2021-05-17T13:08:56-05:00 2020-12-31 770051130 ABBOTT STRINGHAM & LYNCH 1530 MERIDIAN AVE 2ND FLR SAN JOSE CA 95125 990 2020-01-01 710992446 KIVA MICROFUNDS KIVA 4153587500 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 CHAD STERBENZ CIO/ACTING CFO 4153587500 2021-05-13 1 CHAD STERBENZ XXX-XX-XXXX SHEBA B DALANEY P00351252 4083778700 2021-05-13 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CHAD STERBENZ 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 38608922 0 X WWW.KIVA.ORG X 2005 CA KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE BY PROVIDING AN ONLINE PLATFORM THAT FACILITATES MICROLOANS GLOBALLY; BEING A DEVELOPER OF BLOCKCHAIN BASED DIGITAL ID PLATFORM TO PROMOTE FINANCIAL INCLUSION; BEING A MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTING ADVISER). 6 4 145 450 0 0 19712505 38319210 0 0 205657 252411 27150 31407 19945312 38603028 0 0 0 0 13492427 16722197 0 0 2787556 13441800 14180584 26934227 30902781 -6988915 7700247 29265474 38469820 4217848 5722778 25047626 32747042 X KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE BY PROVIDING AN ONLINE PLATFORM THAT FACILITATES MICROLOANS GLOBALLY; BEING A DEVELOPER OF BLOCKCHAIN BASED DIGITAL ID PLATFORM TO PROMOTE FINANCIAL INCLUSION; BEING A MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTING ADVISER). 1 0 23140825 31407 KIVA PARTNERS WITH OVER 312 GLOBAL MICROFINANCE INSTITUTIONS ("MFIS")AND OTHER SOCIALLY MINDED ORGANIZATIONS AND ENTERPRISES IN NINETYFOUR (94) COUNTRIES ACROSS THE GLOBE. THIS NETWORK OFPARTNERSHIPS ENABLES KIVA TO CONNECT WITH BORROWERS SEEKINGMICRO-LOANS. KIVA'S PARTNER ORGANIZATIONS ARE RESPONSIBLE FORSELECTING AND VETTING THE BORROWERS AND ADMINISTRATING THE LOANS.KIVA'S ONLINE PLATFORM CONNECTS THESE BORROWERS WITH OVER 1.8MILLION INDIVIDUALS TO DATE WHO WANT TO CONTRIBUTE LOAN FUNDS VIATHE INTERNET.IN 2012, KIVA INITIATED MORE CONCERTED WORK ON A PILOT PROGRAM(FORMERLY "KIVA ZIP" NOW RENAMED "KIVA US"), DESIGNED TO TEST THEFEASIBILITY OF FACILITATING MICROFINANCE LOANS FROM KIVA USERS MOREDIRECTLY TO KIVA BORROWERS VIA A SEPARATE WEBSITE URL (ZIP.KIVA.ORG),IN 2016, THE KIVA US WEBSITE WAS INTEGRATED INTO THE MAIN KIVA.ORGWEBSITE.KIVA CREATED KIVA- DAF, LLC ("KDAF") IN 2013 TO HOLD DONOR ADVISED FUNDACCOUNTS, KIVA IMPACT FUNDS LLC ("KIF") IN 2016 TO FACILITATEMICROLOANS MADE WITH CAPITAL FROM OPIC, KIVA PROTOCOL LLC IN 2018TO DEVELOP A DIGITAL ID PLATFORM VIA BLOCKCHAIN TECHNOLOGY TOPROMOTE FINANCIAL INCLUSION, KIVA CAPITAL MANAGEMENT IN 2019 TO BEA MANAGER OF IMPACT INVESTMENT FUNDS (AS AN EXEMPT REPORTINGADVISOR), SUCH AS KIVA REFUGEE INVESTMENT FUND LLC IN 2019.CALIFORNIA REBUILDING FUND LLC (CASE B-SPV LLC, CASE G-SPV) ANDSMALL BUSINESS RESILIENCE FUND LLC WERE INITIATED IN 2020 TO PROVIDESUPPORT TO SMALL BUSINESSES IMPACTED BY COVID-19 IN CALIFORNIAAND INTERNATIONAL LOCATIONS.JURNUS LLC WAS CREATED IN LATE 2020 TO HOUSE OUR BLOCKCHAIN-RELATED WORK WITH DIEM IN SUPPORT OF GLOBAL FINANCIAL INCLUSION 23140825 1 1 0 0 0 1 0 0 0 0 1 0 1 0 1 1 0 1 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 1 0 0 0 1 0 0 0 0 1 70 0 1 145 1 0 1 KE 0 0 0 0 0 0 0 1 0 0 0 X 6 4 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK CA CT FL IL KS KY MD MA MI MN MS NH NJ NM NY NC ND OK OR PA RI SC TN UT WV WI AZ CO NC WA X X CHAD STERBENZ 4153587500 986 MISSION STREET STE 400 SAN FRANCISCO CA 94103 NEVILLE CRAWLEY CHIEF EXECUTIVE OFFICER 40.00 X X 797388 0 21464 JULIE HANNA FARRIS DIRECTOR 10.00 X 0 180000 0 REID HOFFMAN DIRECTOR 1.00 X 0 0 0 JOHN MULLER DIRECTOR 1.00 X 0 0 0 MAYA CHORENGEL DIRECTOR 1.00 X 0 0 0 ANDRE HADDAD DIRECTOR 1.00 X 0 0 0 KENNETH LEUNG EXECUTIVE VP, ENGINEERING 40.00 X 446754 0 26729 AUSTIN CHOI GENERAL COUNSEL 40.00 X 305332 0 26776 AARON GOLDSMID CHIEF PRODUCT OFFICER 40.00 X 269072 0 607 MATTHEW DAVIE CHIEF STRATEGY OFFICER 40.00 X 378298 0 26781 CHAD STERBENZ CHIEF INVESTMENT OFFICER 40.00 X 279968 0 23644 SARAH MARCHAL MURRAY CHIEF OFFICER, STRATEGIC P 40.00 X 277252 0 26683 JESSICA SEILHAN VP, FINANCE 40.00 X 224022 0 7442 HENRIQUE SABOIA VICE PRESIDENT, GROWTH 40.00 X 192640 0 23120 AMBER GIBSON-MORA VP, PEOPLE & PLACES 40.00 X 213962 0 4413 PREMAL SHAH SENIOR CONSULTANT 40.00 X 309041 0 9155 WILLIAM JACOBSEN SENIOR DIRECTOR, STRATEGIC 40.00 X 183037 0 23570 CHELSA BOCCI VP, EMPLOYEE ENGAGEMENT 40.00 X 181220 0 16862 ARTHUR WS DUFF VICE PRESIDENT, STRATEGY 40.00 X 227410 0 27926 PREDEEP RAGOTHAMAN DIRECTOR OF DATA SCIENCE 40.00 X 191513 0 12352 4476909 180000 277524 15 1 1 0 CARLOS TAYLOR 1007 CROSBY LANE APT 2 LOS ANGELES CA 90026 FINANCE AND ACCOUNTING SUPPORT 182877 SALTON ARTHUR MASSALLY 69 GRAY ST ARLINGTON MA 02476 KIVA PROTOCOL IMPLEMENTATION - SIERRE LE 136001 SIN-MEI TSAI 227 HAZELWOOD DR SOUTH SAN FRANCISCO CA 94080 ENGINEERING AND MANAGEMENT CONSULTANT SU 123166 EVERYDAY GENIUS INSTITUTE 18 BARTOL ST 1056 SAN FRANCISCO CA 94133 HR AND OFFICE OVERSIGHT, CHIEF OF STAFF 111370 SHUJAA CONSULTING LLC 8344 12TH AVE NW SEATTLE WA 98117 SALESFORCE CONSULTANT 104988 6 38319210 186430 38319210 251904 251904 6401 5894 507 507 507 OTHER MISC INCOME 900099 31407 31407 31407 38603028 31407 0 252411 3797648 2808324 506793 482531 9932879 7345267 1325534 1262078 271718 214924 29111 27683 1543607 1232019 148510 163078 1176345 927605 127159 121581 511048 405334 105714 307922 16765 291157 635305 306871 327249 1185 1002222 1000422 1800 141664 72149 65619 3896 3170316 2427268 481887 261161 1307448 936175 240942 130331 235884 182891 51702 1291 2110381 1663009 229262 218110 307143 234808 42356 29979 CONTRACTORS 3512693 2705874 724559 82260 BAD DEBT 236128 236128 PORTFOLIO TEAM TRAINING 208937 207415 1495 27 STAFF DEVELOPMENT 193770 9978 183319 473 299723 207599 90232 1892 30902781 23140825 4974400 2787556 16844264 3909240 6 13277746 1301230 2620770 208763 251855 6974747 7978578 648126 904999 24773131 20764635 2993290 4008496 164978 5107351 25000 25000 270048 220807 29265474 38469820 3134916 2556372 1074072 832915 2306995 8860 26496 4217848 5722778 X 12520183 15198641 12527443 17548401 25047626 32747042 29265474 38469820 X 7700247 -463 -368 X X 0 1 X 1 0 X 17070812 17394640 23064341 19712505 38319210 115561508 17070812 17394640 23064341 19712505 38319210 115561508 115561508 126632 288499 84317 196160 251904 947512 22436 28272 47950 27150 31407 157215 116666235 0.99050 0.99090 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 55 2644876 1433694 7471490 1 1 1 151503303 41275984 39998767 152780520 0 1357394 1192871 164523 23415737 19571764 3843973 4008496 INVESTMENT IN CRF LLC 5107351 F 5107351 DEFERRED RENT OBLIGATION 26496 26496 X 43308572 -463 4792555 -367 4791725 38516847 86181 86181 38603028 35609156 4792555 1 4792556 30816600 86181 86181 30902781 PART IV, LINE 1B: THE FUNDS OF KIVA'S USERS ARE HELD IN FBO ACCOUNTS SEPARATE FROM KIVA'S OPERATIONAL FUNDS. KIVA IS ENTITLED TO THE INTEREST EARNED ON THE FUNDS HELD IN THE FBO ACCOUNTS, PURSUANT TO THE BINDING TERMS OF USE WITH INDIVIDUAL USERS AT THE TIME A USER ACCOUNT IS ESTABLISHED. KIVA IS ALSO ENTITLED TO THE AUTO-CONVERTED DONATIONS FROM KIVA CARDS HELD IN THESE ACCOUNTS, AND ONLINE DONATIONS INTENDED FOR KIVA THAT ARE PROCESSED THROUGH THESE ACCOUNTS. PART X, LINE 2: KIVA HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAINTIES IN INCOME TAXES. MANAGEMENT HAS CONSIDERED ITS TAX POSITIONS AND BELIEVES THAT ALL OF THE POSITIONS TAKEN BY KIVA IN ITS FEDERAL AND STATE EXEMPT ORGANIZATION TAX RETURNS ARE MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION; THEREFORE, NO LIABILITY FOR UNRECOGNIZED INCOME TAX BENEFITS HAS BEEN RECORDED AS OF DECEMBER 31, 2020 AND 2019. KIVA, KUF, KDAF, KIF, KCM, AND KP ARE SUBJECT TO EXAMINATION BY A MAJOR TAX JURISDICTION BACK TO 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON CURRENCY EXCHANGE -372. ROUNDING 5. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFICATION OF LOAN LOSSES 86,181. PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING 1. PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFICATION OF LOAN LOSSES 86,181. 1 SUB SAHARAN AFRICA 1 5 MANAGEMENT PARTNER MONITORING 8954 SUB SAHARAN AFRICA 1 5 PROGRAM PARTNER MONITORING 603441 SUB SAHARAN AFRICA 1 5 FUNDRAISING PARTNER MONITORING 111 EUROPE 0 0 MANAGEMENT PARTNER MONITORING 93 EUROPE 0 0 PROGRAM PARTNER MONITORING 34027 RUSSIA 0 0 PROGRAM PARTNER MONITORING 4500 MIDDLE EAST 0 0 PROGRAM PARTNER MONITORING 480 EAST ASIA 0 3 MANAGEMENT PARTNER MONITORING 71 EAST ASIA 0 3 PROGRAM PARTNER MONITORING 304714 SOUTH ASIA 0 0 MANAGEMENT PARTNER MONITORING 104 SOUTH ASIA 0 0 PROGRAM PARTNER MONITORING 9396 CENTRAL AMERICA 0 0 MANAGEMENT PARTNER MONITORING 874 CENTRAL AMERICA 0 0 PROGRAM PARTNER MONITORING 4307 SOUTH AMERICA 0 3 PROGRAM PARTNER MONITORING 148522 NORTH AMERICA 0 0 FUNDRAISING PARTNER MONITORING 1 NORTH AMERICA 0 0 MANAGEMENT PARTNER MONITORING 4344 NORTH AMERICA 0 0 PROGRAM PARTNER MONITORING 17883 CENTRAL AMERICA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1149525 EAST ASIA 1 3 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1106000 EUROPE 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 46300 MIDDLE EAST 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 179575 RUSSIA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 449350 SOUTH AMERICA 0 3 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 853425 SOUTH ASIA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 88100 SOUTH PACIFIC 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 45075 SUB SAHARAN AFRICA 1 5 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1008900 3 18 2 17 5 35 651677 5416395 6068072 EUROPE MICROFINANCE LOANS DISBURSED TO PARTNERS 46300 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 57575 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 34450 WIRE TRANSFER FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 245300 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 25350 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 17775 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 9675 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 4225 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 5700 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 185825 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 109925 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 54100 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 39675 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 546050 WIRE TRANSFER FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 21450 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 34025 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 7975 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 29675 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 104200 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 22475 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 121725 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 160700 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 166525 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 35050 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 46075 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 92425 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 57100 WIRE TRANSFER FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 135225 WIRE TRANSFER FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 46925 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 8150 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 97975 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 193450 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 56250 WIRE TRANSFER FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 13850 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 44350 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 28325 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 74925 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 9975 WIRE TRANSFER FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 1300 WIRE TRANSFER FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 74250 WIRE TRANSFER FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 67500 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 533400 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 69900 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 100025 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 234025 WIRE TRANSFER FMV MIDDLE EAST MICROFINANCE LOANS DISBURSED TO PARTNERS 110775 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 42100 WIRE TRANSFER FMV CENTRAL AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 25825 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 57775 WIRE TRANSFER FMV RUSSIA MICROFINANCE LOANS DISBURSED TO PARTNERS 450 WIRE TRANSFER FMV SOUTH PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 18850 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 100950 WIRE TRANSFER FMV SOUTH PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 26225 WIRE TRANSFER FMV EAST ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 77300 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 77275 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 119425 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 159500 WIRE TRANSFER FMV SUB SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 38675 WIRE TRANSFER FMV 0 66 0 0 0 0 0 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART I, LINE 2 SEE SCHEDULE O FOR EXPLAINATION. X X X 1 0 0 0 0 0 0 0 0 NEVILLE CRAWLEY CHIEF EXECUTIVE OFFICER 447388 0 350000 0 0 0 2500 0 18964 0 818852 0 0 0 KENNETH LEUNG EXECUTIVE VP, ENGINEERING 296654 0 150100 0 0 0 2500 0 24229 0 473483 0 0 0 MATTHEW DAVIE CHIEF STRATEGY OFFICER 281598 0 96700 0 0 0 2500 0 24281 0 405079 0 0 0 AUSTIN CHOI GENERAL COUNSEL 255199 0 50133 0 0 0 2500 0 24276 0 332108 0 0 0 PREMAL SHAH SENIOR CONSULTANT 309041 0 0 0 0 0 2632 0 6523 0 318196 0 0 0 SARAH MARCHAL MURRAY CHIEF OFFICER, STRATEGIC P 247252 0 30000 0 0 0 2500 0 24183 0 303935 0 0 0 CHAD STERBENZ CHIEF INVESTMENT OFFICER 187468 0 92500 0 0 0 2500 0 21144 0 303612 0 0 0 AARON GOLDSMID CHIEF PRODUCT OFFICER 168939 0 100133 0 0 0 0 0 607 0 269679 0 0 0 ARTHUR WS DUFF VICE PRESIDENT, STRATEGY 217410 0 10000 0 0 0 2500 0 25426 0 255336 0 0 0 JESSICA SEILHAN VP, FINANCE 203909 0 20113 0 0 0 0 0 7442 0 231464 0 0 0 AMBER GIBSON-MORA VP, PEOPLE & PLACES 193962 0 20000 0 0 0 0 0 4413 0 218375 0 0 0 HENRIQUE SABOIA VICE PRESIDENT, GROWTH 168265 0 24375 0 0 0 2500 0 20620 0 215760 0 0 0 WILLIAM JACOBSEN SENIOR DIRECTOR, STRATEGIC 151434 0 31603 0 0 0 2500 0 21070 0 206607 0 0 0 PREDEEP RAGOTHAMAN DIRECTOR OF DATA SCIENCE 191513 0 0 0 0 0 2500 0 9852 0 203865 0 0 0 CHELSA BOCCI VP, EMPLOYEE ENGAGEMENT 174220 0 7000 0 0 0 2500 0 14362 0 198082 0 0 0 JULIE HANNA FARRIS DIRECTOR 0 0 0 0 0 180000 0 0 0 0 0 180000 0 0 PART I, LINE 4A AMBER GIBSON-MORA - $99,125 MATTHEW DAVIE (DAVIE PARTNERS) CURRENT CHIEF STRATEGY OFFICER 4063 PROTOCOL CONSULTING AND RECRUITING SERVICES 0 JULIE HANNA FARRIS DIRECTOR 180000 CONSULTING SERVICES 0 PAMELA YANCHIK CONNEALY (MISSION HILLS CONSULTING DBA PAM YANCHIK) FORMER CHIEF FINANCIAL OFFICER 15000 CONSULTING SERVICES 0 KEVIN O'BRIEN FORMER CHIEF TECHNOLOGY OFFICER 21675 ENGINEERING SERVICES 0 ANDRE HADDAD DIRECTOR 55000 MANAGED LENDING AGREEMENT WITH TURO 0 X 11 183430 FMV 0 1 0 FORM 990, PART III, LINE 2 CALIFORNIA REBUILDING FUND AND SMALL BUSINESS RESILIENCE FUND WERE INITIATIED TO PROVIDE SUPPORT TO SMALL BUSINESSES IMPACTED BY COVID-19 IN CALIFORNIA AND INTERNATIONAL LOCATIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE AND BOARD BEFORE IT IS FILED. ANY CONCERNS OR QUESTIONS WILL BE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE REQUIRED TO SIGN A STATEMENT AND THERE IS A FORMAL REQUEST TO DISCLOSE ANY CONFLICTS OF INTEREST ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE REVIEWS COMPENSATION ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS AND POLICIES ARE MADE AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9: LOSS ON CURRENCY EXCHANGE -372. ROUNDING 4. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. FORM 990, SCHEDULE F, PARTS I AND II PLEASE NOTE: KIVA DOES NOT MAKE GRANTS TO ORGANIZATIONS. RATHER, THE INFORMATION PROVIDED ON SCHEDULE F PARTS I AND II REFLECT THE VALUE OF MICROLOANS EXTENDED VIA KIVA'S DAF, KIVA'S MICROFINANCE PARTNER ORGANIZATIONS, AND DIRECT LOANS TO BORROWERS, TO SUPPORT THEIR MICROLOAN CLIENTS. IN ORDER TO ELECTRONICALLY FILE THE FORM 990, PART IV LINE 15 WAS REQUIRED TO BE CHECKED "YES". FORM 990, SCHEDULE R, PART I (B) FINANCIAL INCLUSION VIA DIGITAL IDENTITY CREATION AND RELATED CREDIT HISTORY BUILDING IN DEVELOPING COUNTRIES. KIVA USER FUNDS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 261778383 FBO ACCOUNT HOLDER CA KIVA MICROFUNDS KIVA-DAF LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 463976029 DONOR ADVISED FUND ACCOUNT DE 2543175 7464207 KIVA MICROFUNDS KIVA IMPACT FUNDS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 813992333 INSTITUTIONAL INVESTMENT FUND DE KIVA MICROFUNDS KIVA PROTOCOL LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 832560412 BLOCKCHAIN-BASED DIGITAL ID TECHNOLOGY DE KIVA MICROFUNDS KIVA CAPITAL MANAGEMENT LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 842909332 IMPACT INVESTMENT FUND MANAGER DE 140218 KIVA MICROFUNDS KIVA REFUGEE INVESTMENT FUND LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 842915844 PROPOSED INVESTMENT FUND FOR KIVA CAPITAL MANAGEMENT, LLC DE KIVA MICROFUNDS CALIFORNIA REBUILDING FUND LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 852987081 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE KIVA MICROFUNDS CASE B-SPV LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853053551 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE KIVA MICROFUNDS CASE G-SPV LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853073827 CALIFORNIA FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE KIVA MICROFUNDS SMALL BUSINESS RESILIENCE FUND LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 853396223 INTERNATIONAL FUND FOR SMALL BUSINESSES (COVID-19 RESPONSE) DE KIVA MICROFUNDS JURNUS LLC 986 MISSION ST STE 400 SAN FRANCISCO CA 94103 854390192 BLOCKCHAIN-RELATED WORK WITH DEIM DE KIVA MICROFUNDS