2021-11-10T07:55:52-06:00 2020-12-31 420714325 RSM US LLP 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2020-01-01 362945562 THE ASSOCIATION OF UNIVERSITY ANESTHESIOLOGISTS ASSO 4152966950 90 NEW MONTGOMERY STREET NO 412 SAN FRANCISCO CA 941054502 THOMAS A COOPER EXECUTIVE DIRECTOR 4152966950 2021-11-09 1 THOMAS COOPER 999009999 MEREDITH BELL P01696827 2022932200 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JEFFREY KIRSCH 90 NEW MONTGOMERY STREET NO 412 SAN FRANCISCO CA 941054502 262214 0 X WWW.AUAHQ.ORG X 1999 WA THE MISSION OF THE AUA IS TO PROMOTE EXCELLENCE IN ACADEMIC ANESTHESIOLOGY THROUGH:- MENTORSHIP OF ACADEMICS IN ANESTHESIOLOGY;- PROMOTION OF DIVERSITY AND INCLUSIVITY IN ACADEMIC ANESTHESIOLOGY;- PROFESSIONAL GROWTH THROUGHOUT THE CAREERS OF EDUCATORS, ACADEMIC LEADERS, AND RESEARCHERS IN ANESTHESIOLOGY;- ORGANIZATION OF AN OUTSTANDING ANNUAL MEETING AND PROVISION OF NETWORKING OPPORTUNITIES TO ACADEMICS IN ANESTHESIOLOGY. 9 9 0 68 0 0 257450 245775 135030 0 12227 16439 0 0 404707 262214 95446 100000 0 0 0 0 0 0 0 216301 73897 311747 173897 92960 88317 988960 1061264 169347 82418 819613 978846 X THE MISSION OF THE AUA IS TO PROMOTE EXCELLENCE IN ACADEMIC ANESTHESIOLOGY THROUGH:- MENTORSHIP OF ACADEMICS IN ANESTHESIOLOGY;- PROMOTION OF DIVERSITY AND INCLUSIVITY IN ACADEMIC ANESTHESIOLOGY;- PROFESSIONAL GROWTH THROUGHOUT THE CAREERS OF EDUCATORS, ACADEMIC LEADERS, AND RESEARCHERS IN ANESTHESIOLOGY;- ORGANIZATION OF AN OUTSTANDING ANNUAL MEETING AND PROVISION OF NETWORKING OPPORTUNITIES TO ACADEMICS IN ANESTHESIOLOGY. 0 0 154742 100000 0 TO ENCOURAGE PROGRESS IN TEACHING, PATIENT CARE AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY. TO PROVIDE A FORUM FOR THE FREE AND INFORMATION EXCHANGE OF IDEAS RELATING TO TEACHING, PATIENT CARE, AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY, AND TO DO ALL THINGS NECESSARY OR APPROPRIATE IN ORDER TO ACCOMPLISH THE FOREGOING. 154742 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 3 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 WA CA X THE ORGANIZATION 4152966950 90 NEW MONTGOMERY STREET NO 412 SAN FRANCISCO CA 941054502 X JEFFREY R KIRSCH MD PRESIDENT 4.00 X X 0 0 0 GEORGE MASHOUR MD PHD PRESIDENT-ELECT 1.00 X X 0 0 0 MICHAEL S AVIDAN MBBCH IMMEDIATE PAST PRESIDENT 2.00 X X 0 0 0 DOLORES B NJOKU MD SECRETARY 1.00 X X 0 0 0 LENA S SUN MD TREASURER 2.00 X X 0 0 0 MICHAEL CROWDER MD PHD COUNCILOR-AT-LARGE 1.00 X 0 0 0 WARREN S SANDBERG MD PHD COUNCILOR-AT-LARGE 1.00 X 0 0 0 ZHONGCONG XIE MD PHD FASA COUNCILOR-AT-LARGE 1.00 X 0 0 0 LISA WISE-FABEROWSKI MD MS FAAP WEBSITE COMMITTEE CHAIR 1.00 X 0 0 0 0 0 0 0 0 0 0 0 245775 245775 10174 10174 6265 0 6265 6265 6265 262214 0 0 16439 100000 100000 50000 35000 15000 1609 1609 500 500 14779 14295 484 OTHER EXPENSES 7009 5447 1562 0 173897 154742 19155 0 437426 420468 12030 13937 539504 626859 988960 1061264 1647 6393 167700 76025 169347 82418 X 796981 953603 22632 25243 819613 978846 988960 1061264 88317 70916 0 X 0 0 0 X 212750 260300 259700 257450 245775 1235975 142730 158650 160377 135030 0 596787 355480 418950 420077 392480 245775 1832762 2500 2700 2700 2700 2700 13300 0 2500 2700 2700 2700 2700 13300 1819462 8366 8913 10259 11360 10174 49072 8366 8913 10259 11360 10174 49072 363846 427863 430336 403840 255949 1881834 0.96690 0.96860 0.02610 0.02470 X 22632 0 2611 0 25243 20394 1000 3238 2000 22632 22047 1000 -653 2000 20394 20789 1000 2258 2000 22047 20618 1217 1046 20789 0.88370 0.11630 0 0 0 PART V, LINE 4: THE ENDOWMENT FUNDS ARE INTENDED TO FUND THE ANNUAL PRIZES FOR THE "MARGARET WOOD RESIDENT PRIZE FOR RESEARCH EXCELLENCE" THROUGH THE INVESTMENT EARNINGS ON THE PRINCIPAL AMOUNT. 1 FOUNDATION FOR ANESTHESIA EDUCATION & RESEARCH 1061 AMERICAN LANE SCHAUMBURG IL 60173 521494164 501(C)3 50000 TO ADVANCE MEDICINE THROUGH EDUCATION AND RESEARCH IN ANESTHESILOGY UNIVERSITY OF CALIFORNIA SAN FRANCISCO 500 PARNASSUS AVE SAN FRANCISCO CA 94143 946036493 501(C)3 50000 INITIATIVE FOR MULTICENTER PRAGMATIC ANESTHESIOLOGY CLINICAL TRIALS (IMPACT) AWARD 2 0 PART I, LINE 2: SOME OF THE ORGANIZATION'S GRANTS TO FAER GOES INTO A POOL FOR GRANTS. THE ORGANIZATION RECEIVES A YEARLY ANNUAL REPORT FROM FAER. THE ORGANIZATION ALSO AWARDS IMPACT GRANTS FOR CLINICAL TRIAL INITIATIVES. FOR IMPACT: APPLICANT PRINCIPAL INVESTIGATORS MUST BE CLINICALLY ACTIVE ANESTHESIOLOGISTS WITHIN TEN YEARS OF THEIR INITIAL FACULTY APPOINTMENT TO A DEPARTMENT OF ANESTHESIOLOGY; THE LETTER OF INTENT SHOULD OUTLINE THE PERSONNEL, INSTITUTIONS AND SPECIFIC AIMS OF A PRAGMATIC CLINICAL TRIAL IN PERIOPERATIVE MEDICINE, PER GUIDELINES; THE LOI'S ARE REVIEWED BY A PANEL OF ANESTHESIOLOGY EXPERTS; FROM THE POOL OF LOI'S, SIX APPLICANTS ARE CHOSEN TO WRITE A FULL PROPOSAL; THE SIX FULL PROPOSALS UNDERGO AN ADDITIONAL EXPERT REVIEW AND ONE FINALIST IS CHOSEN TO RECEIVE THE $50,000 AWARD. THE AWARD IS MEANT TO SUPPORT THE ONE FINALIST WITH THE DEVELOPMENT COSTS OF WRITING A LARGER GRANT, TO HELP INCREASE THE LIKELIHOOD OF A MAJOR GRANT AWARD. FORM 990, PART VI, SECTION A, LINE 3 AUA USED THE MANAGEMENT SERVICES OF THE INTERNATIONAL ANESTHESIA RESEARCH SOCIETY TO PROVIDE CERTAIN PROGRAM AND ADMINISTRATIVE SERVICES. THE ORGANIZATION PAID $50,000 IN 2020 FOR THESE SERVICES. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE SOCIETY SHALL BE CLASSIFIED AS ACTIVE, AFFILIATE, ASSOCIATE, HONORARY, AND MEMBERS EMERITUS. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY (COUNCIL) WILL BE ELECTED BY A MAJORITY VOTE OF THE MEMBERS PRESENT AT THE ANNUAL MEETING OF THE ASSOCIATION BY SECRET BALLOT. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A COPY TO EACH MEMBER OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS GIVEN A CHANCE TO COMMENT AND/OR ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A POLICY FOR CONFLICT OF INTEREST. THE POLICY REQUIRES THAT ANY DIRECTOR ALERT THE COUNCIL TO THE CONFLICT HE/SHE IS EXPERIENCING. A CONFLICT OF INTEREST WILL BE ADDRESSED AT A COUNCIL MEETING AND BE DOCUMENTED IN THE MINUTES. THE MEMBERS WILL BE GIVEN A LISTING OF AFFILIATIONS REGARDING MATERIAL FINANCIAL INTEREST OR OWNERSHIP, SIGNIFICANT HONORARIA OR CONSULTING FEES, AND CERTAIN GUIDELINES FOR THEIR POSITION. NEW DIRECTORS WILL BE GIVEN A COPY OF THE CONFLICT OF INTEREST POLICY, ALONG WITH THE AFFILIATIONS LIST, AND SPECIFICALLY ASKED TO READ IT. EACH DIRECTOR SHALL BE ASKED TO COMPLETE THE CONFLICT OF INTEREST POLICY DISCLOSURE STATEMENT UPON HIS OR HER APPOINTMENT OR REAPPOINTMENT TO THE COUNCIL. FORM 990, PART VI, SECTION C, LINE 19 THE BYLAWS, FORM 990, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON A WRITTEN REQUEST TO THE ORGANIZATION.