2021-08-04T19:35:09-05:00 2020-09-30 HOLTHOUSE CARLIN & VAN TRIGT LLP 11444 W OLYMPIC BLVD 11TH FLOOR LOS ANGELES CA 90064 990PF 2019-10-01 264384360 CHAN SOON-SHIONG FAMILY FOUNDATION % JAMES BANAAG CHAN 2136838790 11444 W OLYMPIC BOULEVARD 11TH FL LOS ANGELES CA 90064 CHARLES N KENWORTHY EXECUTIVE V.P. 3108366400 2021-08-04 true MICHAEL S DREYER P00002084 3105661900 2019 2022-09-23 18:48:47Z X 163786070 X 0 X 130237 130237 3103140 2940894 19777627 87763746 19777627 23011004 22848758 0 80639 20160 0 60479 26614 13307 0 13307 23994 0 0 500010 0 10 171133 162449 315 802390 195916 0 74111 6714917 6714917 7517307 195916 0 6789028 15493697 22652842 15813596 -138449 -138449 1632994 17356 17356 137046496 184159244 110639345 65072289 49701354 50739984 1378125 2653125 2527834 220943500 236392630 163786070 0 0 X 220943500 236392630 220943500 236392630 220943500 236392630 220943500 15493697 236437197 44567 236392630 ML #07341 - LT D 2020-10-19 2019-11-21 28712862 7699156 21013706 21013706 ML #04269 - LT P 15788760 16176308 -387548 -387548 ML #04269 - ST P 4167227 4082926 84301 84301 ML #02028 - LT P 26099434 26646853 -547419 -547419 ML #02028 - ST P 10595232 10558041 37191 37191 ML #04637 - ST P 2020-03-09 2400231 2822835 -422604 -422604 19777627 false 9807977 137272541 0.071449 12065331 173168513 0.069674 13176563 247816441 0.053171 7494048 269466895 0.027811 7803790 178748015 0.043658 0.265763 0.053153 169902114 9030807 226528 9257335 6789028 453057 453057 453057 708331 708331 255274 255274 false false false false false false false true true CA true false false false true true N/A JAMES BANAAG 3108366400 9922 JEFFERSON BOULEVARD CULVER CITY CA 90232 false false false false false false false false false true false false false false false false false false false false false false PATRICK SOON-SHIONG 11444 W OLYMPIC BOULEVARD 11TH FL LOS ANGELES CA 90064 DIRECTOR, PRESIDENT 0.5 0 0 0 MICHELE SOON-SHIONG 11444 W OLYMPIC BOULEVARD 11TH FL LOS ANGELES CA 90064 DIRECTOR, CFO, SECRETARY 0.5 0 0 0 CHARLES KENWORTHY 11444 W OLYMPIC BOULEVARD 11TH FL LOS ANGELES CA 90064 EXECUTIVE VICE PRESIDENT 0.5 0 0 0 PROVIDING GRANTS TO VARIOUS CHARITABLE ORGANIZATIONS 6789028 158358869 12752462 1378125 172489456 0 172489456 2587342 169902114 8495106 8495106 453057 453057 8042049 8042049 8042049 6789028 0 0 0 0 6789028 6789028 8042049 6673029 2017 2016 2015 39407 0 0 6789028 6673029 39407 76592 0 0 0 0 7965457 0 0 PATRICK MICHELE SOON-SHIONG X BANK OF AMERICA CHARITABLE GIFT FUND PO BOX 1802 PROVIDENCE RI 02901 NONE PC CHARITABLE 3770000 CHILDREN'S DIABETES FOUNDATION 4380 S SYRACUSE STREET SUITE 430 DENVER CO 80237 NONE PC CHARITABLE 5000 COMMITTEE TO PROTECT JOURNALISTS PO BOX 2675 NEW YORK NY 10108 NONE PC CHARITABLE 100000 GASOL FOUNDATION 700 HARRIS ST STE 201 CHARLOTTESVILE VA 22903 NONE PC CHARITABLE 30000 ICAHN SCHOOL OF MEDICINE 1 GUSTAV L LEVY PL NEW YORK NY 10029 NONE PC CHARITABLE 500000 INTERNATIONAL CENTER FOR JOURNALISTS 2000 M ST NW WASHINGTON DC 20036 NONE PC CHARITABLE 3500 MARYMOUNT HIGH SCHOOL 10643 SUNSET BOULEVARD LOS ANGELES CA 90077 NONE PC CHARITABLE 25000 PARKROSE HIGH SCHOOL 12003 NE SHAVER ST PORTLAND OR 97220 NONE PC CHARITABLE 10000 RESURRECTION CATHOLIC SCHOOL 3360 EAST OPAL STREET LOS ANGELES CA 90023 NONE PC CHARITABLE 25000 ROMAN CATHOLIC ARCHBISHOP OF LA 3424 WILSHIRE BLVD LOS ANGELES CA 90010 NONE PC CHARITABLE 300000 REPORTERS COMMITTEE FOR FREEDOM OF THE PRESS 1156 15TH ST NW WASHINGTON DC 20005 NONE PC CHARITABLE 100000 ST MARTIN OF TOURS 11955 SUNSET BOULEVARD LOS ANGELES CA 90049 NONE PC CHARITABLE 80000 STANFORD UNIVERSITY 450 SERRA MALL STANFORD CA 94305 NONE PC CHARITABLE 30000 THE ARCHDIOCESE OF LOS ANGELES 3424 WILSHIRE BLVD LOS ANGELES CA 90010 NONE PC CHARITABLE 1250 THE PEOPLE CONCERN 2116 ARLINGTON AVE STE 100 LOS ANGELES CA 90018 NONE PC CHARITABLE 5000 THE POYNTER INSTITUTE 801 3RD ST S PETERSBURG FL 33701 NONE PC CHARITABLE 25000 WOMEN'S CANCER RESERACH FUND 361 HOSPITAL ROAD 422 NEWPORT BEACH CA 92663 NONE PC CHARITABLE 2500 JAIN FAMILY INSTITUTE 568 BROADWAY SUITE 601 NEW YORK NY 10012 NONE PC CHARITABLE 1000000 SCHWARZMAN SCHOLAR PROGRAM 345 PARK AVENUE NEW YORK NY 10154 NONE PC CHARITABLE 666667 HARVARD WESTLAKE SCHOOL 700 NORTH FARING ROAD LOS ANGELES CA 90077 NONE PC CHARITABLE 10000 RESURRECTION CATHOLIC CHURCH 3324 EAST OPAL STREET LOS ANGELES CA 90023 NONE PC CHARITABLE 25000 BEAUTY BUS FOUNDATION 2716 OCEAN PARK BLVD 1062 SANTA MONICA CA 90405 NONE PC CHARITABLE 1000 6714917 14 130237 14 3103140 18 19777627 23011004 23011004 false false false false false false false false false false ACCOUNTING FEES 26614 13307 13307 Election Permitting Private Foundation to Avoid Excise Tax for Failure to Distribute Income IRC Section 4942(h)(2) Section 4942(h)(2) Election Chan Soon-Shiong Family Foundation, elects pursuant to Section 4942(h)(2) of the Internal Revenue Code and Reg. 53.4942(a)-3(d)(2) to treat qualifying distributions for the current tax year ended 09/30/2020, in excess of the undistributed income of the immediately preceding taxable year as being made from the Chan Soon-Shiong Family Foundation as follows: Income Tax Year Amount Investment 2016 39,407. _______ TOTAL 39,407. FORM 990PF, PART XIII, LINE 4B - Section 4942(h)(2) Election FORM 990PF, PART XIII, LINE 4B - Section 4942(h)(2) Election Election Permitting Private Foundation to Avoid Excise Tax for Failure to Distribute Income IRC Section 4942(h)(2) Section 4942(h)(2) Election Chan Soon-Shiong Family Foundation, elects pursuant to Section 4942(h)(2) of the Internal Revenue Code and Reg. 53.4942(a)-3(d)(2) to treat qualifying distributions for the current tax year ended 09/30/2020, in excess of the undistributed income of the immediately preceding taxable year as being made from the Chan Soon-Shiong Family Foundation as follows: Income Tax Year Amount Investment 2016 39,407. _______ TOTAL 39,407. SIGNED ELECTION IS ATTACHED. FORM 990PF, PART XIII, LINE 2 - UNDISTRIBUTED INCOME AS OF 2019 FORM 990PF, PART XIII, LINE 2 - UNDISTRIBUTED INCOME AS OF 2019 As of September 2020, Chan Soon-Shiong Family Foundation was not using for an exempt purpose its Jungfrau painting by Anhelm Kiefer, which the foundation acquired on September 8, 2017. Since the painting is now deemed to be a nonexempt purpose asset, the foundation is including the lesser of the fair market value, as of September 30, 2020, or the purchase price of the painting in its distributable amount, when determining its undistributed income for purposes of IRC 4942(a) for the immediately preceding year. 321,941 SHS AB HIGH INCOME MUN 3580007 3708761 344,557 SHS AMG MANAGERS DBL 3599486 3731558 153,084 SHS ANGEL OAK MULTI 0 0 296,054 SHS BLACKROCK TOT RET 3447225 3709561 164,918 SHS BNY MELLON GLOBAL 0 0 65,979 SHS FIRST TRUST 0 0 124,844 SHS GUGGENHEIM 3326705 3717858 211,437 SHS HOTCHKIS & WILEY H 0 0 195,356 SHS LOOMIS SAYLES BOND 0 0 411,228 SHS LORD ABBETT SHORT 1731270 1714821 336,806 SHS NEUBERGER BERMAN 3565815 3694762 345,917 SHS VOYA INTERMEDIATE 3387717 3708225 310,977 SHS WESTERN ASSET SHOR 0 0 239,689 SHS AMG MANAGERS SHORT 0 0 208,838 SHS DELAWARE LIMITED 1777989 1756331 1,041,969 SHS JANUS SHORT TERM 0 0 315,967 SHS JP MORGAN LIMITED 0 0 152,401 SHS LOOMIS SAYLES LTD 1747426 1763275 530,099 SHS MFS LTD MATURITY 0 0 285,121 SHS NUVEEN LIMITED TRM 0 0 239,056 SHS THORNBURG LTD TERM 0 0 366,795 SHS VIRTUS MULTI SECT 1769522 1734938 263,914 SHS CREDIT SUISSE FL 1731270 1665292 174,523 SHS HARTFORD SHORT DUR 1731270 1741742 176,300 SHS PIMCO LOW DUR. FD 1731270 1750663 169,157 SHS SHENKMAN CPT SHORT 1696645 1676346 311,902 SHS ALPS SMITH TOTAL 3649256 3593114 455,886 SHS TCW EMERGING MKTS 3742827 3624297 369,115 PRINCIPAL SPECTRUM PRF 3742827 3746518 681,744 SHS MAINSTAY MACKAY 3742827 3701922 265,786 SHS BRISTOL-MYERS SQ 15423561 16622257 1,301,000 SHS BRISTOL-MYERS SQ 0 507390 38,725 SHS LIMINAL FKAPROMETIC 85525001 431009 TAX BASIS $7,588,792 5,618,326 SHS NANTKWEST INC 34103239 38963091 8,940 SHS AMERICAN ELECTRIC 503395 730666 20,300 SHS AT&T INC 653775 578753 808 SHS BLACKROCK INC 238773 455348 26,167 SHS LUMEN TECHNOLOGIES 596609 264025 8,120 SHS CHEVRON CORP 622067 584640 18,457 SHS CISCO SYSTEMS INC 478592 727021 3,933 SHS CORTEVA INC 86346 113310 13,437 SHS CONOCOPHILLIPS 623211 441271 3,933 SHS DOW INC 155955 185048 3,933 SHS DUPONT DE NEMOURS 238010 218203 7,857 SHS EXXON MOBIL CORP 574385 269731 36,206 SHS FORD MOTOR CO 479293 241132 19,444 SHS GENERAL ELECTRIC 478814 121136 16,432 INTEL CORP 479641 850849 12,661 INTERNATIONAL PAPER CO 479807 513277 5,162 SHS MERCK AND CO INC 251233 428188 16,192 SHS PFIZER INC 502433 594246 20,415 SHS PPL CORPORATION 655456 555492 6,613 SHS PROCTER & GAMBLE CO 479291 919141 14,803 SHS VERIZON COMMUNICATI 653496 880630 23,492 SHS STARWOOD PPTY TR IN 480399 354494 104 SHS WABTEC 8118 6436 25,740 SHS VANGUARD TOTAL STK 4141442 4383779 12,933 SHS ISHARE CORE S&P 500 4116695 4346264 15,003 SHS SPDR DOW JONES IND 4129190 4163333 50,921 SHS SPDR SSGA GLOBAL 1991920 1982864 74,408 SHS DELAWARE SMID CAP 2815445 4104371 60,210 SHS MFS VALUE FD CL I 2584069 2445742 105,161 SHS AMER FUNDS NEW 4939342 5644014 142,756 SHS ARTISAN DEVELOPING 2297097 3303378 39,578 SHS VICTORY RS SMALL 3194942 3618577 168,202 SHS AMG GW&K GLOBAL 2882044 2948580 160,539 SHS FIDELITY ADV INTL 3446767 4238223 147,758 SHS JP MORGAN GLOBAL 2849391 2903436 LEGAL FEES 80639 20160 60479 ARTWORK FOR CHARITABLE USE 1378125 1378125 1378125 BLACKSTONE ALTERNATIVES INV. 0 1275000 1149709 COST BASIS ADJUSTMENTS 44567 BANK CHARGES/FEES - ML-07341 180 90 90 FEES - ML-04269 72347 72347 0 FEES - ML-02028 34057 34057 0 FEES - ML-04367 55955 55955 0 CA SECRETARY OF STATE 225 0 225 STORAGE - ART HELD FOR CHAR. 6819 0 0 INSURANCE - ART 1550 0 0 MEDIA RELATIONS 23994 0 0 FEDERAL 500000 0 0 CALIFORNIA 10 0 10