2021-11-11T14:11:30-06:00 2020-12-31 541487262 MATTHEWS CARTER & BOYCE 12500 FAIR LAKES CIRCLE SUITE 260 FAIRFAX VA 22033 990 2020-01-01 530026395 AMERICAN ROAD AND TRANSPORTATION BUILDERS ASSOCIATION AMER 2022894434 250 E STREET NW NO 900 WASHINGTON DC 20024 MICHAEL FORSYTHE CFO 2022894434 2021-11-10 1 MICHAEL FORSYTHE 999009999 CHARLES R DEPPE P01300682 7032183600 2021-11-08 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z MICHAEL FORSYTHE 250 E STREET NW NO 900 WASHINGTON DC 20024 8893686 0 X WWW.ARTBA.ORG X 1902 DC TO ADVOCATE AND PROMOTE TRANSPORATION DEVELOPMENT IN THE UNITED STATES. 158 157 33 0 299737 0 1614907 1335500 6072083 6151308 162949 124594 797985 944886 8647924 8556288 0 0 0 0 5695677 6068207 0 0 0 2746585 1958067 8442262 8026274 205662 530014 7534330 8046534 3561179 3262491 3973151 4784043 X THE AMERICAN ROAD & TRANSPORTATION BUILDERS ASSOCIATION (ARTBA) BRINGS TOGETHER ALL FACETS OF THE TRANSPORTATION CONSTRUCTION INDUSTRY TO RESPONSIBLY ADVOCATE FOR INFRASTRUCTURE INVESTMENT AND POLICY THAT MEET THE NATION'S NEED FOR SAFE AND EFFICIENT TRAVEL. ARTBA ALSO OFFERS VALUE-ADDED PROGRAMS AND SERVICES PROVIDING ITS MEMBERS WITH A COMPETITIVE EDGE. 0 0 MEMBERSHIP- AS A FULL SERVICE TRADE ASSOCIATION, ARTBA OFFERS A VARIETY OF INFORMATION, TOOLS, AND SERVICES TO HELP ITS MEMBER FIRMS AND AGENCIES OPERATE MORE EFFICIENTLY. AMONG THESE ARE:- CUTTING EDGE ECONOMICS AND RESEARCH REPORTS COVERING ALL ANGLES OF THE TRANSPORTATION CONSTRUCTION MARKET- SAFETY SERVICES, TRAINING ANG PRODUCTS- TOP NOTCH COMMUNICATION TOOLS SUCH AS "TRANSPORTATION BUILDER" MAGAZINE, "WASHINGTON NEWSLINE", E-NEWSLETTERS, WEBSITES, MEMBERSHIP DIRECTORY, AND ANNUAL "TRANSPORTATION OFFCIALS AND ENGINEERS DIRECTORY"- CUSTOMIZED PROFESSIONAL DEVELOPMENT PROGRAMS DESIGNED SPECIFICALLY FOR TRANSPORTATION DESIGN, CONSTRUCTION AND SAFETY PROFESSIONALS ADVOCACY AND LOBBYING- ARTBA IS AN AGGRESSIVE AND EFFICIENT ADVOCATE ON BEHALF OF THE U.S. TRANSPORTATION DESIGN AND CONSTRUCTION INDUSTRY BEFORE THE CONGRESS, WHITE HOUSE, EXECUTIVE BRANCH AND FEDERAL AGENCIES. MEETINGS & CONFERENCES- ARTBA OFFERS ABUNDANT NETWORKING AND BUSINESS DEVELOPMENT OPPORTUNITIES AT ARTBA'S NATIONAL MEETINGS AND EVENTS. THESE MEETINGS CONSIST OF THE ARTBA ANNUAL CONVENTION, PUBLIC PRIVATE PARTNERSHIP CONFERENCE, THE FEDERAL ISSUES PROGRAM AND TRANSPORTATION CONSTRUCTION COALITION FLY-IN, AND OTHER VARIOUS REGIONAL MEETINGS. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 19 0 1 33 1 1 1 0 0 0 1 1 0 0 0 X 158 157 0 0 1 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 0 0 X THE ORGANIZATION 2022894434 250 E STREET NW NO 900 WASHINGTON DC 20024 STEVE AGOR BOARD MEMBER 1.00 X 0 0 0 ROBERT ALGER IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 SCOTT ANDERSON BOARD MEMBER 1.00 X 0 0 0 MICHAEL ATTARDO BOARD MEMBER 1.00 X 0 0 0 JENNIFER AUMENT BOARD MEMBER 1.00 X 0 0 0 BEN BALDWIN BOARD MEMBER 1.00 X 0 0 0 DAVID BAUER SECRETARY/PRESIDENT/CEO 40.00 X X 556915 0 25861 MICHAEL BELL BOARD MEMBER 1.00 X 0 0 0 SOFIA M BERGER BOARD MEMBER 1.00 X 0 0 0 DR CHANDRA R BHAT PE BOARD MEMBER 1.00 X 0 0 0 DOUG BLACK BOARD MEMBER 1.00 X 0 0 0 MATT BLAKE BOARD MEMBER 1.00 X 0 0 0 TONY BOALS BOARD MEMBER 1.00 X 0 0 0 JOHN P BOYLE II BOARD MEMBER 1.00 X 0 0 0 LARRY BRICKEY BOARD MEMBER 1.00 X 0 0 0 JOHN MICHAEL BRUNALLI BOARD MEMBER 1.00 X 0 0 0 E RICHARD CAPPS JR PE BOARD MEMBER 1.00 X 0 0 0 STEVEN A CARDI II BOARD MEMBER 1.00 X 0 0 0 JEFF CARLSON BOARD MEMBER 1.00 X 0 0 0 KEVIN M CORNISH PE BOARD MEMBER 1.00 X 0 0 0 TIM COX BOARD MEMBER 1.00 X 0 0 0 WILLIAM G COX BOARD MEMBER 1.00 X 0 0 0 MIKE CRAWFORD BOARD MEMBER 1.00 X 0 0 0 TIM CRESON JOINT COMMITTEE CO.CHAIR 1.00 X X 0 0 0 JIM CROWLEY BOARD MEMBER 1.00 X 0 0 0 MATTHEW CUMMINGS BOARD MEMBER 1.00 X 0 0 0 JOE CUTILLO BOARD MEMBER 1.00 X 0 0 0 AJ DE MOYA BOARD MEMBER 1.00 X 0 0 0 NICK DIGERONIMO BOARD MEMBER 1.00 X 0 0 0 JOHN A DERR PE BOARD MEMBER 1.00 X 0 0 0 JIGISHA DESAI BOARD MEMBER 1.00 X 0 0 0 STEVEN D DEWITT BOARD MEMBER 1.00 X 0 0 0 NICK DIBARTOLO BOARD MEMBER 1.00 X 0 0 0 TIM DUIT FIRST VICE CHAIRMAN 1.00 X X 0 0 0 PATRICK DUNIGAN BOARD MEMBER 1.00 X 0 0 0 THOMAS S ELMORE BOARD MEMBER 1.00 X 0 0 0 GLENN ELY BOARD MEMBER 1.00 X 0 0 0 SCOTT FANT BOARD MEMBER 1.00 X 0 0 0 TONY FASSINO VICE CHAIRMAN AT-LARGE 1.00 X X 0 0 0 JIHANE FAZIO BOARD MEMBER 1.00 X 0 0 0 JIM FEHSENFELD CENTRAL VICE CHAIRMAN 1.00 X X 0 0 0 HUNTER FORDICE BOARD MEMBER 1.00 X 0 0 0 CHRIS FRONHEISER PE BOARD MEMBER 1.00 X 0 0 0 MARIA R FUENTES BOARD MEMBER 1.00 X 0 0 0 CHARLES GALLAGHER BOARD MEMBER 1.00 X 0 0 0 MICHAEL GIANNI BOARD MEMBER 1.00 X 0 0 0 MATT GIRARD BOARD MEMBER 1.00 X 0 0 0 MICHAEL GLEZER BOARD MEMBER 1.00 X 0 0 0 GARY L GODBERSEN BOARD MEMBER 1.00 X 0 0 0 DONALD GRAUL BOARD MEMBER 1.00 X 0 0 0 KEVIN K GROENEWEG BOARD MEMBER 1.00 X 0 0 0 PAUL W GRUNER PE PS BOARD MEMBER 1.00 X 0 0 0 MS PAULA J HAMMOND VICE CHAIRMAN AT-LARGE 1.00 X X 0 0 0 JON HARMAN BOARD MEMBER 1.00 X 0 0 0 ROBERT HARMS BOARD MEMBER 1.00 X 0 0 0 LORI HARPER BOARD MEMBER 1.00 X 0 0 0 DAVID HARWOOD NORTHEASTERN VICE CHAIRMAN 1.00 X X 0 0 0 CHRIS HAWKINS BOARD MEMBER 1.00 X 0 0 0 JOHN C HAY BOARD MEMBER 1.00 X 0 0 0 JOHN HENDERSON BOARD MEMBER 1.00 X 0 0 0 DAN HICKEY BOARD MEMBER 1.00 X 0 0 0 MICHAEL P HIGGINS BOARD MEMBER 1.00 X 0 0 0 J THOMAS HILL BOARD MEMBER 1.00 X 0 0 0 THOMAS W HILL TREASURER 1.00 X X 0 0 0 DUSTY HOLCOMBE BOARD MEMBER 1.00 X 0 0 0 JOSE HOLGUINVERAS BOARD MEMBER 1.00 X 0 0 0 LAURA HUIZINGA BOARD MEMBER 1.00 X 0 0 0 NICK IVANOFF PE BOARD MEMBER 1.00 X 0 0 0 CHIP JONES BOARD MEMBER 1.00 X 0 0 0 JOHN KAPOVICH JR BOARD MEMBER 1.00 X 0 0 0 DARREN KETTLE BOARD MEMBER 1.00 X 0 0 0 ELI R KHOURY BOARD MEMBER 1.00 X 0 0 0 KAL KINCAID BOARD MEMBER 1.00 X 0 0 0 KURT KNIFFIN BOARD MEMBER 1.00 X 0 0 0 RANDY LAKE VICE CHAIRMAN AT-LARGE 1.00 X X 0 0 0 JACK C LANFORD BOARD MEMBER 1.00 X 0 0 0 SCOTT LANG BOARD MEMBER 1.00 X 0 0 0 DOUG LAVOIE PE BOARD MEMBER 1.00 X 0 0 0 TOM LAYFIELD BOARD MEMBER 1.00 X 0 0 0 THIERRY LEROCH BOARD MEMBER 1.00 X 0 0 0 CHARLES A MACHEMEHL JR PAST CHAIRMAN'S COUNCIL RE 1.00 X X 0 0 0 JAMES R MADARA PE BOARD MEMBER 1.00 X 0 0 0 RICHARD MARKWITH BOARD MEMBER 1.00 X 0 0 0 MICHAEL MCARDLE BOARD MEMBER 1.00 X 0 0 0 WENDY MCBAY BOARD MEMBER 1.00 X 0 0 0 EUGENE MCCORMICK BOARD MEMBER 1.00 X 0 0 0 JIM MCEVOY BOARD MEMBER 1.00 X 0 0 0 STEVE MCGOUGH CHAIRMAN 1.00 X X 0 0 0 JOHN W MIDGLEY PE BOARD MEMBER 1.00 X 0 0 0 BRAD MILLER BOARD MEMBER 1.00 X 0 0 0 GREGG MITCHELL BOARD MEMBER 1.00 X 0 0 0 FRED NARCAROTI BOARD MEMBER 1.00 X 0 0 0 JEFFREY NELSON SOUTHERN VICE CHAIRMAN 1.00 X X 0 0 0 BRIAN NESS BOARD MEMBER 1.00 X 0 0 0 CHARLES J NIEDERRITER BOARD MEMBER 1.00 X 0 0 0 WARD NYE SENIOR VICE CHAIRMAN 1.00 X X 0 0 0 PATRICK O'DONNELL BOARD MEMBER 1.00 X 0 0 0 TOM O'GRADY VICE CHAIR AT.LARGE 1.00 X X 0 0 0 GEORGE PACCHIANA BOARD MEMBER 1.00 X 0 0 0 MR JEFF PARISI BOARD MEMBER 1.00 X 0 0 0 WILLIAM PEEK BOARD MEMBER 1.00 X 0 0 0 JEFFERY PERKINS BOARD MEMBER 1.00 X 0 0 0 MELINDA PETERS BOARD MEMBER 1.00 X 0 0 0 JAMES R PETERSON BOARD MEMBER 1.00 X 0 0 0 DR KAREN PHILBRICK BOARD MEMBER 1.00 X 0 0 0 JOSEPH K POSILLICO BOARD MEMBER 1.00 X 0 0 0 CHARLES POTTS BOARD MEMBER 1.00 X 0 0 0 JAMES J PRATT III BOARD MEMBER 1.00 X 0 0 0 JOHN C REMPE PE BOARD MEMBER 1.00 X 0 0 0 KENNETH R REZENDES BOARD MEMBER 1.00 X 0 0 0 MEG RIETSCHLIN BOARD MEMBER 1.00 X 0 0 0 LISA M ROBERT PE WESTERN REGION VICE PRESIDENT 1.00 X X 0 0 0 BEN ROBUCK BOARD MEMBER 1.00 X 0 0 0 KEITH ROSE BOARD MEMBER 1.00 X 0 0 0 STEPHEN ROY BOARD MEMBER 1.00 X 0 0 0 BARRY RUFFALO BOARD MEMBER 1.00 X 0 0 0 PHILLIP E RUSSELL PE BOARD MEMBER 1.00 X X 0 0 0 JOHN P RUTTER BOARD MEMBER 1.00 X 0 0 0 SIMON SANTIAGO BOARD MEMBER 1.00 X 0 0 0 MARK SCHILLER BOARD MEMBER 1.00 X 0 0 0 CARL SCHOEDEL PE BOARD MEMBER 1.00 X 0 0 0 CASEY SCHWAGER BOARD MEMBER 1.00 X 0 0 0 ERIC SEIBRING BOARD MEMBER 1.00 X 0 0 0 DENNIS J SLATER BOARD MEMBER 1.00 X 0 0 0 DAVE SMITH BOARD MEMBER 1.00 X 0 0 0 MICHAEL A SOCCI BOARD MEMBER 1.00 X 0 0 0 DAVID SPECTOR BOARD MEMBER 1.00 X 0 0 0 BECKY L SPURGEON BOARD MEMBER 1.00 X 0 0 0 DEBBIE STEIGER BOARD MEMBER 1.00 X 0 0 0 MICHAEL STENKO BOARD MEMBER 1.00 X 0 0 0 W MARK STERLING BOARD MEMBER 1.00 X 0 0 0 JEFFREY L STERNER BOARD MEMBER 1.00 X 0 0 0 ROBERT D STEVENS PE BOARD MEMBER 1.00 X 0 0 0 THOMAS W STONER BOARD MEMBER 1.00 X 0 0 0 GENE STRICKLAND BOARD MEMBER 1.00 X 0 0 0 ANDREW SWANK BOARD MEMBER 1.00 X 0 0 0 LARRY C TATE BOARD MEMBER 1.00 X 0 0 0 SCOTT THOMPSON BOARD MEMBER 1.00 X 0 0 0 DAVID THORNE BOARD MEMBER 1.00 X 0 0 0 MELISSA S TOOLEY BOARD MEMBER 1.00 X 0 0 0 JAMES E TRIPLETT BOARD MEMBER 1.00 X 0 0 0 MICHAEL VECELLIO VICE CHAIR AT.LARGE 1.00 X X 0 0 0 LEO A VECELLIO JR BOARD MEMBER 1.00 X 0 0 0 PAUL VON BERG BOARD MEMBER 1.00 X 0 0 0 RICHARD E WAGMAN BOARD MEMBER 1.00 X 0 0 0 ARTHUR WALKER III BOARD MEMBER 1.00 X 0 0 0 DR C MICHAEL WALTON PHD PE BOARD MEMBER 1.00 X 0 0 0 STEVE WARD BOARD MEMBER 1.00 X 0 0 0 JEFF WEBB BOARD MEMBER 1.00 X 0 0 0 DANIEL WEINKAUF BOARD MEMBER 1.00 X 0 0 0 AARON WILCOX BOARD MEMBER 1.00 X 0 0 0 JOEY CHARLES WILSON II BOARD MEMBER 1.00 X 0 0 0 JOE WINGERTER BOARD MEMBER 1.00 X 0 0 0 REBECCA WOOD BOARD MEMBER 1.00 X 0 0 0 STEPHEN D WRIGHT BOARD MEMBER 1.00 X 0 0 0 PAUL YAROSSI PE BOARD MEMBER 1.00 X 0 0 0 DAVID S ZACHRY BOARD MEMBER 1.00 X 0 0 0 MR DAVE ZANETELL VICE CHAIR AT.LARGE 1.00 X 0 0 0 MICHAEL FORSYTHE CHIEF FINANCIAL OFFICER 40.00 X 291624 0 38624 MATT JEANNERET CHIEF OPERATING OFFICER 40.00 X 420374 0 32313 RICH JULIANO SENIOR VICE PRESIDENT - PO 40.00 X 286586 0 47597 BRAD SANT SENIOR VICE PRESIDENT - SA 40.00 X 290430 0 53360 ALISON PREMO BLACK EXEC. VP 40.00 X 250847 0 11257 2096776 0 209012 6 0 1 0 BALLARD PARTNERS INC 201 EAST PARK AVE 5TH FLOOR TALLAHASSEE FL 32301 CONSULTING SERVICES 260000 ERNST & YOUNG LLP POBOX 640382 PITTSBURGH DC 152640382 CONSULTING SERVICES 165020 2 1335500 1335500 MEMBERSHIP DUES 900099 5820322 5820322 PUBLICATIONS 900099 270244 270244 CONFERENCES 900099 60742 60742 6151308 85772 85772 156552 156552 376220 337398 38822 38822 38822 ADVERTISING INCOME 541800 327737 28000 299737 OTHER REVENUE 900099 285597 285597 MANAGEMENT FEE INCOME 900099 175000 175000 788334 8556288 6678727 299737 242324 1365711 3603952 151772 612351 334421 37999 44200 27698 894 765838 41683 532582 25506 171178 50333 DUES & SUBSCRIPTIONS 215665 COMPUTER SUPPLIES 205496 OTHER EXPENSES 135664 PRINTING & OFFICE SUPPL 87548 -384217 8026274 127048 527876 115840 182439 1464868 1493682 29564 29564 123278 208698 1700600 714372 1116752 986228 4556980 4618047 7534330 8046534 596826 859127 487751 394500 964467 589973 1512135 1418891 3561179 3262491 X 3973151 4784043 3973151 4784043 7534330 8046534 530014 280878 0 X X 0 1 X 1 1 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED ARTBA POLITICAL ACTION COMMITTEE 250 E STREET NW SUITE 900 WASHINGTON DC 20024 521206341 117900 0 0 0 6685822 744995 744995 865500 -120505 1330568 433443 897125 365146 278620 86526 4886 2309 2577 986228 DEFERRED RENT 727087 DEFERRED RENT INCENTIVE 691804 1418891 X 8809468 280878 280878 8528590 27698 27698 8556288 7998576 0 7998576 27698 27698 8026274 PART X, LINE 2: THE ASSOCIATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED DECEMBER 31, 2020, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR WHICH MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. X 0 0 X X 0 0 0 DAVID BAUER SECRETARY/PRESIDENT/CEO 550000 0 0 0 6915 0 11400 0 14461 0 582776 0 0 0 MATT JEANNERET CHIEF OPERATING OFFICER 415000 0 0 0 5374 0 11400 0 20913 0 452687 0 0 0 BRAD SANT SENIOR VICE PRESIDENT - SA 288915 0 0 0 1515 0 11400 0 41960 0 343790 0 0 0 RICH JULIANO SENIOR VICE PRESIDENT - PO 285000 0 0 0 1586 0 11400 0 36197 0 334183 0 0 0 MICHAEL FORSYTHE CHIEF FINANCIAL OFFICER 290000 0 0 0 1624 0 11400 0 27224 0 330248 0 0 0 ALISON PREMO BLACK EXEC. VP 245000 0 0 0 5847 0 9800 0 1457 0 262104 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 ARTBA REVISED ITS BYLAWS IN 2020 TO INCORPORATE NEW VISION AND MISSION STATEMENTS AND TO INCLUDE VARIOUS ADMINISTRATIVE CHANGES. FORM 990, PART VI, SECTION A, LINE 6 ARTBA IS ORGANIZED AS AN ASSOCIATION WITH MEMBERS. THE MEMBERS ELECT THE BOARD OF DIRECTORS WHO APPROVE SIGNIFICANT DECISIONS REGARDING THE ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A ALL MEMBERS OF THE ASSOCIATION SHALL HAVE FULL VOTING RIGHTS WITHOUT REGARD TO MEMBERSHIP OR DUES CATEGORY. THE DIRECTORS AND THE OFFICERS OF THE ORGANIZATION, WITH THE EXCEPTION OF THE CEO/PRESIDENT SHALL BE ELECTED BY VOTE OF THE MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B GENERALLY, ARTBA HIRES A CPA FIRM TO PREPARE THE FORM 990. THE RETURN IS REVIEWED BY THE CFO AND SIGNED BY THE CEO OR CFO. FORM 990, PART VI, SECTION B, LINE 12C ARTBA HAS TWO CONFLICT OF INTEREST POLICIES, ONE FOR THE STAFF AND ONE FOR THE DIRECTORS. THE STAFF POLICY REQUIRES ANNUAL DECLARATIONS. THE BOARD POLICY IS GIVEN TO ALL NEW DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S COMPENSATION IS DETERMINED BY A COMPENSATION COMMITTEE, WHICH CONSISTS OF INDEPENDENT MEMBERS SUCH AS THE CHAIRMAN, PAST CHAIRMAN, SENIOR VICE-CHAIRMAN AND TREASURER. THE COMPENSATION COMMITTEE USES COMPARABILITY DATA TO ASSIST IN DETERMINING COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ARTBA TRANSPORTATION AND DEVELOPMENT FOUNDATION 250 E STREET NW SUITE 900 WASHINGTON DC 20024 526283894 EDUCATION DC 501(C)(3) LINE 12B, II 0 ARTBA POLITICAL ACTION COMMITTEE 250 E STREET NW SUITE 900 WASHINGTON DC 20024 521206341 POLITICAL ACTIVITY DC ARTBA C 1.00000 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 ARTBA TRANSPORTATION AND DEVELOPMENT J 21000 MARKET VALUE ARTBA TRANSPORTATION AND DEVELOPMENT O 930464 MARKET VALUE ARTBA TRANSPORTATION AND DEVELOPMENT Q 100000 MARKET VALUE