2021-10-26T10:40:39-05:00 2020-12-31 FOUNDATION SOURCE ONE HOLLOW LN STE 212 LAKE SUCCESS NY 11042 990PF 2020-01-01 666012547 Henry L Kimelman Family Foundation % Foundation Source HENR 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 DONALD KIMELMAN PRESIDENT 8008391754 2021-09-25 true DONALD KIMELMAN 999009999 Jeffrey D Haskell P01345770 8008391754 2020 2022-09-23 18:48:47Z X 24406083 X 0 X 1521 1521 428079 428079 300023 4832225 287931 -50001 -49770 679622 667761 40500 40500 88437 88437 14458 7464 9546 9546 66080 9645 56356 219021 105546 106402 1870500 1870500 2089521 105546 1976902 -1409899 562215 1322572 1415672 1415672 570154 570154 619261 10075003 9227491 15524717 3583824 2733170 2892619 2143034 2688201 3953814 17694587 16634688 24406083 0 0 X 17694587 16634688 17694587 16634688 17694587 16634688 17694587 -1409899 350000 16634688 16634688 Publicly-traded Securities 4832225 4695831 136394 136394 Passthrough K1 Capital Gain/(Loss) 151537 287931 7815 7815 7815 14256 0 14256 X 6441 6441 false false false false false true true false true true FL true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false false false false false false false false false false false false false Susan K Edwards Foundation Source 501 Silverside Rd Wilmington DE 198091377 Sec, Trustee 2.0 9000 0 0 Donald Kimelman Foundation Source 501 Silverside Rd Wilmington DE 198091377 Trustee, Pres 4.0 22500 0 0 John D Kimelman Foundation Source 501 Silverside Rd Wilmington DE 198091377 Treas, Trustee 2.0 9000 0 0 Oppenheimer & Co Inc 85 Broad Street NEW YORK NY 10004 Investment Mgmt 88437 Foundation Source 55 Walls Drive 3rd Fl Fairfield CT 06824 Administrative 56356 17655701 1375920 3887508 22919129 0 22919129 343787 22575342 1128767 1128767 7815 7815 1120952 1120952 1120952 1976902 0 0 0 0 1976902 0 1976902 1120952 506937 2018 2017 2016 1976902 506937 1120952 349013 349013 0 349013 349013 NONE X A BETTER BALANCE 40 WORTH ST 10TH FL NEW YORK NY 10013 N/A PC General & Unrestricted 2000 A BROADER WAY FOUNDATION CO BGCO 420 LEXINGTON AVE NO 2 NEW YORK NY 10170 N/A PC General & Unrestricted 2500 ACADEMY OF MUSIC OF PHILADELPHIA INC ONE S BROAD ST 14TH FL PHILADELPHIA PA 19107 N/A PC General & Unrestricted 1000 ADORER MISSIONARY SISTERS OF THE POOR PO BOX 19895 WEST PALM BCH FL 33416 N/A PC General & Unrestricted 1000 ALBANY MEDICAL CENTER 71 PROSPECT AVE HUDSON NY 12534 N/A SO II The COVID-19 Defense fund 5000 ALBANY MEDICAL CENTER 47 NEW SCOTLAND AVE MC116 ALBANY NY 12208 N/A PC Special Covid-19 Response fund 10000 ALBANY MEDICAL CENTER 47 NEW SCOTLAND AVE MC116 ALBANY NY 12208 N/A PC Trauma Education Fund 5000 ALI FORNEY CENTER 224 W 35TH ST STE 1102 NEW YORK NY 10001 N/A PC General & Unrestricted 20000 AMBER CHARTER SCHOOL 220 E 106TH ST NEW YORK NY 10029 N/A PC General & Unrestricted 8000 AMERICA-ITALY SOCIETY OF PHILADELPHIA 230 S BROAD ST STE 1105 PHILADELPHIA PA 19102 N/A PC General & Unrestricted 1000 AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO 424 E 92ND ST NEW YORK NY 10128 N/A PC General & Unrestricted 10000 AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO 424 E 92ND ST NEW YORK NY 10128 N/A PC Emergency Covid 19 fund (ASPCA Relief & Recovery Initiative) 10000 ARTS MID-HUDSON INC 696 DUTCHESS TPKE STE F POUGHKEEPSIE NY 12603 N/A PC Charitable Event 1000 BARD COLLEGE PO BOX 5000 ANNANDALEONHUDSON NY 12504 N/A PC general support, cultural programming fund at the fisher center for the performing arts 20000 BARTLETT ARBORETUM ASSOCIATION INC 151 BROOKDALE RD STAMFORD CT 06903 N/A PC General & Unrestricted 1000 BENCHMARK SCHOOL 2107 N PROVIDENCE RD MEDIA PA 19063 N/A PC General & Unrestricted 1000 BERKSHIRE NATURAL RESOURCES 20 BANK ROW PITTSFIELD MA 01201 N/A PC General & Unrestricted 1000 BONE MARROW AND CANCER FOUNDATION INC 515 MADISON AVE STE 1130 NEW YORK NY 10022 N/A PC General & Unrestricted 25000 BOYS AND GIRLS CLUBS OF PALM BEACH COUNTY INC 800 NORTHPOINT PKWY SU WEST PALM BEACH FL 33407 N/A PC to feed kids who are hungry due to COVID program 5000 BROAD STREET MINISTRY 315 S BROAD ST PHILADELPHIA PA 19107 N/A PC General & Unrestricted 5000 BROAD STREET MINISTRY 315 S BROAD ST PHILADELPHIA PA 19107 N/A PC Step Up to the Plate program 10000 BROADWAY CARES-EQUITY FIGHTS AIDS INC 165 W 46TH ST STE 1300 NEW YORK NY 10036 N/A PC Food Service and Meal Delivery program 15000 BROADWAY FOR ALL 25 BROADWAY NEW YORK NY 10004 N/A PC General & Unrestricted 3000 CATSKILL MOUNTAINKEEPER INC PO BOX 1000 LIVINGSTON MANOR NY 12758 N/A PC General & Unrestricted 5000 CENTER CITY DISTRICT FOUNDATION 660 CHESTNUT ST PHILADELPHIA PA 19106 N/A PC graffiti removal and homeless outreach programs 5000 CENTER FOR PUBLIC INTEGRITY 910 17TH ST NW 7TH FL WASHINGTON DC 20006 N/A PC General & Unrestricted 15000 CENTER OF COMPASSION INC PO BOX 665 DOVER PLAINS NY 12522 N/A PC General & Unrestricted 5000 CHILD ABUSE PREVENTION CENTER INC 35 VAN WAGNER RD POUGHKEEPSIE NY 12603 N/A PC General & Unrestricted 15000 CHILDFUND INTERNATIONAL INC 2821 EMERYWOOD PKWY RICHMOND VA 23294 N/A PC General & Unrestricted 2000 CHRISTIAN HERALD ASSN INC - THE BOWERY MISSION PO BOX 2000 THE MURRAY HILL STA NEW YORK NY 10156 N/A PC General & Unrestricted 2000 CLARK UNIVERSITY 950 MAIN ST WORCESTER MA 01610 N/A PC General & Unrestricted 5000 COLUMBIA - GREENE COMMUNITY FOUNDAT ION INC 4400 RTE 23 HUDSON NY 12534 N/A PC low-income students fund to help them with pay for the cost of technology, transportation, or the greatest needs 20000 COLUMBIA ECONOMIC DEVELOPMENT CORPORATION 1 HUDSON CITY CTR STE 301 HUDSON NY 12534 N/A PC Columbia County Students Connect grant program 5000 COLUMBIA OPPORTUNITIES INC 540 COLUMBIA ST HUDSON NY 12534 N/A PC General & Unrestricted 15000 COMMITTEE TO PROTECT JOURNALISTS INC 509 W 38TH ST 5TH FL NEW YORK NY 10018 N/A PC General & Unrestricted 2000 COMMUNITY FOUNDATIONS OF THE HUDSON VALLEY 80 WASHINGTON ST STE 201 POUGHKEEPSIE NY 12601 N/A PC General & Unrestricted 10000 COMMUNITY FOUNDATIONS OF THE HUDSON VALLEY 80 WASHINGTON ST STE 201 POUGHKEEPSIE NY 12601 N/A PC Dutchess Responds Fund 20000 CONGREGATION CHABAD DUTCHESS INC 102 MONTGOMERY ST RHINEBECK NY 12572 N/A PC General & Unrestricted 1000 CONGREGATION RODEPH SHOLOM 7 W 83RD ST NEW YORK NY 10024 N/A PC General & Unrestricted 5000 COOPER UNION FOR THE ADVANCEMENT OF SCIENCE AND AR 30 COOPER SQ 2ND FL NEW YORK NY 10003 N/A PC General & Unrestricted 5000 CULTURAL COUNCIL OF PALM BEACH COUNTY INC 601 LAKE AVE LAKE WORTH FL 33460 N/A PC General & Unrestricted 2000 DUO DUO ANIMAL WELFARE PROJECT INC 1030 E EL CAMINO REAL STE 302 SUNNYVALE CA 94087 N/A PC General & Unrestricted 5000 DUTCHESS COUNTY SPCA INC 636 VIOLET AVE HYDE PARK NY 12538 N/A PC General & Unrestricted 1000 DUTCHESS LAND CONSERVANCY INC PO BOX 138 MILLBROOK NY 12545 N/A PC General & Unrestricted 1000 DWIGHT-ENGLEWOOD SCHOOL 315 E PALISADE AVE ENGLEWOOD NJ 07631 N/A PC the school's discretionary fund, the school's annual fund 20000 EDITH WHARTON RESTORATION INC PO BOX 974 LENOX MA 01240 N/A PC General & Unrestricted 1000 EDUCATION LAW CENTER - PA 1800 JFK BLVD STE 1900A PHILADELPHIA PA 19103 N/A PC General & Unrestricted 1000 EQUAL JUSTICE INITIATIVE 122 COMMERCE ST MONTGOMERY AL 36104 N/A PC General & Unrestricted 2000 FAIRVIEW HOSPITAL 29 LEWIS AVE GREAT BARRINGTON MA 01230 N/A PC Fairview Hospital Annual Fund 5000 FAMILY OF WOODSTOCK INC PO BOX 3516 KINGSTON NY 12402 N/A PC General & Unrestricted 5000 FOR PETES SAKE CANCER RESPITE FOUNDATION 620 W GERMANTOWN PIKE STE 250 PLYMOUTH MTNG PA 19462 N/A PC General & Unrestricted 2500 FORWARD ASSOC INC 125 MAIDEN LN 8TH FL NEW YORK NY 10038 N/A PC General & Unrestricted 30000 FRIENDS OF SIVANANDA ASHRAM YOGA IN THE CARIBBEAN PO BOX N7550 NASSAU PARADISE ISLAND BF N/A PC General & Unrestricted 10000 GLYNWOOD CENTER INC RTE 301 COLD SPRINGS NY 10516 N/A PC General & Unrestricted 3500 GRACE SMITH HOUSE INC PO BOX 5205 POUGHKEEPSIE NY 12602 N/A PC General & Unrestricted 15000 GROUNDTRUTH PROJECT INC 10 GUEST ST BOSTON MA 02135 N/A PC Report for America Initiative 50000 GROUNDTRUTH PROJECT INC 10 GUEST ST BOSTON MA 02135 N/A PC Mountain State Spotlight program 15000 HALDANE SCHOOL FOUNDATION INC PO BOX 364 COLD SPRING NY 10516 N/A PC General & Unrestricted 3000 HARLEM VALLEY RAIL TRAIL ASSOCIATION INC PO BOX 356 MILLERTON NY 12546 N/A PC the Rt. 22 crossing construction fund 10000 HAWTHORNE VALLEY ASSOCIATION INC 327 RTE 21C GHENT NY 12075 N/A PC Mobile Market Initiative, also known as the Rolling grocer 2000 HEBREW CONGREGATION OF ST THOMAS INC PO BOX 266 ST THOMAS VI 00804 N/A PC cemetery improvement project 10000 HELO INCORPORATED PO BOX 290407 WETHERSFIELD CT 06129 N/A PC General & Unrestricted 3500 HELP ANIMALS INDIA 19215 32ND AVE NE LK FOREST PK WA 98155 N/A PC General & Unrestricted 14000 HERE EDUCATION AND SUPPORT FUND 275 7TH AVE NEW YORK NY 10001 N/A PC General & Unrestricted 2000 HEVREH OF SOUTHERN BERKSHIRE INC 270 STATE RD GREAT BARRINGTON MA 01230 N/A PC General & Unrestricted 1000 HIGHLANDS CURRENT INC 142 MAIN ST COLD SPRING NY 10516 N/A PC General & Unrestricted 2500 HILLSDALE ECONOMIC AND COMMUNITY DEVELOPMENT CORPO PO BOX 305 HILLSDALE NY 12529 N/A PC General & Unrestricted 10000 HILLSDALE FIRE COMPANY NO 1 INC PO BOX 328 HILLSDALE NY 12529 N/A PC General & Unrestricted 2000 HORIZONS GREATER WASHINGTON INC 3000 CATHEDRAL AVE NW WASHINGTON DC 20008 N/A PC General & Unrestricted 2000 HUDSON RIVER HOUSING 313 MILL ST POUGHKEEPSIE NY 12601 N/A PC wiring the Lodge project 20000 HUMANE SOCIETY FOR SEATTLE-KING CO 13212 SE EASTGATE WAY BELLEVUE WA 98005 N/A PC General & Unrestricted 3000 HUMANE SOCIETY INTERNATIONAL 1255 23RD ST NW STE 450 WASHINGTON DC 20037 N/A PC General & Unrestricted 10000 HUMANE SOCIETY INTERNATIONAL 1255 23RD ST NW STE 450 WASHINGTON DC 20037 N/A PC Covid 19 emergency fund 10000 HUMLA FUND PO BOX 327 SPENCERTOWN NY 12165 N/A PC General & Unrestricted 1000 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PL BOX 1049 NEW YORK NY 10029 N/A PC Medical Education Scholarship Fund 3000 INSPIRICA INC 141 FRANKLIN ST STAMFORD CT 06901 N/A PC General & Unrestricted 1000 JACOB BURNS FILM CENTER INC 405 MANVILLE RD 3RD FL PLEASANTVILLE NY 10570 N/A PC General & Unrestricted 3000 JACOBS PILLOW DANCE FESTIVAL INC 358 GEORGE CARTER RD BECKET MA 01223 N/A PC General & Unrestricted 5000 JEWISH FEDERATION OF THE BERKSHIRES INC 196 S ST PITTSFIELD MA 01201 N/A PC General & Unrestricted 3000 JOHN BARTRAM ASSOCIATION 54TH LINDBERGH BLVD PHILADELPHIA PA 19143 N/A PC General & Unrestricted 1000 LIFT INC 999 N CAPITOL ST NE STE 310 WASHINGTON DC 20002 N/A PC General & Unrestricted 25000 LILLY AWARDS FOUNDATION INC 1501 BROADWAY STE 701 NEW YORK NY 10036 N/A PC Lorraine Hansberry Initiative 2500 MAHAIWE PERFORMING ARTS CENTER INC 244 MAIN ST STE 3 GT BARRINGTON MA 01230 N/A PC General & Unrestricted 2000 MARET SCHOOL INC 3000 CATHEDRAL AVE NW WASHINGTON DC 20008 N/A PC General & Unrestricted 5000 MARSHALL PROJECT INC 156 W 56TH ST STE 701 NEW YORK NY 10019 N/A PC General & Unrestricted 50000 MASS DESIGN GROUP 334 BOYLSTON ST STE 400 BOSTON MA 02116 N/A PC to establish an operating reserve fund 100000 MASTERY CHARTER SCHOOLS FOUNDATION 5700 WAYNE AVE PHILADELPHIA PA 19144 N/A PC COVID-19 response efforts fund 10000 MENTAL HEALTH ASSOCIATION OF COLUMBIA-GREENE COUNT 713 UNION ST HUDSON NY 12534 N/A PC Reach Center and the Child Advocacy Center 10000 NATIONAL PUBLIC RADIO INC PO BOX 791490 BALTIMORE MD 21279 N/A PC reporting from bureaus around the globe by the International desk project 75000 NATURAL RESOURCES DEFENSE COUNCIL INC 40 W 20TH ST 11TH FL NEW YORK NY 10011 N/A PC General & Unrestricted 1000 NEW YORK COUNCIL OF NONPROFITS INC 272 BROADWAY ALBANY NY 12204 N/A PC Columbia County Capacity Building Fund 10000 NEW YORK SHAKESPEARE FESTIVAL 425 LAFAYETTE ST NEW YORK NY 10003 N/A PC General & Unrestricted 5000 NORTHWESTERN UNIVERSITY 1201 DAVIS ST 3RD FL EVANSTON IL 60208 N/A PC Medill Annual Fund 3000 NORTON MUSEUM OF ART INC 1450 S DIXIE HWY WEST PALM BCH FL 33401 N/A PC General & Unrestricted 10000 NUBIAN DIRECTIONS II INC 248 MAIN ST POUGHKEEPSIE NY 12601 N/A PC wireless internet project in Poughkeepsie's Northside 10000 NUEVALIFE 14951 ROYAL OAKS LN NORTH MIAMI FL 33181 N/A PC General & Unrestricted 5000 OMEGA INSTITUTE FOR HOLISTIC STUDIES INC 150 LAKE DR RHINEBECK NY 12572 N/A PC Arts Omega program 25000 OMEGA INSTITUTE FOR HOLISTIC STUDIES INC 150 LAKE DR RHINEBECK NY 12572 N/A PC Covid reopening fund 50000 OMEGA INSTITUTE FOR HOLISTIC STUDIES INC 150 LAKE DR RHINEBECK NY 12572 N/A PC COVID-19 lost income fund 40000 OMEGA INSTITUTE FOR HOLISTIC STUDIES INC 150 LAKE DR RHINEBECK NY 12572 N/A PC Women's Leadership Center 25000 OPERA PHILADELPHIA 1420 LOCUST ST STE 210 PHILADELPHIA PA 19102 N/A PC General & Unrestricted 45000 OURBRAINBANK INC 105 STERLING PL BROOKLYN NY 11217 N/A PC General & Unrestricted 1000 PANCREATIC CANCER ACTION NETWORK INC 1500 ROSECRANS AVE STE 200 MANHATTAN BCH CA 90266 N/A PC General & Unrestricted 2500 PEOPLE FOR THE ETHICAL TREATMENT OF ANIMALS INC 501 FRONT ST NORFOLK VA 23510 N/A PC General & Unrestricted 2000 PHILABUNDANCE 3616 S GALLOWAY ST PHILADELPHIA PA 19148 N/A PC Coronavirus emergency relief fund 1000 PHILADELPHIA CITIZEN 2400 MARKET ST OFFSITE STE 269 PHILADELPHIA PA 19103 N/A PC General & Unrestricted 1000 PHILADELPHIA CLEF CLUB OF THE PERFORMING ARTS INC 736 S BROAD ST 38 PHILADELPHIA PA 19146 N/A PC Jazz Band Concerts fund featuring the jazz band led by Lou Cioci 2500 PHILADELPHIA ENVIRONMENTAL FILM FESTIVAL 7201 SHERMAN ST PHILADELPHIA PA 19119 N/A PC General & Unrestricted 7500 PHILADELPHIA FOUNDATION 1835 MARKET ST STE 2410 PHILADELPHIA PA 19103 N/A PC PHL Covid-19 Fund 20000 PHILADELPHIA MUSEUM OF ART PO BOX 7646 PHILADELPHIA PA 19101 N/A PC General & Unrestricted 20000 PHILADELPHIA ORCHESTRA ASSOCIATION 1 S BROAD ST 14TH FL PHILADELPHIA PA 19107 N/A PC General & Unrestricted 30000 PHILIPSTOWN BEHAVIORAL HEALTH HUB INC PO BOX 317 COLD SPRING NY 10516 N/A PC General & Unrestricted 2000 PLANNED PARENTHOOD OF GREATER NEW YORK INC 26 BLEECKER ST NEW YORK NY 10012 N/A PC A new autoclave fund and to purchase new furniture and fixtures at the poughkeepsie clinic 15000 PRO PUBLICA INC 155 AVE OF THE AMERICAS 13TH FL NEW YORK NY 10013 N/A PC General & Unrestricted 100000 PRO PUBLICA INC 155 AVE OF THE AMERICAS 13TH FL NEW YORK NY 10013 N/A PC electoral process investigative reporting support fund 50000 PROJECT HOME 1515 FAIRMOUNT AVE PHILADELPHIA PA 19130 N/A PC Hub of Hope program and related services fund for people living on the streets of philadelphia 5000 PUBLIC BROADCASTING SERVICE 2100 CRYSTAL DR ARLINGTON VA 22202 N/A PC General & Unrestricted 1000 PULITZER CENTER ON CRISIS REPORTING 1779 MASSACHUSETTS AVE WASHINGTON DC 20036 N/A PC financial support fund to news organizations and journalists pursuing important international stories 25000 RELIEF INTERNATIONAL INC 1101 14TH ST NW STE 1100 WASHINGTON DC 20005 N/A PC to purchase emergency pharmaceuticals from preferred suppliers that meet international quality standards 50000 ROE JAN FOOD PANTRY INC PO BOX 475 HILLSDALE NY 12529 N/A PC General & Unrestricted 3000 SAMUEL S FLEISHER ART MEMORIAL INC PO BOX 7646 PHILADELPHIA PA 19101 N/A PC General & Unrestricted 15000 SAVE THE CHILDREN FEDERATION INC 501 KINGS HWY E STE 400 FAIRFIELD CT 06825 N/A PC the Emergency Health Unit 62500 SAVE THE CHILDREN FEDERATION INC 501 KINGS HWY E STE 400 FAIRFIELD CT 06825 N/A PC the Emergency Health Unit 50000 SCHOLARSHIP AMERICA 1010 RUNYAN DR LOCKPORT IL 60441 N/A PC Dollars for Scholars fund at Taconic Hills High School in Columbia County, NY 5000 SHOULDER TO SHOULDER 1430 APPALOOSA TRL EAGAN MN 55122 N/A PC Ilula Hospital in Tanzania 3500 SOME INC 71 O ST NW WASHINGTON DC 20001 N/A PC General & Unrestricted 2000 SOULSVILLE 926 E MCLEMORE AVE MEMPHIS TN 38106 N/A PC General & Unrestricted 1000 ST JUDE CHILDRENS RESEARCH HOSPITAL INC 501 ST JUDE PL MEMPHIS TN 38105 N/A PC General & Unrestricted 1000 THE ARMORY ART CENTER INC 811 PARK PL WEST PALM BCH FL 33401 N/A PC COVID-19 lost income fund 10000 THE ART EFFECT OF THE HUDSON VALLEY INC 45 PERSHING AVE POUGHKEEPSIE NY 12601 N/A PC General & Unrestricted 15000 THE BERKSHIRE TACONIC COMMUNITY FOUNDATION INC 800 N MAIN ST SHEFFIELD MA 01257 N/A PC General & Unrestricted 10000 THE BERKSHIRE TACONIC COMMUNITY FOUNDATION INC 800 N MAIN ST SHEFFIELD MA 01257 N/A PC A special COVID-19 fund to benefit small-business owners 10000 THE BERKSHIRE TACONIC COMMUNITY FOUNDATION INC 800 N MAIN ST SHEFFIELD MA 01257 N/A PC Covid-19 Emergency Response Fund for Columbia County 20000 THE BERKSHIRE TACONIC COMMUNITY FOUNDATION INC 800 N MAIN ST SHEFFIELD MA 01257 N/A PC Fund for Columbia County 10000 THE BORGEN PROJECT 2661 N PEARL ST PMB 442 TACOMA WA 98407 N/A PC General & Unrestricted 3000 THE TREVOR PROJECT INC PO BOX 69232 WEST HOLLYWOOD CA 90069 N/A PC General & Unrestricted 3000 THE YOUNG CENTER FOR IMMIGRANT CHILDRENS RIGHTS 2245 S MICHIGAN AVE CHICAGO IL 60616 N/A PC General & Unrestricted 3000 THEATRE OF THE EMERGING AMERICAN MOMENT 138 S OXFORD ST STE 4C BROOKLYN NY 11217 N/A PC General & Unrestricted 3000 TPF SPECIAL ASSETS FUND 1835 MARKET ST STE 2410 PHILADELPHIA PA 19103 N/A SO I The Lenfest Institute for Journalism, to support investigative reporting at The Philadelphia Inquirer 50000 TRARON CENTER 700 PENNSYLVANIA AVE SE 2ND FLOO WASHINGTON DC 20003 N/A PC General & Unrestricted 1000 UNITED STATES HOLOCAUST MEMORIAL MUSEUM 100 RAOUL WALLENBERG PL SW WASHINGTON DC 20024 N/A PC General & Unrestricted 10000 UPPER HUDSON PLANNED PARENTHOOD INC 855 CENTRAL AVE ALBANY NY 12206 N/A PC special programs, marketing to the community and other operating needs of the Hudson clinic 25000 UPPER VALLEY STEWARDSHIP CENTER - MOUNTAIN VALLEY 703 RIVER RD PLAINFIELD NH 03781 N/A PC Don Vardell Scholarship Fund 2000 V-DAY 4104 24TH ST 4515 SAN FRANCISCO CA 94114 N/A PC General & Unrestricted 5000 VILLAGE HALLOWEEN PARADE INC 118 LA BERGERIE LN RED HOOK NY 12571 N/A PC Charitable Event 1000 VOLUNTEERS OF AMERICA INC 135 W 50TH ST NEW YORK NY 10020 N/A PC Operation Backpack program of The Greater New York Volunteers of america 5000 WAMC 318 CENTRAL AVE ALBANY NY 12206 N/A PC General & Unrestricted 5000 WEST SIDE CENTER FOR COMMUNITY LIFE INC 263 W 86TH ST NEW YORK NY 10024 N/A PC General & Unrestricted 3000 WHYY INC PO BOX 900 GREENCASTLE PA 17222 N/A PC local reporting by WHYY staff fund 5000 WIKIMEDIA FOUNDATION INC PO BOX 98204 WASHINGTON DC 20090 N/A PC General & Unrestricted 1000 WILLIAM PENN CHARTER SCHOOL OVERSEERS OF THE PUBLI 3000 W SCHOOL HOUSE LN PHILADELPHIA PA 19144 N/A PC General & Unrestricted 1000 WILMA THEATER INC 265 S BROAD ST PHILADELPHIA PA 19107 N/A PC General & Unrestricted 15000 WOODSTOCK ARTISTS ASSOCIATION INC 28 TINKER ST WOODSTOCK NY 12498 N/A PC General & Unrestricted 10000 WOODSTOCK ARTISTS ASSOCIATION INC 28 TINKER ST WOODSTOCK NY 12498 N/A PC COVID 19 lost income fund 5000 WOODSTOCK ARTISTS ASSOCIATION INC 28 TINKER ST WOODSTOCK NY 12498 N/A PC coronavirus lost revenue replacement fund 20000 WORKER JUSTICE CENTER OF NEW YORK INC 1187 CULVER RD ROCHESTER NY 14609 N/A PC legal services fund and other forms of support to farm workers in the Hudson Valley 20000 YOUNG SCHOLARS CHARTER SCHOOL INC 900 N MARSHALL ST PHILADELPHIA PA 19123 N/A PC General & Unrestricted 1000 YOUTH AND FAMILY ALLIANCE 3700 S 1ST ST AUSTIN TX 78704 N/A PC General & Unrestricted 10000 YOUTH REPRESENT INC 11 PARK PL STE 1512 NEW YORK NY 10007 N/A PC General & Unrestricted 10000 YOUTH SENTENCING & REENTRY PROJECT INC 1528 WALNUT ST STE 515 PHILADELPHIA PA 19102 N/A PC General & Unrestricted 1000 1870500 14 1521 14 428079 525990 12092 18 287931 K-1 Inc/Loss 525990 -231 14 -25614 NET ANNUITY LOSS 14 -34251 INCOME FROM IRONWOOD MULTI-STRATEGY FUND 10095 11861 667761 679622 false false false false false false false false false false PART I LINE 6A (990-PF) PART I LINE 6A (990-PF) RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $287,931 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $12,092 TOTAL PART I, LINE 6A: $300,023 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $4,832,225 BOOK BASIS: $4,695,831 NET GAIN/(LOSS): $136,394 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $151,537 AFLAC INC SR NT - 3.625% - 06/ 14953 16173 AIG INC - 2.500% - 06/30/2025 26779 26875 AIG INC - 4.872% - 06/01/2022 27411 26524 ALEXANDRIA REAL ESTATE EQ INC 5276 5503 AMERICAN EXPRESS CO NOTE - 2.5 12034 12381 ANHEUSER BUSCH - 4.000% - 04/2 49789 58948 AT&T INC - 2.300% - 06/01/2027 62287 63992 AVALONBAY COMMUNITIES - 3.500% 50477 56230 B AND G FOODS - 5.250% - 04/01 14885 16520 BALL CORP - 4.000% - 11/15/202 4806 5325 BANK AMER CORP - 3.500% - 04/1 38940 45333 BANK OF AMERICA CORP - 2.503% 21419 22394 BANK OF MONTREAL SER F - 1.850 15494 15747 BP CAP MKTS P L C - 2.500% - 1 35482 36370 CENTURYLINK INC - 5.625% - 04/ 16490 18339 CHEVRON CORP - 3.191% - 06/24/ 76707 79592 CIMAREX ENERGY CO - 4.375% - 0 21684 22689 CITIGROUP INC - 3.400% - 05/01 23341 24763 CITIGROUP INC NOTE - 2.700% - 39670 41601 COMCAST CORP NOTE - 3.950% - 1 27959 32066 CONCHO RES INC - 3.750% - 10/0 31620 37716 CROWN AMERS LLC SER B - 4.750% 18873 18675 DEERE JOHN CAP CORP BOND - 2.8 48935 52772 DIGITAL RLTY TR INC - 3.700% - 34700 34481 DISCOVERY COMMUNICATIONS LLC - 77681 85913 DUKE ENERGY CAROLINAS - 2.950% 14901 16811 DUKE ENERGY OHIO - 3.650% - 02 13182 15061 ENERGY TRANSFER PARTNERS - 3.6 32636 34572 ERP OPER LTD - 3.250% - 08/01/ 89498 99445 FORD MOTOR COMPANY - 4.346% - 70382 72420 GE CAP CORP - 3.100% - 01/09/2 10568 10512 GENERAL ELECTRIC CO - 3.450% - 46665 49071 GLP CAPITAL LP - 5.375% - 11/0 5262 5462 GOLDMAN SACHS GROUP - 3.200% - 39980 42265 GOLDMAN SACHS GROUP - 3.500% - 22486 24673 GRAPHIC PACKAGING CORP COM STK 24093 26688 HCP INC - 3.400% - 02/01/2025 21025 23198 HOME DEPOT INC - 2.950% - 06/1 52264 56835 HOME TR BK CLYDE - 4.000% - 08 110694 106356 HUNTSMAN INTL LLC - 4.500% - 0 9956 11522 INGLES MKTS INC - 5.750% - 06/ 2026 2020 JP MORGAN CHASE - 3.125% - 01/ 48209 54763 JPMORGAN CHASE &CO NOTE - 2.95 22613 24408 KEURIG DR PEPPER INC - 2.550% 7117 7644 KIMCO RLTY CORP NOTE CALL - 2. 11042 13086 LAS VEGAS SANDS CORP - 3.200% 15233 15888 LEVI STRAUSS &CO - 5.000% - 05 35175 35831 LIBERTY MEDIA NOTE - 8.500% - 6359 6728 LIMITED BRANDS INC - 6.950% - 4837 5189 LOUISIANA PACIFIC CP - 4.875% 15075 15375 MAGELLAN MIDSTREAM PRTNRS LP - 31898 33901 MARRIOTT INTL INC - 4.150% - 1 49918 54020 MASCO CORP - 4.450% - 04/01/20 5041 5740 MATTEL - 3.150% - 03/15/2023 11695 12120 MGM RESORTS INTERNATIONAL - 7. 4365 4260 MORGAN STANLEY FR - 3.700% - 1 39448 44512 MORGAN STANLEY MTN - 2.750% - 22118 22720 MURPHY OIL CP HLDG - 5.625% - 15568 15863 NOBLE ENERGY INC - 3.900% - 11 59099 65773 NUSTAR LOGISTICS - 4.750% - 02 1931 2030 OCCIDENTAL PETROLEUM - 2.700% 3955 3996 OMNICOM GROUP INC - 2.450% - 0 8969 9565 PACKAGING CORP AMER - 3.000% - 35237 38993 PHILLIPS 66 - 4.300% - 04/01/2 37153 36654 POLYONE CORP NOTE - 5.250% - 0 8929 9653 QVC INC - 4.450% - 02/15/2025 7592 8542 REPUBLIC SVCS INC - 2.300% - 0 50258 52831 SOUTHWEST AIRLINES CO - 3.000% 42721 47983 SPECTRUM BRANDS INC NOTE CALL 5363 5163 STEARNS BK NA ST CLOUD MN CD - 99999 100360 STEARNS BK NA ST CLOUD MN CD - 99999 101068 TEMPUR SEALY - 5.500% - 06/15/ 5910 6244 TENET HEALTHCARE CORP - 4.625% 10809 11275 TOLL BROTHERS - 5.625% - 01/15 10525 11050 TRANSCANADA PIPELINES - 3.750% 37508 37822 TYSON FOODS INC SR NT - 3.950% 52697 56637 U S BANCORP MTNS BK ENT - 3.00 25447 25772 UNDER ARMOUR INC - 3.250% - 06 76328 75469 UNITED RENTALS - 5.500% - 05/1 17000 18190 WALGREENS BOOTS ALLIANCE - 3.8 73973 78246 WASTE CONNECTIONS INC - 2.600% 30057 32291 WASTE MGMT INC - 2.400% - 05/1 76387 78323 WELLS FARGO & CO - 3.000% - 10 46303 52075 WELLS FARGO NATL BK WEST LAS V 100000 100733 2U INC 17270 11923 3M CO 6754 7166 ABB LTD 12714 17419 ACCENTURE PLC 7864 8881 ADIDAS AG 5577 6771 ADYEN N.V. 7609 11693 AES CORP 19934 27237 AFFILIATED MANAGERS GROUP 23117 36307 AIA GROUP LTD ADR 10890 12823 AIRBUS GROUP 1863 1912 ALCON INC 4392 4553 ALFA LAVAL AB 1814 1980 ALIBABA GROUP HOLDING LTD 2426 2095 ALLIANZ SE 13307 20435 ALPHABET INC CL A 24525 38558 ALPHABET INC CL C 7723 19271 AMADEUS IT HLDS SA 3696 3982 AMAZON COM 18765 65139 AMBEV SA 2434 2044 AMEDISYS INC - COMMON STOCK 18554 46933 AMER INTERNATIONAL GROUP INC 13734 15258 ANALOG DEVICES INC 23635 41660 ANSYS INC 12417 45839 APPLE INC 14290 16984 APPLIED MATERIALS INC 16922 22265 ASE TECHNOLOGY HOLDINGS CO LTD 13041 15120 ASML HOLDING NV NY REG SHS 4233 4877 ATLAS COPCO AB A SHS ADR 6286 7764 ATLASSIAN CORP PLC 1864 2105 BAE SYSTEMS PLC 16764 17267 BANCO BILBAO ARG SA 3731 2766 BANCO ITAU HOLDING FINANCIERA 3008 2838 BANK OF AMERICA CORP 15620 25188 BARON EMERGING MARKETS FUND 215492 292760 BARRICK GOLD CORPORATION 31532 27632 BAXTER INTERNATIONAL INC 23505 22547 BCE INC 14181 14595 BECTON DICKINSON & CO 5141 5004 BERKSHIRE HATHAWAY INC. CLASS 33953 57736 BIOGEN INC 12935 10774 BLACKLINE INC 18472 51218 BNP PARIBAS SPONS ADR 16927 20543 BRISTOL-MYERS SQUIBB CO 27396 26549 BRITISH AMERICAN TOBACCO PLC 19029 18183 BRITVIC ADR 8288 10383 BURBERRY GROUP PLC 2245 2505 C H ROBINSON WORLDWIDE INC 15803 15395 CANADIAN NATL RAILWAY CO 1395 1758 CELLNEX TELECOM ADR 1355 1372 CENTENE CORP 17018 17649 CENTURY LINK INC D/B/A LUMEN T 28685 22454 CHECK POINT SOFTWARE TECHNOLOG 3232 4120 CHEMED CORP 11785 37283 CHEMICAL AND MINING CO OF CHIL 1149 1227 CHEVRON CORP 31421 39860 CHUGAI PHARMACEUTICAL CO., LTD 2187 3910 CIGNA CORPORATION 22317 24982 CISCO SYSTEMS INC 42065 43676 CITIGROUP INC 53205 65976 CLOROX CO 213750 403840 COGNIZANT TECHNOLOGY SOLUTIONS 9901 12047 COMPAGNIE DE SAINT G 13531 12915 CORNING INC 17023 18756 COSTAR GROUP, INC 17356 76715 CSX CORP 13214 15881 DANAHER CORP 26601 43317 DASSAULT SYS SA SPN ADR 4426 5703 DBS GROUP HLDGS SPON ADR 4818 4487 DEUTSCHE POST AG 11762 12659 DEUTSCHE TELE AG ADS 14351 15109 DIAGEO PLC ADS 5754 8099 ECOLAB INC 24410 44137 EDP-ELECTRICIDADE DE PORTUGAL 3631 4464 ELASTIC NV 2488 3215 ENEL SOCIETA PER AZI 13775 20006 EPIROC AB 1672 2582 EXPEDITORS INTL WASH INC 4581 5041 F M C CP 24571 25744 FAIRFAX FINL HLDGS LTD 30823 36481 FANUC LIMITED UNSPONSORED 5260 5506 FASTENAL COMPANY 19699 46681 FINANCIAL SELECT SECTOR SPDR F 121995 176880 FIRST ENERGY CORP 15561 16468 FIVE BELOW INC 17327 45845 FOMENTO ECONOMICO MEXICANO 2724 2576 FREEPORT-MCMORAN COPPER & GOLD 10774 19801 FUCHS PETROLUB SE 943 980 GEN DYNAMICS CP 10260 9971 GENERAL MOTORS 23696 42431 GENTEX CORPORATION 10561 22563 GIVAUDAN SA UNSP/ADR 2853 3055 GLAXOSMITHKLINE PLC 5098 4968 GLOBANT SA 12850 64848 GRAND CANYON EDUCATION, INC 23087 34823 GROUPE DANONE ADS 22021 23056 GUIDEWIRE SOFTWARE INC 16389 23171 HDFC BANK LTD ADR 1490 2023 HEALTHCARE SVCS GROUP INC 34325 27313 HEICO CORP 14385 50577 HENRY JACK & ASSOC INC 25472 25108 HONEYWELL INTL 13406 17654 HOYA CORP SPONS ADR 2733 3053 HUMANA INC 19059 18462 IAC INTERACTIVE CORP 24737 35787 IBERDROLA ADR 12138 21103 ICICI BK LTD ADS 1636 2496 ICON PLC - AMERICAN DEPOSITARY 3211 3315 IDEXX CORP 18246 38490 IHS MARKIT LTD 15138 39166 IMPERIAL BRANDS PL 12935 7336 INDUSTRIA DE DISENO 2423 2406 INFINEON TECH ADS 5031 8250 INT'L FLAVORS & FRAGRANCES INC 8920 8054 INVESCO QQQ TRUST 822424 2460036 ISHARES MSCI EMERGING MARKETS 335696 508743 ISHARES TR DJ SEL DIVIDEND INX 385160 477149 ISHARES TRUST MSCI EAFE INDEX 676725 837727 JOHNSON & JOHNSON 342811 536036 JP MORGAN CHASE 31759 58325 JSC MMC NRLSK NICKL SPON ADR 3635 5635 JUST EAT TAKEAWAY COM NV 2620 2853 KAO CORP 2850 2887 KBC GROUP SA UNSP ADR 1761 1779 KOMATSU LTD 2008 2519 KUBOTA CORPORATION 2400 2979 L'AIR LIQUIDE ADR OTC 1428 1776 L'OREAL ADR 7176 8757 LAS VEGAS SANDS CORP 5073 6973 LEGRAND INC 2910 3056 LIBERTY GLOBAL PLC - SERIES C 29549 28404 LIBERTY LATIN AMERICA (FORMERL 4830 1930 LINDE PLC COM 15217 28196 LONDON STK EXCHANGE GROUP 4347 5095 LONZA GROUP AG UNSP/ADR 2761 4678 LOWES COMPANIES INC 28673 29694 MAGNA INTERNATIONAL INC 20845 44108 MANULIFE FIN CORP 15904 16216 MARATHON PETROLEUM CORP 10895 12036 MEDTRONIC PLC 10813 12417 METLIFE INC 15231 17418 MICHELIN CIE GEN UNSP/ADR 16804 19187 MICROSOFT CORP 197087 938168 MONOTARO CO., LTD 1775 1636 MORGAN STANLEY 16195 21176 MUENCHENER RUECKVERS 11191 17499 NATIONAL INSTRUMENTS CORPORATI 15385 22893 NEOGEN CORPORATION 7309 13481 NESTLE S.A 18994 30275 NETFLIX INC 17867 25414 NEXTERA ENERGY, INC 15076 16664 NIDEC CORPORATION ADR 2147 2441 NIKE INC-CL B 10063 13440 NINTENDO CO LTD ADR UNSPON 4366 5314 NIPPON TELEGRAPH & TELEPHONE C 14502 16422 NN GROUP N.V. 16345 17679 NOTORI HOLDINGS 1283 1800 NOVARTIS AG ADR 20015 24930 NOVO NORDISK A S 18044 19139 NOVOZYMES A/S UNSP/ADR 1363 1541 NVIDIA CORP 17669 34465 OCADO GROUP PLC 1540 1613 OIL CO LUKOIL PJSC SPON ADR RE 2114 1777 ORACLE CORP 18036 21218 ORKLA ASA SPON ADR 1435 1714 PAYCOM SOFTWARE 15396 66481 PEPSICO INC 9807 10678 PERSIMMON PLC ADR 12868 15910 PFIZER INC 245610 334971 PHILIP MORRIS INTL 20893 21939 PIMCO ALL ASSET CLASS A 100000 100113 PING AN INSURANCE GROUP ADR 2437 2646 PLURALSIGHT INC 16193 13184 POWER CORPORATION OF CANADA 25186 33703 PROCTER GAMBLE CO 8825 9183 PROTO LABS INC 18469 39577 QUALCOMM INC 16543 22699 QURATE RETAIL INC QVC GROUP 19646 20316 RAYTHEON TECHNOLOGIES CORP 20936 22812 RECKITT BENCKISER GROUP 9129 8444 RENTOKIL INITIAL PLC SPON ADR 3127 3240 RESOLUTE FOREST PRODUCTS INC 7648 9064 RIO TINTO PLC SPONSORED ADR 2775 3686 RITCHIE BROS AUCTIONEERS 22513 55570 ROCHE HOLDING LTD ADR 30343 42525 ROLLINS INC 16119 46298 ROYAL DUTCH SHEL PLC SPONS ADR 2808 1882 SALESFORCE.COM 18673 51404 SANOFI-AVENTIS SPONSORED ADR 19075 19387 SAP AKTIENGESELL ADS 4961 5737 SCHNEIDER ELEC UNSP/ADR 3315 4371 SERVICE NOW 18825 38530 SGS SA UNSP ADR 1466 1651 SHIONOGI & CO LTD 1431 1384 SHISEIDO CO LTD 2800 2772 SHOPIFY INC 2901 3396 SIEMENS AG 14901 18594 SINGAPORE TELE ADR 1791 1566 SMITH A O CORP DEL COM 15023 12609 SMURFIT KAPPA 16450 24735 SOFTBANK ADR 14818 14324 SOLAREDGE TECHNOLOGIES INC 1579 1915 SONIC HEALTHCARE LTD SHS 12555 18862 SONOVA HOLDING AG AD 1815 2521 SPDR BARCLAYS CAPITAL 1-3 MONT 165321 165285 SPDR DOW JONES INDUSTRIAL AVER 495032 839394 SPDR GOLD SHARES 383173 597506 SPDR S&P 500 ETF TRUST 1101262 2006988 SPOTIFY TECHNOLOGY SA 2626 3147 SPX FLOW INC 14901 23995 STARBUCKS CORP COM 31173 53169 STONECO LTD 2715 3189 SVENSKA HANDELSBK UNS ADR 12993 12783 SYMRISE AG UNSPONSORED 2143 3028 SYSMEX CORP UNSP ASDR 2386 3128 TAIWAN SEMICONDUCTOR MFG CO LT 7535 11885 TEAMVIEWER AG 3068 3635 TECHNIPFMC PLC 13118 13912 TELADOC INC 11119 35193 TELEPERFORMANCE SA 2998 3087 TEMENOS GROUP AG 1740 1983 TEMPLETON DRAGON FUND 106856 102784 TEMPLETON GLOBAL BOND FUND - C 183562 141735 TENCENT HOLDINGS LIMITED 6218 7117 TERADATA CORPORATION 20647 19234 THE COCA-COLA CO 3453 3948 THOMSON REUTERS CORPORATION 2484 2539 TOKYO ELECTRON LTD 3195 3837 TOTAL FINA ELF S.A 19027 17309 TOYOTA MTR CORP 20823 23958 TYLER TECHNOLOGIES, INC 30657 64605 UBS AG 18874 19528 UMICORE SA 1471 1654 UNICHARM CORP - SPN ADR 3237 4009 UNILEVER PLC AMER 24442 30603 UNION PACIFIC 12287 13326 UNITED OVRSEAS BK LTD ADR 14180 16197 UNITEDHEALTH GROUP INC 14249 35769 UPM KYMMENE CORP 14386 20389 VALE SA 15151 22358 VARIAN MEDICAL SYSTEMS INC 8494 8575 VEEVA SYSTEMS INC 7845 54995 VERISK ANALYTICS, INC 19489 49199 VERIZON COMMUNICATIONS 221055 298274 VESTAS WIND SYS UNSP/ADR 2153 2582 VIATRIS ORD SHS 13546 21157 VISA INC 14098 28872 VODAFONE GROUP PLC 37150 31394 WAL-MART STORES INC 7990 8793 WALT DISNEY HOLDINGS CO 18784 25909 WELLS FARGO & CO 22225 26196 WEST PHARMA SVCS INC 17290 49863 WHIRLPOOL CORP 6372 13356 WILLIAMS COS 22082 20471 WORLDLINE 2259 2422 YANDEX N V 876 1600 ZURICH INS GROU ADR 13218 20308 367361 391493 202793 227768 ADVANTAGE ADVISERS XANTHUS FUN 843770 1668228 AXA EQUITABLE LIFE INSURANCE - 864924 864924 BRIGHTHOUSE LIFE INSURANCE - A 106507 99051 IRONWOOD MULTI-STRATEGY FUND 238000 539404 KL SPECIAL OPPORTUNITIES FUND, 635000 782207 Administrative Fees 56356 56356 Bank Charges 1357 1357 K-1 Exp ADVANTAGE ADVISERS XAN 8367 8288 K-1 Inc/Loss ADVANTAGE ADVISERS XANTHUS FUND, LLC -25845 -25614 net Annuity Loss -34251 -34251 income from ironwood multi-strategy fund 10095 10095 PRIOR PERIOD ADJUSTMENT 350000 Investment Management Services 88437 88437 990-PF Estimated Tax for 2020 4700 990-PF Extension for 2019 2294 Foreign Tax Paid 7464 7464