2021-11-10T16:08:02-06:00 2020-12-31 042387531 SULLIVAN & WORCESTER LLP ONE POST OFFICE SQUARE BOSTON MA 02109 990 2020-01-01 223195349 FIDELITY NON-PROFIT MANAGEMENT FOUNDATION FIDE 6176467418 7 WATER STREET BOSTON MA 02109 MAURA MARX PRESIDENT 6176467418 2021-11-09 1 MAURA MARX 999009999 JOHN GRAHAM P00041039 6173382800 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z MAURA MARX 7 WATER STREET BOSTON MA 02109 181536537 0 X N/A X 1992 DE SEE PART III LINE 1 5 4 0 0 0 0 13789807 15669095 0 0 366914769 96299771 2887586 11466 383592162 111980332 134308518 72392290 0 0 1237616 1947096 0 0 0 660388 654027 136206522 74993413 247385640 36986919 2021140913 2058127832 0 0 2021140913 2058127832 X MAKING GRANTS AND CONDUCTING SUPPORTING ACTIVITIES EXCLUSIVELY FOR THE BENEFIT OF, TO PERFORM ONE OR MORE OF THE FUNCTIONS OF, OR TO CARRY OUT ONE OR MORE OF THE PURPOSES OF, SUPPORTED ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) AND 509(A)(1) OR (2) OF THE CODE THAT CONDUCT ACTIVITIES IN ARTS AND CULTURE, EDUCATION, OR MEDICAL RESEARCH AND HEALTHCARE, WITH EMPHASIS ON ENCOURAGING THE HIGHEST STANDARDS OF NON-PROFIT MANAGEMENT. 0 0 74340911 72392290 GRANT MAKING TO SUPPORT ARTS AND CULTURE, EDUCATION, MEDICAL RESEARCH AND HEALTHCARE, WITH EMPHASIS ON ENCOURAGING THE HIGHEST STANDARDS OF NON-PROFIT MANAGEMENT. 74340911 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 0 0 X 5 4 1 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X DANIEL M ARDITO 6036814291 11 KEEWAYDIN DRIVE SUITE 100 SALEM NH 03079 ELIZABETH B JOHNSON DIRECTOR 5.00 X 0 0 0 EDWARD C JOHNSON IV DIRECTOR & CHAIRMAN 5.00 X X 0 0 0 THOMAS R POWERS DIRECTOR & VICE PRES 5.00 X X 12000 0 0 ROBERT A RADLOFF DIRECTOR & VICE PRES 5.00 X X 12000 0 0 SUSAN HOCKFIELD DIRECTOR 5.00 X X 12000 807998 0 MAURA MARX PRESIDENT 22.00 X 390078 0 33924 DANIEL M ARDITO TREASURER 19.00 X 207785 0 36095 CHRISTOPHER J MCKOWN SECRETARY 5.00 X 0 0 0 MELANIE S SOMMER ASST. SECRETARY/LEGAL COUN 5.00 X 0 0 0 LYDIA BERGEN VP OPERATIONS 16.00 X 119173 0 18885 CAROLINE NOLAN PROGRAM OFFICER 28.00 X 182584 0 44136 BARBARA SULLIVAN VP RESEARCH LEARNING EVALUATION 20.00 X 137101 0 2491 TIMOTHY REGELE PROGRAM OFFICER 32.00 X 114945 0 12010 1187666 807998 147541 6 0 1 0 MH MORTON CONSULTING LLC 246 COMMONWEALTH AVE BOSTON MA 02116 GRANT ADVISORY SERVICES 140750 1 15669095 15669095 25654048 25654048 140201928 69556205 70645723 70645723 70645723 PUBLIC SECURITY CLASS ACTION PROC 900099 11466 11466 11466 111980332 0 0 96311237 72392290 72392290 36000 36000 1674830 1674830 129070 129070 107196 107196 78994 78994 85995 85995 1525 1525 CONSULTANTS 376217 376217 PROFESSIONAL FEES 42608 42608 SOFTWARE LICENSE & MAIN 40395 40395 INSURANCE 23500 23500 4793 4793 74993413 74340911 652502 0 130310369 70898621 185441 780030 1754731568 1850535646 135913535 135913535 2021140913 2058127832 0 0 X 2021140913 2058127832 2021140913 2058127832 2021140913 2058127832 36986919 0 X X 0 1 X 1 0 X X 3 MIT 042103594 2 1 7070000 0 BAYLOR COLLEGE OF MEDICINE 741613878 2 1 500000 0 MUSEUM OF FINE ARTS 042103607 7 1 0 0 3 7570000 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 SCHEDULE A PART IV SECTION A LINE 1 THE SUPPORTED ORGANIZATIONS ARE DESIGNATED BY PURPOSE OR CLASS IN THE ORGANIZATION'S ARTICLES. THE MEMBERS WHICH ELECT A MAJORITY OF THE ORGANIZATION'S DIRECTORS AND CONTROL THE ORGANIZATION ARE ALL PUBLICLY SUPPORTED ORGANIZATIONS WHICH ARE LISTED BY NAME IN THE ORGANIZATION'S GOVERNING DOCUMENTS AND WHICH FALL WITHIN THE CLASS OF SUPPORTED ORGANIZATIONS THAT THEY REPRESENT. SCHEDULE A PART IV SECTION A LINE 9C DISQUALIFIED PERSONS WITH RESPECT TO THE ORGANIZATION ARE ACTIVE INVESTORS IN THE PUBLIC SECURITIES MARKETS AND THERE MAY BE NUMEROUS INSTANCES WHERE THERE IS OVERLAP BETWEEN THE HOLDINGS IN THE STOCK PORTFOLIOS OF DISQUALIFIED PERSONS AND THE STOCK PORTFOLIO OF THE ORGANIZATION. NEVERTHELESS, THE ORGANIZATION IS CONFIDENT THAT ANY OVERLAP IS COINCIDENTAL AND NO DISQUALIFIED PERSON DERIVED ANY BENEFIT FROM THE ORGANIZATION'S INVESTMENT. THE ORGANIZATION ALSO OWNS APPROXIMATELY 4.66% OF THE STOCK OF FIL LTD. A NON-PUBLICLY TRADED ENTITY IN WHICH A DISQUALIFIED PERSON INDIRECTLY HOLDS A NON-CONTROLLING INTEREST. NO DISQUALIFIED PERSON DERIVES ANY BENEFIT AS A RESULT OF THE ORGANIZATION'S INVESTMENTS. UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, ANY INVESTMENT DECISION OF THE FOUNDATION TO MAKE AN INVESTMENT IN A SECURITY IN WHICH A DISQUALIFIED PERSON MAY HOLD AN INTEREST (OTHER THAN NON-MATERIAL HOLDINGS OF PUBLICLY AVAILABLE SECURITIES OR MUTUAL FUNDS) WOULD BE MADE EXCLUSIVELY BY THE INDEPENDENT TRUSTEES WHO REPRESENT THE CONTROLLING SUPPORTED ORGANIZATIONS. SCHEDULE A PART IV SECTION B LINE 2 THE ORGANIZATION MADE GRANTS AMONG ITS SUPPORTED ORGANIZATIONS DESIGNATED BY CLASS. SEE DESCRIPTION FOR SECTION A, ITEM 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 FIL EQUITY 2752100 C ERS 133161435 C 135913535 X 380987000 265283000 3723668 269006668 111980332 0 111980332 84742000 9806114 9806114 74935886 57527 57527 74993413 PART X, LINE 2: THE FOUNDATION HAD NO LIABILITY FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIVIDENDS ACCRUED ON FINANCIALS NOT RECEIVED IN TAX REPORTING YEAR PART XII, LINE 2D - OTHER ADJUSTMENTS: GRANTS COMPENSATION AND BENEFITS INSURANCE PART XII, LINE 4B - OTHER ADJUSTMENTS: CONSULTANTS PROFESSIONAL SERVICES TRAVEL EXPENSE FORM 990 PAGE 3 LINE 11F THE FOUNDATION RECOGNIZES A TAX BENEFIT OR CHARGE FROM AN UNCERTAIN POSITION WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WOULD BE SUSTAINED UPON EXAMINATION. AS OF DECEMBER 31, 2020, THE FOUNDATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION, DERECOGNITION, OR DISCLOSURE. 1 ISABELLA STEWART GARDNER MUSEUM INC 25 EVANS WAY BOSTON MA 02115 042104334 501C(3) 4000000 ENDOWMENT HARVARD MEDICAL SCHOOL 1033 MASSACHUSETTS AVE STE 3 CAMBRIDGE MA 02138 042103580 501C(3) 2000000 ENDOWMENT MASSACHUSETTS GENERAL HOSPITAL 125 NASHUA STREETSUITE 540 BOSTON MA 02114 041564655 501C(3) 816110 MEDICAL RESEARCH JOBS FOR THE FUTURE INC 88 BROAD STREET BOSTON MA 02110 061164568 501C(3) 1000000 TECHNOLOGY CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501C(3) 487450 MEDICAL RESEARCH MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501C(3) 1125000 TECHNOLOGY ONEGOAL 180 N WABASH AVENUE SUITE 800SUITE 800 CHICAGO IL 60601 562369898 501C(3) 500000 TECHNOLOGY DUET INC 50 MILK STREET SUITE 6006TH FLOOR BOSTON MA 02110 320568985 501C(3) 800000 TECHNOLOGY BRIGHAM AND WOMEN'S HOSPITAL INC 75 FRANCIS STREET BOSTON MA 02215 042312909 501C(3) 1621500 TECHNOLOGY TUFTS UNIVERSITY BALLOU HALL MEDFORD MA 02155 042103634 501C(3) 300000 ENDOWMENT TUFTS UNIVERSITY BALLOU HALL MEDFORD MA 02155 042103634 501C(3) 1500000 ENDOWMENT BERKLEE COLLEGE OF MUSIC INC 1140 BOYLSTON STREET BOSTON MA 02215 042300472 501C(3) 1100000 CONSULTING: TECHNOLOGY BOTTOM LINE INC 50 MILK STREET16TH FLOOR BOSTON MA 02109 043351427 501C(3) 500000 TECHNOLOGY TUFTS UNIVERSITY BALLOU HALL MEDFORD MA 02155 042103634 501C(3) 250000 DISASTER RELIEF PENNSYLVANIA STATE UNIVERSITY 201 OLD MAIN UNIVERSITY PARK PA 16802 246000376 225000 PROGRAM SUPPORT ALZHEIMER'S DRUG DISCOVERY FOUNDATION 57 W 57TH STREETSUITE 904 NEW YORK NY 10019 201082179 501C(3) 1000000 MEDICAL RESEARCH WORLD MONUMENTS FUND INC 350 FIFTH AVENUE NEW YORK NY 10118 132571900 501C(3) 326900 PROGRAM SUPPORT YEAR UP INC 45 MILK STREET 9TH FLOOR BOSTON MA 02109 043534407 501C(3) 1400000 PROGRAM DEVELOPMENT HARVARD NEURODISCOVERY CENTER INC HARVARD MEDICAL SCHOOL220 LONGWOOD AVENUE BOSTON MA 02115 311745145 501C(3) 1266286 MEDICAL RESEARCH TRUSTEES OF RESERVATIONS 200 HIGH STREET 4TH FLOOR BOSTON MA 02110 042105780 501C(3) 3200000 PUBLIC SPACES AND ART ALZHEIMER'S DISEASE AND RELATED DISORDERS ASSOCIATION INC 225 NORTH MICHIGAN AVENUESUITE 1700 1700 CHICAGO IL 60601 133039601 501C(3) 5000000 MEDICAL RESEARCH UASPIRE INC 31 MILK STREET SUITE 900 BOSTON MA 02109 461314848 501C(3) 165000 TECHNOLOGY AMERICANS FOR THE ARTS INC 1000 VERMONT AVENUE NW6TH FLOOR WASHINGTON DC 20005 521996467 501C(3) 600000 TECHNOLOGY BOSTON ARTS ACADEMY FOUNDATION INC 45 TEMPLE PLACE 4TH FLOOR BOSTON MA 02111 043454898 501C(3) 191800 TECHNOLOGY BOSTON CHILDREN'S MUSEUM 308 CONGRESS STREET BOSTON MA 02210 042103993 501C(3) 400000 PROGRAM SUPPORT DOTHOUSE HEALTH INC 1353 DORCHESTER AVENUE DORCHESTER MA 02122 237125970 501C(3) 285000 TECHNOLOGY MASSACHUSETTS HISTORICAL SOCIETY 1154 BOYLSTON STREET BOSTON MA 02215 042108374 501C(3) 223942 TECHNOLOGY NEW ENGLAND AQUARIUM 1 CENTRAL WHARF BOSTON MA 02110 042297514 501C(3) 250000 CONSULTING: TECHNOLOGY THE CODMAN SQUARE HEALTH CENTER INC 637 WASHINGTON STREET DORCHESTER MA 02124 042678774 501C(3) 285000 TECHNOLOGY ALZHEIMER'S DRUG DISCOVERY FOUNDATION 57 W 57TH STREETSUITE 904 NEW YORK NY 10019 201082179 501C(3) 1000000 MEDICAL RESEARCH AMERICAN ACADEMY OF ARTS AND SCIENCES NORTONS WOODS136 IRVING STREET CAMBRIDGE MA 02138 042103651 501C(3) 2000000 ENDOWMENT AMERICAN LIBRARY ASSOCIATION 225 N MICHIGAN AVENUE SUITE 1300 CHICAGO IL 606017616 362166947 501C(3) 170000 FELLOWSHIPS BOSTON CENTER FOR THE ARTS INC 539 TREMONT STREET BOSTON MA 02116 237089998 501C(3) 450000 PROGRAM DEVELOPMENT BROAD INSTITUTE INC 415 MAIN STREET CAMBRIDGE MA 02142 263428781 501C(3) 1000000 PROGRAM DEVELOPMENT COMMUNITY CARE COOPERATIVE INC 75 FEDERAL STREET BOSTON MA 02110 813005904 501C(3) 1039825 PROGRAM DEVELOPMENT MENTOR THE NATIONAL MENTORING PARTNERSHIP INC 201 SOUTH STREET SUITE 615 BOSTON MA 02111 521674088 501C(3) 175000 TECHNOLOGY DIMOCK COMMUNITY HEALTH CENTER INC 55 DIMOCK STREET ROXBURY MA 02119 043487835 501C(3) 250000 DISASTER RELIEF THE NORMAN ROCKWELL MUSEUM AT STOCKBRIDGE INC 9 GLENDALE ROAD STOCKBRIDGE MA 01262 042450813 501C(3) 500000 CONSULTING: TECHNOLOGY THE POSSE FOUNDATION INC 14 WALL STREETSUITE 8A-60 NEW YORK NY 10005 133840394 501C(3) 2550000 ENDOWMENT WORCESTER ART MUSEUM 55 SALISBURY STREET WORCESTER MA 01609 041988530 501C(3) 2500000 CONSTRUCTION: RENOVATION AMERICAN ANTIQUARIAN SOCIETY 185 SALISBURY STREET WORCESTER MA 01609 042103652 501C(3) 250000 OPERATING SUPPORT ARTISTS FOR HUMANITY INC 100 WEST SECOND STREET BOSTON MA 02127 043138434 501C(3) 250000 OPERATING SUPPORT BENJAMIN FRANKLIN INSTITUTE OF TECHNOLOGY 41 BERKELEY STREET BOSTON MA 02116 042103576 501C(3) 100000 OPERATING SUPPORT BEYOND 12 EDUCATION INC 1625 CLAY STREET SUITE 100 OAKLAND CA 94612 271275246 501C(3) 700000 CONSULTING: BUS. PLANNING BOSTON ATHENAEUM 10 BEACON STREET BOSTON MA 02108 042104852 501C(3) 250000 OPERATING SUPPORT BOSTON BALLET INC 19 CLARENDON STREET BOSTON MA 02116 042312734 501C(3) 250000 OPERATING SUPPORT BOSTON BAROQUE 177 HUNTINGTON AVENUE 17TH FLOOR BOSTON MA 02115 042530131 501C(3) 100000 OPERATING SUPPORT BOSTON PUBLIC LIBRARY FUND INC 700 BOYLSTON STREET BOSTON MA 02116 043150560 501C(3) 821000 PROGRAM SUPPORT BROOKE SCHOOL FOUNDATION 190 CUMMINS HIGHWAY ROSLINDALE MA 02131 300015324 501C(3) 250000 DISASTER RELIEF CHARLES RIVER WATERSHED ASSOCIATION INC 190 PARK ROAD WESTON MA 02493 046136989 501C(3) 100000 OPERATING SUPPORT COMMUNITY ROWING INC HARRY PARKER BOATHOUSE20 NONANTUM ROAD BRIGHTON MA 02135 042863756 501C(3) 250000 OPERATING SUPPORT EDUCATION PIONEERS INC 177 HUNTINGTON AVESUITE 1703 14991 BOSTON MA 02115 770602311 501C(3) 200000 ORGANIZATIONAL DEVELOPMENT EMERALD NECKLACE CONSERVANCY INC 350 JAMAICAWAY BOSTON MA 02130 043414988 501C(3) 250000 OPERATING SUPPORT EPIPHANY SCHOOL 154 CENTRE STREET DORCHESTER MA 02124 043391788 501C(3) 100000 DISASTER RELIEF ESPLANADE ASSOCIATION INC 376 BOYLSTON STREETSUITE 503 BOSTON MA 02116 043550635 501C(3) 100000 OPERATING SUPPORT EXCEL ACADEMY CHARTER SCHOOL 2 NEPTUNE ROAD 148 EAST BOSTON MA 02128 300211613 501C(3) 250000 DISASTER RELIEF HANDEL AND HAYDN SOCIETY 9 HARCOURT STREET BOSTON MA 02116 042126598 501C(3) 1000000 PROGRAM SUPPORT HISTORIC NEW ENGLAND 141 CAMBRIDGE STREET BOSTON MA 02114 042104937 501C(3) 250000 DISASTER RELIEF KIPP MASSACHUSETTS 90 HIGH ROCK STREET LYNN MA 01902 464881350 501C(3) 250000 DISASTER RELIEF MUSEUM OF SCIENCE 1 SCIENCE PARK BOSTON MA 021141099 042103916 501C(3) 250000 OPERATING SUPPORT NEW ENGLAND AQUARIUM 1 CENTRAL WHARF BOSTON MA 02110 042297514 501C(3) 250000 OPERATING SUPPORT NEW ENGLAND FOUNDATION FOR THE ARTS INC 1000 WASHINGTON STREET 2ND FLOOR BOSTON MA 02118 042593591 501C(3) 250000 OPERATING SUPPORT NOW AND THERE INC PO BOX 52557 BOSTON MA 02111 042712823 501C(3) 100000 OPERATING SUPPORT PORTLAND MUSEUM OF ART SEVEN CONGRESS SQUARE PORTLAND ME 04101 010378420 501C(3) 250000 DISASTER RELIEF REVOLUTIONARY SPACES INC OLD SOUTH MEETING HOUSE310 WASHINGTON STREET BOSTON MA 02108 042104806 501C(3) 1000000 ORGANIZATIONAL DEVELOPMENT SUMMER SEARCH 101 HOWARD STREET SAN FRANCISCO CA 94105 680200138 501C(3) 500000 CONSULTING: BUS. PLANNING THE PREPARATORY FOUNDATION INC 885 RIVER STREET HYDE PARK MA 02136 113690799 501C(3) 250000 DISASTER RELIEF THE WANG CENTER FOR THE PERFORMING ARTS INC 270 TREMONT STREET BOSTON MA 02116 510197209 501C(3) 250000 OPERATING SUPPORT UTEC INC PO BOX 7066 LOWELL MA 01852 383669532 501C(3) 500000 CONSTRUCTION: RENOVATION AMERICA ACHIEVES INC 244 FIFTH AVENUE SUITE F71 NEW YORK NY 10001 273238471 501C(3) 376000 PROGRAM DEVELOPMENT BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 501C(3) 500000 MEDICAL RESEARCH BOTTOM LINE INC 50 MILK STREET16TH FLOOR BOSTON MA 02109 043351427 501C(3) 100000 OPERATING SUPPORT CARROLL SCHOOL 25 BAKER BRIDGE ROAD LINCOLN MA 01773 042145258 501C(3) 100000 OPERATING SUPPORT CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501C(3) 596477 MEDICAL RESEARCH CONCORD MUSEUM 53 CAMBRIDGE TURNPIKEPO BOX 146 CONCORD MA 01742 042104035 501C(3) 250000 DISASTER RELIEF DANA-FARBER CANCER INSTITUTE INC 450 BROOKLINE AVENUE BOSTON MA 02115 042263040 501C(3) 6000000 MEDICAL RESEARCH DANA-FARBER CANCER INSTITUTE INC 450 BROOKLINE AVENUE BOSTON MA 02115 042263040 501C(3) 4000000 MEDICAL RESEARCH DUET INC 50 MILK STREET SUITE 6006TH FLOOR BOSTON MA 02110 320568985 501C(3) 100000 DISASTER RELIEF FRIENDS OF MOUNT AUBURN CEMETERY 580 MOUNT AUBURN STREET CAMBRIDGE MA 02138 223084639 501C(3) 250000 DISASTER RELIEF HARVARD ART MUSEUMS OFFICE FOR SPONSORED PROGRAMS1033 MASSACHUSETTS AVENUE 5TH FLOOR CAMBRIDGE MA 02138 042103580 501C(3) 250000 EQUIPMENT HISTORIC DEERFIELD INC 84B OLD MAIN STREET DEERFIELD MA 01342 042262880 501C(3) 250000 OPERATING SUPPORT HUNTINGTON THEATRE COMPANY INC 264 HUNTINGTON AVENUE BOSTON MA 02115 222659560 501C(3) 250000 DISASTER RELIEF MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501C(3) 4000000 MEDICAL RESEARCH MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501C(3) 1945000 TECHNOLOGY MENTOR THE NATIONAL MENTORING PARTNERSHIP INC 201 SOUTH STREET SUITE 615 BOSTON MA 02111 521674088 501C(3) 100000 OPERATING SUPPORT NICHOLS HOUSE MUSEUM INC 55 MOUNT VERNON STREET BOSTON MA 02108 046006789 501C(3) 100000 DISASTER RELIEF NORTH BENNET STREET SCHOOL 150 NORTH STREET BOSTON MA 02109 042103830 501C(3) 250000 DISASTER RELIEF ONEGOAL 180 N WABASH AVENUE SUITE 800SUITE 800 CHICAGO IL 60601 562369898 501C(3) 100000 OPERATING SUPPORT STEPPINGSTONE FOUNDATION INC ONE APPLETON STREET 4TH FLOOR BOSTON MA 02116 043086666 501C(3) 250000 OPERATING SUPPORT THE MATCH SCHOOL FOUNDATION INC 1001 COMMONWEALTH AVENUE BOSTON MA 02215 043476160 501C(3) 250000 DISASTER RELIEF UASPIRE INC 31 MILK STREET SUITE 900 BOSTON MA 02109 461314848 501C(3) 100000 OPERATING SUPPORT UP EDUCATION NETWORK INC 90 CANAL STREET SUITE 600 BOSTON MA 02114 272194956 501C(3) 250000 OPERATING SUPPORT WADSWORTH ATHENEUM MUSEUM OF ART 600 MAIN STREET HARTFORD CT 061032990 060653111 501C(3) 250000 DISASTER RELIEF 80 0 PART I, LINE 2: THE ORGANIZATION MONITORS ITS GRANTS TO ENSURE THAT THEY ARE USED FOR THE INTENDED CHARITABLE PURPOSES AND ARE NOT OTHERWISE DIVERTED FROM THE INTENDED USE. GRANT RECIPIENTS ARE CHOSEN ON THE BASIS OF DETAILED WRITTEN DESCRIPTIONS OF THE INTENDED CHARITABLE USE OF FUNDS; PUBLIC CHARITY DETERMINATIONS; AND OCCASIONAL FIELD INVESTIGATIONS CONDUCTED BY THE ORGANIZATION'S STAFF. EACH GRANTEE PROVIDES DETAILED WRITTEN REPORTS OF THE EXPENDITURE OF GRANT FUNDS TO THE ORGANIZATION. GRANTS ARE ACCOUNTED FOR ON A CASH BASIS. 0 0 0 0 0 0 0 1 0 SUSAN HOCKFIELD DIRECTOR 12000 807998 0 0 0 0 0 0 0 0 12000 807998 0 0 MAURA MARX PRESIDENT 390078 0 0 0 0 0 25977 0 7947 0 424002 0 0 0 DANIEL M ARDITO TREASURER 207785 0 0 0 0 0 22759 0 13336 0 243880 0 0 0 CAROLINE NOLAN PROGRAM OFFICER 182584 0 0 0 0 0 21891 0 22245 0 226720 0 0 0 PART I, LINE 3 THE FOUNDATION ENGAGES FFSP LLC IN A COST SHARING ARRANGEMENT TO PROVIDE STAFF, ADMINISTRATIVE AND PROGRAM MANAGEMENT SUPPORT. FFSP ENTERED INTO WRITTEN COMPENSATION AGREEMENTS WITH ALL OF ITS EMPLOYEES ON THE DATE OF HIRE. THE COMPENSATION IN THE AGREEMENTS WERE ALL BASED ON THIRD-PARTY COMPARABILITY DATA COMPILED AND UPDATED IN 2020. IN 2020, THE FFSP COMPENSATION COMMITTEE RELIED ON THE SAME COMPARABILITY DATA WHEN MAKING YEAR END SALARY ADJUSTMENTS, DETERMINING YEAR-END BONUSES, AND AWARDING LONG-TERM COMPENSATION FOR 2021. AS A RESULT, THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT AND THE TREASURER INCLUDED THE FOLLOWING: (1) PRIOR TO ENTERING INTO SUCH ARRANGEMENTS, APPROPRIATE COMPARABILITY DATA WAS OBTAINED AND USED, AND SUCH ARRANGEMENT WAS THEN REVIEWED AND APPROVED BY THE APPROPRIATE COMPENSATION COMMITTEE, OF WHICH ONLY INDEPENDENT PERSONS VOTED; AND (2) MINUTES FOR COMPENSATION COMMITTEE MEETINGS WERE PREPARED, PROVIDING CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION BY NOTING THE TERMS OF THE ARRANGEMENT AND DATE IT WAS APPROVED, THE COMMITTEE MEMBERS WHO WERE PRESENT AND THOSE WHO VOTED ON IT, AND THE COMPARABILITY DATA OBTAINED AND RELIED UPON BY THE COMMITTEE. PART I, LINE 7 THE ORGANIZATION PROVIDED A NON-FIXED PAYMENT FOR THE PRESIDENT AND TREASURER IN THE FORM OF A BONUS WHICH REFLECTED REASONABLE COMPENSATION. THE BONUS WAS NOT TIED TO THE NET REVENUES OF THE ORGANIZATION NOR WAS A JOINT VENTURE PRESENT. THE COMPENSATION COMMITTEE APPROVED AN EMPLOYMENT CONTRACT WITH THE EXECUTIVES THAT INCLUDED A YEAR END BONUS WITH A SPECIFIED CAP ON THE AMOUNT, THE COMPENSATION COMMITTEE HAS ESTABLISHED A REBUTTABLE PRESUMPTION AS TO THE NONFIXED PAYMENT WHEN THE EMPLOYMENT CONTRACT WAS ENTERED INTO BY, IN EFFECT, ASSUMING THAT THE MAXIMUM AMOUNT PAYABLE UNDER THE CONTRACT WOULD BE PAID, AND SATISFYING THE REQUIREMENTS GIVING RISE TO THE REBUTTABLE PRESUMPTION FOR THAT MAXIMUM AMOUNT. 26 C.F.R. 53.4958-6(D)(2) FORM 990, PART VI, SECTION A, LINE 2 ELIZABETH B JOHNSON EDWARD C JOHNSON IV CHRISTOPHER J MCKOWN FAMILY RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 3 THE FOUNDATION ENGAGES FFSP LLC IN A COST SHARING ARRANGEMENT TO PROVIDE STAFF, ADMINISTRATIVE AND PROGRAM MANAGEMENT SUPPORT. IN ADDITION, PROGRAM MANAGEMENT AND GRANTS ADMINISTRATION SERVICES WERE PROVIDED TO THE FOUNDATION UNDER AN ADMINISTRATIVE SERVICES CONTRACT BY FMR LLC, WHICH IS A SUBSTANTIAL CONTRIBUTOR TO THE FOUNDATION. FMR LLC PROVIDED THESE SERVICES TO THE FOUNDATION AT NO CHARGE. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE ORGANIZATION ELECT MEMBERS OF THE BOARD OF TRUSTEES PERIODICALLY AND/OR WHEN VACANCIES ARISE. FORM 990, PART VI, SECTION A, LINE 7A THE TRUSTEES ARE ELECTED BY VOTE PERIODICALLY AND/OR WHEN VACANCIES ARISE, BY THE MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PROVIDED TO EACH OF THE MEMBERS OF THE GOVERNING BODY. THE ENTIRE FORM 990 IS REVIEWED BY THE MEMBERS OF THE AUDIT COMMITTEE. OFFICERS OF THE ORGANIZATION AS WELL AS THE PAID PREPARER REVIEW THE FORM 990 WITH THE MEMBERS OF THE AUDIT COMMITTEE BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND TRUSTEES SIGN AN ANNUAL STATEMENT ATTESTING THAT THEY ARE IN COMPLIANCE WITH THE ORGANIZATION'S WRITTEN CONFLICT OF INTEREST POLICY AND DISCLOSE RELEVANT FINANCIAL INTERESTS AND AFFILIATIONS WITH POTENTIAL GRANTEES. IN INSTANCES WHERE THE BOARD DETERMINES THE EXISTENCE OF A CONFLICT, PARTICIPATION IN THE BOARD'S DELIBERATIONS AND DECISIONS IS LIMITED TO DISINTERESTED TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION ENGAGES FFSP LLC IN A COST SHARING ARRANGEMENT TO PROVIDE STAFF, ADMINISTRATIVE AND PROGRAM MANAGEMENT SUPPORT. FFSP ENTERED INTO WRITTEN COMPENSATION AGREEMENTS WITH ALL OF ITS EMPLOYEES ON THE DATE OF HIRE. THE COMPENSATION IN THE AGREEMENTS WERE ALL BASED ON THIRD-PARTY COMPARABILITY DATA COMPILED AND UPDATED IN 2020. IN 2020, THE FFSP COMPENSATION COMMITTEE RELIED ON THE SAME COMPARABILITY DATA WHEN MAKING YEAR END SALARY ADJUSTMENTS, DETERMINING YEAR-END BONUSES, AND AWARDING LONG-TERM COMPENSATION FOR 2021. AS A RESULT, THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT AND THE TREASURER INCLUDED THE FOLLOWING: (1) PRIOR TO ENTERING INTO SUCH ARRANGEMENTS, APPROPRIATE COMPARABILITY DATA WAS OBTAINED AND USED, AND SUCH ARRANGEMENT WAS THEN REVIEWED AND APPROVED BY THE APPROPRIATE COMPENSATION COMMITTEE, OF WHICH ONLY INDEPENDENT PERSONS VOTED; AND (2) MINUTES FOR COMPENSATION COMMITTEE MEETINGS WERE PREPARED, PROVIDING CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION BY NOTING THE TERMS OF THE ARRANGEMENT AND DATE IT WAS APPROVED, THE COMMITTEE MEMBERS WHO WERE PRESENT AND THOSE WHO VOTED ON IT, AND THE COMPARABILITY DATA OBTAINED AND RELIED UPON BY THE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC ON FILE WITH THE OFFICE OF THE MASSACHUSETTS ATTORNEY GENERAL. FORM 990 PART XII LINE 2C THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE UNDER ITS GOVERNING DOCUMENTS FOR (I) OVERSEEING THE COMPILATION, REVIEW, OR AUDIT OF THE FINANCIAL STATEMENTS; AND (II) THE SELECTION OF AN INDEPENDENT ACCOUNTANT THAT COMPILED, REVIEWED, OR AUDITED THE STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE` PRIOR YEAR. MASSACHUSETTS INSTITUTE OF TECHNOLOGY 292 MAIN STREET CAMBRIDGE MA 02139 042103594 EDUCATION MA 501 C 3 2 NOT APPLICABLE 0 MUSEUM OF FINE ARTS 465 HUNTINGTON AV BOSTON MA 02115 042103607 CULTURE MA 501 C 3 7 NOT APPLICABLE 0 BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 MEDICAL TX 501 C 3 2 NOT APPLICABLE 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MASSACHUSETTS INSTITUTE OF TECHNOLOGY B 7070000 CASH MUSEUM OF FINE ARTS B 0 BAYLOR COLLEGE OF MEDICINE B 500000 CASH