2021-08-10T15:07:35-05:00 2020-09-30 990 2019-10-01 314379427 BATTELLE MEMORIAL INSTITUTE BATT 6144244014 505 KING AVENUE COLUMBUS OH 432012693 THOMAS E SHARPE ASST. TREASURER 6144244971 2021-08-10 2019 2022-09-23 18:48:47Z LEWIS VON THAER 505 KING AVENUE COLUMBUS OH 432012693 9247910818 0 X WWW.BATTELLE.ORG X 1925 OH SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 9 9 37218 0 58977742 3788035 7267057242 8189899250 940165551 1022675497 47207811 25522374 5522265 7399039 8259952869 9245496160 29272838 14833020 0 0 4367907096 5183200159 0 0 0 3778422135 3966436847 8175602069 9164470026 84350800 81026134 1144517135 1336035166 592664602 655130088 551852533 680905078 X BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 0 0 5628302677 532589998 BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE SIX UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: BROOKHAVEN NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; LOS ALAMOS NATIONAL LABORATORY; NATIONAL RENEWABLE ENERGY LABORATORY; OAK RIDGE NATIONAL LABORATORY; PACIFIC NORTHWEST NATIONAL LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT A SEVENTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY. 516200760 431296907 BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. 14833020 14833020 EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS PRIOR YEAR CONSOLIDATED NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT PROMOTE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. 6159336457 1 0 0 1 0 0 0 0 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 1 1 3507 0 1 37218 1 1 1 1 SZ UK 0 0 0 0 0 0 0 0 1 0 X 9 9 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 AZ CA DC GA IL KY MA NY OH OR VA X X EDWARD GRECCO 6144247997 505 KING AVENUE COLUMBUS OH 432012693 JOHN K WELCH CHAIRMAN AND DIRECTOR 3.00 X 171679 0 0 SEAN C O'KEEFE DIRECTOR 3.00 X 168929 0 0 MICHAEL J GASSER DIRECTOR 3.00 X 154514 0 0 JOHN C LECHLEITER DIRECTOR 3.00 X 147582 0 0 KIRKLAND H DONALD DIRECTOR 3.00 X 144677 0 0 STEPHANIE O'SULLIVAN DIRECTOR 3.00 X 140200 0 0 SUZANNE M VAUTRINOT DIRECTOR 3.00 X 140196 0 0 LESTER L LYLES DIRECTOR TO 11/19 3.00 X 138261 0 0 VICKY A BAILEY DIRECTOR 3.00 X 137132 0 0 MICHAEL G MORRIS DIRECTOR TO 11/19 3.00 X 128838 0 0 STEPHEN D STEINOUR DIRECTOR FROM 11/19 3.00 X 0 0 0 RONALD D TOWNSEND EXECUTIVE VP, GLOBAL LAB OPS 40.00 X 2790251 0 87732 LEWIS VON THAER PRESIDENT & CEO 39.00 1.00 X 2118397 0 45312 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 40.00 X 1109827 0 277781 EDWARD GRECCO EXECUTIVE VP,CFO 40.00 X 1147423 0 48472 STEVEN F ASHBY SR VP, LAB DIRECTOR 40.00 X 797110 0 172361 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 40.00 X 838360 0 73562 MATTHEW L VAUGHAN SR VP, CONTRACT RESEARCH 40.00 X 836700 0 48867 MARK T PETERS SR VP, LAB DIRECTOR 40.00 X 775002 0 55677 AIMEE KENNEDY SR VP, PHILANTHROPY & EDUCATION 40.00 X 541283 0 51069 THOMAS E SHARPE ASST TREASURER & ASST SECRETARY 39.00 1.00 X 299380 0 202084 BRIAN R SMITH TREASURER 39.00 1.00 X 291458 0 95095 MARIO WONG ASST TREAS. & CONTROLLER TO 04/20 40.00 X 274833 0 34187 BOBI A GARRETT DEPUTY PROGRAMS,PARTNERSHIPS 40.00 X 576534 0 433217 MATTHEW SHAW GENERAL MANAGER 40.00 X 635165 0 206501 JANICE RHODES GOVT BUSINESS DEVELOPMENT 40.00 X 535287 0 220396 MARIANNE WALCK CHIEF RESEARCH OFFICER 40.00 X 597775 0 53398 GEORGE KORCH LAB DIRECTOR 40.00 X 539496 0 20511 MALESA LITTERAL SR VP, CHIEF HR OFFICER TO 09/19 0.00 X 1251435 0 182823 THOMAS E MASON SENIOR VP 07/17 TO 11/17 0.00 X 1170097 0 8364 JEFFREY WADSWORTH PRESIDENT & CEO TO 09/17 0.00 X 962834 0 0 DAVID C EVANS EXECUTIVE VP,CFO TO 02/18 0.00 X 365790 0 0 STEPHEN E KELLY SENIOR VP TO 12/17 0.00 X 178043 0 0 BRETT BOSLEY ACTING CFO 7/17 TO 05/18 0.00 X 233700 0 0 20338188 0 2317409 33 1 1 0 IBM GF INTERNATIONAL HOLDINGS LLC 6700 ROCKLEDGE DRIVE BETHESDA MD 20817 EQUIPMENT LEASING 50249171 CENTERRA GROUP LLC 7121 FAIRWAY DRIVE SUITE 301 PALM BEACH GARDENS FL 33418 PROFESSIONAL SERVICES 48608509 GE-HITACHI NUCLEAR ENERGY AMERICAS LLC 3901 CASTLE HAYNE RD WILMINGTON NC 28402 TECHNICAL SERVICES 29055382 YOH SERVICES LLC 1500 SPRING GARDEN STREET PHILADELPHIA PA 19130 PROFESSIONAL SERVICES 13237890 MERRICK SMSI JOINT VENTURE LLP 600 6TH STREET LOS ALAMOS NM 87544 PROFESSIONAL SERVICES 12128323 487 8161221931 28677319 8189899250 GOVERNMENT CONTRACTS 541700 880749682 880749682 SCIENTIFIC RESEARCH 541700 141925815 83137223 58788592 1022675497 17883304 189150 17694154 5095474 5095474 101995 0 101995 101995 101995 8133228 1920500 2297221 117437 5836007 1803063 7639070 7639070 MISCELLANEOUS REVENUE 541700 1951570 1951570 OPERATING REVENUE 541700 250000 250000 2201570 9245496160 963886905 58977742 32732263 X 14833020 14833020 14905900 14905900 3807812141 2619178524 1188633617 369241900 251355735 117886165 748487880 506318039 242169841 242752338 164734099 78018239 3004959 3004959 7903298 7903298 2639721 2639721 799114 799114 1046757 1046757 2177229803 1437217983 740011820 826479 826479 8298623 370163 7928460 76489728 47980208 28509520 104909124 65853705 39055419 106182409 72759234 33423175 1832013 1144828 687185 7319096 4505568 2813528 25985031 15963628 10021403 7260760 7260760 PURCHASES 1220796098 822429862 398366236 NON-INCOME TAX EXPENSE 119593416 87035281 32558135 RENTAL & MAINTENANCE 47187471 30107786 17079685 MINORITY INTEREST 20054948 20054948 27077999 12918242 14159757 9164470026 6159336457 3005133569 0 62173348 55828111 95671673 153920382 229136064 271356931 160583 3730923 2281104 2396353 38968147 43865987 650730403 458226925 198575448 192503478 354947867 416212401 71539659 88923683 91063242 107296917 1144517135 1336035166 156592914 167786549 23054276 48114463 205000000 240000000 208017412 199229076 592664602 655130088 X 0 0 0 0 551852533 680905078 551852533 680905078 1144517135 1336035166 X 81026134 -5236624 53263035 X 0 1 X 1 1 1 X 4051515397 4021423284 4189544923 7267057242 8189899250 27719440096 4051515397 4021423284 4189544923 7267057242 8189899250 27719440096 27719440096 16826722 17433343 18682222 16430283 25093193 94465763 3133898 2624143 4657994 7812493 3789035 22017563 27835923422 4089581100 0.99580 0.99560 X 0 0 0 0 0 1 0 0 0 0 1 730356 0 1 68758 799114 0 PART II-B, LINE 1: LINE 1 (I) OTHER ACTIVITIES THIRTY-FIVE ORGANIZATIONS REPORTED THAT A PORTION OF MEMBERSHIP DUES PAID BY BATTELLE WERE USED FOR LOBBYING. SCHEDULE C SUPPLEMENTAL INFORMATION - PART IV INTERNAL LOBBYING EXPENSES TOTALED $229,150 AND EXTERNAL LOBBYING EXPENSES TOTALED $501,206 FOR A TOTAL OF $730,356. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED FUNDING IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS, THROUGH AUTHORIZATION AND APPROPRIATIONS BILLS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE U.S. HOUSE AND SENATE AUTHORIZATION BILLS FOR THE DEPARTMENT OF AGRICULTURE (FOOD AND DRUG ADMINISTRATION); DEPARTMENT OF COMMERCE (NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION); DEPARTMENT OF DEFENSE; DEPARTMENT OF EDUCATION; DEPARTMENT OF ENERGY; DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTERS FOR DISEASE CONTROL AND PREVENTION); DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF THE INTERIOR (ENVIRONMENTAL PROTECTION AGENCY), DEPARTMENT OF VETERANS AFFAIRS, AND THE NATIONAL SCIENCE FOUNDATION. ADDITIONALLY, THEY INCLUDE THE U.S. HOUSE AND SENATE APPROPRIATIONS BILLS FOR: AGRICULTURE, RURAL DEVELOPMENT, FOOD AND DRUG ADMINISTRATION, AND RELATED AGENCIES; COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; DEFENSE; ENERGY AND WATER DEVELOPMENT; HOMELAND SECURITY; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, AND RELATED AGENCIES; MILITARY CONSTRUCTION, VETERANS AFFAIRS, AND RELATED AGENCIES; STATE, FOREIGN OPERATIONS, AND RELATED PROGRAMS. THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED (THOUGH NOT NECESSARILY LOBBIED) INCLUDE: DEPARTMENT OF EDUCATION, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND FOOD AND DRUG ADMINISTRATION), DEPARTMENT OF HOMELAND SECURITY, ENVIRONMENTAL PROTECTION AGENCY, NATIONAL SCIENCE FOUNDATION, U.S. HOUSE, AND U.S. SENATE. IN ADDITION, A MINOR AMOUNT OF LOBBYING IS CONDUCTED WITH VARIOUS STATE AND LOCAL GOVERNMENTS AND/OR AGENCIES. 10644573 10644573 398327882 273892459 124435423 226049851 184334466 41715385 15708097 15708097 192503478 79323728 C RABBI TRUSTS 9599955 F 88923683 OTHER ASSETS 6800993 GOODWILL 7936114 PREPAID PENSION COSTS 92559810 107296917 LONG TERM BENEFIT RELATED LIABILITIES 17153960 OTHER LONG TERM LIABILITIES 4515605 LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS 177559511 199229076 SUPPLEMENTAL INFORMATION PART X, LINE 2 - FIN 48(ASC 740) FOOTNOTE THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE (BMI). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 120375027 EAST ASIA AND THE PACIFIC 1 1 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES 63930 EUROPE INVESTMENTS 35728490 EUROPE 5 25 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 9127208 NORTH AMERICA 1 1 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 57370 SOUTH AMERICA 1 1 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 32671 8 28 0 0 8 28 165384696 0 165384696 1 0 1 1 1 1 PART I, LINE 3: ALL EXPENDITURES ARE BASED ON THE ACCRUAL METHOD OF ACCOUNTING. PART III ACCOUNTING METHOD: 1 ALBANY COLLEGE OF PHARMACY 106 NEW SCOTLAND AVE ALBANY NY 12208 141423161 501(C)(3) 8900 GENERAL OPERATING SUPPORT ALCORN STATE UNIVERSITY FOUNDATION 1000 ASU DR LORMAN MS 39096 640538018 501(C)(3) 5500 GENERAL OPERATING SUPPORT ALLIANCE FOR BETTER NON-PROFIT 318 N GAY ST KNOXVILLE TN 37917 472265490 501(C)(3) 10000 GENERAL OPERATING SUPPORT ALLIED ARTS ASSOCIATION 89 LEE BLVD RICHLAND WA 99352 237359795 501(C)(3) 12260 FMV VARIOUS ARTWORK AND PICTURES GENERAL OPERATING SUPPORT AMERICAN CANCER SOCIETY 10501 EUCLID AVE CLEVELAND OH 44106 131788491 501(C)(3) 8668 GENERAL OPERATING SUPPORT AMERICAN CIVIL LIBERTIES UNION 125 BROAD ST NEW YORK NY 10004 133871360 501(C)(3) 5170 GENERAL OPERATING SUPPORT AMERICAN CIVIL LIBERTIES UNION 4506 CHESTER AVE CLEVELAND OH 44103 237137105 501(C)(3) 6790 GENERAL OPERATING SUPPORT AMERICAN HEART ASSOCIATION 5455 N HIGH ST COLUMBUS OH 43214 135613797 501(C)(3) 23753 GENERAL OPERATING SUPPORT AMERICAN RED CROSS 431 18TH ST WASHINGTON DC 20006 530196605 501(C)(3) 13485 GENERAL OPERATING SUPPORT ASOMBRO INSTITUTE FOR SCIENCE EDUCATION PO BOX 891 LAS CRUCES NM 88004 850386047 501(C)(3) 9000 GENERAL OPERATING SUPPORT ASSOCIATED CATHOLIC CHARITIES 320 CATHEDRAL ST BALTIMORE MD 21201 520591538 501(C)(3) 7800 GENERAL OPERATING SUPPORT BALLET METROPOLITAN 322 MT VERNON AVE COLUMBUS OH 43215 310858562 501(C)(3) 14845 GENERAL OPERATING SUPPORT BEAR LAKE MIDDLE SCHOOL PO BOX 300 PARIS ID 83261 826001400 170(C)(1) 15000 GENERAL OPERATING SUPPORT BETA THETA PI FOUNDATION 5134 BONHAM RD OXFORD OH 45056 800296934 501(C)(3) 7500 GENERAL OPERATING SUPPORT BLACK GIRLS CODE PO BOX 640926 SAN FRANCISCO CA 94164 454930539 501(C)(3) 6220 GENERAL OPERATING SUPPORT BOY SCOUTS OF AMERICA 373 CAMP BUCK TOMS ROAD ROCKWOOD TN 37854 620476811 501(C)(3) 23985 GENERAL OPERATING SUPPORT CANINE COMPANIONS FOR INDEPENDENCE 4989 STATE ROUTE 37 EAST DELAWARE OH 43015 942494324 501(C)(3) 11230 GENERAL OPERATING SUPPORT CAPITAL UNIVERSITY 1 COLLEGE MAIN COLUMBUS OH 43209 314379435 501(C)(3) 6150 GENERAL OPERATING SUPPORT CATHOLIC RELIEF SERVICES 228 W LEXINGTON ST BALTIMORE MD 21201 135563422 501(C)(3) 8555 GENERAL OPERATING SUPPORT CHAUTAUQUA INSTITUTION PO BOX 28 CHAUTAUQUA NY 14722 160758844 501(C)(3) 8299 GENERAL OPERATING SUPPORT CLUB OHIO SOCCER PO BOX 166 BELLBROOK OH 45305 900732311 501(C)(3) 8216 GENERAL OPERATING SUPPORT COLLEGE OF EASTERN IDAHO FOUNDATION 1600 S 25 E IDAHO FALLS ID 83404 943160729 501(C)(3) 7000 GENERAL OPERATING SUPPORT COLUMBUS COUNCIL ON WORLD AFFAIRS 51 JEFFERSON AVE COLUMBUS OH 43215 510180760 501(C)(3) 6300 GENERAL OPERATING SUPPORT COLUMBUS FOUNDATION 41 S HIGH ST COLUMBUS OH 43215 316044264 501(C)(3) 8533914 GENERAL OPERATING SUPPORT COLUMBUS METROPOLITAN CLUB 100 E BROAD ST COLUMBUS OH 43215 310889324 501(C)(3) 8104 GENERAL OPERATING SUPPORT COLUMBUS METROPOLITAN LIBRARY 96 S GRANT AVE COLUMBUS OH 43215 311692755 501(C)(3) 54358 GENERAL OPERATING SUPPORT COLUMBUS MUSEUM OF ART 480 EAST BROAD ST COLUMBUS OH 43215 314379447 501(C)(3) 31575 GENERAL OPERATING SUPPORT COLUMBUS SYMPHONY ORCHESTRA 55 E STATE ST COLUMBUS OH 43215 316402408 501(C)(3) 24768 GENERAL OPERATING SUPPORT COLUMBUS URBAN LEAGUE 788 MT VERNON AVE COLUMBUS OH 43203 314379453 501(C)(3) 17927 GENERAL OPERATING SUPPORT COLUMBUS ZOOLOGICAL PARK ASSOCIATION 9990 RIVERSIDE DR POWELL OH 43065 314390844 501(C)(3) 7140 GENERAL OPERATING SUPPORT COMMUNITY FOOD BASKET PO BOX 2236 IDAHO FALLS ID 83403 820305800 501(C)(3) 45582 GENERAL OPERATING SUPPORT COMMUNITY SHELTER BOARD 355 E CAMPUS VIEW BLVD COLUMBUS OH 43235 311181284 501(C)(3) 9270 GENERAL OPERATING SUPPORT CORNELL UNIVERSITY 341 PINE TREE RD ITHACA NY 14850 150532082 501(C)(3) 5050 GENERAL OPERATING SUPPORT COURT APPOINTED SPECIAL ADVOCATES FIRST JUDICIAL DISTRICT 466 W SAN FRANCISCO ST SANTA FE NM 87501 850432642 501(C)(3) 3308 GENERAL OPERATING SUPPORT CRISIS CENTER OF NORTHERN NEW MEXICO 577 EL LLANO RD ESPANOLA NM 87532 850404752 501(C)(3) 5156 GENERAL OPERATING SUPPORT CRISTO REY COLUMBUS HIGH SCHOOL 400 E TOWN ST COLUMBUS OH 43215 274864843 170(C)(1) 10500 GENERAL OPERATING SUPPORT CRUSH THE CURVE IDAHO FOUNDATION 2775 W NAVIGATOR DR MERIDIAN ID 83642 850748598 501(C)(3) 30000 GENERAL OPERATING SUPPORT DAILY NEEDS ASSISTANCE 340A WEST MAIN ST PLAIN CITY OH 43064 454000871 501(C)(3) 5100 GENERAL OPERATING SUPPORT DRAKE UNIVERSITY 2507 UNIVERSITY AVE DES MOINES IA 50311 420680460 501(C)(3) 8400 GENERAL OPERATING SUPPORT EAST TENNESSEE CHILDREN'S HOSPITAL P O BOX 15010 KNOXVILLE TN 37901 626002604 501(C)(3) 10000 GENERAL OPERATING SUPPORT EAST TENNESSEE FOUNDATION 520 W SUMMIT HILL DR KNOXVILLE TN 37902 620807696 501(C)(3) 570000 GENERAL OPERATING SUPPORT EASTERN KENTUCKY UNIV FOUNDATION 521 LANCASTER AVE RICHMOND KY 40475 611131682 501(C)(3) 6350 GENERAL OPERATING SUPPORT ECHO OF BRANDON 507 N PARSONS AVE BRANDON FL 33510 593051533 501(C)(3) 20000 GENERAL OPERATING SUPPORT EQUAL JUSTICE INITIATIVE 122 COMMERCE ST MONTGOMERY AL 36104 631135091 501(C)(3) 21053 GENERAL OPERATING SUPPORT EQUALITY OHIO 118 E MAIN COLUMBUS OH 43215 020743268 501(C)(3) 9000 GENERAL OPERATING SUPPORT ESPANOLA HUMANE 108 HAMM PKWY ESPANOLA NM 87532 850406234 501(C)(3) 24181 GENERAL OPERATING SUPPORT FAITH MISSION 500 W WILSON BRIDGE RD WORTHINGTON OH 43085 310809759 501(C)(3) 5655 GENERAL OPERATING SUPPORT FCNL EDUCATION FUND 245 2ND ST WASHINGTON DC 20002 521254489 501(C)(3) 7000 GENERAL OPERATING SUPPORT FEEDING AMERICA 35 E WACKER DR CHICAGO IL 60601 363673599 501(C)(3) 6350 GENERAL OPERATING SUPPORT FIRST COMMUNITY FOUNDATION 1320 CAMBRIDGE RD COLUMBUS OH 43212 316027662 501(C)(3) 10500 GENERAL OPERATING SUPPORT FOOD DEPOT 1222 A SILER RD SANTA FE NM 87507 850416803 501(C)(3) 43049 GENERAL OPERATING SUPPORT FOUNDATION FOR EDUCATIONAL DEVELOPMENT 729 E PRATT ST BALTIMORE MD 21202 521929345 501(C)(3) 10000 GENERAL OPERATING SUPPORT FREDERICK COMMUNITY COLLEGE FOUNDATION 7932 OPOSSUMTOWN PIKE FREDERICK MD 21702 521231768 501(C)(3) 15620 STEM FREDERICK COUNTY PUBLIC SCHOOLS 191 SOUTH ST FREDERICK MD 21701 526000941 170(C)(1) 50000 STEM FREDERICK HEALTH HOSPITAL 400 WEST 7TH ST FREDERICK MD 21701 520591612 501(C)(3) 20000 CRITICAL CARE FRIENDS OF THE CONSERVATORY 1777 E BROAD ST COLUMBUS OH 43203 311657027 501(C)(3) 14550 GENERAL OPERATING SUPPORT FRIENDS OF THE ESPANOLA PUBLIC LIBRARY PO BOX 2421 BOX ESPANOLA NM 87532 383798237 501(C)(3) 5464 GENERAL OPERATING SUPPORT FRIENDS OF THE SHELTER PO BOX 455 LOS ALAMOS NM 87544 850461842 501(C)(3) 5113 GENERAL OPERATING SUPPORT GAITED ADVOCATE INTERVENTION TEAM 14515 CHRISMAN HILL DR BOYDS MD 20841 813550579 501(C)(3) 17030 GENERAL OPERATING SUPPORT GIRL SCOUTS OF SUFFOLK COUNTY 442 MORELAND RD COMMACK NY 11725 112164434 501(C)(3) 10000 GENERAL OPERATING SUPPORT GREAT SMOKY MOUNTAINS INSTITUTE 9275 TREMONT RD TOWNSEND TN 37882 621833479 501(C)(3) 10000 GENERAL OPERATING SUPPORT GREATER COLUMBUS ARTS COUNCIL 100 E BROAD S COLUMBUS OH 43215 310833384 501(C)(3) 24184 GENERAL OPERATING SUPPORT GREATER DAYTON PRO-LIFE EDUCATION FOUNDATION 425 N FINDLAY ST DAYTON OH 45404 310918872 501(C)(3) 7635 GENERAL OPERATING SUPPORT HABITAT FOR HUMANITY 726 RIVERSIDE DR ESPANOLA NM 87532 222598353 501(C)(3) 7854 GENERAL OPERATING SUPPORT HABITAT FOR HUMANITY 6665 BUSCH BLVD COLUMBUS OH 43229 311217994 501(C)(3) 5850 GENERAL OPERATING SUPPORT HAND IN HAND MINISTRIES 518 N 26 ST LOUISVILLE KY 40212 611352889 501(C)(3) 7800 GENERAL OPERATING SUPPORT HIGHLAND YOUTH GARDEN 1391 W 5TH AVE COLUMBUS OH 43223 834480130 501(C)(3) 5200 GENERAL OPERATING SUPPORT HISTORIC TENNESSEE THEATRE FOUNDATION P O BOX 1109 KNOXVILLE TN 37901 621651302 501(C)(3) 5500 GENERAL OPERATING SUPPORT HOPE PREGNANCY CENTER 1183 DIAMOND DR LOS ALAMOS NM 87544 850423290 501(C)(3) 17220 GENERAL OPERATING SUPPORT IDAHO COMMUNITY FOUNDATION 210 W STATE ST BOISE ID 83702 820425063 501(C)(3) 22000 GENERAL OPERATING SUPPORT IDAHO DEFENSE ALLIANCE 168 N 9TH ST BOISE ID 83702 831884467 501(C)(3) 10000 GENERAL OPERATING SUPPORT IDAHO FALLS DISTRICT 91 EDUCATION FOUNDATION 690 JOHN ADAMS PKWY IDAHO FALLS ID 83401 826001158 501(C)(3) 14105 GENERAL OPERATING SUPPORT IDAHO FOODBANK 3630 E COMMERCIAL CT MERIDIAN ID 83642 820425400 501(C)(3) 25100 GENERAL OPERATING SUPPORT IDAHO GOVERNOR'S CUP PO BOX 983 BOISE ID 83701 208277116 501(C)(3) 10000 GENERAL OPERATING SUPPORT IDAHO STATE UNIVERSITY FOUNDATION 921 S 8TH AVE POCATELLO ID 83209 826013543 501(C)(3) 6314 GENERAL OPERATING SUPPORT IDAHO STEM ACTION CENTER FOUNDATION 802 W BANNOCK ST BOISE ID 83702 822903945 501(C)(3) 194500 GENERAL OPERATING SUPPORT IDAHO WOMEN'S BUSINESS CENTER 5465 E TERRA LINDA WAY NAMPA ID 83687 830536327 501(C)(3) 20000 GENERAL OPERATING SUPPORT INDIAN PUEBLO CULTURAL CENTER 2401 12TH ST NW ALBUQUERQUE NM 87514 850232968 501(C)(3) 10000 GENERAL OPERATING SUPPORT INDIAN RUN UNITED METHODIST CHURCH 6305 BRAND RD DUBLIN OH 43016 311195560 501(C)(3) 23334 GENERAL OPERATING SUPPORT INNOCENCE PROJECT 40 WORTH ST NEW YORK NY 10013 320077563 501(C)(3) 8702 GENERAL OPERATING SUPPORT INTERNATIONAL FRIENDSHIPS PO BOX 933319 CLEVELAND OH 44193 310971249 501(C)(3) 7450 GENERAL OPERATING SUPPORT JOURNEY OF HOPE FROM VIOLENCE TO HEALING 1028 20TH ST ARLINGTON VA 22202 352022767 501(C)(3) 8889 GENERAL OPERATING SUPPORT KANSAS STATE UNIVERSITY FOUNDATION 1800 KIMBALL AVE MANHATTAN KS 66502 480667209 501(C)(3) 8000 GENERAL OPERATING SUPPORT KIPP COLUMBUS FOUNDATION 2980 INSPIRE DR COLUMBUS OH 43224 262472707 501(C)(3) 34200 GENERAL OPERATING SUPPORT KITCHEN ANGELS 1222 SILER RD SANTA FE NM 87507 850423492 501(C)(3) 9623 GENERAL OPERATING SUPPORT LAFAYETTE ELEMENTARY PTO 101 N BERMONT AVE LAFAYETTE CO 80026 841538999 501(C)(3) 6000 GENERAL OPERATING SUPPORT LIFECARE ALLIANCE 1699 WEST MOUND ST COLUMBUS OH 43223 314379494 501(C)(3) 15725 GENERAL OPERATING SUPPORT LONGWOOD UNIVERSITY FOUNDATION 201 HIGH ST FARMVILLE VA 23909 546047289 501(C)(3) 5500 GENERAL OPERATING SUPPORT LOS ALAMOS COMMUNITY FOUNDATION PO BOX 1225 LOS ALAMOS NM 87544 352546420 501(C)(3) 12790 GENERAL OPERATING SUPPORT LOS ALAMOS FAMILY COUNCIL 1505 15TH ST LOS ALAMOS NM 87544 850165066 501(C)(3) 7095 GENERAL OPERATING SUPPORT LOS ALAMOS NATIONAL LABORATORY FOUNDATION 1112 PLAZA DEL NORTE ESPANOLA NM 87532 742853972 501(C)(3) 626979 GENERAL OPERATING SUPPORT LOS ALAMOS PUBLIC SCHOOLS FOUNDATION 1900 DIAMOND DR LOS ALAMOS NM 87544 020773298 501(C)(3) 17547 GENERAL OPERATING SUPPORT LUNA COMMUNITY COLLEGE FOUNDATION 366 LUNA DR LAS VEGAS NM 87701 742851490 501(C)(3) 8500 GENERAL OPERATING SUPPORT LUTHERAN SOCIAL SERVICES OF CENTRAL OHIO 500 W WILSON BRIDGE RD WORTHINGTON OH 43085 314412586 501(C)(3) 13840 GENERAL OPERATING SUPPORT LUTHERAN WORLD RELIEF 700 LIGHT ST BALTIMORE MD 21230 132574963 501(C)(3) 8500 GENERAL OPERATING SUPPORT MALARIA CONSORTIUM 8024 UPPER LAKE DR RALEIGH NC 27615 980627052 501(C)(3) 28200 GENERAL OPERATING SUPPORT MARTIN LUTHER KING BREAKFAST COMMITTEE PO BOX 83134 COLUMBUS OH 43203 311225276 501(C)(3) 8500 GENERAL OPERATING SUPPORT MARYS MEALS USA 75 ORCHARD ST BLOOMFIELD NJ 07003 331215331 501(C)(3) 5050 GENERAL OPERATING SUPPORT METAVIVOR RESEARCH AND SUPPORT 1783 FOREST DR ANNAPOLIS MD 21401 371578088 501(C)(3) 10000 GENERAL OPERATING SUPPORT METRO EARLY COLLEGE HIGH SCHOOL 1929 KENNY RD COLUMBUS OH 43210 900838465 170(C)(1) 77987 GENERAL OPERATING SUPPORT MID-OHIO FOODBANK 3960 BROOKHAVEN DR GROVE CITY OH 43123 310865343 501(C)(3) 45738 GENERAL OPERATING SUPPORT MUSE KNOXVILLE 516 N BEAMAN ST KNOXVILLE TN 37914 237039472 501(C)(3) 15000 GENERAL OPERATING SUPPORT MUSEUM OF IDAHO 200 N EASTERN AVE IDAHO FALLS ID 83402 820363177 501(C)(3) 12000 GENERAL OPERATING SUPPORT MUSEUMS AT MITCHEL ONE DAVIS AVE GARDEN CITY NY 11530 113558761 501(C)(3) 10000 GENERAL OPERATING SUPPORT MUSKEGON COUNTY COMMUNITY FOUNDATION 425 W WESTERN AVE MUSKEGON MI 49440 386114135 501(C)(3) 10000 GENERAL OPERATING SUPPORT NAACP EMPOWERMENT PROGRAMS 4805 MOUNT HOPE DR BALTIMORE MD 21215 131084135 501(C)(3) 7843 GENERAL OPERATING SUPPORT NATIONAL MUSEUM OF MATHEMATICS 134 WEST 29TH ST NEW YORK NY 10001 271450809 501(C)(3) 8395 GENERAL OPERATING SUPPORT NATIONAL SOCIETY OF BLACK PHYSICISTS 3033 WILSON BLVD ARLINGTON VA 22201 640800196 501(C)(3) 34000 GENERAL OPERATING SUPPORT NEIGHBORHOOD SERVICES 1950 N 4TH ST COLUMBUS OH 43201 310842947 501(C)(3) 12575 GENERAL OPERATING SUPPORT NETCARE FOUNDATION 199 S CENTRAL AVE COLUMBUS OH 43223 311030840 501(C)(3) 8450 GENERAL OPERATING SUPPORT NEW ALBANY COMMUNITY FOUNDATION 220 MARKET ST NEW ALBANY OH 43054 311409264 501(C)(3) 46850 GENERAL OPERATING SUPPORT NEW MEXICO HIGHLANDS UNIVERSITY 905 UNIVERSITY AVE LAS VEGAS NM 87701 750121368 501(C)(3) 5525 GENERAL OPERATING SUPPORT NNEMAP FOOD PANTRY PO BOX 10614 COLUMBUS OH 43201 310896363 501(C)(3) 7860 GENERAL OPERATING SUPPORT OAK RIDGE PUBLIC SCHOOLS P O BOX 117 OAK RIDGE TN 37831 621809810 170(C)(1) 30000 GENERAL OPERATING SUPPORT OHIO ACADEMY OF SCIENCE 5930 WILCOX PLACE DUBLIN OH 43016 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20037 941703155 501(C)(3) 10500 GENERAL OPERATING SUPPORT REDEEMER CLASSICAL CHRISTIAN SCHOOL 6415 MT VISTA RD KINGSVILLE MD 21087 521982159 501(C)(3) 11000 GENERAL OPERATING SUPPORT REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 SOUTH STATE ANN ARBOR MI 48109 386006309 501(C)(3) 6500 GENERAL OPERATING SUPPORT REGIONAL DEVELOPMENT CORPORATION PO BOX 2698 ESPANOLA NM 87532 742805791 501(C)(3) 503449 GENERAL OPERATING SUPPORT ROANE STATE FOUNDATION 276 PATTON LANE HARRIMAN TN 37748 581413034 501(C)(3) 34000 GENERAL OPERATING SUPPORT ROCKY MOUNTAIN PUBLIC BROADCASTING 2101 ARAPAHOE ST DENVER CO 80202 840510785 501(C)(3) 5385 GENERAL OPERATING SUPPORT RONALD MCDONALD HOUSE 139 E WARM SPRINGS AVE BOISE ID 83712 943030996 501(C)(3) 5210 GENERAL OPERATING SUPPORT SAINT ELIZABETH SHELTER 804 ALARID ST SANTA FE NM 87505 850347650 501(C)(3) 8249 GENERAL OPERATING SUPPORT SANTA FE ANIMAL SHELTER HUMANE SOCIETY 100 CAJA DEL RIO RD SANTA FE NM 87505 856000484 501(C)(3) 8665 GENERAL OPERATING SUPPORT SANTA FE COMMUNITY COLLEGE FOUNDATION 6401 S RICHARDS AVE SANTA FE NM 87508 201594570 501(C)(3) 5995 GENERAL OPERATING SUPPORT SANTA FE COMMUNITY FOUNDATION PO BOX 1827 SANTA FE NM 87505 850303044 501(C)(3) 28498 GENERAL OPERATING SUPPORT SCHOLARSHIP AMERICA 7900 INTERNATIONAL DR MINNEAPOLIS MN 55425 042296967 501(C)(3) 25000 GENERAL OPERATING SUPPORT SECOND CHANCE SHELTER 130 COUNTY RD 398 BOAZ AL 35957 262717351 501(C)(3) 10000 GENERAL OPERATING SUPPORT SECOND HARVEST FOOD BANK 331 GREAT CIRCLE RD KNOXVILLE TN 37228 621049447 501(C)(3) 10000 GENERAL OPERATING SUPPORT SELF HELP 2390 NORTH RD LOS ALAMOS NM 87544 850209449 501(C)(3) 16696 GENERAL OPERATING SUPPORT SHADOART PRODUCTIONS 503 S FRONT ST COLUMBUS OH 43215 311340461 501(C)(3) 12750 GENERAL OPERATING SUPPORT SOCIAL GOOD FUND PO BOX 5473 RICHMOND CA 94805 461323531 501(C)(3) 5198 GENERAL OPERATING SUPPORT SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVE MONTGOMERY AL 36104 630598743 501(C)(3) 14690 GENERAL OPERATING SUPPORT ST JOSEPH MONTESSORI SCHOOL 933 HAMLET ST COLUMBUS OH 43201 310912807 501(C)(3) 30600 GENERAL OPERATING SUPPORT ST JUDE CHILDRENS RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 620646012 501(C)(3) 12685 GENERAL OPERATING SUPPORT STUDENT SUCCESS STORES PO BOX 14136 COLUMBUS OH 43214 812080464 501(C)(3) 22986 GENERAL OPERATING SUPPORT TAOS COMMUNITY FOUNDATION PO BOX 1925 TAOS NM 87571 850425147 501(C)(3) 15025 GENERAL OPERATING SUPPORT TETON REGIONAL LAND TRUST PO BOX 247 DRIGGS ID 83422 943146525 501(C)(3) 6000 GENERAL OPERATING SUPPORT TIDES FOUNDATION 3440 WALNUT AVE FREMONT CA 94538 510198509 501(C)(3) 29878 GENERAL OPERATING SUPPORT TRAGEDY ASSISTANCE PROGRAM FOR SURVIVORS 3033 WILSON BLVD ARLINGTON VA 22201 920152268 501(C)(3) 8975 GENERAL OPERATING SUPPORT TULANE UNIVERSITY PO BOX 61075 NEW ORLEANS LA 70161 720423889 501(C)(3) 8000 GENERAL OPERATING SUPPORT TYING VINES 1863 GETTYSBURG VILLAGE DR GETTYSBURG PA 17325 450647869 501(C)(3) 5850 GENERAL OPERATING SUPPORT UNITED STATES COAST GUARD ACADEMY 47 MOHEGAN AVE NEW LONDON CT 06320 061354978 501(C)(3) 11160 GENERAL OPERATING SUPPORT UNITED WAY 1301 HANNAH AVE KNOXVILLE TN 37921 621818021 501(C)(3) 50000 GENERAL OPERATING SUPPORT UNITED WAY BONNEVILLE CNTY PO BOX 51114 IDAHO FALLS ID 83405 820233588 501(C)(3) 146850 GENERAL OPERATING SUPPORT UNITED WAY OF CENTRAL OHIO 360 S 3RD ST COLUMBUS OH 43215 314393712 501(C)(3) 7181 GENERAL OPERATING SUPPORT UNITED WAY OF IDAHO PO BOX 911 POCATELLO ID 83204 820209625 501(C)(3) 15300 GENERAL OPERATING SUPPORT UNITED WAY OF LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 116042392 501(C)(3) 123790 GENERAL OPERATING SUPPORT UNITED WAY OF NORTHERN NEW MEXICO PO BOX 539 LOS ALAMOS NM 87544 237138947 501(C)(3) 237308 GENERAL OPERATING SUPPORT UNITED WAY OF SANTA FE COUNTY 440 CERRILLOS RD SANTA FE NM 87501 850163601 501(C)(3) 36784 GENERAL OPERATING SUPPORT UNITED WAY OF THE BLUEGRASS 100 MIDLAND AVE LEXINGTON KY 40508 610444679 501(C)(3) 12030 GENERAL OPERATING SUPPORT UNIVERSITY OF IDAHO FOUNDATION 875 PERIMETER DR MOSCOW ID 83844 237098404 501(C)(3) 22500 GENERAL OPERATING SUPPORT UNIVERSITY OF NEW MEXICO FOUNDATION 4000 UNIVERSITY DR LOS ALAMOS NM 87544 850275408 501(C)(3) 10500 GENERAL OPERATING SUPPORT UNIVERSITY OF TENNESSEE 800 ANDY HOLT TOWER KNOXVILLE TN 37996 626001636 501(C)(3) 20000 GENERAL OPERATING SUPPORT UNIVERSITY OF TEXAS 9011 MOUNTAIN RIDGE DR AUSTIN TX 78759 741587488 501(C)(3) 25000 GENERAL OPERATING SUPPORT UNIVERSITY OF WASHINGTON FOUNDATION UW TOWER BOX 359505 SEATTLE WA 98195 943079432 501(C)(3) 20750 GENERAL OPERATING SUPPORT URBAN CONCERN 1000 BONHAM AVE COLUMBUS OH 43211 311327346 501(C)(3) 9531 GENERAL OPERATING SUPPORT UUNIK ACADEMY P O BOX 5872 KNOXVILLE TN 37928 200537113 501(C)(3) 5150 GENERAL OPERATING SUPPORT YMCA 1450 IRIS ST LOS ALAMOS NM 87544 850130054 501(C)(3) 30806 GENERAL OPERATING SUPPORT YWCA 420 W CLINCH AVE KNOXVILLE TN 37902 620475701 501(C)(3) 5100 GENERAL OPERATING SUPPORT HABITAT FOR HUMANITY 643 MIDDLE COUNTRY RD MIDDLE ISLAND NY 11953 112840553 501(C)(3) 10000 GENERAL OPPERATING SUPPORT 169 0 PART I, LINE 2: BATTELLE MEMORIAL INSTITUTE (BMI) SENDS A LETTER TO EACH ORGANIZATION THAT STATES THAT BY SIGNING AND DEPOSITING THE CHECK THEY ARE CONFIRMING THAT THEY ARE A 501(C)(3) CHARITABLE ORGANIZATION OR A 170(C)(1) QUALIFYING GOVERNMENT ENTITY. FOR LARGER GRANTS, BMI REQUESTS IN CONNECTION WITH SOME OF THE ORGANIZATIONS TO SIGN A DONOR OBJECTIVE LETTER THAT STATES THE SCOPE AND PURPOSE OF THE DISTRIBUTION. THE BMI BOARD OF DIRECTORS HAS FINAL APPROVAL FOR ANY DISTRIBUTIONS OVER $500,000. BATTELLE ENERGY ALLIANCE LLC, BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC, BROOKHAVEN SCIENCE ASSOCIATES LLC, TRIAD NATIONAL SECURITY LLC, AND UT-BATTELLE LLC EACH HAVE THEIR OWN APPROACH TO MAKING SURE THAT GRANTS ARE ONLY MADE TO PROPER OBJECTS OF CHARITY. SUPPLEMENTAL EXPLANATION BMI WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS PRIOR YEAR FINANCIAL STATEMENT NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES, BUT NOT LESS THAN ONE MILLION DOLLARS. ON AUGUST 11, 2005 THE BOARD OF DIRECTORS OF BATTELLE ADOPTED A RESOLUTION THAT ESTABLISHED A MINIMUM CHARITABLE DISTRIBUTION GOAL OF $3,000,000. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), UNDER THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. THE FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. DISTRIBUTIONS TO THE FUND FULFILL THE OBLIGATIONS UNDER THE WILL OF GORDON BATTELLE AND THE AGREEMENT WITH THE OHIO ATTORNEY GENERAL. X X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 1 1 JOHN K WELCH CHAIRMAN AND DIRECTOR 171679 0 0 0 0 0 0 0 0 0 171679 0 0 0 SEAN C O'KEEFE DIRECTOR 168929 0 0 0 0 0 0 0 0 0 168929 0 0 0 MICHAEL J GASSER DIRECTOR 154514 0 0 0 0 0 0 0 0 0 154514 0 0 0 RONALD D TOWNSEND EXECUTIVE VP, GLOBAL LAB OPS 653955 0 1678602 0 457694 0 87289 0 443 0 2877983 0 0 0 LEWIS VON THAER PRESIDENT & CEO 857908 0 1200000 0 60489 0 22200 0 23112 0 2163709 0 0 0 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 428969 0 676992 0 3866 0 262314 0 15467 0 1387608 0 0 0 EDWARD GRECCO EXECUTIVE VP,CFO 539912 0 605000 0 2511 0 13875 0 34597 0 1195895 0 0 0 STEVEN F ASHBY SR VP, LAB DIRECTOR 473880 0 235862 0 87368 0 146691 0 25670 0 969471 0 0 0 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 320646 0 516307 0 1407 0 45310 0 28252 0 911922 0 0 0 MATTHEW L VAUGHAN SR VP, CONTRACT RESEARCH 413377 0 400000 0 23323 0 22200 0 26667 0 885567 0 0 0 MARK T PETERS SR VP, LAB DIRECTOR 502725 0 269235 0 3042 0 21216 0 34461 0 830679 0 0 0 AIMEE KENNEDY SR VP, PHILANTHROPY & EDUCATION 261072 0 278351 0 1860 0 33012 0 18057 0 592352 0 0 0 THOMAS E SHARPE ASST TREASURER & ASST SECRETARY 240343 0 57296 0 1741 0 177591 0 24493 0 501464 0 0 0 BRIAN R SMITH TREASURER 236168 0 53279 0 2011 0 73003 0 22092 0 386553 0 0 0 MARIO WONG ASST TREAS. & CONTROLLER TO 04/20 224427 0 49432 0 974 0 14165 0 20022 0 309020 0 0 0 BOBI A GARRETT DEPUTY PROGRAMS,PARTNERSHIPS 358665 0 141575 0 76294 0 417853 0 15364 0 1009751 0 0 0 MATTHEW SHAW GENERAL MANAGER 201715 0 184071 0 249379 0 187019 0 19482 0 841666 0 0 0 JANICE RHODES GOVT BUSINESS DEVELOPMENT 208719 0 284335 0 42233 0 219936 0 460 0 755683 0 0 0 MARIANNE WALCK CHIEF RESEARCH OFFICER 339049 0 174707 0 84019 0 29938 0 23460 0 651173 0 0 0 GEORGE KORCH LAB DIRECTOR 364584 0 168000 0 6912 0 20138 0 373 0 560007 0 0 0 MALESA LITTERAL SR VP, CHIEF HR OFFICER TO 09/19 230240 0 515531 0 505664 0 162704 0 20119 0 1434258 0 0 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 541637 0 624332 0 4128 0 0 0 8364 0 1178461 0 0 0 JEFFREY WADSWORTH PRESIDENT & CEO TO 09/17 0 0 962834 0 0 0 0 0 0 0 962834 0 0 0 DAVID C EVANS EXECUTIVE VP,CFO TO 02/18 365790 0 0 0 0 0 0 0 0 0 365790 0 0 0 STEPHEN E KELLY SENIOR VP TO 12/17 178043 0 0 0 0 0 0 0 0 0 178043 0 0 0 BRETT BOSLEY ACTING CFO 7/17 TO 05/18 233700 0 0 0 0 0 0 0 0 0 233700 0 0 0 PART I, LINE 1A DIRECTORS, OFFICERS, AND STAFF TRAVEL ON THE CORPORATE PLANES. TRAVEL EXPENSES COMPLY WITH A WRITTEN REIMBURSEMENT POLICY THAT FOLLOWS PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSES IN ACCORDANCE WITH THE POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. FOR 2019 TWO OFFICERS HAD PERSONAL USE OF A CORPORATE AIRCRAFT AND THE VALUE OF EACH OFFICER'S PERSONAL USE WAS INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. THE PERSONAL USE OF A CORPORATE AIRCRAFT FOR TWO OF THESE OFFICERS RELATED TO A FAMILY MEMBER'S TRAVEL ON A CORPORATE AIRCRAFT. BMI PROVIDES A TAX GROSS-UP FOR RELOCATION COSTS, AND OTHER MISCELLANEOUS ITEMS. FOR 2019 NINE OFFICERS, AND ELEVEN DIRECTORS HAD TAX GROSS UPS. SOCIAL CLUB DUES PERTAIN TO DUES THAT ALLOW BUSINESS MEETINGS AND BUSINESS ACTIVITIES TO TAKE PLACE. FOR 2019 THERE WAS ONE CURRENT OFFICER WITH SOCIAL CLUB DUES. PART I, LINES 4A-B SEVERANCE OR SEPARATION PAYMENTS WERE MADE TO THE FOLLOWING INDIVIDUALS LISTED ON FORM 990, PART VII: MALESA LITTERAL $457,598 MATTHEW SHAW $205,500 EFFECTIVE OCTOBER 1, 2015, BATTELLE MEMORIAL INSTITUTE IMPLEMENTED THE BATTELLE MEMORIAL INSTITUTE RETIREMENT BENEFITS RESTORATION PLAN ("RESTORATION PLAN"), A TOP HAT PLAN THAT REPLACES THE NOW TERMINATED BATTELLE MEMORIAL INSTITUTE EXECUTIVE'S SECTION 457(F) PENSION PLAN. THE RESTORATION PLAN IS A COMPONENT OF BATTELLE'S TOTAL COMPENSATION PACKAGE, AND IT PROVIDES A DEFINED CONTRIBUTION ACCRUAL SPECIFIC TO PAY EARNED IN EXCESS OF IRS PAY LIMITS. THESE CONTRIBUTIONS ARE VESTED ON A CLASS-YEAR BASIS (5-YEARS AFTER CONTRIBUTION, OR AT AGE 65 IF EARLIER), AND ARE TAXABLE TO THE PARTICIPANT IN THE YEAR OF VESTING. THE AMOUNT THAT BECOMES VESTED/TAXABLE IS REPORTED ON THE PARTICIPANT'S FORM W-2 IN YEAR OF VESTING. IN 2019, FOUR WERE REPORTED WITH VESTED/TAXABLE COMPENSATION IN COLUMN D OF PART VII AS APPLICABLE. STEVEN ASHBY $64,619 RON TOWNSEND $175,518 BOBI GARRETT $68,686 GEORGE KORCH $2,333 PART I, LINE 7 SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE. PART I, LINE 8 PAYMENTS IN PART VII SUBJECT TO THE INITIAL CONTRACT EXCEPTION: LEWIS VON THAER - RETENTION PAYMENT MATTHEW VAUGHAN - RETENTION PAYMENT EDWARD GRECCO - RETENTION PAYMENT SCHEDULE J SUPPLEMENTAL INFORMATION DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3) AND 132(A)(4) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT FOR ELIGIBLE EMPLOYEES AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; AND MISCELLANEOUS DE MINIMIS, WORKING CONDITION FRINGE BENEFITS. DEFERRED COMPENSATION FROM RETIREMENT PLANS REPORTED IN SCHEDULE J, PART II, COLUMN C REFLECTS THE IMPACT OF THE CHANGES IN THE DISCOUNT RATE AND ACTUARIAL IMPACTS OF SALARY GROWTH, AGE, AND ADDITIONAL SERVICE AND OTHER ACTUARIAL FACTORS, THEREBY INCREASING OR DECREASING THE AMOUNTS. SCHEDULE J SUPPLEMENTAL INFORMATION - LOANS TO AND/OR FROM INTERESTED PERSO IN ORDER TO ATTRACT, RETAIN AND REWARD TALENTED KEY EMPLOYEES AND PROVIDE AN ADDITIONAL BENEFIT FOR KEY HIRES IN RECOGNITION OF EXTRAORDINARY CONTRIBUTIONS, BMI ADOPTED AND MAINTAINS BATTELLE CAPITAL ACCUMULATION PROGRAM, A SPLIT-DOLLAR LIFE INSURANCE ARRANGEMENT AS DEFINED IN TREASURY REGULATION SECTION 1.61-22(B) WHICH COMPLIES WITH TREASURY REGULATION SECTION 1.7872-15 (THE "PLAN"). ELIGIBLE EMPLOYEES MAY ELECT, IN LIEU OF CURRENT COMPENSATION, FOR BMI TO PAY THE PREMIUMS TO FUND THE INSURANCE ARRANGEMENT. SUCH PAYMENTS ARE TREATED AS LOANS FOR TAX PURPOSES AND ARE SECURED BY A COLLATERAL ASSIGNMENT OF THE INSURANCE PROCEEDS IN THE AGGREGATE AMOUNT OF THE LOANS AND ACCRUED INTEREST. PARTICIPATING EMPLOYEES ARE LISTED IN SCHEDULE L, PART II. LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46783 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46687 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46597 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46512 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46456 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1495834 1514245 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46318 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 218333 220278 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46160 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46086 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46032 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 45987 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 45959 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 45914 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 45872 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10186 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10167 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 110000 111629 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10136 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 310000 313816 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10106 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45000 45401 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10071 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10055 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10043 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11693 11732 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10027 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10018 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10008 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2542 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2537 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2534 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 32500 32900 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2526 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6500 6558 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2518 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2514 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2511 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2508 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2507 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2504 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2502 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16893 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 416667 421795 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16843 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 60535 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16785 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16759 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16739 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16723 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16712 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16696 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 16681 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 100000 101231 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10089 0 1 1 3730923 FORM 990, PART VI, SECTION B, LINE 11B A DETAILED ANALYSIS OF FORM 990 AND 990T AND FINAL COPIES OF EACH FORM ARE PROVIDED TO EVERY MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HOLDS A SPECIAL MEETING TO REVIEW AND APPROVE THE FORMS FOR FILING. THE AUDIT COMMITTEE REPORTS ITS FINDINGS AND CONCLUSIONS TO THE ENTIRE BOARD FOLLOWING THE COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, BMI REQUIRES ALL EMPLOYEES TO TAKE AN ONLINE TRAINING COURSE THAT PROVIDES TRAINING ON BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT INCLUDES PROVISIONS THAT SET FORTH BATTELLE'S OBLIGATIONS AS A TAX EXEMPT ORGANIZATION AND THE REQUIREMENTS WITH RESPECT TO PERSONAL AND ORGANIZATIONAL CONFLICTS OF INTEREST THAT EACH EMPLOYEE IS EXPECTED TO FOLLOW. UPON COMPLETION OF THE COURSE, EACH EMPLOYEE IS REQUIRED TO ELECTRONICALLY CERTIFY THAT THEY HAVE REVIEWED BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BMI MAINTAINS AN ETHICS HOT LINE FOR ITS STAFF TO REPORT CONCERNS AND SUSPECTED VIOLATIONS OF BATTELLE'S POLICIES AND CODE OF BUSINESS ETHICS AND CONDUCT. REPORTED MATTERS AND CONCERNS ARE GIVEN DUE CONSIDERATION AND INVESTIGATED APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 19 BMI PROVIDES FORM 1023, APPLICATION FOR TAX EXEMPTION, ON REQUEST, FORM 1023 INCLUDES THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATIONS. THE CODE OF REGULATIONS IN FORM 1023 DOES NOT REFLECT THE CHANGES MADE ON NOVEMBER 12, 2008. BMI MAKES FORMS 990 AND 990T AVAILABLE TO THE PUBLIC FROM ITS WEB SITE. THE CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G SUBCONTRACT & CONSULTING: PROGRAM SERVICE EXPENSES 1,437,217,983. MANAGEMENT AND GENERAL EXPENSES 740,011,820. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,177,229,803. FORM 990, PART XI, LINE 9: CURRENCY TRANSLATION ADJUSTMENT 1,346,691. TRANSFERS 310,724. PENSION AND POST RETIREMENT BENEFITS 49,346,036. NONCONTROLLING INTEREST 2,259,584. FORM 990, PART I, LINE 7A FORM 990 IS PREPARED ON GAAP FINANCIAL ACCOUNTING BASIS AND FORM 990T IS PREPARED ON AN INCOME TAX ACCOUNTING BASIS. THEREFORE THERE ARE BOOK TO TAX DIFFERENCES THAT ARE RECONCILED IN THE FOLLOWING 990-T ( INCLUDING ALL THE VARIOUS SCHEDULE M) FOR THE UNRELATED BUSINESS REVENUE TO FORM 990T, PART I, LINE 13, COLUMN A (INCLUDING THE VARIOUS SCHEDULE M) FORM 990 UNRELATED BUSINESS REVENUE 58,977,742 LESS INCOME TAX BASIS PARTNERSHIP INCOME 216,017 DEDUCT THE COSTS OF GOODS SOLD 52,708,151 EQUALS TOTAL ON FORM 990T & M PART I, LINE 13, COLUMN A 6,053,574 BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC 8300 RESEARCH PLAZA FREDERICK MD 21702 043851808 MANAGEMENT OF NATIONAL LABORATORY DE 42330166 10485709 BATTELLE MEMORIAL INSTITUTE BATTELLE ENERGY ALLIANCE LLC 2525 N FREMONT AVE IDAHO FALLS ID 83415 680588324 MANAGEMENT OF NATIONAL LABORATORY DE 1492299854 6551694 BATTELLE MEMORIAL INSTITUTE BATTELLE SAVANNAH RIVER ALLIANCE LLC SAVANNAH RIVER SITE AIKEN SC 29808 850942867 MANAGEMENT OF NATIONAL LABORATORY DE 0 0 BATTELLE MEMORIAL INSTITUTE BATTELLE EDUCATION 505 KING AVENUE COLUMBUS OH 43201 460585021 PROMOTE STEM EDUCATION OH 501(C)(3) 12 (A) I BATTELLE MEMORIAL INSTITUTE 0 NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC 1685 38TH ST SUITE 100 BOULDER CO 80301 204510571 ECOLOGICAL MONITORING DC 501(C)(3) 7 BATTELLE MEMORIAL INSTITUTE 0 BATTELLE ARABIA FOR SCIENCE & TECHNOLOGY AL-AKARIA PLAZA LEVEL 6 NORTH WIN RIYADH SA 11673 SCIENTIFIC RESEARCH (DORMANT) SA BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE LABORATORY MANAGEMENT SERVICES LLC 505 KING AVENUE COLUMBUS OH 43201 825131944 LAB MANAGEMENT (DORMANT) DE BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE OKLAHOMA LLC 505 KING AVENUE COLUMBUS OH 43201 200292062 REAL ESTATE ACTIVITIES OK BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE SERVICES COMPANY INC 505 KING AVENUE COLUMBUS OH 43201 311792334 EMPLOYEE LEASING OH BATTELLE MEMORIAL INSTITUTE C 198 3310643 1.00000 1 BATTELLE UK LIMITED 29 SPRINGFIELD LYONS APPROACH CHELMSFORD ESSEX UK CM2 5LB SCIENTIFIC RESEARCH UK BATTELLE MEMORIAL INSTITUTE C 12838124 14679465 1.00000 1 B-C JV LLC 1204 TECHNOLOGY DRIVE ABERDEEN MD 21004 471470805 SCIENTIFIC RESEARCH (DORMANT) MD BATTELLE MEMORIAL INSTITUTE C 0.70000 1 GEOSAFE AUSTRALIA PTY LIMITED LEVEL 14 140 ST GEORGES TERRACE PERTH AS WA 6000 HAZARDOUS WASTE REMEDIATION (DORMANT) AS GEOSAFE CORPORATION C 1.00000 1 GEOSAFE CORPORATION 505 KING AVENUE COLUMBUS OH 43201 911404268 WASTE CLEANUP WA BATTELLE MEMORIAL INSTITUTE C 8719 495861 1.00000 1 RESEARCH INSURANCE COMPANY LTD 73 FRONT STREET 3RD FLOOR HAMILTON BD INSURING BATTELLE RISKS BD BATTELLE MEMORIAL INSTITUTE C 16494329 121342203 1.00000 1 SCIENTIFIC ADVANCES INC 505 KING AVENUE COLUMBUS OH 43201 316024333 VENTURE CAPITAL MANAGEMENT OH BATTELLE MEMORIAL INSTITUTE C 107064 1.00000 1 SEEBYTE INC 2240 SHELTER ISLAND DRIVE SUITE 210 SAN DIEGO CA 92106 980563142 SOFTWARE DEVELOPMENT DE BATTELLE MEMORIAL INSTITUTE C 1558946 1701985 1.00000 1 SEEBYTE HOLDINGS LTD 16 CHARLOTTE SQUARE EDINBURGH UK 981140866 HOLDING COMPANY UK BATTELLE MEMORIAL INSTITUTE C 9215335 28840595 1.00000 1 VITEX SYSTEMS INC 505 KING AVENUE COLUMBUS OH 43201 770526364 LICENSING COMPANY DE BATTELLE MEMORIAL INSTITUTE C 44900 519082 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 BATTELLE SERVICES COMPANY - SPECIFIED PAYMENT A 16798 FMV GEOSAFE CORPORATION - SPECIFIED PAYMENT A 172352 FMV BATTELLE UK LIMITED L 228881 FMV BATTELLE UK LIMITED M 224817 FMV BROOKHAVEN SCIENCE ASSOCIATESLLC PO BOX 5000 UPTON NY 11973 113403915 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 2543729 3331458 0 0 0 0.50000 UT-BATTELLE LLC 1 BETHEL VALLEY ROAD BLDG 4500N MS OAK RIDGE TN 37831 621788235 MANAGEMENT OF NATIONAL LABORATORY TN RELATED 1 5258202 5276561 0 0 0 0.50000 TRIAD NATIONAL SECURITY LLC BIKINI ATOLL RD SM 30 LOS ALAMOS NM 87545 823291283 MANAGEMENT OF NATIONAL LABORATORY NM RELATED 1 10757856 10942281 0 0 0 0.42610 SCHEDULE R,PART V BMI RELATED ENTITIES PROVIDED CONTRACT SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES IN THE ORDINARY COURSE OF BUSINESS UNDER ARMS-LENGTH TERMS, CONDITIONS, AND PRICING. SERVICES TO BMI AND BMI'S SWITZERLAND AND UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF SWITZERLAND, UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE FURNISHING OF GOODS, SERVICES OR FACILITIES. ALL TRANSACTIONS WITH TAXABLE RELATED ENTITIES WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS. SCHEDULE R, PART VI BMI IS REQUIRED TO CONSOLIDATE BROOKHAVEN SCIENCE ASSOCIATES, LLC, TRIAD NATIONAL SECURITY, LLC, AND UT-BATTELLE, LLC FOR FINANCIAL ACCOUNTING PURPOSES AND ACCORDINGLY, THEIR FINANCIAL ATTRIBUTES ARE REFLECTED IN THE REVENUES AND EXPENSES AND OTHER FINANCIAL INFORMATION IN THIS FORM AND RELATED SCHEDULES. SCHEDULE R, PART V, LINE 1M AND 1N BMI SHARES EMPLOYEES, FACILITIES, AND EQUIPMENT WITH BATTELLE EDUCATION.