PAYMENT OF $90,177 WHICH WAS INCLUDED ON HIS W-2 AND IS REPORTED ON SCHEDULE J, PART II COLUMN B (III). PART I, LINE 7 PERFORMANCE BASED COMPENSATION IS PAID TO KEY EMPLOYEES PURSUANT TO THE EMPLOYMENT PRACTICES OF THE ORGANIZATION. THIS COMPENSATION IS NOT BASED ON PERFORMANCE OF THE ORGANIZATION, BUT INSTEAD IS BASED ON INDIVIDUAL PERFORMANCE OF EACH EMPLOYEE. X TIMING SYSTEMS 1 160000 FAIR MARKET VALUE X APPAREL 3 37212 FAIR MARKET VALUE X AIRLINE CERTIFICATES 1 9403 FAIR MARKET VALUE X BAG TAGS 1 2530 FAIR MARKET VALUE X OTHER 1 1400 FAIR MARKET VALUE X VALUE OF ADVERTISING RECEIVED 3 -8000 FAIR MARKET VALUE 0 1 0 FORM 990, PART IV, LINE 6 USA SWIMMING INC'S CONSOLIDATED FINANCIAL STATEMENTS INCLUDE AN ENDOWMENT WHICH IS HELD BY USA SWIMMING FOUNDATION AND REPORTED ON USA SWIMMING FOUNDATION'S FORM 990. FORM 990, PART VI, SECTION A, LINE 2 IN SEPTEMBER 2018, TOM UGAST, CEO OF NATION'S CAPITAL SWIM CLUB, WAS ELECTED TO THE USA SWIMMING BOARD OF DIRECTORS BY THE USA SWIMMING HOUSE OF DELEGATES AND SERVED A TERM ENDING IN SEPTEMBER 2020. IN SEPTEMBER 2019, BRUCE GEMMELL, HEAD SWIM COACH AT NATION'S CAPITAL SWIM CLUB AND AN EMPLOYEE OF UGAST, WAS ELECTED BY HIS PEERS ON THE USA SWIMMING NATIONAL TEAM STEERING COMMITEE TO BE THE COMMMITEE CHAIR, WHICH AUTOMATICALLY RECEIVES AN EX-OFFICION POSITION ON THE USA SWIMMING BOARD OF DIRECTORS. GEMMELL'S INTIAL TERM AS CHAIR ENDS IN SEPTEMBER 2021. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION IS A MEMBERSHIP ORGANIZATION. THERE ARE TWO CLASSES OF NON-VOTING MEMBERS, GROUPS AND INDIVIDUALS. MEMBERS HAVE REPRESENTATION THROUGH THE HOUSE OF DELEGATES. EACH LOCAL SWIM COMMITTEE (LSC) HAS MEMBERS IN THE HOUSE OF DELEGATES AND ATHLETES AND COACHES ARE APPOINTED AS MEMBERS OF THE HOUSE OF DELEGATES. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS ELECT THE BOARD OF DIRECTORS AT AN ANNUAL CONVENTION. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBER'S HOUSE OF DELEGATES IS RESPONSIBLE FOR THE FOLLOWING ACTIONS: 1) THE ELECTION OF CERTAIN BOARD MEMBERS 2) APPROVAL OF CHANGES TO THE RULEBOOK FORM 990, PART VI, SECTION B, LINE 11B THE FORM IS DISTRIBUTED TO THE ENTIRE BOARD OF DIRECTORS VIA EMAIL AND ARE GIVEN THE OPPORTUNITY TO PROVIDE INPUT BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER, COMMITTEE MEMBER AND EMPLOYEE SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON: 1. HAS RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY, 2. HAS READ AND UNDERSTANDS THE POLICY, 3. HAS AGREED TO COMPLY WITH THE POLICY, AND 4. UNDERSTANDS THAT USA SWIMMING IS A CHARITABLE ORGANIZATION AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. THE DISCLOSURE STATEMENTS SHALL BE REVIEWED BY THE CHAIRPERSON OF THE BOARD AND USA SWIMMING'S GENERAL COUNSEL. ANY ISSUES NOT PREVIOUSLY DISCLOSED SHALL BE REFERRED BY HIM OR HER TO THE BOARD OR APPROPRIATE COMMITTEE. THE DISCLOSURE STATEMENTS SHALL BE RETAINED IN THE FILES OF THE GENERAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 A SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS DEVELOPED AN EMPLOYMENT CONTRACT FOR THE CURRENT EXECUTIVE DIRECTOR USING COMPARABLE COMPENSATION DATA FROM OTHER NATIONAL GOVERNING BODIES AND LIKE INDUSTRIES. THE HUMAN RESOURCE DEPARTMENT REVIEWS SALARY SURVEYS AND DATA FROM OTHER NATIONAL GOVERNING BODIES TO SET AND ADJUST COMPENSATION FOR OFFICERS AND OTHER KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE. FORM 990, PART VII, SECTION A, LINE 1A THE NUMBER OF DIRECTORS LISTED IN THIS SECTION IS GREATER THAN THE NUMBER OF DIRECTORS REPORTED IN PART VI, SECTION A, LINES 1A AND 1B DUE TO TURNOVER IN MEMBERS DURING THE YEAR. FORM 990, PART VII, SECTION A, LINE 1A THE NUMBER OF HOURS OF OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED EMPLOYEES IS BASED ON NUMBER OF HOURS FOR A FULL TIME POSITION. THE HOURS DO NOT REFLECT ACTUAL HOURS SPENT BY THESE EMPLOYEES. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. USA SWIMMING FOUNDATION INC 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 721581977 FUNDRAISING ARM OF USA SWIMMING, INC. CO 501(C)(3) 509(A)(3) USA SWIMMING INC 1 SWIM TRIALS LLC 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 260522174 OLYMPIC TRIALS CO USA SWIMMING EXEMPT FUNCTION -57131 56482 0 0 0.50000 1 0 1 0 0 0 0 0 0 1 0 1 1 1 1 0 1 0 0 USA SWIMMING FOUNDATION INC C 882649 CASH USA SWIMMING FOUNDATION INC L 200000 CASH USA SWIMMING FOUNDATION INC A 70000 CASH USA SWIMMING FOUNDATION INC O 392446 CASH USA SWIMMING FOUNDATION INC Q 200000 ESTIMATED CASH