2021-08-16T18:25:58-05:00 2020-09-30 951777440 GREEN HASSON & JANKS LLP 700 SOUTH FLOWER STREET SUITE 3300 LOS ANGELES CA 90017 990 2019-10-01 954031055 HEAL THE BAY HEAL 3104511500 1444 9TH STREET SANTA MONICA CA 90401 SHELLEY LUCE PRESIDENT/CEO 3104511500 2021-08-16 1 LIZBETH G NEVAREZ P01399868 3108731600 2019 2022-09-23 18:48:47Z SHELLEY LUCE 1444 9TH STREET SANTA MONICA CA 90401 3223080 0 X WWW.HEALTHEBAY.ORG X 1985 CA TO MAKE SOUTHERN CALIFORNIA COASTAL WATERS & WATERSHEDS SAFE & CLEAN. 26 25 59 22500 0 0 6293272 3007360 352018 114712 25 27660 -263968 -51171 6381347 3098561 0 0 0 0 2193566 2029051 61335 141603 327576 1556259 1321137 3811160 3491791 2570187 -393230 4547855 4640021 604642 1126825 3943213 3513196 X HEAL THE BAY IS DEDICATED TO MAKING SOUTHERN CALIFORNIA COASTAL WATERS AND WATERSHEDS, INCLUDING SANTA MONICA BAY, SAFE, HEALTHY AND CLEAN. THE ORGANIZATION USES RESEARCH, EDUCATION, COMMUNITY ACTION AND ADVOCACY TO PURSUE ITS MISSION. 0 0 2227270 114712 MEMBERSHIP AND EDUCATIONHEAL THE BAY OPERATES THE SANTA MONICA PIER AQUARIUM, WHICH IS LOCATED BEACH LEVEL AT THE EAST END OF THE SANTA MONICA PIER. THE SANTA MONICA PIER AQUARIUM PROVIDES A UNIQUE, HANDS-ON WAY TO INTERACT WITH LOCAL MARINE LIFE IN A SAFE AND EDUCATIONAL ENVIRONMENT. THE AQUARIUM FEATURES LIVE EXHIBITS, INCLUDING A SHARK TANK, EELS AND TIDE-POOL TOUCH TANKS, WHILE PROMOTING THE CONSERVATION AND PROTECTION OF CALIFORNIA COASTAL HABITATS. THE HEAL THE BAY AQUARIUM ATTRACTS OVER 20,000 SCHOOL CHILDREN AND 60,000 PUBLIC VISITORS EACH YEAR. HEAL THE BAY RECEIVES GRANTS AND CONTRIBUTIONS FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND GOVERNMENT UNITS TO OFFSET THE EXPENSES OF THIS PROGRAM. 255030 RESEARCH AND ADVOCACYHEAL THE BAY'S UNIQUE APPROACH OF EXPERT RESEARCH COMBINED WITH VOLUNTEER ACTION AND PUBLIC EDUCATION PROGRAMS HAS BEEN TREMENDOUSLY SUCCESSFUL IN WORKING WITH LOCAL AND FEDERAL GOVERNMENT, INDUSTRY AND THE PUBLIC TO CLEAN UP SANTA MONICA BAY AND SOUTHERN CALIFORNIA COASTAL WATERS. THERE IS A CLEAR TRACK RECORD OF SCIENTIFIC EVIDENCE THAT THE OVERALL HEALTH OF THE BAY HAS IMPROVED DUE TO HEAL THE BAY'S ACTIONS. HEAL THE BAY RECEIVES GRANTS AND CONTRIBUTIONS FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND GOVERNMENT UNITS TO OFFSET THE EXPENSES OF THIS PROGRAM. 66748 DIRECT LOBBYINGHEAL THE BAY CAMPAIGNS FOR TOUGH LEGISLATION THAT KEEPS HARMFUL PLASTIC OUT OF THE PACIFIC OCEAN AND THE ENVIRONMENT, ADVOCATES FOR THE END OF FOSSIL FUEL EXTRACTION OFFSHORE AND IN OUR NEIGHBORHOODS, AND RAISES AWARENESS ABOUT SEA LEVEL RISE, GLOBAL WARMING, COASTAL EROSION, AND OTHER LOCAL IMPACTS OF CLIMATE CHANGE AND PRESSES LOCAL AND STATE REGULATORS TO TAKE ACTION. 2549048 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 78 0 1 59 1 0 0 0 0 0 1 1 0 0 0 1 0 0 0 X 26 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X SHELLEY LUCE 3104511500 1444 NINTH STREET SANTA MONICA CA 90401 SHELLEY LUCE PRESIDENT/CEO 40.00 0.00 X X 199942 0 6054 PAUL STIMPFL CHAIRMAN 2.00 0.00 X X 0 0 0 CRAIG PERKINS IMMEDIATE PAST CHAIR 2.00 0.00 X X 0 0 0 SHARON LAWRENCE FIRST CHAIR 2.00 0.00 X X 0 0 0 IAN EDDLESTON TREASURER 2.00 0.00 X X 0 0 0 LUANN LAVAL WILLIAMS SECRETARY 2.00 0.00 X X 0 0 0 KARI BOILER MARKETING CHAIR 2.00 0.00 X X 0 0 0 MEG GILL BOARD MEMBER 1.00 0.00 X 0 0 0 BARRY GRIBBON BOARD MEMBER 1.00 0.00 X 0 0 0 MATTHEW J HART BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID HERTZ BOARD MEMBER 1.00 0.00 X 0 0 0 CASSIDY HORN BOARD MEMBER 1.00 0.00 X 0 0 0 BOB KANE BOARD MEMBER 1.00 0.00 X 0 0 0 JEAN KAPLAN BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD KATZ BOARD MEMBER 1.00 0.00 X 0 0 0 DON KINSEY BOARD MEMBER 1.00 0.00 X 0 0 0 STEPHANIE MEDINA BOARD MEMBER 1.00 0.00 X 0 0 0 ORALIA MICHEL BOARD MEMBER 1.00 0.00 X 0 0 0 H DAVID NAHAI BOARD MEMBER 1.00 0.00 X 0 0 0 BRIAN O'MALLEY BOARD MEMBER 1.00 0.00 X 0 0 0 DR CAMELA OTT MD BOARD MEMBER 1.00 0.00 X 0 0 0 KIRSTEN SEGAL BRITTON BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL SULLIVAN BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID WEIL BOARD MEMBER 1.00 0.00 X 0 0 0 JEFFREY WILLIAMS BOARD MEMBER 1.00 0.00 X 0 0 0 SCOTT ZOLKE BOARD MEMBER 1.00 0.00 X 0 0 0 MARK ATTANASIO BOARD MEMBER (RESIGNED) 1.00 0.00 X 0 0 0 ROBERT DAVENPORT BOARD MEMBER (RESIGNED) 1.00 0.00 X 0 0 0 JULIA LOUIS-DREYFUS BOARD MEMBER (RESIGNED) 1.00 0.00 X 0 0 0 TED MILLER BOARD MEMBER (RESIGNED) 1.00 0.00 X 0 0 0 AMY SMART OOSTERHOUSE BOARD MEMBER (RESIGNED) 1.00 0.00 X 0 0 0 JOHN J STRAUSS BOARD MEMBER (RESIGNED) 1.00 0.00 X 0 0 0 199942 0 6054 1 0 1 0 NAMEVENTS 12016 CLARKSON ROAD LOS ANGELES CA 90064 EVENT PRODUCTION 287124 PERY CONSULTING GROUP 6520 PLATT AVENUE WEST HILLS CA 91307 FINANCIAL SERVICES 149084 THE JONATHAN CLUB 545 S FIGUEROA STREET LOS ANGELES CA 90071 FOOD AND BEVERAGE SERVICES 147193 CARRIE MALONEY 1312 12TH STREET SANTA MONICA CA 90401 CONSULTING SERVICES 102436 4 189165 206279 268961 2342955 111439 3007360 AQUARIUM REVENUE 713990 114712 114712 114712 27660 27660 7500 0 7500 7500 7500 42457 206279 102391 -59934 -59934 20675 22128 -1453 -1453 MISCELLANEOUS INCOME 900099 2716 2716 2716 3098561 114712 0 -23511 180923 150831 22700 7392 1512338 1261098 189537 61703 15131 12514 1970 647 201422 166589 26225 8608 119237 100805 13358 5074 8121 8121 170000 170000 8500 8500 141603 141603 179530 116797 53569 9164 11422 9141 1971 310 86335 56575 23890 5870 103460 87315 7927 8218 432358 331641 69025 31692 57671 46622 7513 3536 8067 6178 1600 289 103069 82455 10307 10307 49215 40747 4234 4234 PROGRAM SUPPLIES 27446 27446 0 0 DIRECT MAIL EXPENSE 27059 0 0 27059 STAFF DEVELOPMENT 12310 9244 2799 267 VOLUNTEER RECOGNITION & 6895 5952 421 522 29679 28598 1081 3491791 2549048 615167 327576 3355853 243842 157244 3379234 161000 170000 214431 100756 71736 118232 1537191 1346794 150031 190397 437560 437560 4547855 4640021 205011 334809 0 392385 399631 399631 604642 1126825 X 3286081 2906815 657132 606381 3943213 3513196 4547855 4640021 X -393230 -36787 X 0 1 X 1 0 X 3593132 3624648 3831135 6293272 3007360 20349547 3593132 3624648 3831135 6293272 3007360 20349547 2967878 17381669 105 10 25 35160 35300 7132 4129 265434 9469 2716 288880 20673727 2235329 0.84080 0.86060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 66748 66748 3097467 3164215 308211 77053 0 0 341334 327592 326811 308211 1303948 1955922 43927 64226 55636 66748 230537 85334 81898 81703 77053 325988 488982 43927 64226 55636 66748 230537 146412 146412 146412 146412 146412 146412 146412 10 10 146412 146412 105 105 146412 1.00000 0 0 370128 263785 106343 344776 325895 18881 822287 757114 65173 190397 DEPOSITS 37929 CONSTRUCTION UNDER CONTRACT WITH THE CITY OF LOS ANGELES 399631 437560 DUE TO CITY OF LOS ANGELES 399631 399631 X 3124819 4130 4130 3120689 -22128 -22128 3098561 3554836 4130 58915 63045 3491791 0 3491791 PART V, LINE 4: PROCEEDS FROM ENDOWMENT FUNDS ARE USED FOR EDUCATIONAL PROGRAMS. PART X, LINE 2: HEAL THE BAY RECOGNIZES THE IMPACT OF TAX POSITIONS IN THE FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. DURING THE YEAR ENDED SEPTEMBER 30, 2020, HEAL THE BAY PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MIGHT HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASS COGS -22,128. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASS COGS 22,128. BAD DEBT EXPENSE 36,787. X X X X X X X 1 CARRIE MALONEY 1312 12TH STREET SANTA MONICA CA 90401 INTERIM CHIEF ADVANCEMENT OFFICER 0 1931288 99603 1831685 BOOMERANG GROUP 30600 NORTH PIMA ROAD 171 SCOTTSDALE AZ 85266 FUNDRAISING SERVICES 0 0 42000 0 1931288 141603 1831685 CA BRING BACK THE BEACH 248736 206279 42457 29536 3370 3500 65985 248736 206279 42457 29536 3370 3500 65985 102391 -59934 X X 0 0 0 0 0 0 0 1 0 SHELLEY LUCE PRESIDENT/CEO 181442 0 18500 0 0 0 5998 0 56 0 205996 0 0 0 PART I, LINE 7 SHELLEY LUCE RECEIVED A PERFORMANCE BONUS IN 2019. X 2 69500 FMV X 8 34833 FMV X AUCTION ITEMS 7 7106 FMV 0 1 1 PART I, COLUMN (B): NONCASH DONATIONS ARE LISTED BY TOTAL NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: HEAL THE BAY SOLICITS IN-KIND DONATIONS FOR THE SILENT AUCTION AT ITS ANNUAL GALA. HEAL THE BAY ALSO TYPICALLY CONTRACTS WITH A THIRD PARTY TO SOLICIT ADDITIONAL ITEMS AND TO CONDUCT THE SALE AND TRANSFER OF ALL AUCTION ITEMS. ALL PROCEEDS BENEFIT HEAL THE BAY. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD DELEGATES AUTHORITY TO THE EXECUTIVE COMMITTEE TO ACT ON BEHALF OF THE BOARD. THE EXECUTIVE COMMITTEE CONSISTS OF THE FOLLOWING: 1. CHAIRPERSON, PAUL STIMPFL 2. FIRST CHAIR, SHARON LAWRENCE 3. SECRETARY, LUANN LAVAL WILLIAMS 4. TREASURER, IAN EDDLESTON 5. MARKETING CHAIR, KARI BOILER 6. PAST CHAIR, CRAIG PERKINS 7. BOARD MEMBER, ORALIA MICHEL FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY SENIOR MANAGEMENT AND IS THEN DISTRIBUTED TO THE ENTIRE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C POTENTIAL CONFLICTS OF INTEREST ARE RAISED AS THEY OCCUR IN BOARD MEETINGS AND/OR EXECUTIVE COMMITTEE MEETINGS AND RECORDED IN THE MINUTES, AS APPROPRIATE. THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED TO THE BOARD OF DIRECTORS AND PROFESSIONAL STAFF ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS VOTES ON AND ESTABLISHES THE SENIOR MANAGEMENT TEAM AND SETS THE SALARY FOR THE PRESIDENT. COMPARABILITY DATA SUCH AS COMPENSATION SURVEYS AND OTHER FORM 990'S ARE USED BY THE BOARD TO SUBSTANTIATE COMPENSATION. THE BOARD OF DIRECTORS APPROVES AN ANNUAL PERCENTAGE INCREASE FOR ALL STAFF, INCLUDING SENIOR MANAGEMENT, WHEN THE BUDGET IS APPROVED. THIS INCREASE IS REVIEWED AND APPROVED BY THE FINANCE COMMITTEE AND EXECUTIVE COMMITTEE INDEPENDENTLY, WITHOUT THE PARTICIPATION OF INTERESTED PERSONS PRIOR TO BEING PRESENTED TO THE BOARD FOR FINAL RATIFICATION. THE BOARD OF DIRECTORS APPROVES SALARY INCREASES FOR STAFF AND MANAGEMENT WHEN THE ANNUAL BUDGET IS APPROVED. THIS INCREASE IS REVIEWED AND APPROVED BY THE FINANCE COMMITTEE AND EXECUTIVE COMMITTEE PRIOR TO BEING PRESENTED TO THE FULL BOARD OF DIRECTORS FOR FINAL RATIFICATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: BAD DEBT -36,787.