2021-08-09T14:47:06-07:00 2021-03-31 990 2020-04-01 237296309 INSTITUTE OF INTERNATIONAL BANKERS INST 2124211611 299 Park Avenue 17th Floor New York NY 10171 Briget Polichene Chief Executive Officer 2124211611 2021-08-09 0 11 1 AAL2 X 2020 2022-09-23 18:48:47Z INSTITUTE OF INTERNATIONAL BANKERS Briget Polichene 299 Park Avenue 17th Floor New York NY 10171 5286213 0 X www.iib.org X 1966 NY The IIB represents the interests of the international banking community before U.S. legislative/regulatory bodies; liaises with international regulatory bodies; serves as a source of information to the media and other interested parties; provides a forum for discussion of issues common to international bankers. 33 33 8 35 0 0 4176203 0 675742 5256782 58174 23178 26719 6253 4936838 5286213 0 0 0 0 2633428 2698739 0 0 0 2600284 2130939 5233712 4829678 -296874 456535 5481427 5457276 3917180 3436494 1564247 2020782 X The IIB represents the interests of the international banking community before U.S. legislative/regulatory bodies; liaises with international regulatory bodies; serves as a source of information to the media and other interested parties; provides a forum for discussion of issues common to international bankers. 0 0 Annual Washington Conference (virtual in 2021)- This two-day virtual conference in Washington, D.C., features senior U.S. and international governmental officials and financial industry leaders who address major policy and business/market issues of importance to the international banking community. The conference is widely attended by senior U.S. and head office management of Institute member banks, representatives of banking associations from around the world, invited governmental guests and members of the press. This event provides an opportunity for policymakers and the international banking community to exchange views in an open forum and contributes to a better understanding of the economic benefits to the United States from the activities of international banks. 2020 Virtual DC Summit- This one-day virtual conference in Washington, D.C., features senior U.S. and international governmental officials and financial industry leaders who address major policy and business/market issues of importance to the international banking community. The conference is widely attended by senior U.S. and head office management of Institute member banks, representatives of banking associations from around the world, invited governmental guests and members of the press. This event provides an opportunity for policymakers and the international banking community to exchange views in an open forum and contributes to a better understanding of the economic benefits to the United States from the activities of international banks. Annual Anti-Money Laundering Seminar (Virtual in 2020)- This two-day virtual seminar held each May brings together government officials from local, state and federal agencies, and private-sector experts, who provide a detailed and authoritative review of key issues and developments affecting internationally headquartered banking/financial institutions operating in the United States. 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 11 0 8 1 0 0 0 0 0 0 0 0 X 33 33 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X Briget Polichene 2124211611 299 Park Avenue 17th Floor New York NY 10171 Briget Polichene Chief Executive Officer 40 0 X X X 629124 0 40189 Stephanie Webster General Counsel 40 0 X X 460927 0 72376 William J Harris Chief Administrative Officer 40 0 X X 184700 0 53733 Paul Begey Director Gov Relations 40 0 X X X 190143 0 31414 Meghan Milloy Director Strategic Communicatoins 40 0 X X 175211 0 28073 James Strype Director IT & Infrastructure 40 0 X 140683 0 52867 Maura Christ Membership Development Manager 40 0 X 132114 0 22447 Per Dyrvik Chair 2 0 X X 0 0 0 Richard Haworth Vice Chair 1.5 0 X X 0 0 0 John Geremia Secretary 1.5 0 X X 0 0 0 Roger Blissett Chair Leg/Reg Policy 1.5 0 X X 0 0 0 Angie Karna Chair Finance & Audit 1.5 0 X X 0 0 0 Tony Dunne Chair Membership 1.5 0 X X 0 0 0 JC Alvarez de Soto Executive Committee 1 0 X 0 0 0 Carl F Amendola Executive Committee 1 0 X 0 0 0 Issa N Baconi Executive Committee 1 0 X 0 0 0 Mark Cahaney Executive Committee 1 0 X 0 0 0 Richard Ferguson Executive Committee 1 0 X 0 0 0 Glenn Gibson Executive Committee 1 0 X 0 0 0 Mark Hutchinson Executive Committee 1 0 X 0 0 0 Slawomir Krupa Executive Committee 1 0 X 0 0 0 Yong Ma Executive Committee 1 0 X 0 0 0 John Penn Executive Committee 1 0 X 0 0 0 Christiana Riley Executive Committee 1 0 X 0 0 0 Nomita Singh Executive Committee 1 0 X 0 0 0 Shaun Taylor Executive Committee 1 0 X 0 0 0 Koichi Zaiki Executive Committee 1 0 X 0 0 0 Virendra Bansal Trustee 0.5 0 X 0 0 0 Daniel Bogado de Leite Trustee 0.5 0 X 0 0 0 Shane Clanton Trustee 0.5 0 X 0 0 0 Giacomo Fornari Trustee 0.5 0 X 0 0 0 Jack Hogan Trustee 0.5 0 X 0 0 0 Jerome Le Jamtel Trustee 0.5 0 X 0 0 0 Paul Milleliri Trustee 0.5 0 X 0 0 0 Sandra Peterson Trustee 0.5 0 X 0 0 0 Brad Rothbaum Trustee 0.5 0 X 0 0 0 Andy Schaeffer Trustee 0.5 0 X 0 0 0 Henrik M Steffensen Trustee 0.5 0 X 0 0 0 Bill Woodley Trustee 0.5 0 X 0 0 0 Sola Yomi-Ajaya Trustee 0.5 0 X 0 0 0 Joseph Loffredo Treasurer 1.5 0 X 0 0 0 Joerg Riegel Vice Chair Leg/Reg Policy 1.5 0 X 0 0 0 1912902 0 301099 7 1 1 0 Cleary Gottlieb Steen and Hamilton 2112 Pennsylvania Avenue NW Washington DC 20037 Legal Fees 959673 Rich Feuer Anderson 1133 Connecticut Avenue NW Suite 620 Washington DC 20036 Legal Consulting 226625 2 0 0 0 0 0 0 0 0 Annual Membership Dues 611430 4683797 4683797 0 0 Annual Washington Conference 611430 256065 256065 0 0 Annual AML Seminar 611430 58725 58725 0 0 Annual Compliance Seminar 611430 45890 45890 0 0 Annual Tax Seminar 611430 28735 28735 0 0 183570 183570 0 0 5256782 23178 0 0 23178 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Other Revenue 900099 6253 6253 0 0 0 0 0 0 6253 5286213 5263035 0 23178 0 0 0 0 1640105 0 588107 144235 217998 108294 3056 978643 24000 261701 0 0 0 3476 45415 63118 0 566341 9062 0 64403 0 0 45572 28252 Business Dev and Gov Relations 2445 Trade Org Dues and Subscriptions 35455 0 4829678 0 0 0 62204 65811 4828364 5012847 0 0 49102 16785 0 0 0 0 0 0 0 0 196822 62470 407608 108245 344935 299363 0 0 0 0 0 0 0 0 0 0 5481427 5457276 131476 314598 0 0 3785565 3121590 0 0 0 0 0 0 0 0 0 0 139 306 3917180 3436494 X 1564247 2020782 0 0 1564247 2020782 5481427 5457276 456535 0 0 0 0 0 X 0 1 X 1 0 0 0 0 4683797 440000 0 440000 524585 -84585 0 0 0 0 0 0 0 0 164664 29214 135450 0 242944 79031 163913 0 0 0 0 299363 0 Deferred Rent Payable 306 306 X 5286213 0 0 0 0 0 5286213 0 0 0 5286213 4829678 0 0 0 0 0 4829678 0 0 0 4829678 Schedule D, Part X, Line 2 IIB has no uncertain tax positions as of March 31, 2021 in accordance with Accounting Standards Codification ("ASC") Topic 740 (''Income Taxes"), which provides standards for establishing and classifying any tax provisions for uncertain tax positions. IIB is no longer subject to federal or state and local income tax examinations by tax authorities for years before 2018. X X 0 1 X X X X 0 0 0 Briget Polichene Chief Executive Officer 629124 0 0 0 0 0 33500 0 6689 0 669313 0 0 0 Stephanie Webster General Counsel 460927 0 0 0 0 0 30153 0 42223 0 533303 0 0 0 Paul Begey Director Gov Relations 190143 0 0 0 0 0 14072 0 17342 0 221557 0 0 0 William J Harris Chief Administrative Officer 184700 0 0 0 0 0 14545 0 39188 0 238433 0 0 0 Meghan Milloy Director Strategic Communicatoins 175211 0 0 0 0 0 10672 0 17401 0 203284 0 0 0 Schedule J, Part I, Line 1a A membership at the Yale Club of New York was suggested/approved by the Board of Trustees to be used primarily for business travel, entertainment and larger functions. Schedule J, Part I, Line 1b All expenses described in Line 1-a were reviewed and approved by the Treasurer. Form 990, Part III, Line 4d All Program Service Events were held virtually due to COVID-19. Annual Risk Management and Regulatory Examination/Compliance Seminar; Information Security and Operational Resilience Seminar; Annual Seminar on U.S. Taxation of International Banks; Annual U.S. Regulatory/Compliance Orientation Seminar for Head Office and Recently Arrived Officers of International Banks; Regulatory Reporting Seminar; Internal Audit Seminar and BSA/AML/OFAC Training Series for International Banks. Periodic newsletters, e-mail bulletins, briefings and other publications and communications are provided for members and others to keep them informed of current developments in international banking. The Institute was involved in the legislative process relating to several pieces of proposed federal and New York State legislation. Activities of the Institute included analyzing the proposed legislation, communicating with members of the Institute concerning the proposed legislation and meeting with members of Congress and the New York State Legislature and their staffs to discuss the impact of the proposed legislation on the U.S. operations of international banks. The Institute also submitted comments to federal agencies on regulations and other initiatives that will impact the U.S. operations of international banks. Form 990, Part VI, Section A, Line 6 The organization has members. Form 990, Part VI, Section A, Line 7a The members of the organization elect members to the governing body. Form 990, Part VI, Section B, Line 11b The Form 990 was reviewed by management, the Treasurer and the external auditor. A copy of the filing is provided to each member of the Board of Trustees. Form 990, Part VI, Section B, Line 12c The Conflict of Interest Policy is reviewed by the Board of Trustees on an annual basis. Form 990, Part VI, Section B, Line 15 The compensation of the Chief Executive Officer is determined by the Compensation Committee of the Board of Trustees annually and proceedings are contemporaneously documented. Salaries for key employees are set by the CEO and reviewed by the compensation committee. Form 990, Part VI, Section C, Line 19 The governing documents, conflict of interest policies and financial statements are available at the organization's offices upon request.