2021-10-29T17:24:20-05:00 2020-12-31 941254756 HOOD & STRONG LLP 275 BATTERY STREET STE 900 SAN FRANCISCO CA 94111 990 2020-01-01 371833985 WATER FOUNDATION WATE 9164143310 555 CAPITOL MALL NO 1155 SACRAMENTO CA 95814 LIZETTE LECLERC DIR OF FINANCE & OPS 9164143310 2021-10-27 1 LIZETTE LECLERC 999009999 MAGA E KISRIEV P01008919 4157810793 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z ALLISON HARVEY TURNER 555 CAPITOL MALL NO 1155 SACRAMENTO CA 95814 15010145 0 X WWW.WATERFDN.ORG X 2016 CA SECURE SAFE WATER FOR PEOPLE, RESTORE AND SUSTAIN FRESHWATER ECOSYSTEMS, BUILD CLIMATE RESILIENCE. 7 6 14 6 0 0 14201584 14821000 0 0 45462 29317 156890 159828 14403936 15010145 5704006 5979573 0 0 2510183 2765449 0 0 0 2599935 2739368 10814124 11484390 3589812 3525755 14977246 19586632 2185217 3268848 12792029 16317784 X THE WATER FOUNDATION AND OUR PARTNERS ADVANCE LASTING SOLUTIONS TO SECURE SAFE WATER FOR PEOPLE, RESTORE AND SUSTAIN FRESHWATER ECOSYSTEMS, AND BUILD CLIMATE RESILIENCE. 0 0 5287722 3076978 0 HEALTHY WATERSHEDS: THROUGH PROGRAM INVESTMENTS IN NONPROFIT AND COMMUNITY ORGANIZATIONS, AS WELL AS CONSULTANTS, THE HEALTHY WATERSHEDS PROGRAM IS ADVANCING SOLUTIONS THAT SUSTAIN AND RESTORE FRESHWATER ECOSYSTEMS AND BUILD CLIMATE RESILIENCE. IN 2020, WATER FOUNDATION GRANTS SUPPORTED WORK IN CALIFORNIA, THE PACIFIC NORTHWEST, AND NEW MEXICO, INCLUDING ADVOCACY AND POLICY LEADERSHIP BY THE GROUNDWATER LEADERSHIP FORUM, A GROUP OF NONPROFIT AND COMMUNITY ORGANIZATIONS DEDICATED TO FAIR AND EFFECTIVE IMPLEMENTATION OF CALIFORNIA'S SUSTAINABLE GROUNDWATER MANAGEMENT ACT; ADVOCACY AND ORGANIZING TO PROTECT AND RESTORE THE SALTON SEA; COLLABORATIVE EFFORTS IN THE LOWER SNAKE RIVER BASIN FOR TRIBAL JUSTICE, ABUNDANT SALMON, AND COMMUNITY-LED EFFORTS IN NEW MEXICO TO ADVANCE OUTSTANDING WATERS PROTECTIONS. 3949648 2151595 7569 HEALTHY COMMUNITIES: THROUGH PROGRAM INVESTMENTS IN NONPROFIT AND COMMUNITY ORGANIZATIONS, AS WELL AS CONSULTANTS, THE HEALTHY COMMUNITIES PROGRAM IS ADVANCING SOLUTIONS THAT SECURE SAFE DRINKING WATER AND BUILD CLIMATE RESILIENCE. IN 2020, WATER FOUNDATION GRANTS SUPPORTED WORK IN CALIFORNIA AND NEW MEXICO, INCLUDING A CALIFORNIA COALITION LEADING STATEWIDE POLICIES ON THE HUMAN RIGHT TO WATER; THE OURWATERLA COALITION'S ORGANIZING, ADVOCACY, AND POLICY WORK TO ESTABLISH EQUITABLE AND NATURE-BASED INFRASTRUCTURE IN LOS ANGELES COUNTY; ORGANIZATIONS LEADING IMPLEMENTATION OF CALIFORNIA'S WATER CONSERVATION AND EFFICIENCY LEGISLATION; AND RESEARCH AND ANALYSIS TO HELP NEW MEXICO NONPROFIT ORGANIZATIONS AND POLICYMAKERS ADVANCE DRINKING WATER SOLUTIONS. THE WATER FOUNDATION IS ALSO SUPPORTING NATIONAL MOVEMENT BUILDING ON SAFE AND AFFORDABLE WATER. 1125412 751000 0 TRANSITIONING STRATEGIES: IN 2020, WATER FOUNDATION GRANTS ALSO HELPED LAUNCH THE CALIFORNIA WATER DATA CONSORTIUM AND ESTABLISH AN EMERGING FEDERAL POLICY PROGRAM THAT BUILDS THE POLITICAL WILL FOR PUBLIC INVESTMENTS IN CLEAN DRINKING WATER, WATER INFRASTRUCTURE IMPROVEMENTS, AND ESSENTIAL WATERSHEDS RESTORATION. 10362782 1 1 0 1 0 0 0 1 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 29 0 1 14 1 0 0 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 CA AR DC MN X X LIZETTE LECLERC 9164143310 555 CAPITOL MALL NO 1155 SACRAMENTO CA 95814 ALLISON HARVEY TURNER CHIEF EXECUTIVE OFFICER 37.50 X X 253992 0 32533 JIM LOCHHEAD CHAIRMAN, PRESIDENT 1.00 X X 0 0 0 CELESTE CANTU VICE CHAIR 1.00 X X 0 0 0 LAURIE DACHS SECRETARY 1.00 X X 0 0 0 DAVID BECKMAN DIRECTOR 1.00 X 0 0 0 SUSAN BELL DIRECTOR 1.00 X 0 0 0 MICHAEL CONNOR DIRECTOR 1.00 X 0 0 0 LIZETTE LECLERC DIRECTOR OF FINANCE AND OPERATIONS 37.50 X 183026 0 18873 NICOLE VERHOFF DIRECTOR OF STRATEGIC PARTNERSHIPS 37.50 X 170819 0 31450 JENNIFER SOKOLOVE DIRECTOR OF PROGRAMS AND STRATEGY 37.50 X 169125 0 40045 ANDREW FAHLUND SENIOR PROGRAM OFFICER 37.50 X 165306 0 22602 JULIET CHRISTIAN-SMITH SENIOR PROGRAM OFFICER 37.50 X 137908 0 27289 ALEXANDRA PAXTON PROGRAM OFFICER 37.50 X 136180 0 22504 1216356 0 195296 10 0 1 0 PYRAMID COMMUNICATIONS INC 1932 1ST AVE SUITE 507 SEATTLE WA 98101 COMMUNICATIONS CONSULTING 598534 ENVIRONMENT AND WATER INC 2001 JUNIPERO SERRA BLVD SUITE 300 DALY CITY CA 94014 TECHNICAL CONSULTING 194047 TRATTENPRICE CONSULTING 5429 MADISON AVE SACRAMENTO CA 95841 STRATEGY CONSULTING 120000 3 14821000 190000 14821000 29317 29317 152259 0 152259 152259 152259 OTHER INCOME 900099 7569 7569 7569 15010145 7569 0 181576 X 5979573 5979573 488424 359700 128724 1783317 1313324 469993 123897 91244 32653 369811 272347 97464 46954 34434 12520 88551 66786 21765 20750 20750 1730192 1620883 109309 50839 35340 15499 36755 25792 10963 604161 422743 181418 19740 16852 2888 16774 16032 742 80073 55725 24348 5952 4211 1741 DUES AND SUBSCRIPTION 36823 25884 10939 FEES 1665 1162 503 BOARD EXPENSES 139 139 11484390 10362782 1121608 0 432254 489201 9897261 16438101 4225987 2111961 3000 0 60689 73892 479212 232735 315055 246477 43000 227000 14977246 19586632 580499 685587 1539400 2516429 65318 66832 2185217 3268848 X 6688042 10493877 6103987 5823907 12792029 16317784 14977246 19586632 3525755 0 X 0 1 X 1 0 X 0 20884589 9157600 14201584 14821000 59064773 20884589 9157600 14201584 14821000 59064773 35225424 23839349 0 26785 79768 197721 181576 485850 59550623 81991 X SCHEDULE A, PART II, SECTION A. PUBLIC SUPPORT, COLUMN (A) THE ORGANIZATION WAS INCORPORATED ON JANUARY 26, 2016, MAKING ITS FIRST TAX YEAR A SHORT YEAR. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 59672 258300 317972 11166418 11484390 724220 181055 0 0 592662 727778 690706 724220 2735366 4103049 175166 452581 301314 317972 1247033 148166 181945 172677 181055 683843 1025765 55210 35983 48318 59672 199183 190000 190000 X OFFICE DISPLAY 0 176140 91479 84661 269862 122949 146913 33210 18307 14903 246477 X 14857886 0 14857886 152259 152259 15010145 11332131 -152259 -152259 11484390 0 11484390 PART III, LINE 4: THE ARTWORK IS OF LAKES, RIVERS AND WILDLIFE. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER INTERNAL REVENUE CODE (IRC) SECTION 501(C)(3) AND STATE INCOME TAX UNDER SECTION 23701 OF THE CALIFORNIA REVENUE AND TAXATION CODE. HOWEVER, THE FOUNDATION IS REQUIRED TO FILE FEDERAL AND STATE INFORMATION RETURNS. THE FOUNDATION FOLLOWS THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ACCORDING TO FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740. AS OF DECEMBER 31, 2020, MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL REVENUE NETTED AGAINST EXPENSES ON AUDITED FINANCIAL STATEMENTS 152,259. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL REVENUE NETTED AGAINST EXPENSES ON AUDITED FINANCIAL STATEMENTS -152,259. 1 AFFILIATED TRIBES OF NORTHWEST INDIANS 5904 NW SANDY BOULEVARD PORTLAND OR 97213 930934830 501(C)(3) 25000 WATER ACCESS AND CONSERVATION AG INNOVATIONS 101 MORRIS ST STE 212 SEBASTOPOL CA 95472 680462304 501(C)(3) 92177 WATER ACCESS AND CONSERVATION ALIANZA COACHELLA VALLEY PO BOX 38 COACHELLA CA 92236 841966709 501(C)(3) 65000 WATER ACCESS AND CONSERVATION AMERICAN RIVERS INC 1101 14TH STREET NW SUITE 1400 WASHINGTON DC 20005 237305963 501(C)(3) 175000 WATER ACCESS AND CONSERVATION AMIGOS BRAVOS PO BOX 238 TAOS NM 87571 850363268 501(C)(3) 100000 WATER ACCESS AND CONSERVATION ANTHROPOCENE ALLIANCE 105 NE BAY AVE MICANOPY FL 32667 815166043 501(C)(3) 20000 WATER ACCESS AND CONSERVATION BLUE EARTH ALLIANCE 4557 51ST PLACE SW SEATTLE WA 98116 911682270 501(C)(3) 7000 WATER ACCESS AND CONSERVATION TIDES CENTER 1012 TORNEY AVE SAN FRANCISCO CA 94129 943213100 501(C)(3) 20000 WATER ACCESS AND CONSERVATION CALIFORNIA LEAGUE OF CONSERVATION VOTERS 350 FRANK H OGAWA PLAZA SUITE 1100 OAKLAND CA 94612 943169564 501(C)(3) 100000 WATER ACCESS AND CONSERVATION CALIFORNIA TROUT INC 360 PINE STREET 4TH FLOOR SAN FRANCISCO CA 94104 237097680 501(C)(3) 150000 WATER ACCESS AND CONSERVATION CALIFORNIA WATER DATA CONSORTIUM 555 CAPITOL MALL SUITE 1155 SACRAMENTO CA 95814 842664083 501(C)(3) 550000 WATER ACCESS AND CONSERVATION CLEAN WATER FUND 350 FRANK H QGAWA PLZ STE 200 OAKLAND CA 94612 521043444 501(C)(3) 200500 WATER ACCESS AND CONSERVATION THE COMMONWEALTH CLUB OF CALIFORNIA 110 THE EMBARCADERO SAN FRANCISCO CA 94105 940399260 501(C)(3) 30000 WATER ACCESS AND CONSERVATION COLUMBIA RIVER INTER-TRIBAL FISH COMMISSION 700 NE MULTNOMAH ST SUITE 1200 PORTLAND OR 97232 930695227 CRITFC 65000 WATER ACCESS AND CONSERVATION COLUMBIA RIVERKEEPER 407 PORTWAY SUITE 301 HOOD RIVER OR 97031 911583492 501(C)(3) 25000 WATER ACCESS AND CONSERVATION COMITE CIVICO DEL VALLE INC 235 MAIN ST BRAWLEY CA 92227 330411322 501(C)(3) 75000 WATER ACCESS AND CONSERVATION COMMUNITIES FOR A BETTER ENVIRONMENT 6325 PACIFIC BLVD SUITE 300 HUNTINGTON PARK CA 90255 942998086 501(C)(3) 5000 WATER ACCESS AND CONSERVATION COMMUNITY ALLIANCE WITH FAMILY FARMERS PO BOX 363 DAVIS CA 95617 942914745 501(C)(3) 50000 WATER ACCESS AND CONSERVATION COMMUNITY HIKING CLUB 24820 FOURL RD SANTA CLARITA CA 91321 264025356 501(C)(3) 8571 WATER ACCESS AND CONSERVATION COMMUNITY PARTNERS 1000 N ALAMEDA STREET LOS ANGELES CA 90012 954302067 501(C)(3) 18571 WATER ACCESS AND CONSERVATION COMMUNITY REPOWER MOVEMENT 1405 W 38TH ST LOS ANGELES CA 90062 841775548 501(C)(3) 25000 WATER ACCESS AND CONSERVATION COMMUNITY WATER CENTER 900 W OAK AVE VISALIA CA 93291 800267674 501(C)(3) 200000 WATER ACCESS AND CONSERVATION COMMUNITY WATER CENTER ACTION FUND 900 W OAK AVE VISALIA CA 93291 824259151 501(C)(4) 100000 WATER ACCESS AND CONSERVATION CONSERVATION VOTERS FOR IDAHO PO BOX 2802 BOISE ID 83701 721599019 501(C)(4) 25000 WATER ACCESS AND CONSERVATION COUNCIL FOR WATERSHED HEALTH 177 E COLORADO BLVD STE 200 PASADENA CA 91105 954589325 501(C)(3) 25000 WATER ACCESS AND CONSERVATION DEEP SOUTH CENTER FOR ENVIRONMENTAL JUSTICE 6841 LAKE WILLOW DRIVE NEW ORLEANS LA 70126 562466977 501(C)(3) 60000 WATER ACCESS AND CONSERVATION DEFENDERS OF WILDLIFE 1130 17TH STREET NW WASHINGTON DC 20036 530183181 501(C)(3) 30000 WATER ACCESS AND CONSERVATION EAST YARD COMMUNITIES FOR ENVIRONMENTAL JUSTICE 2317 ATLANTIC BLVD COMMERCE CA 90040 465685097 501(C)(3) 85000 WATER ACCESS AND CONSERVATION ENVIRONMENTAL DEFENSE FUND INC 57 PARK AVE S NEW YORK NY 10010 116107128 501(C)(3) 200000 WATER ACCESS AND CONSERVATION FOOD & WATER WATCH 1616 P NW SUITE 300 WASHINGTON DC 20036 320160439 501(C)(3) 10000 WATER ACCESS AND CONSERVATION GREATER HELLS CANYON COUNCIL PO BOX 2768 LA GRANDE OR 97850 930999442 501(C)(3) 15000 WATER ACCESS AND CONSERVATION GUARDIANORG FOUNDATION 900 17TH STREET NW SUITE 250 WASHINGTON DC 20036 812404459 501(C)(3) 30000 WATER ACCESS AND CONSERVATION HEAL THE BAY 1444 9TH STREET SANTA MONICA CA 90401 954031055 501(C)(3) 50000 WATER ACCESS AND CONSERVATION LEADERSHIP COUNSEL FOR JUSTICE AND ACCOUNTABILITY 2210 SAN JOAQUIN ST FRESNO CA 93721 461517800 501(C)(3) 170000 WATER ACCESS AND CONSERVATION LOCAL GOVERNMENT COMMISSION 980 9TH STREET STE 1700 SACRAMENTO CA 95814 942791699 501(C)(3) 53000 WATER ACCESS AND CONSERVATION LOS ANGELES ALLIANCE FOR A NEW ECONOMY 464 LUCAS AVE LOS ANGELES CA 90017 954459427 501(C)(3) 58571 WATER ACCESS AND CONSERVATION LOS ANGELES CONSERVATION CORPS INC PO BOX 861658 LOS ANGELES CA 90086 954002138 501(C)(3) 8571 WATER ACCESS AND CONSERVATION LOS ANGELES WATERKEEPER 120 BROADWAY STE 105 SANTA MONICA CA 90401 954444787 501(C)(3) 50000 WATER ACCESS AND CONSERVATION MADERACHOWCHILLA RESOURCE CONSERVATION DISTRICT PO BOX 531 CHOWCHILLA CA 93610 384128376 DWR 25000 WATER ACCESS AND CONSERVATION NATIONAL AUDUBON SOCIETY INC 225 VARICK STREET NEW YORK NY 10014 131624102 501(C)(3) 125000 WATER ACCESS AND CONSERVATION NATURAL RESOURCES DEFENSE COUNCIL INC 40 WEST 20TH STREET 11TH FLOOR NEW YORK NY 10011 132654926 501(C)(3) 180000 WATER ACCESS AND CONSERVATION NATURE FOR ALL 201 W GARVEY AVE SUITE 102-503 MONTEREY PARK CA 91754 831265253 501(C)(3) 100000 WATER ACCESS AND CONSERVATION NEW MEXICO ACEQUIA ASSOCIATION 805 EARLY STREET SUITE 203B SANTA FE NM 87505 850440606 501(C)(3) 20000 WATER ACCESS AND CONSERVATION NEW MEXICO FOUNDATION 8 CALLE MEXICO SANTA FE NM 87505 850311210 501(C)(3) 25000 WATER ACCESS AND CONSERVATION NEW MEXICO WILDERNESS ALLIANCE PO BOX 25464 ALBUQUERQUE NM 87125 850457916 501(C)(3) 40000 WATER ACCESS AND CONSERVATION RIVERKEEPER INC 20 SECOR ROAD OSSINING NY 10562 133204621 501(C)(3) 30000 WATER ACCESS AND CONSERVATION NORTHWEST SPORTFISHING INDUSTRY ASSOCIATION PO BOX 4 OREGON CITY OR 97045 931107831 501(C)(6) 25000 WATER ACCESS AND CONSERVATION NW ENERGY COALITION 811 1ST AVENUE SUITE 305 SEATTLE WA 98104 911144122 501(C)(3) 50000 WATER ACCESS AND CONSERVATION PACIFIC INSTITUTE 654 13TH STREET OAKLAND CA 94612 943050434 501(C)(3) 135000 WATER ACCESS AND CONSERVATION PACOIMA BEAUTIFUL 13520 VAN NUYS BLVD 200 PACOIMA CA 91331 954770745 501(C)(3) 18571 WATER ACCESS AND CONSERVATION PHYSICIANS FOR SOCIAL RESPONSIBILITY - LOS ANGELES 617 S OLIVE ST SUITE 1100 LOS ANGELES CA 90014 953956136 501(C)(3) 80000 WATER ACCESS AND CONSERVATION POLICY IMPACT 1107 9TH STREET SUITE 500 SACRAMENTO CA 95814 364657870 501(C)(3) 29594 WATER ACCESS AND CONSERVATION POLICYLINK 1438 WEBSTER STREET 303 OAKLAND CA 94612 943297479 501(C)(3) 165000 WATER ACCESS AND CONSERVATION PROGRESSNOW NEW MEXICO 625 SILVER AVENUE SW SUITE 320 ALBUQUERQUE NM 87102 454130072 501(C)(4) 30000 WATER ACCESS AND CONSERVATION PROYECTO PASTORAL 135 N MISSION ROAD LOS ANGELES CA 90033 953213958 501(C)(3) 10000 WATER ACCESS AND CONSERVATION PUBLIC POLICY INSTITUTE OF CALIFORNIA 500 WASHINGTON STREET STE 600 SAN FRANCISCO CA 94111 943207299 501(C)(3) 35000 WATER ACCESS AND CONSERVATION REGENTS OF THE UNIVERSITY OF MINNESOTA PO BOX 1450 MINNEAPOLIS MN 554855960 416007513 501(C)(3) 40000 WATER ACCESS AND CONSERVATION RIVER IN ACTION 4836 N LAKEWOOD LONG BEACH CA 90808 824383041 501(C)(3) 8571 WATER ACCESS AND CONSERVATION RIVER NETWORK PO BOX 21387 BOULDER CO 80308 930969979 501(C)(3) 65000 WATER ACCESS AND CONSERVATION RIVER PARTNERS 580 VALLOMBROSA AVE CHICO CA 95926 943302335 501(C)(3) 150000 WATER ACCESS AND CONSERVATION SAVE OUR WILD SALMON COALITION 811 FIRST AVE 300 SEATTLE WA 98104 911673170 501(C)(3) 50000 WATER ACCESS AND CONSERVATION SELF-HELP ENTERPRISES PO BOX 6520 VISALIA CA 93290 941592676 501(C)(3) 100000 WATER ACCESS AND CONSERVATION SIERRA CLUB FOUNDATION 2101 WEBSTER STREET SUITE 1250 OAKLAND CA 94612 946069890 501(C)(3) 40000 WATER ACCESS AND CONSERVATION SPECIAL SERVICE FOR GROUPS INC 905 E 8TH ST LOS ANGELES CA 90021 951716914 501(C)(3) 25000 WATER ACCESS AND CONSERVATION STRATEGIC CONCEPTS IN ORGANIZING & POLICY EDUCATION 1715 W FLORENCE AVE LOS ANGELES CA 90047 954635737 501(C)(3) 50000 WATER ACCESS AND CONSERVATION SUSTAINABLE CONSERVATION 98 BATTERY STREET SUITE 302 SAN FRANCISCO CA 94111 943232437 501(C)(3) 250000 WATER ACCESS AND CONSERVATION SUSTAINABLE NORTHWEST 1130 SW MORRISON SUITE 510 PORTLAND OR 97205 931152222 501(C)(3) 15000 WATER ACCESS AND CONSERVATION THE NUESTRA TIERRA CONSERVATION PROJECT 2505 SOUTH SOLANO LA CRUCES NM 88001 842294981 501(C)(3) 30000 WATER ACCESS AND CONSERVATION THE FRESHWATER TRUST 700 SW TAYLOR ST STE 200 PORTLAND OR 97205 930843521 501(C)(3) 150000 WATER ACCESS AND CONSERVATION THE NATURE CONSERVANCY 201 MISSION ST 4TH FLOOR SAN FRANCISCO CA 94105 530242652 501(C)(3) 220000 WATER ACCESS AND CONSERVATION THEODORE ROOSEVELT CONSERVATION PARTNERSHIP 529 14TH STREET NW SUITE 500 WASHINGTON DC 20045 043706385 501(C)(3) 35000 WATER ACCESS AND CONSERVATION TIDES ADVOCACY PO BOX 29229 SAN FRANCISCO CA 94129 943153687 501(C)(4) 100000 WATER ACCESS AND CONSERVATION TREEPEOPLE INC 12601 MULHOLLAND DRIVE BEVERLY HILLS CA 90210 237314838 501(C)(3) 50000 WATER ACCESS AND CONSERVATION TROUT UNLIMITED 1777 N KENT STREET STE 100 ARLINGTON VA 22209 381612715 501(C)(3) 220000 WATER ACCESS AND CONSERVATION TUOLUMNE RIVER TRUST 1031 15TH STREET SUITE 6 MODESTO CA 95354 942834151 501(C)(3) 50000 WATER ACCESS AND CONSERVATION REGENTS OF THE UNIVERSITY OF CALIFORNIA 1850 RESEARCH PARK DRIVE SUITE 300 DAVIS CA 95618 946036494 501(C)(3) 15873 WATER ACCESS AND CONSERVATION UCLA LUSKIN CENTER FOR INNOVATION 3300 CHARLES E YOUNG DRIVE LOS ANGELES CA 90095 956006143 501(C)(3) 25000 WATER ACCESS AND CONSERVATION UNION OF CONCERNED SCIENTISTS 2 BRATTLE SQUARE CAMBRIDGE MA 02138 042535767 501(C)(3) 50000 WATER ACCESS AND CONSERVATION US WATER ALLIANCE PO BOX 65776 WASHINGTON DC 20035 262112661 501(C)(3) 40000 WATER ACCESS AND CONSERVATION WASHINGTON CONSERVATION VOTERS 1402 THIRD AVENUE SUITE 1400 SEATTLE WA 98101 911548791 501(C)(4) 25000 WATER ACCESS AND CONSERVATION THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 1608 4TH STREET SUITE 220 BERKELEY CA 94710 946002123 501(C)(3) 25000 WATER ACCESS AND CONSERVATION WESTERN ENVIRONMENTAL LAW CENTER 120 SHELTON MCMURPHEY BLVD STE 340 EUGENE OR 97401 931010269 501(C)(3) 20000 WATER ACCESS AND CONSERVATION WESTERN RESOURCE ADVOCATES 2260 BASELINE ROAD STE 200 BOULDER OR 80302 841113831 501(C)(3) 30000 WATER ACCESS AND CONSERVATION 77 6 PART I, LINE 2: WATER FOUNDATION REQUIRES ORGANIZATIONS TO SUBMIT AN APPLICATION THAT INCLUDES A NARRATIVE DESCRIBING THE PURPOSE OF THE PROJECT, ALONG WITH AN ORGANIZATIONAL BUDGET, PROJECT BUDGET, AND FINANCIAL STATEMENTS. GRANTEES SIGN AN AGREEMENT DESCRIBING ALLOWABLE USE OF FUNDS, THE GRANT PERIOD, AND REPORTING REQUIREMENTS. ALL GRANTS REQUIRE PERIODIC NARRATIVE AND FINANCIAL REPORTS DESCRIBING THE USE OF GRANT FUNDS INCLUDING ACTIVITIES AND OUTCOMES. ADDITIONALLY, STAFF MAINTAINS CONTACT WITH GRANTEES THROUGHOUT THE GRANT PERIOD. X X 0 0 0 0 0 0 0 0 0 ALLISON HARVEY TURNER CHIEF EXECUTIVE OFFICER 253992 0 0 0 0 0 20968 0 11565 0 286525 0 0 0 LIZETTE LECLERC DIRECTOR OF FINANCE AND OPERATIONS 183026 0 0 0 0 0 11481 0 7392 0 201899 0 0 0 NICOLE VERHOFF DIRECTOR OF STRATEGIC PARTNERSHIPS 170819 0 0 0 0 0 21976 0 9474 0 202269 0 0 0 JENNIFER SOKOLOVE DIRECTOR OF PROGRAMS AND STRATEGY 169125 0 0 0 0 0 23632 0 16413 0 209170 0 0 0 ANDREW FAHLUND SENIOR PROGRAM OFFICER 165306 0 0 0 0 0 10512 0 12090 0 187908 0 0 0 JULIET CHRISTIAN-SMITH SENIOR PROGRAM OFFICER 137908 0 0 0 0 0 19260 0 8029 0 165197 0 0 0 ALEXANDRA PAXTON PROGRAM OFFICER 136180 0 0 0 0 0 13473 0 9031 0 158684 0 0 0 X 1 190000 FMV 0 0 1 0 PART I, COLUMN (B): THIS COLUMN REPRESENTS THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWED AND APPROVED THE WATER FOUNDATION'S ANNUAL TAX RETURNS BEFORE SUBMISSION TO THE IRS. ANY SIGNIFICANT FINDINGS ARE DISCUSSED WITH THE FULL BOARD. THE FULL BOARD RECEIVED A COPY OF THE COMPLETED FORM 990 BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C 1. ANNUAL DISTRIBUTION OF THE POLICY AND DISCLOSURES IS FURNISHED ANNUALLY TO ALL INCUMBENT AND INCOMING DIRECTORS AND OFFICERS. EACH DIRECTOR AND OFFICER SHALL ANNUALLY SIGN A STATEMENT THAT AFFIRMS THAT HE OR SHE HAS RECEIVED A COPY OF THE POLICY; HAS READ AND UNDERSTANDS THE POLICY; AND HAS AGREED TO COMPLY WITH THIS POLICY. EACH YEAR EACH DIRECTOR AND OFFICER SHALL FILE A STATEMENT WITH THE BOARD OF DIRECTORS THAT LISTS: (1) ANY OUTSIDE EMPLOYMENT OR CONSULTING WORK THAT COULD CONSTITUTE A CONFLICT; AND (2) ANY BOARD MEMBERSHIP OR AFFILIATION WITH OTHER ORGANIZATIONS THAT COULD CONSTITUTE A CONFLICT. EACH DIRECTOR AND OFFICER MUST ALSO LIST HIS OR HER INVESTMENTS IN ANY CORPORATION, PARTNERSHIP, TRUST OR FUND IN WHICH HE OR SHE, TOGETHER WITH MEMBERS OF HIS OR HER FAMILY, HAS DIRECTLY OR INDIRECTLY A GREATER THAN 35% OWNERSHIP INTEREST, REGARDLESS OF WHETHER SUCH INVESTMENTS COULD CONSTITUTE A CONFLICT. 2. DISCLOSURE OF ALL CONFLICTS AND POTENTIAL CONFLICT INCLUDING ALL MATERIAL FACTS CONCERNING ANY SITUATION THAT MIGHT BE VIEWED AS A CONFLICT SHALL BE DISCLOSED TO THE BOARD OF DIRECTORS BY THE DIRECTOR OR OFFICER CONCERNED. 3. PROCEDURES NECESSARY TO APPROVE ANY CONFLICT. NO DIRECTOR OF OFFICER MAY BE PRESENT FOR A VOTE BY THE BOARD OF DIRECTORS ON ANY DECISION OR ACTION BY WATER FOUNDATION FOR WHICH THE BOARD OF DIRECTORS HAS DETERMINED THAT THE DIRECTOR OF OFFICE HAS A FINANCIAL OR NON-FINANCIAL CONFLICT OF INTEREST. 4. ADDITIONAL PROCEDURES NECESSARY TO APPROVE A CONFLICT INVOLVING A MATERIAL FINANCIAL INTEREST. THE BOARD OF DIRECTORS SHALL NOT APPROVE ANY TRANSACTION TO WHICH THE WATER FOUNDATION WOULD BE A PARTY AND IN WHICH THE BOARD OF DIRECTORS HAS DETERMINED THAT A DIRECTOR OR OFFICER OF WF HAS A CONFLICT OF INTEREST INVOLVING A MATERIAL FINANCIAL INTEREST UNLESS AND UNTIL THE BOARD OF DIRECTORS HAS SPECIFICALLY AND IN GOOD FAITH DETERMINED AFTER REASONABLE INVESTIGATION THAT: (A) THE BOARD IS AWARE OF ALL MATERIAL FACTS CONCERNING THE TRANSACTION AND THE DIRECTOR OR OFFICER'S INTEREST IN THE TRANSACTION; (B) WF IS ENTERING INTO THE TRANSACTION FOR ITS OWN BENEFIT; (C) THE TRANSACTION IS FAIR AND REASONABLE AS TO WF AND (D) WF COULD NOT HAVE OBTAINED A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 THE SALARY OR OTHER COMPENSATION OF THE CEO [AND CHIEF FINANCIAL OFFICER] OF THE CORPORATION AND THE MANNER AND TIME OF THE PAYMENT THEREOF SHALL BE FIXED AND DETERMINED BY THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS SHALL REVIEW THE COMPENSATION PACKAGES, INCLUDING ALL BENEFITS, OF THE CEO [AND CHIEF FINANCIAL OFFICER] OF THE CORPORATION, AND SHALL APPROVE SUCH COMPENSATION ONLY AFTER DETERMINING THAT THE COMPENSATION IS JUST AND REASONABLE. THIS REVIEW AND APPROVAL SHALL OCCUR WHEN EACH SUCH OFFICER IS HIRED, WHEN THE TERM OF EMPLOYMENT OF SUCH OFFICER IS RENEWED OR EXTENDED, AND WHEN THE COMPENSATION OF SUCH OFFICE IS MODIFIED, UNLESS THE MODIFICATION APPLIES TO SUBSTANTIALLY ALL OF THE EMPLOYEES OF THIS CORPORATION. DIRECTORS, OFFICERS, AND MEMBERS OF COMMITTEES SHALL NOT BE ENTITLED TO COMPENSATION FOR THEIR SERVICES AS SUCH, ALTHOUGH THE BOARD OF DIRECTORS MAY AUTHORIZE, BY RESOLUTION, THE ADVANCE OR REIMBURSEMENT TO A DIRECTOR OF REASONABLE AND ACTUAL EXPENSES INCURRED AS A DIRECTOR, SUCH AS FOR ATTENDING MEETINGS OF THE BOARD AND BOARD COMMITTEES. FORM 990, PART VI, SECTION C, LINE 19 ANY AUDITED FINANCIAL STATEMENTS OBTAINED BY THIS CORPORATION SHALL BE MADE AVAILABLE FOR INSPECTION BY THE ATTORNEY GENERAL AND THE GENERAL PUBLIC WITHIN NINE MONTHS AFTER THE CLOSE OF THE FISCAL YEAR TO WHICH THE STATEMENTS RELATE, AND SHALL REMAIN AVAILABLE FOR THREE YEARS (1) BY MAKING THEM AVAILABLE AT THIS CORPORATION'S PRINCIPAL, REGIONAL, AND DISTRICT OFFICES DURING REGULAR BUSINESS HOURS AND (2) EITHER BY MAILING A COPY TO ANY PERSON WHO SO REQUESTS IN PERSON OR IN WRITING OR BY POSTING THEM ON THIS CORPORATION'S WEBSITE. FORM 990, PART IX, LINE 11G PROFESSIONAL SERVICES AND CONTRACT FEES: PROGRAM SERVICE EXPENSES 1,620,883. MANAGEMENT AND GENERAL EXPENSES 109,309. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,730,192.