2021-10-05T16:37:11-05:00 2020-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2020-01-01 366144362 CHICAGO ARCHITECTURE FOUNDATION CHIC 3129223432 111 EAST WACKER DRIVE NO 1321 CHICAGO IL 60601 LYNN OSMOND PRESIDENT AND CEO 3129223432 2021-09-27 1 LYNN OSMOND 999009999 LU ANN TRAPP P01506476 3122071040 2021-09-27 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CHICAGO ARCHITECTURE CENTER(CAC) LYNN OSMOND 111 EAST WACKER DRIVE NO 1321 CHICAGO IL 60601 5690577 0 X WWW.ARCHITECTURE.ORG X 1966 IL ADVANCE PUBLIC KNOWLEDGE AND APPRECIATION OF ARCHITECTURE. SEE SCHEDULE O.THE CHICAGO ARCHITECTURE FOUNDATION'S (CAF) MISSION IS TO INSPIRE PEOPLE TO DISCOVER WHY DESIGN MATTERS.CHICAGO ARCHITECTURE FOUNDATION IS THE LEADING ORGANIZATION DEVOTED TO CELEBRATING AND PROMOTING CHICAGO AS A CENTER OF ARCHITECTURAL INNOVATION. AS CHICAGO'S FORUM FOR THE EXCHANGE OF IDEAS ON URBAN DESIGN, CHICAGO ARCHITECTURE FOUNDATION INSPIRES PEOPLE TO PARTICIPATE IN THE BUILDING OF VIBRANT COMMUNITIES AND TO DEMAND THE HIGHEST STANDARD IN URBAN DESIGN. CAF AWAKENS YOUNG PEOPLE TO ACHIEVE THEIR POTENTIAL THROUGH THE DISCOVERY OF ARCHITECTURE, ENGINEERING AND DESIGN. 37 37 92 575 0 0 3691910 3884026 17192765 1723963 37430 15156 325365 -19029 21247470 5604116 32107 46603 0 0 5476454 4992228 0 0 875534 15725258 5062590 21233819 10101421 13651 -4497305 24319241 19072656 7538431 6776958 16780810 12295698 X THE CHICAGO ARCHITECTURE FOUNDATION'S (CAF) MISSION IS TO INSPIRE PEOPLE TO DISCOVER WHY DESIGN MATTERS.CHICAGO ARCHITECTURE FOUNDATION IS THE LEADING ORGANIZATION DEVOTED TO CELEBRATING AND PROMOTING CHICAGO AS A CENTER OF ARCHITECTURAL INNOVATION. AS CHICAGO'S FORUM FOR THE EXCHANGE OF IDEAS ON URBAN DESIGN, CHICAGO ARCHITECTURE FOUNDATION INSPIRES PEOPLE TO PARTICIPATE IN THE BUILDING OF VIBRANT COMMUNITIES AND TO DEMAND THE HIGHEST STANDARD IN URBAN DESIGN. CAF AWAKENS YOUNG PEOPLE TO ACHIEVE THEIR POTENTIAL THROUGH THE DISCOVERY OF ARCHITECTURE, ENGINEERING AND DESIGN. 0 1 2210044 1633668 TOURS ARE THE HALLMARK OF THE CHICAGO ARCHITECTURE FOUNDATION AND OFFER INSIGHTS INTO CHICAGO'S BUILDINGS, NEIGHBORHOODS, AND ENVIRONMENTS. DUE TO THE EFFECTS OF COVID-19, ATTENDANCE DECREASED FROM 411,000 VISITORS IN 2019 TO 47,122 IN 2020. CAC TOURS ARE GIVEN BY 400 TRAINED VOLUNTEER DOCENTS WHO ALSO WRITE AND CONCEPTUALIZE THE TOUR OFFERINGS FOR BOAT, BUS, WALKING AND EL.CAC OPENED A 20,000 SQUARE FOOT ARCHITECTURE CENTER AND SIMULTANEOUSLY REBRANDED AS THE CHICAGO ARCHITECTURE CENTER (CAC) IN LATE SUMMER 2018. THE CENTER OFFERS A SKYSCRAPER GALLERY, ROTATING EXHIBITS AND A LARGE-SCALE INTERACTIVE MODEL OF THE CITY OF CHICAGO. 915151 40959 THE CAC YOUTH INITIATIVES AND CAC TEEN PROGRAMS PROVIDE PROGRAMMING AND TOURS ABOUT ARCHITECTURE AND THE BUILT ENVIRONMENT, COVERING "STEM" CURRICULUM SUBJECTS OF SCIENCE, TECHNOLOGY, ENGINEERING, ARTS AND MATHEMATICS, FOR K-12 STUDENTS AND TEACHERS. CAC DIRECTLY SERVED OVER 30,000 STUDENTS, FAMILY AND TEACHERS THROUGH FIELD TRIPS, WORKSHOPS, COMPETITIONS, CAMPS, INTERNSHIPS AND CLASSROOM PROGRAMS. 2020 WAS THE 38TH YEAR OF THE NEWHOUSE ARCHITECTURE AND DESIGN COMPETITION AND TOOK ON AN ALL-VIRTUAL FORMAT. CORE PROGRAMS, INCLUDING GIRLS BUILD!, TEEN FELLOWS AND SUMMER CAMPS CONTINUED, AND NEW OPTIONS, SUCH AS CAC FOR THE FAMILY (VIDEO AND HANDS-ON ACTIVITY SERIES) SERVED NEW AND EXISTING AUDIENCES IN CHICAGO AND BEYOND. 709464 37571 CAC OFFERS EXHIBITIONS AND PUBLIC PROGRAMS ON THE SUBJECT OF ARCHITECTURE AND THE BUILT ENVIRONMENT. IN 2020, ATTENDANCE FOR THE CAC DECREASED BY 88% TO 10,500 PEOPLE WHO PARTICIPATED IN OUR EXHIBITIONS. BECAUSE PUBLIC PROGRAMS WERE VIRTUAL, WE WERE ABLE TO GROW OUR AUDIENCE TO 15,000 PEOPLE WHO ATTENDED TALKS ON SUBJECTS SUCH AS SUSTAINABILITY, PRESERVATION, PLANNING AND DESIGN. OPEN HOUSE CHICAGO WAS EXTENDED TO A 17-DAY FESTIVAL AND ATTRACTED NEW AUDIENCES TO CAC WHO EXPLORED NEIGHBORHOODS AND TRAILS THROUGHOUT THE CITY BY USING A NEW INTERACTIVE APP IN ADDITION TO PARTICIPATING IN DYNAMIC VIRTUAL COMMUNITY PROGRAMS. MORE THAN 120,000 PEOPLE PARTICIPATED. 2160766 46603 39945 MUSEUM SHOP, MARKETING, MEMBERSHIP AND OTHER PROGRAM SERVICES 2160766 46603 39945 5995425 1 1 0 0 0 0 0 1 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 33 0 1 92 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 37 37 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X ASHLEY HALL 3129223432 111 EAST WACKER DRIVE SUITE 1321 CHICAGO IL 60601 X JOHN W RUTLEDGE BOARD CHAIR 1.00 0.00 X X 0 0 0 JENNY NIEMANN SECRETARY 1.00 0.00 X X 0 0 0 TOM BREAN TREASURER 1.00 0.00 X X 0 0 0 SHAY BAHRAMIRAD TRUSTEE 1.00 0.00 X 0 0 0 GINA BERNDT TRUSTEE 1.00 0.00 X 0 0 0 RICK BLAIR TRUSTEE 1.00 0.00 X 0 0 0 ANDRE BRUMFIELD TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH G BURNS TRUSTEE 1.00 0.00 X 0 0 0 ANN DRAKE TRUSTEE 1.00 0.00 X 0 0 0 SHELLY FINNIGAN TRUSTEE 1.00 0.00 X 0 0 0 JOAN BURNSTEIN GAND TRUSTEE 1.00 0.00 X 0 0 0 GORDON GILL TRUSTEE 1.00 0.00 X 0 0 0 ANDY GLOOR TRUSTEE 1.00 0.00 X 0 0 0 GRAHAM GRADY TRUSTEE 1.00 0.00 X 0 0 0 SANDRA HELTON TRUSTEE 1.00 0.00 X 0 0 0 CARRIE J HIGHTMAN TRUSTEE 1.00 0.00 X 0 0 0 WILL JOHNS TRUSTEE 1.00 0.00 X 0 0 0 KURT KARNATZ TRUSTEE 1.00 0.00 X 0 0 0 ROBIN LOEWENBERG TEBBE TRUSTEE 1.00 0.00 X 0 0 0 URSULA MONCAU TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL NEWMAN TRUSTEE 1.00 0.00 X 0 0 0 CATHERINE ODELBO TRUSTEE 1.00 0.00 X 0 0 0 JAMES D PARSONS TRUSTEE 1.00 0.00 X 0 0 0 JOHN C PINTOZZI TRUSTEE (PAST CHAIR) 1.00 0.00 X 0 0 0 LEE POLLOCK TRUSTEE 1.00 0.00 X 0 0 0 ROBERT RIVKIN TRUSTEE 1.00 0.00 X 0 0 0 ADAM SEMEL TRUSTEE 1.00 0.00 X 0 0 0 CLIFFORD SHAPIRO TRUSTEE 1.00 0.00 X 0 0 0 LYNN SUTTON TRUSTEE 1.00 0.00 X 0 0 0 JILL TANZ TRUSTEE 1.00 0.00 X 0 0 0 ANN THOMPSON TRUSTEE 1.00 0.00 X 0 0 0 MARCY TWETE TRUSTEE 1.00 0.00 X 0 0 0 TED YI TRUSTEE 1.00 0.00 X 0 0 0 CATHERINE BAKER EX-OFFICIO MEMBER 1.00 0.00 X 0 0 0 KENTON FOUTTY EX-OFFICIO MEMBER 1.00 0.00 X 0 0 0 JASON PATCH EX-OFFICIO MEMBER 1.00 0.00 X 0 0 0 CONSTANCE RAJALA EX-OFFICIO MEMBER 1.00 0.00 X 0 0 0 LYNN J OSMOND PRESIDENT/CEO 40.00 0.00 X 383323 0 20886 MATTHEW BIECKER CFO 40.00 0.00 X 158151 0 16675 MICHAEL MALAK VP OF OPERATIONS & BUSINESS STRATEGY 40.00 0.00 X 156797 0 9855 LORI ANN KLEINERMAN VP OF MARKETING 40.00 0.00 X 169007 0 11852 NICOLE KOWRACH VP OF EDUCATION 40.00 0.00 X 153918 0 6185 LYNNE NIEMAN VP OF DEVELOPMENT 40.00 0.00 X 142114 0 11115 PATRICIA LARA GARZA DIRECTOR OF CORPORATE AND INSTITUTIONAL RELATIONS 40.00 0.00 X 113850 0 10133 SONIA SOTO DIRECTOR OF IT 40.00 0.00 X 115730 0 10101 MICHAEL WOOD CAF SENIOR CURATOR 40.00 0.00 X 124438 0 5018 1517328 0 101820 9 0 1 0 0 811007 392185 1334091 1346743 39879 3884026 TOUR SALES 900099 1528527 1528527 ADMISSIONS 900099 105141 105141 PROGRAM FEES 900099 90295 90295 1723963 15105 15105 1190 1190 29548 0 29548 29548 29548 51 0 51 51 51 0 392185 86461 -86461 -86461 GIFT SHOP COMMISSIONS 900099 28129 28129 OPERATING- MISCELLANEO 900099 8565 8565 36694 5604116 1752143 0 -32053 46603 46603 1239879 507615 579035 153229 3019491 1966652 620196 432643 126624 126624 268497 419857 -246344 94984 337737 337737 40943 40943 412038 354395 51022 6621 312943 312943 19287 5059 13930 298 291583 54958 236625 24543 24543 1077083 791266 179465 106352 24099 14572 9072 455 40799 8115 32254 430 51454 51454 1036651 36150 1000501 96507 96507 PROGRAM TRANSPORTATION 1119864 1119864 PRINTING/PHOTOCOPYING 115934 112604 730 2600 CATERING 23238 17083 6155 375624 203146 100711 71767 10101421 5995425 3230462 875534 3471696 2303420 3036528 2035164 3811100 2287767 434196 36213 2069 2069 347882 140170 13406953 2946152 11437570 10460801 61377 90229 1716823 1716823 24319241 19072656 744461 238606 48704 78756 2424058 2264941 4321208 4194655 7538431 6776958 X 12531617 9557023 4249193 2738675 16780810 12295698 24319241 19072656 -4497305 12193 0 X 0 1 X 1 0 X 2447092 5328289 10270839 3691910 3884026 25622156 2447092 5328289 10270839 3691910 3884026 25622156 1604816 24017340 24533 20508 52005 201351 45843 344240 2185 3976 17686 264695 36695 325237 26291633 67911361 0.91350 0.84600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1716823 X 0 535330 73676 6889 615895 495187 32500 7643 535330 484590 5001 5596 495187 443881 36641 4068 484590 383836 56048 3997 443881 0.87000 0.13000 0 0 438554 193141 245413 528794 273210 255584 12439605 2479801 9959804 10460801 COLLECTION ITEMS (CHICAGO MODEL CITY) 1716823 1716823 DEFERRED RENT 4194655 4194655 X 5894914 12193 252830 83350 348373 5546541 57575 57575 5604116 10369557 252830 119484 372314 9997243 104178 104178 10101421 PART III, LINE 4: CAF CREATED A LARGE SCALE DETAILED ACCURATE MODEL OF THE CITY OF CHICAGO IN ORDER TO EDUCATE THE PUBLIC ON CHICAGO ARCHITECTURE, PLANNING AND BUILT ENVIRONMENT. PART V, LINE 4: THE FOUNDATION'S ENDOWMENT CONSISTS OF TWO INDIVIDUAL FUNDS ESTABLISHED TO FURTHER THE MISSION OF THE ORGANIZATION. PART X, LINE 2: THE FOUNDATION'S APPLICATION OF GAAP REGARDING UNCERTAIN TAX POSITIONS HAD NO EFFECT ON ITS FINANCIAL POSITION AS MANAGEMENT BELIEVES THE FOUNDATION HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS, INCLUDING ANY POTENTIAL RISK OF LOSS OF ITS NOT-FOR-PROFIT TAX STATUS. THE FOUNDATION WOULD ACCOUNT FOR ANY POTENTIAL INTEREST OR PENALTIES RELATED TO POSSIBLE FUTURE LIABILITIES FOR UNRECOGNIZED INCOME TAX BENEFITS AS INCOME TAX EXPENSE. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 83,350. PART XI, LINE 4B - OTHER ADJUSTMENTS: PLEDGES RECEIVABLE WRITTEN OFF 57,575. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED BY ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 119,484. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRIBUTION TO ASSOCIATION OF ARCHITECTURE ORGANIZATIONS 46,603. PLEDGES RECEIVABLE WRITTEN OFF 57,575. IL ANNUAL GALA 392185 392185 86461 392185 392185 86461 86461 -86461 1 THE ASSOCIATION OF ARCHITECTURE ORGANIZATIONS (AAO) 111 EAST WACKER DRIVE NO 1321 CHICAGO IL 60601 452174550 501(C)(3) 46603 COST OFFICE SPACE, TELEPHONE, COMPUTER, AND ADMIN SUPPORT GENERAL SUPPORT 1 PART I, LINE 2: CAF PROVIDES GENERAL NON-CASH SUPPORT AND SERVICES TO AN AFFILIATED ORGANIZATION WITH A SIMILAR MISSION. SINCE ALL SUPPORT IS NON-CASH SUPPORT CONTROLLED BY CAF, THE ORGANIZATION IS NOT REQUIRED TO SUBSTANTIATE THEIR USE OF THIS SUPPORT. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 LYNN J OSMOND PRESIDENT/CEO 328323 0 55000 0 0 0 10600 0 10286 0 404209 0 0 0 LORI ANN KLEINERMAN VP OF MARKETING 162507 0 6500 0 0 0 6985 0 4867 0 180859 0 0 0 MATTHEW BIECKER CFO 158151 0 0 0 0 0 6714 0 9961 0 174826 0 0 0 MICHAEL MALAK VP OF OPERATIONS & BUSINESS STRATEGY 156797 0 0 0 0 0 4984 0 4871 0 166652 0 0 0 NICOLE KOWRACH VP OF EDUCATION 153918 0 0 0 0 0 6185 0 0 0 160103 0 0 0 LYNNE NIEMAN VP OF DEVELOPMENT 142114 0 0 0 0 0 5805 0 5310 0 153229 0 0 0 PART I, LINE 1A THE CHICAGO ARCHITECTURE FOUNDATION PAYS FOR THE CEO'S MONTHLY DUES TO THE UNIVERSITY CLUB, WHICH IS A MEMBERSHIP ORGANIZATION THAT IS USED FOR BUSINESS MEETINGS, LUNCHES FOR PROSPECTIVE DONORS, AND EVENTS ON THE BEHALF OF CAF. PART I, LINE 7 THE CEO RECEIVED A DISCRETIONARY BONUS THAT WAS APPROVED BY THE COMPENSATION COMMITTEE. VP OF MARKETING RECEIVED A BONUS THAT WAS APPROVED BY THE CEO. X 3 39879 FMV 0 0 0 FORM 990, PART III, LINE 3 ON MARCH 11, 2020, THE WORLD HEALTH ORGANIZATION DECLARED THE OUTBREAK OF A RESPIRATORY DISEASE CAUSED BY A NEW CORONAVIRUS A PANDEMIC. FIRST IDENTIFIED IN LATE 2019 AND NOW KNOWN AS COVID-19, THE OUTBREAK HAS IMPACTED MILLIONS OF INDIVIDUALS IN THE UNITED STATES AND WORLDWIDE. IN RESPONSE, THE UNITED STATES FEDERAL GOVERNMENT AND INDIVIDUAL STATE AND LOCAL GOVERNMENTS HAVE IMPLEMENTED MEASURES TO COMBAT THE OUTBREAK WHICH HAVE IMPACTED BUSINESS OPERATIONS. DURING FISCAL YEAR 2020, THE ORGANIZATION'S OPERATIONS WERE IMPACTED AS SHELTER-IN-PLACE ORDERS AND GOVERNMENT MANDATES TO SOCIAL DISTANCE REDUCED OUR ABILITY TO OFFER TOURS. THE ORGANIZATION HAS MOVED TO MITIGATE THE IMPACT BY REDUCING EXPENDITURES, ACTIVELY MANAGING CASH BALANCES, AND TRANSITIONING ACTIVITIES TO A VIRTUAL ENVIRONMENT. FORM 990, PART VI, SECTION A, LINE 7A THE DOCENT COUNCIL, A LARGE VOLUNTEER BODY OF THE ORGANIZATION, ELECTS TWO DOCENTS TO BE VOTING TRUSTEES EX-OFFICIO. THE AUXILIARY BOARD ELECTS THEIR PRESIDENT WHO ALSO SERVES AS A VOTING TRUSTEE EX-OFFICIO. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINED THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWED THE COMPLETED FORM 990 AND PROVIDED A FULL COPY TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY WAS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO ORGANIZATION MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. A MEETING WAS SCHEDULED FOR THE CPA FIRM AND ORGANIZATIONS MANAGEMENT TO DISCUSS THE FORM 990 WITH THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, TRUSTEES AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED AND MONITORED BY THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS ON AN ANNUAL BASIS THE COMPENSATION OF THE CEO. PERIODICALLY, AN INDEPENDENT COMPENSATION CONSULTANT IS HIRED TO EVALUATE THE COMPENSATION OF TOP MANAGEMENT. THE CEO HAS AN EMPLOYMENT AGREEMENT WHICH IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IN WHICH COMPENSATION IS EVALUATED ANNUALLY BASED ON PERFORMANCE AND SPECIFIC GOALS OUTLINED IN THE PRIOR FISCAL YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENT AGENCIES AND UPON REQUEST; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. FORM 990, PART VII, SECTION A: THE COMPENSATION REPORTED IN PART VII FOR MICHAEL WOOD IS THE COMPENSATION PAID BY THE FILING ORGANIZATION, CAF, FOR A FULL-TIME POSITION. HOWEVER, A PORTION OF THE INDIVIDUAL'S TIME IS DEVOTED TO ANOTHER ORGANIZATION, AAO. THE FILING ORGANIZATION IS REIMBURSED BY AAO.