2021-05-13T11:51:11-05:00 2020-06-30 990 2019-07-01 042103580 President and Fellows of Harvard College PRES 6174957792 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 Amanda McDonnell Univ. Controller,Harvard University 2021-05-13 2019 2022-09-23 18:48:47Z LAWRENCE S BACOW MASSACHUSETTS HALL CAMBRIDGE MA 02138 18469232730 false X WWW.HARVARD.EDU X 1650 MA UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS. 12 9 38263 10000 -49131172 0 2775718408 1419818892 1970647830 1877296436 2946274895 3941626201 161996691 111531945 7854637824 7350273474 779891625 816950708 0 2443813912 2592834104 357012 189954 185637294 2262272822 2243446643 5486335371 5653421409 2368302453 1696852065 57546936000 59612525000 9900053000 11060591000 47646883000 48551934000 UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS. false false 3994194450 623788812 1784051861 EDUCATION AND OTHER INSTITUTIONAL ACTIVITIES: HARVARD UNIVERSITY (THE "UNIVERSITY") IS A PRIVATE, NOT-FOR-PROFIT INSTITUTION OF HIGHER EDUCATION WITH APPROXIMATELY 7,557 UNDERGRADUATE AND 16,227 GRADUATE STUDENTS. THE UNIVERSITY INCLUDES THE FACULTY OF ARTS AND SCIENCES (HARVARD COLLEGE), THE JOHN A. PAULSON SCHOOL OF ENGINEERING AND APPLIED SCIENCES, THE DIVISION OF CONTINUING EDUCATION, TEN GRADUATE AND PROFESSIONAL SCHOOLS, THE RADCLIFFE INSTITUTE FOR ADVANCED STUDY, A VARIETY OF RESEARCH MUSEUMS AND INSTITUTES, AND AN EXTENSIVE LIBRARY SYSTEM TO SUPPORT THE TEACHING AND RESEARCH ACTIVITIES OF THE HARVARD COMMUNITY. 854803172 193161896 93244576 SPONSORED RESEARCH ACTIVITIES: THE RANGE OF RESEARCH ACTIVITIES AT HARVARD IS BROAD AND DEEP. HARVARD SCHOLARS CONDUCT RESEARCH IN ALMOST EVERY FIELD, AND SEEK TO EXPAND HUMAN KNOWLEDGE THROUGH ANALYSIS, INNOVATION, AND INSIGHT. AS REPORTED ON PART VIII, RESEARCH IS SUPPORTED BY FEDERAL GRANTS (LINE 1E), NON-FEDERAL SPONSORED GRANTS (LINE 1F) AND NON-FEDERAL SPONSORED CONTRACTS (LINE 2B). THE UNIVERSITY'S PRINCIPAL SOURCE OF FEDERAL SPONSORED FUNDS IS THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. THE UNIVERSITY ALSO HAS MANY NON-FEDERAL SOURCES OF SPONSORED AWARDS, GRANTS, AND CONTRACTS, INCLUDING RESEARCH INSTITUTES, FOUNDATIONS, STATE AND LOCAL GOVERNMENTS, FOREIGN GOVERNMENTS, AND CORPORATIONS. SPONSORED GRANTS AND CONTRACTS NORMALLY PROVIDE FOR THE RECOVERY OF DIRECT AND INDIRECT COSTS. 4848997622 true false false true true false true true true true true false false true false false true true true true true true true false false false true true true true false false false false false true false false true false true true false false true true true true true false true X 9461 0 true 38263 true true true true HK IN AR EI IS IT JE KS LH LU AS MP MX MG NL NZ NU PM PE RO SN SF SZ TS TU AE UK UY BD BC BR CA CJ CI CH CO EC FR GM GR false false false true true true 8 false false false false false false true true X 12 9 false false false false false false true true true false false true true true true true true true true false CA IL MA X OFFICE OF THE CONTROLLER 6174957792 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 LAWRENCE S BACOW FELLOW/PRESIDENT 60.0 3.0 X X 1046906 0 177983 PAUL J FINNEGAN TREASURER/FELLOW 5.0 6.0 X X 0 0 0 BIDDY MARTIN FELLOW 5.0 1.0 X 0 0 0 DAVID M RUBENSTEIN FELLOW 5.0 1.0 X 0 0 0 KAREN GORDON MILLS FELLOW; SENIOR FELLOW AT HBS 45.0 1.0 X 160034 0 31099 KENNETH I CHENAULT FELLOW 5.0 1.0 X 0 0 0 MARIANO-FLORENTINO CUELLAR FELLOW 5.0 1.0 X 0 0 0 PENNY S PRITZKER FELLOW 5.0 1.0 X 0 0 0 SHIRLEY M TILGHMAN FELLOW 5.0 1.0 X 0 0 0 THEODORE V WELLS JR FELLOW 5.0 1.0 X 0 0 0 TIMOTHY R BARAKETT FELLOW 5.0 1.0 X 0 0 0 WILLIAM F LEE FELLOW 9.0 1.0 X 0 0 0 ALAN M GARBER PROVOST 60.0 2.0 X 761360 0 194399 ANNE H MARGULIES V.P. AND CHIEF INFORMATION OFFICER 60.0 1.0 X 546442 0 59891 BRIAN LEE V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT 60.0 0 X 809382 0 64695 DIANE LOPEZ V.P. AND GENERAL COUNSEL 60.0 0 X 476409 0 61142 KATHERINE N LAPP EXECUTIVE VICE PRESIDENT 60.0 4.0 X 766951 0 45061 MARC L GOODHEART V.P. AND SECRETARY OF THE UNIVERSITY 60.0 1.0 X 414493 0 64552 MARILYN M HAUSAMMANN V.P. FOR HUMAN RESOURCES 60.0 0 X 417772 0 63109 MARTHA WHITEHEAD V.P. FOR THE HARVARD LIBRARY AS OF 06/01/2019 60.0 0 X 245933 0 36989 MEREDITH WEENICK V.P. FOR CAMPUS SERVICES 60.0 5.0 X 439294 0 47090 PAUL ANDREW V.P. PUBLIC AFFAIRS AND COMM. 60.0 0 X 467509 0 60822 THOMAS J HOLLISTER V.P. FOR FINANCE AND C.F.O. 60.0 2.0 X 563241 0 66372 CLAUDINE GAY DEAN, FACULTY OF ARTS & SCIENCES 60.0 0.5 X 617456 0 165943 GEORGE Q DALEY DEAN, FACULTY OF MEDICINE 60.0 4.0 X 856707 0 35511 NITIN NOHRIA DEAN, FACULTY OF BUSINESS 60.0 1.0 X 771688 0 147284 DAVID E BELL FACULTY 48.0 12.0 X 1785355 17500 61863 DAVID J MALAN FACULTY 60.0 0 X 929129 0 46711 FRANCESCA GINO FACULTY 48.0 12.0 X 483937 505500 60095 RICHARD S RUBACK FACULTY 60.0 0 X 1761080 0 64057 ROBERT L SIMONS FACULTY 48.0 12.0 X 1772991 177850 61453 BARBARA J MCNEIL SEE SCHEDULE O 60.0 0 X 416181 0 37635 DREW GILPIN FAUST SEE SCHEDULE O 60.0 0.0 X 699590 0 61680 JEFFREY S FLIER SEE SCHEDULE O 60.0 0 X 407359 0 64152 LEAH ROSOVSKY SEE SCHEDULE O 60.0 0 X 441762 0 36289 MICHAEL D SMITH SEE SCHEDULE O 60.0 0 X 572857 0 59868 ROBERT W IULIANO SEE SCHEDULE O 60.0 0 X 441972 0 49800 19073791 700850 1925542 5020 true true false TURNER CONSTRUCTION TWO SEAPORT LANE SUITE 200 BOSTON MA 02210 CONSTRUCTION CONTRACTOR 224309536 SHAWMUT DESIGN AND CONSTRUCTION 560 HARRISON AVE BOSTON MA 02118 CONSTRUCTION CONTRACTOR 117747708 BOND BROTHERS INC 10 CABOT ROAD SUITE 300 MEDFORD MA 02155 CONSTRUCTION CONTRACTOR 81001206 CONSIGLI CONSTRUCTION CO INC 72 SUMMER ST MILFORD MA 01757 CONSTRUCTION CONTRACTOR 79215755 LEE KENNEDY CO INC 122 QUINCY SHORE DRIVE QUINCY MA 02171 CONSTRUCTION CONTRACTOR 51951288 1331 3314892 584437200 832066800 148820683 1419818892 STUDENT TUITION, ROOM & BOARD 900099 1483471175 1483471175 NON-FEDERAL CONTRACTS 900099 93244576 93244576 AUXILIARY HEALTH SERVICES 621400 77622965 77622965 PUBLICATIONS 511130 34998347 34998347 STUDENT/EMPLOYEE SERVICES 611710 28666873 962147 27704726 159292500 109361660 22940833 26990007 1877296436 255305181 -73034152 328339333 83564729 83564729 58695639 30727973 27967666 0 27967666 27967666 14583345889 191194279 10898196172 190022976 3685149717 1171303 3686321020 3686321020 11685 0 12135 -450 -450 0 0 0 0 0 7350273474 1721075758 -49131172 4258509996 146623392 146623392 647182412 647182412 23144904 23144904 10683517 608927 8552057 1522533 2114758 1847141 267617 1997074087 1802790889 106578917 87704281 164464759 148464982 8777079 7222698 294441689 265797247 15713626 12930816 124055294 111986709 6620525 5448060 45438147 42633036 1229763 1575348 23635092 4204135 19281485 149472 2518554 402477 2113402 2675 284955 170973 113982 0 189954 189954 110296585 0 110296585 0 405770279 344833233 53891508 7045538 24370406 22839240 901456 629710 189181281 178100630 6910231 4170420 106227808 90482555 11671434 4073819 4060367 4034284 8570 17513 299779544 243975186 41882280 13922078 65806106 61565837 490680 3749589 48537123 41293821 3188874 4054428 176293774 159565328 9135516 7592930 0 0 0 0 353631092 313489610 24347945 15793537 15978561 7630739 8347822 0 FIXED ASSET IMPAIRMENTS 182226558 29217121 153009437 0 PAYMENTS TO ANNUITANTS 66350836 66350836 0 0 BOOKS/PUBLICATIONS 43919807 43332707 389739 197361 TAXES AND FEES 35060394 23595189 10581990 883215 44079374 22834082 14483973 6761319 5653421409 4848997622 618786493 185637294 28888000 30662000 36381000 37116000 2745513000 2394162000 122028000 120300000 2204000 2120000 0 0 371304000 370013000 7164000 7733000 248364000 286180000 13561816000 5396350000 8002939000 8165466000 28639472000 30167371000 15361873000 15187846000 0 1980806000 2843556000 57546936000 59612525000 555666000 484960000 495581000 498227000 2705003000 2256895000 0 0 2508346000 3407784000 3635457000 4412725000 9900053000 11060591000 X 11560036000 11888627000 36086847000 36663307000 47646883000 48551934000 57546936000 59612525000 X 1696852065 -844282530 52481465 X false true X true true true X 1631689043 1662160571 1888401380 2775718408 1419818892 9377788294 0 0 1631689043 1662160571 1888401380 2775718408 1419818892 9377788294 733731342 8644056952 489855971 498594579 369272273 462914576 470599701 2291237100 0 0 0 442728 710281 1153009 120923436 118838756 141447133 129727945 132317248 643254518 12313432921 8374861939 0.7020 0.7011 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - PROGRAM SERVICE REVENUE EXCLUDED FROM TAX UNDER SECTIONS 512-514, COLUMN A - XXX-XX-XXXX.0, COLUMN B - XXX-XX-XXXX.0, COLUMN C - XXX-XX-XXXX.0, COLUMN D - XXX-XX-XXXX.0, COLUMN E - XXX-XX-XXXX.0, COLUMN F - XXX-XX-XXXX.0; DESCRIPTION - NET INCOME OR (LOSS) FROM FUNDRAISING EVENTS, COLUMN A - 0.0, COLUMN B - 13721.0, COLUMN C - 21958.0, COLUMN D - 10579.0, COLUMN E - -450.0, COLUMN F - 45808.0; false true false true 200 true 6213 true 278542 true 229992 false true 514947 false Schedule C, Part I-A POLITICAL CAMPAIGN ACTIVITIES THE UNIVERSITY DOES NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL CAMPAIGN ACTIVITIES ON BEHALF OF OR IN OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE. THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE CODE. Schedule C, Part II-B LOBBYING ACTIVITY THE UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE ELECTION BY FILING FORM 5768. THE UNIVERSITY HAS ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN PERSON. LOBBYING DISCLOSURES FOR FORM 990 JULY 1, 2019 THROUGH JUNE 30, 2020: Issues lobbied at the federal level include: - Issues related to tax exempt status, taxes on unrelated business income, net investment income, employee benefits, and other TCJA provisions, and policies related to charitable giving and tax incentives - Issues regarding tax administration, employee benefits and health care reform - Issues related to college and university endowments - Budget and appropriations for student financial aid, research in NIH, NSF, DOD, DOE, NASA, EPA, ED, NEH, and HHS - Immigration legislation and student visa issues - Education and student lending issues, specifically HEA reauthorization, Pell grant funding, consumer disclosures, STEM education, college cost, accountability, graduate education, international education, campus safety, public service, and veterans and military education issues - Legislation concerning museums, libraries, and humanities issues - Legislation concerning science policy and the authorization for various science agencies, including NIH, OSTP, NSF, NASA, FAA, DOD Science and Technology, HUD, Energy's Office of Science and other agencies ISSUES LOBBIED FOR THE COMMONWEALTH OF MASSACHUSETTS INCLUDE: - Legislation related to tax policy regarding non-profits - Issues and legislation related to college and university endowments - Legislation related to campus safety - Issues related to employee benefits - Legislation and issues concerning financial oversight of and reporting for colleges and universities - Legislation and appropriations related to student financial aid - Legislation concerning innovation and economic development Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY PAYS MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 54 10156390 32116017 211041674 true true X X X X false true 0 20107593 20107593 0 false 39731489000 289890000 2594836000 301653000 1408827000 231012000 40674723000 38047627000 1203653000 2254628000 294783000 1243231000 236405000 39731489000 35963722000 532697000 3226038000 279352000 1187262000 208216000 38047627000 34557074000 530880000 2567516000 269260000 1215381000 207107000 35963722000 36428531000 470076000 -602930000 257659000 1275992000 204952000 34557074000 0.254 0.237 0.509 true true true 916270000 916270000 9746518000 4377251000 5369267000 194718000 194718000 1300356000 1019099000 281257000 5399000 1398555000 1403954000 8165466000 REAL ASSETS 4419571000 F PRIVATE EQUITIES 10768275000 F 15187846000 ACCRUED RETIREMENT OBLIGATIONS 1216251000 SECURITIES LENDING/ OTHER INVESTMENT LIABILITIES 878018000 LIABILITIES UNDER SPLIT INTEREST AGREEMENTS 819584000 DEPOSITS AND OTHER LIABILITIES 734831000 OPERATING LEASE LIABILITIES 672327000 DUE TO CONSOLIDATED ORGANIZATIONS 46966000 GOVERNMENT LOAN ADVANCES 44748000 4412725000 Schedule D, Part III, Line 1a Collections of art - financial statement footnote THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES. Schedule D, Part III, Line 4 Collections of art - description of collections HARVARD ART MUSEUMS: THE HARVARD ART MUSEUMS ARE THREE MUSEUMS (FOGG MUSEUM, BUSCH-REISINGER MUSEUM, ARTHUR M. SACKLER MUSEUM) AND FOUR RESEARCH CENTERS (STRAUS CENTER FOR CONSERVATION AND TECHNICAL STUDIES, CENTER FOR THE TECHNICAL STUDY OF MODERN ART, HARVARD ART MUSEUM ARCHIVES, ARCHAEOLOGICAL EXPLORATION OF SARDIS, TURKEY). THE MUSEUMS' COLLECTION CONSISTS OF MORE THAN 250,000 OBJECTS IN ALL MEDIA, RANGING IN DATE FROM ANTIQUITY TO THE PRESENT WITH WORLDWIDE ORIGINS. THE COLLECTION IS AN IMPORTANT RESOURCE FOR THE HARVARD UNIVERSITY COMMUNITY, AS WELL AS TO A BROADER AUDIENCE OF STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC. IT IS USED TO ADVANCE THE KNOWLEDGE AND APPRECIATION OF ART AND ART MUSEUMS THROUGH PROGRAMS INVOLVING RESEARCH, TEACHING, PROFESSIONAL TRAINING, AND PUBLIC EDUCATION. ARNOLD ARBORETUM: THE ARNOLD ARBORETUM OF HARVARD UNIVERSITY IS THE OLDEST PUBLIC ARBORETUM IN NORTH AMERICA AND ONE OF THE WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS. ADMINISTERED BY THE OFFICE OF THE PROVOST OF HARVARD UNIVERSITY AND A LINK IN BOSTON'S EMERALD NECKLACE OF PARKS, THE ARNOLD ARBORETUM IS A UNIQUE BLEND OF RESPECTED RESEARCH INSTITUTION AND BELOVED PUBLIC LANDSCAPE. WE PROVIDE AND SUPPORT WORLD-CLASS RESEARCH, HORTICULTURE, AND EDUCATION PROGRAMS THAT FOSTER THE UNDERSTANDING, APPRECIATION, AND PRESERVATION OF TREES. COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS: HARVARD UNIVERSITY HAS BEEN ACQUIRING SCIENTIFIC INSTRUMENTS ON A CONTINUOUS BASIS FOR TEACHING AND RESEARCH SINCE 1672. THE COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN 1948 TO PRESERVE THIS APPARATUS AS A RESOURCE FOR TEACHING AND RESEARCH IN THE HISTORY OF SCIENCE AND TECHNOLOGY, HAS BECOME ONE OF THE THREE LARGEST UNIVERSITY COLLECTIONS OF ITS KIND IN THE WORLD. IT CONTAINS OVER 20,000 OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT. A BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE REPRESENTED, INCLUDING ASTRONOMY, NAVIGATION, HOROLOGY, SURVEYING, GEOLOGY, CALCULATING, PHYSICS, BIOLOGY, MEDICINE, PSYCHOLOGY, ELECTRICITY, AND COMMUNICATION. SIGNIFICANT INSTRUMENTS, MADE OBSOLETE BY NEW TECHNOLOGIES, CONTINUE TO BE INCORPORATED. MANY OF THE DOCUMENTS DETAILING THE PURCHASE AND USE OF THE INSTRUMENTS HAVE BEEN PRESERVED, AND ARE AVAILABLE FOR RESEARCH IN THE COLLECTION'S ADJUNCT LIBRARY. MUSEUM OF COMPARATIVE ZOOLOGY (WITHIN THE MUSEUM OF NATURAL HISTORY): THE MUSEUM OF COMPARATIVE ZOOLOGY (THE MCZ) WAS FOUNDED IN 1859 ON THE CONCEPT THAT COLLECTIONS ARE AN INTEGRAL AND FUNDAMENTAL COMPONENT OF ZOOLOGICAL RESEARCH AND TEACHING. THIS 150-YEAR-OLD COMMITMENT REMAINS A STRONG AND PROUD TRADITION FOR THE MCZ. THE PRESENT-DAY MCZ CONTAINS OVER 21 MILLION SPECIMENS IN TEN RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE WORLD'S RICHEST AND MOST VARIED RESOURCES FOR STUDYING THE DIVERSITY OF LIFE. THE MUSEUM SERVES AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD FACULTY-CURATORS, STAFF AND ASSOCIATES CONDUCTING RESEARCH AROUND THE WORLD. AS A PREMIER UNIVERSITY MUSEUM AND RESEARCH INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC AND MUSEUM COMMUNITY. USE OF THE COLLECTIONS IN STUDENT RESEARCH IS ALSO ENCOURAGED. FISHER MUSEUM HARVARD FOREST: THE FISHER MUSEUM'S MAIN EXHIBIT DISPLAYS TWENTY-THREE INTERNATIONALLY ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE HISTORY, CONSERVATION AND MANAGEMENT OF CENTRAL NEW ENGLAND FORESTS. OTHER EXHIBITS AT THE MUSEUM REPRESENT THE RANGE OF HARVARD FOREST'S RESEARCH. HARVARD UNIVERSITY HERBARIA (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT SPECIMENS WORLDWIDE THAT ARE USED BY RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE PLANT WORLD. SOME OF THE EARLIEST HERBARIA WERE FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE THAT BOTANICAL GARDENS COULD NO LONGER MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES. WHILE HERBARIUM COLLECTIONS OF ALL SIZES EXIST TODAY, THERE ARE FEWER THAN 75 HERBARIA WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS. HERBARIUM COLLECTIONS HAVE BEEN BUILT BY THE EFFORTS OF NUMEROUS BOTANISTS AND PLANT COLLECTORS WHO SEARCHED FROM REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE LOTS AND RAILROAD TRACKS TO DOCUMENT THE DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA. REPRESENTATIVES OF MOST KNOWN SPECIES OF PLANTS CAN BE FOUND IN HERBARIA TODAY, CAREFULLY MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER, LABELED WITH IMPORTANT INFORMATION ABOUT THEM, AND STORED ON SHELVES IN CABINETS. IN ESSENCE, A HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES AND THE LABELS ASSOCIATED WITH THEM PROVIDE A WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ" AND STUDIED BY SCIENTISTS. THE SPECIMENS ARE THE KEY TO UNDERSTANDING PLANT RELATIONSHIPS, GEOGRAPHIC DISTRIBUTIONS, ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR MAKEUP. AS WE LOSE NATURAL HABITATS THE WORLD OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF THE RECENT HISTORY OF PLANT LIFE, AND AS A REPOSITORY OF PRECIOUS GENETIC INFORMATION. HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING OF THE PLANT WORLD. MINERALOGICAL AND GEOLOGICAL MUSEUM (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD MINERAL COLLECTION RANKS AMONG THE WORLD'S FINEST DUE TO ITS VERY BROAD REPRESENTATION, WEALTH OF RARE SPECIES; LARGE NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC LITERATURE; AND THE QUALITY OF ITS DISPLAY SPECIMENS. A RICH SYSTEMATIC MINERAL COLLECTION AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL EXHIBITS IN THE MINERAL GALLERY. THE MUSEUM IS COMMITTED TO THE DEVELOPMENT AND PRESERVATION OF WORLD-CLASS COLLECTIONS OF MINERALS, GEMS, ROCKS, ORES, AND METEORITES FOR RESEARCH, EDUCATION, AND PUBLIC DISPLAY. ITS EARLIEST COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY. THE MUSEUM CATERS TO THE HARVARD STUDENTS AND FACULTY AS WELL AS THE GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A UNIQUELY RICH RESOURCE OF MATERIALS AND INFORMATION. PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY: THE PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY IS STEWARD TO ONE OF THE OLDEST AND LARGEST COLLECTIONS OF CULTURAL OBJECTS IN THE WESTERN HEMISPHERE. SINCE THE LATE NINETEENTH CENTURY, THE MUSEUM HAS PLAYED AN ACTIVE PART IN THE HISTORY OF AMERICAN ANTHROPOLOGY AND IN THE EVOLVING RELATIONSHIP BETWEEN MUSEUMS AND NATIVE PEOPLES. THE PEABODY STRIVES TO MAKE COLLECTIONS WIDELY ACCESSIBLE AND ENGAGE ISSUES OF CONCERN TO DIVERSE AUDIENCES. TODAY, THE PEABODY HOUSES MORE THAN SIX MILLION INDIVIDUAL OBJECTS, 500,000 PHOTOGRAPHIC IMAGES, AND SUBSTANTIAL ARCHIVAL RECORDS. STRONGEST IN THE CULTURES OF NORTH, CENTRAL, AND SOUTH AMERICA, AND THE PACIFIC ISLANDS, THE PEABODY IS ALSO CARETAKER TO IMPORTANT COLLECTIONS FROM AFRICA, EUROPE, AND ASIA. COLLECTION TYPES INCLUDE ARCHAEOLOGY; ETHNOGRAPHY; OSTEOLOGY; AND PAINTING, DRAWING, AND PRINTS. SEMITIC MUSEUM: THE SEMITIC MUSEUM IS HOME TO THE UNIVERSITY'S COLLECTIONS OF NEAR EASTERN ARCHAEOLOGICAL ARTIFACTS. THESE ARTIFACTS COMPRISE OVER 40,000 ITEMS, INCLUDING POTTERY, CYLINDER SEALS, SCULPTURE, COINS AND CUNEIFORM TABLETS. MANY ARE FROM MUSEUM-SPONSORED EXCAVATIONS IN ISRAEL, JORDAN, IRAQ, EGYPT, CYPRUS, AND TUNISIA. THE MUSEUM IS DEDICATED TO THE USE OF THESE COLLECTIONS FOR THE TEACHING, RESEARCH, AND PUBLICATION OF NEAR EASTERN ARCHAEOLOGY, HISTORY, AND CULTURE. WARREN ANATOMICAL MUSEUM: THE WARREN ANATOMICAL MUSEUM'S PRESENT COLLECTION CONTAINS APPROXIMATELY 15,000 ARTIFACTS AND CASES INCLUDING: ANATOMICAL AND PATHOLOGICAL PREPARATIONS; VARIOUS WAX, PAPER MACHE, AND DRY PREPARATION ANATOMICAL MODELS; PHOTOGRAPHS, PRINTS, PAINTINGS, AND DRAWINGS; MEDICAL INSTRUMENTS AND MACHINES; AND OTHER MEDICAL MEMORABILIA. ALONG WITH THE WELL-KNOWN SKULL OF PHINEAS GAGE, THE MUSEUM HOLDS MANY OTHER RARE AND INTERESTING ITEMS. AMONG THESE ARE THE PHRENOLOGICAL COLLECTION OF JOHANN GASPAR SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL IMPROVEMENT COLLECTION, AND A W. T. G. MORTON-TYPE ETHER INHALER. THE MUSEUM PROMOTES THE COLLECTION FOR THE PURPOSES OF MEDICAL EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY EXPANDING ITS SCOPE TO PROVIDE PUBLIC PROGRAMMING AND EDUCATIONAL RESOURCES TO THE LARGER COMMUNITY. CARPENTER CENTER FOR THE VISUAL ARTS: CARPENTER CENTER FOR THE VISUAL ARTS IS DEDICATED TO THE SYNTHESIS OF ART, DESIGN, AND EDUCATION THROUGH THE EXHIBITION OF EXISTING WORKS AND PRODUCTION OF NEW COMMISSIONS. IT STRIVES TO BRING PEOPLE, IDEAS, AND OBJECTS TOGETHER IN GENERATIVE WAYS THAT PROVIDE UNPARALLELED EXPERIENCES WITH CONTEMPORARY ART, ULTIMATELY ENRICHING THE CREATIVE AND INTELLECTUAL LIVES OF THEIR AUDIENCES. Schedule D, Part IV, Line 1b Agent, trustee, custodian, or other intermediary arrangement AGENCY FUNDS REPRESENT AWARDS UNDER WHICH HARVARD SERVES AS AN INTERMEDIARY AGENT BETWEEN THE SPONSOR (USUALLY FEDERAL) AND THE ULTIMATE THIRD PARTY RECIPIENT. THE TRANSFER OF THE ASSETS TO HARVARD IS NOT A CONTRIBUTION RECEIVED BY HARVARD AND THE TRANSFER OF ASSETS TO THE RECIPIENT IS NOT A CONTRIBUTION MADE BY HARVARD. HARVARD DRAWS DOWN ON ITS FEDERAL LINES OF CREDIT MONTHLY TO COVER THOSE COSTS INCURRED ON FEDERAL AWARDS. THEREFORE, THERE IS NO BEGINNING OR ENDING BALANCE FOR THESE AGENCY FUNDS. Schedule D, Part V, Line 4 Intended uses of endowment funds THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT THE UNIVERSITY'S TEACHING AND RESEARCH MISSION. true true false true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE ORGANIZATION MEETS THE CRITERIA ESTABLISHED IN SECTION 4.0 REVENUE PROCEDURE 75-50. THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS. IT SATISFIES THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. IT ALSO REFERENCES ITS RACIALLY NONDISCRIMINATORY POLICY IN OTHER WRITTEN ADVERTISING THAT IT USES AS A MEANS OF INFORMING PROSPECTIVE STUDENTS OF ITS PROGRAMS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS FEDERAL AID PROGRAMS TO STUDENTS ENROLLED IN POST-SECONDARY EDUCATION. true Central America and the Caribbean Grantmaking 110072 Central America and the Caribbean Program Services UNIVERSITY ACTIVITIES 682114 Central America and the Caribbean Investments 37169850 East Asia and the Pacific Fundraising 263685 East Asia and the Pacific Grantmaking 2264406 East Asia and the Pacific Investments 942297806 East Asia and the Pacific 2 23 Program Services UNIVERSITY ACTIVITIES 7872027 Europe (Including Iceland and Greenland) Fundraising 412789 Europe (Including Iceland and Greenland) Grantmaking 5731728 Europe (Including Iceland and Greenland) 1 29 Program Services UNIVERSITY ACTIVITIES 22612424 Europe (Including Iceland and Greenland) Investments 2126937 Middle East and North Africa Fundraising 4498 Middle East and North Africa Grantmaking 360714 Middle East and North Africa 1 14 Program Services UNIVERSITY ACTIVITIES 2788333 North America (Canada & Mexico only) Fundraising 48583 North America (Canada & Mexico only) Grantmaking 1779600 North America (Canada & Mexico only) 0 10 Program Services UNIVERSITY ACTIVITIES 4580838 Russia and Neighboring States Fundraising 883 Russia and Neighboring States Grantmaking 134397 Russia and Neighboring States Program Services UNIVERSITY ACTIVITIES 116241 South America Fundraising 30616 South America Grantmaking 992327 South America 0 8 Program Services UNIVERSITY ACTIVITIES 3217230 South Asia Fundraising 82373 South Asia Grantmaking 2883496 South Asia 0 17 Program Services UNIVERSITY ACTIVITIES 3379349 Sub-Saharan Africa Fundraising 196463 Sub-Saharan Africa Grantmaking 8888164 Sub-Saharan Africa 0 13 Program Services UNIVERSITY ACTIVITIES 8983894 4 76 0 38 4 114 1026525566 33486271 1060011837 Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 3922650 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 992725 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 855077 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 821801 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 754897 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 750027 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 659622 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 628513 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 398000 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 383085 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 373604 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 361744 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 310917 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 290461 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 290124 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 263531 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 255336 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 231408 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 203176 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 195000 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 183996 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 179503 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 171142 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 162539 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 162360 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 156869 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 154765 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 153721 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 145604 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 143253 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 135100 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 129353 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 128654 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 125951 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 121072 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 118278 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 116366 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 115267 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 110361 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 99324 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 96265 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 87881 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 84212 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 83242 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 83192 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 81119 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 77875 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 77480 EFT OR CHECK Russia and Neighboring States SPONSORED RESEARCH SUB-AWARD 77321 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 74769 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 74692 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 70695 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 68347 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 65115 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 63080 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 62590 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 50182 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 49000 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 47230 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 42714 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 40865 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 40603 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 39383 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 36772 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 36313 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 35342 EFT OR CHECK Russia and Neighboring States SPONSORED RESEARCH SUB-AWARD 34244 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 34020 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 33356 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 31331 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 30764 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 26446 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 26307 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 25795 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 24765 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 23770 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 23704 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 22141 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 22032 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 21442 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 21408 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 19591 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 19313 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 17795 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 17626 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 17570 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 16783 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 16258 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 15138 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 14580 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 13500 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 13327 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 12449 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 11858 EFT OR CHECK Russia and Neighboring States SPONSORED RESEARCH SUB-AWARD 10500 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 10098 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 10000 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 10000 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 9283 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 8206 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 6000 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 5918 EFT OR CHECK 73 29 Graduate Student Stipend Grants East Asia and the Pacific 48 145490 ETF OR CHECK Graduate Student Stipend Grants Europe (Including Iceland and Greenland) 25 119870 ETF OR CHECK Graduate Student Stipend Grants North America (Canada & Mexico only) 32 82655 ETF OR CHECK Graduate Student Stipend Grants South Asia 7 23192 ETF OR CHECK Graduate Student Stipend Grants Sub-Saharan Africa 5 20050 ETF OR CHECK Graduate Student Stipend Grants South America 6 8100 ETF OR CHECK Graduate Student Stipend Grants Central America and the Caribbean 2 7500 ETF OR CHECK Graduate Student Stipend Grants Middle East and North Africa 5 3305 ETF OR CHECK Grants and Awards to Non-Harvard Students North America (Canada & Mexico only) 28 337068 ETF OR CHECK Grants and Awards to Non-Harvard Students Europe (Including Iceland and Greenland) 28 334117 ETF OR CHECK Grants and Awards to Non-Harvard Students East Asia and the Pacific 44 260584 ETF OR CHECK Grants and Awards to Non-Harvard Students South Asia 13 79300 ETF OR CHECK Grants and Awards to Non-Harvard Students South America 40 62143 ETF OR CHECK Grants and Awards to Non-Harvard Students Middle East and North Africa 3 55200 ETF OR CHECK Grants and Awards to Non-Harvard Students Sub-Saharan Africa 16 52848 ETF OR CHECK Grants and Awards to Non-Harvard Students Central America and the Caribbean 5 35985 ETF OR CHECK Grants and Awards to Non-Harvard Students Russia and Neighboring States 4 3000 ETF OR CHECK Nonstudent Prizes and Awards Europe (Including Iceland and Greenland) 1 8000 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Europe (Including Iceland and Greenland) 15 55049 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards East Asia and the Pacific 18 39315 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards North America (Canada & Mexico only) 7 14760 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards South Asia 2 3809 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Sub-Saharan Africa 10 2253 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Middle East and North Africa 1 1000 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows Europe (Including Iceland and Greenland) 65 1158950 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows East Asia and the Pacific 2 45000 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows Sub-Saharan Africa 5 28539 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows North America (Canada & Mexico only) 1 24300 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Europe (Including Iceland and Greenland) 20 347526 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans North America (Canada & Mexico only) 14 220695 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans East Asia and the Pacific 13 177933 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans South Asia 18 143884 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Sub-Saharan Africa 6 112837 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans South America 18 110087 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Central America and the Caribbean 3 33692 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Middle East and North Africa 1 15474 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Russia and Neighboring States 6 9333 ETF OR CHECK Student Prizes and Awards Europe (Including Iceland and Greenland) 67 191338 ETF OR CHECK Student Prizes and Awards East Asia and the Pacific 58 172956 ETF OR CHECK Student Prizes and Awards South Asia 44 136305 ETF OR CHECK Student Prizes and Awards Sub-Saharan Africa 18 112835 ETF OR CHECK Student Prizes and Awards South America 44 109661 ETF OR CHECK Student Prizes and Awards North America (Canada & Mexico only) 36 108244 ETF OR CHECK Student Prizes and Awards Central America and the Caribbean 6 32893 ETF OR CHECK Student Prizes and Awards Middle East and North Africa 15 18056 ETF OR CHECK Student Prizes and Awards North America (Canada & Mexico only) 1 1000 ETF OR CHECK true true true false true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. Schedule F, Part I FOREIGN ACTIVITY AMOUNTS REPORTED ARE ESTIMATED BASED ON THE BEST AVAILABLE DATA. UNIVERSITY ACTIVITIES INCLUDE ACADEMIC SUPPORT, INSTITUTIONAL SUPPORT, INSTRUCTION, RESEARCH AND OTHER ACADEMIC ACTIVITY, SERVICE CENTERS, AND STUDENT SERVICES. Schedule F, Part III GRANTS TO INDIVIDUALS AMOUNTS AND NUMBER OF RECIPIENTS LISTED ARE ESTIMATES BASED ON THE BEST AVAILABLE DATA. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. X X X X X X X true JOHN BROWN LIMITED INC 4916 CRESTWOOD DRIVE WACO TX 76710 CONSULTING false 0 128405 -128405 BCG CONNECT CREATIVE DIRECT MARKETING 755 Middlesex Turnpike BILLERICA MA 01821 DIRECT MAIL false 51963 30706 21257 TARGET RESOURCE GROUP LLC 90 S CASCADE AVENUE COLORADO SPRINGS CO 80903 CONSULTING false 0 22510 -22510 DEVELOPMENT GUILD 233 HARVARD STREET SUITE 107 BROOKLINE MA 02446 CONSULTING false 0 8333 -8333 51963 189954 -137991 CA MA Schedule G, Part I, Line 2b(iv) GROSS RECEIPTS FROM ACTIVITY THE FUNDRAISING EFFORT IS A LONG TERM EFFORT OFTEN SPANNING YEARS AND DECADES TO BRING IN ONE GIFT. THE TOTAL LISTED HERE IS FOR CASH RECEIVED IN FY20, BUT THE DONOR(S) MAY HAVE MADE THE ORIGINAL PLEDGE(S) IN PRIOR YEARS. THE PROFESSIONAL FUNDRAISING SERVICES DETAILED IN LINE 2B, ACTIVITIES 1, 3 AND 4 ARE FOR CONSULTATION AND COMMUNICATIONS FOR GENERAL FUNDRAISING ACTIVITIES. THE SERVICES ARE NOT PROVIDED FOR A SPECIFIC EVENT OR ACTIVITY IN WHICH THERE IS A DIRECT CONNECTION BETWEEN THE FUNDRAISING ACTIVITY AND THE DONATIONS RECEIVED. true FRONTIER SCI & TECH FDN 1244 BOYLSTON ST CHESTNUT HILL MA 02467 161056814 IRC 501(c)(3) 13392814 RESEARCH SUB-AWARD BRIGHAM AND WOMEN'S HOSPITAL INC 75 FRANCIS STREET BOSTON MA 02115 042312909 IRC 501(c)(3) 13171739 RESEARCH SUB-AWARD MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT ST BOSTON MA 021142605 041564655 IRC 501(c)(3) 10051612 RESEARCH GIFT & CONTRIB. CHILD CARE CENTER 44R BRATTLE STREET CAMBRIDGE MA 02138 042716370 IRC 501(c)(3) 9300000 COMM. GIFT & CHAR. CONTRIB. MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASS AVE CAMBRIDGE MA 02139 042103594 IRC 501(c)(3) 8060728 RESEARCH SUB-AWARD CHILDREN'S HOSPITAL CORPORATION 300 LONGWOOD AVENUE BOSTON MA 021155737 042774441 IRC 501(C)(3) 6884783 RESEARCH SUB-AWARD DANA-FARBER CANCER INSTITUTE 450 BROOKLINE AVE BP418 BOSTON MA 02215 042263040 IRC 501(c)(3) 4750285 RESEARCH SUB-AWARD THE BROAD INSTITUTE 320 CHARLES STREET CAMBRIDGE MA 02141 263428781 IRC 501(c)(3) 4271648 RESEARCH SUB-AWARD WEILL MEDICAL COLLEGE OF CORNELL UNIV 1300 YORK AVE NEW YORK NY 10065 150532082 IRC 501(C)(3) 3840218 DAF DISTR./CHAR. CONTRIB. BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVE BOSTON MA 02215 042103881 IRC 501(c)(3) 3334201 RESEARCH SUB-AWARD SMITHSONIAN ASTROPHYSICAL OBSERVATORY 60 GARDEN STREET CAMBRIDGE MA 02138 GOVERNMENTAL UNIT 2195821 RESEARCH SUB-AWARD STANFORD UNIVERSITY 3145 PORTER DR PALO ALTO CA 94304 941156365 IRC 501(c)(3) 1796082 RESEARCH SUB-AWARD REGENTS OF THE UNIVERSITY OF MINNESOTA OFFICE OF THE BOARD OF REGENTS 600 MCNAMARA ALUMNI CENTER MINNEAPOLIS MN 554552020 416007513 IRC 115 1679000 SPONSORED RESEARCH SUB-AWARD OLIVANN 1117 MORTON ST ALAMEDA CA 94501 272265572 IRC 501(c)(3) 1669311 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL RESEARCH OFFICE 55 LAKE AVENUE NORTH WORCESTER MA 016550002 043358566 IRC 115 1342356 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF PITTSBURGH OFFICE OF RESEARCH 4200 FIFTH AVENUE PITTSBURGH PA 15260 250965591 IRC 501(c)(3) 1317952 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF WASHINGTON GRANT CONTRACT ACCOUNTING 1410 NE CAMPUS PARKWAY SEATTLE WA 981051122 916001537 IRC 115 1291085 SPONSORED RESEARCH SUB-AWARD FLORIDA STATE UNIVERSITY OFFICE OF THE VICE PRESIDENT 222 S COPELAND ST TALLAHASSEE FL 323063067 591961248 IRC 115 1269653 SPONSORED RESEARCH SUB-AWARD UNITED STATES BUREAU OF THE CENSUS 4600 SILVER HILL RD SUITLAND MD 20746 GOVERNMENTAL UNIT 1249370 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF SOUTHERN CALIFORNIA DEPARTMENT OF PREVENTIVE MEDICINE UNIVERSITY GARDENS-UGB 203 LOS ANGELES CA 90033 951642394 IRC 501(c)(3) 1153497 SPONSORED RESEARCH SUB-AWARD ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PLACE MEMPHIS TN 38105 620646012 IRC 501(C)(3) 1151246 SPONSORED RESEARCH SUB-AWARD RAND CORPORATION 1700 MAIN STREET SANTA MONICA CA 904072138 951958142 IRC 501(c)(3) 1140984 SPONSORED RESEARCH SUB-AWARD BRONX-LEBANON HOSPITAL CENTER GRANTS MANAGEMENT 1276 FULTON AVE BRONX NY 10456 131974191 IRC 501(c)(3) 1122345 SPONSORED RESEARCH SUB-AWARD WESTAT CORPORATION 1650 RESEARCH BLVD ROCKVILLE MD 20850 840529566 Not exempt 1097239 SPONSORED RESEARCH SUB-AWARD THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 12201 141368361 IRC 501(c)(3) 1096772 SPONSORED RESEARCH SUB-AWARD BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 770303498 741613878 IRC 501(c)(3) 1091284 SPONSORED RESEARCH SUB-AWARD RAGON INSTITUTE OF MGH MIT AND HARVARD MGH - EAST 149 13TH STREET CHARLESTOWN MA 02129 041564655 IRC 501(C)(3) 1051059 SPONSORED RESEARCH SUB-AWARD TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 042103547 IRC 501(c)(3) 1050729 SPONSORED RESEARCH SUB-AWARD SOCIAL SCIENCE RESEARCH SOLUTIONS 53 WEST BALTIMORE PIKE MEDIA PA 19063 NOT EXEMPT 917662 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF SOUTHERN CALIFORNIA SCHOOL OF MEDICINE 2011 ZONAL AVENUE HMR ROOM 401 LOS ANGELES CA 90033 951642394 IRC 501(C)(3) 902308 SPONSORED RESEARCH SUB-AWARD REGENTS OF THE UNIV OF CA - SAN DIEGO 9500 GILMAN DR LA JOLLA CA 920930934 956006144 IRC 115 865675 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MS-100 HOUSTON TX 77005 741109620 IRC 501(c)(3) 74183 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF TEXAS - DALLAS 800 W CAMPBELL ROAD AD15 RICHARDSON TX 75008 751305566 IRC 115 72372 SPONSORED RESEARCH SUB-AWARD BOSTON MEDICAL CENTER ONE BOSTON MEDICAL CENTER PLACE BOSTON MA 021182393 043314093 IRC 501(c)(3) 70749 SPONSORED RESEARCH SUB-AWARD HENRY M JACKSON FDN FOR THE ADVCMT OF MILITARY MED INC 6720A ROCKLEDGE DR STE 100 BETHESDA MD 20817 521317896 IRC 501(C)(3) 68297 SPONSORED RESEARCH SUB-AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA - RIVERSIDE 900 UNIVERSITY AVE RIVERSIDE CA 92521 956006142 IRC 115 67237 SPONSORED RESEARCH SUB-AWARD FIDELITY INVESTMENTS CHARITABLE GIFT FUND 200 SEAPORT BOULEVARD BOSTON MA 02210 110303001 IRC 501(C)(3) 65666 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO OFFICE OF SPONSORED PROGRAMS 7703 FLOYD CURL DRIVE SAN ANTONIO TX 782293900 741586031 IRC 115 65652 SPONSORED RESEARCH SUB-AWARD FRANCISCAN 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ZETTA AI LLC 109 BROADMEAD ST PRINCETON NJ 08540 NOT EXEMPT 57849 SPONSORED RESEARCH SUB-AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA - SANTA CRUZ OFFICE OF SPONSORED PROJECTS 1156 HIGH STREET SANTA CRUZ CA 95064 941539563 IRC 115 57133 SPONSORED RESEARCH SUB-AWARD FENWAY COMMUNITY HEALTH CENTER 7 HAVILAND STREET BOSTON MA 02115 042510564 IRC 501(c)(3) 56740 SPONSORED RESEARCH SUB-AWARD OAKLAND UNIVERSITY 2200 N SQUIRREL RD ROCHESTER MI 483094401 381714400 IRC 501(C)(3) 54638 SPONSORED RESEARCH SUB-AWARD CARNEGIE INSTITUTION OF WASHINGTON 1530 P STREET NW WASHINGTON DC 20005 530196523 IRC 501(c)(3) 53179 SPONSORED RESEARCH SUB-AWARD AMERICAN COUNCIL OF LEARNED SOCIETIES 633 3RD AVE 8TH FL NEW YORK NY 10017 131851145 IRC 501(c)(3) 50000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS ASSOCIATION OF STATE AND TERRITORIAL HEALTH OFFICIALS 1275 K STREET NW SUITE 800 WASHINGTON DC 20005 351044487 IRC 501(C)(3) 50000 SPONSORED RESEARCH SUB-AWARD GORDON RESEARCH CONFERENCES 512 LIBERTY LANE WEST 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SPONSORED RESEARCH SUB-AWARD ATMOSPHERIC AND ENVIRONMENTAL RESEARCH INC 840 MEMORIAL DRIVE CAMBRIDGE MA 021393794 042608324 NOT EXEMPT 48786 SPONSORED RESEARCH SUB-AWARD LEGAL ACTION CENTER 225 VARICK STREET NEW YORK CITY NY 10014 132756320 IRC 501(c)(3) 48519 SPONSORED RESEARCH SUB-AWARD MASSACHUSETTS HEALTH CONNECTOR 100 CITY HALL PLAZA BOSTON MA 02108 GOVERNMENTAL UNIT 48459 SPONSORED RESEARCH SUB-AWARD PHAROS GLOBAL HEALTH ADVISORS 780 BOYLSTON ST SUITE 16J BOSTON MA 02199 812764710 IRC 501(C)(3) 47612 SPONSORED RESEARCH SUB-AWARD MONTEFIORE MED CTRALBERT EINSTEIN COLL OF MED OFFICE OF SPON RESEARCH PROG 111 EAST 210TH STREET BRONX NY 104672490 131740114 IRC 501(c)(3) 47180 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE 3901 RAINBOW BLVD SUITE 1039 KANSAS CITY KS 66160 480680117 IRC 501(C)(3) 46908 SPONSORED RESEARCH SUB-AWARD MEDICAL UNIVERSITY OF SOUTH CAROLINA 19 HAGOOD AVE SUITE 608 PO BOX 250806 CHARLESTON SC 29425 576007222 IRC 115 46174 SPONSORED RESEARCH SUB-AWARD BOSTON VA RESEARCH INSTITUTE INC 5 POST OFFICE SQUARE 16-28 BOSTON MA 02109 043081524 IRC 501(c)(3) 45668 SPONSORED RESEARCH SUB-AWARD BIOAEGIS THERAPEUTICS INC 6 EAST COVE LANE MORRISTOWN NJ 079602700 NOT EXEMPT 45598 SPONSORED RESEARCH SUB-AWARD AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20016 530196549 IRC 501(c)(3) 43488 SPONSORED RESEARCH SUB-AWARD NEIGHBORHOOD LEGAL SERVICES ASSOCIATION 928 PENN AVENUE PITTSBURGH PA 152223757 251157129 IRC 501(C)(3) 43354 SPONSORED RESEARCH SUB-AWARD GEORGE WASHINGTON UNIVERSITY 601B RICE HALL WASHINGTON DC 20052 530196584 IRC 501(c)(3) 42499 SPONSORED RESEARCH SUB-AWARD SWARTHMORE COLLEGE 500 COLLEGE AVENUE SWARTHMORE PA 19081 231352683 IRC 501(c)(3) 42131 SPONSORED RESEARCH SUB-AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA - DAVIS OFFICE OF VICE CHAN FOR RESEARCH 402 MRAK OAK SHIELDS AVENUE DAVIS CA 956165270 946036494 IRC 115 41364 SPONSORED RESEARCH SUB-AWARD STATE HIGHER EDUCATION EXECUTIVE 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20854 SPONSORED RESEARCH SUB-AWARD CAMBRIDGE COMMUNITY CENTER 5 CALLENDER ST CAMBRIDGE MA 02139 042477881 IRC 501(c)(3) 20500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS OUTER CAPE HEALTH SERVICES INC 710 ROUTE 28 PO BOX 598 HARWICH PORT MA 02646 042509828 IRC 501(C)(3) 20408 SPONSORED RESEARCH SUB-AWARD BUFFALO PHILHARMONIC ORCHESTRA 786 DELAWARE AVENUE BUFFALO NY 14209 160755739 IRC 501(C)(3) 20000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS BUILDING PATHWAYS INC PO BOX 190900 ROXBURY MA 02119 475276622 IRC 501(c)(3) 20000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS CHARLES RIVER COMMUNITY HEALTH INC 495 WESTERN AVENUE BRIGHTON MA 02135 237221597 IRC 501(C)(3) 20000 SPONSORED RESEARCH SUB-AWARD FAMILY HEALTH CENTER OF WORCESTER INC 26 QUEEN STREET WORCESTER MA 01610 042485308 IRC 501(C)(3) 20000 SPONSORED RESEARCH SUB-AWARD HARVARD STREET NEIGHBORHOOD HEALTH CENTER 632 BLUE HILL AVENUE DORCHESTER MA 02121 042600042 IRC 501(c)(3) 20000 SPONSORED RESEARCH SUB-AWARD RICHARDSON OLMSTED 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MA 02128 237425849 IRC 501(C)(3) 19063 SPONSORED RESEARCH SUB-AWARD GALLAUDET UNIVERSITY 800 FLORIDA AVENUE NE SUITE 108 WASHINGTON DC 200023695 530199507 IRC 501(c)(3) 18950 SPONSORED RESEARCH SUB-AWARD HOLYOKE HEALTH CENTER INC 230 MAPLE STREET HOLYOKE MA 01040 042492730 IRC 501(c)(3) 18146 SPONSORED RESEARCH SUB-AWARD SALVATION ARMY 615 SLATERS LANE ALEXANDRIA VA 22314 222406433 IRC 501(c)(3) 18000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS FLORIDA INTERNATIONAL UNIVERSITY 11200 SW 8TH STREET MIAMI FL 33199 650177616 IRC 115 17469 SPONSORED RESEARCH SUB-AWARD CHILDREN'S HEALTH CARE 2525 CHICAGO AVE SOUTH MINNEAPOLIS MN 554044518 411754276 IRC 501(C)(3) 17403 SPONSORED RESEARCH SUB-AWARD REHABILITATION INSTITUTE OF CHICAGO 355 EAST ERIE CHICAGO IL 60611 362256036 IRC 501(C)(3) 16213 SPONSORED RESEARCH SUB-AWARD MASSACHUSETTS COLLEGE OF PHARMACY AND HEALTH SCIENCES 179 LONGWOOD AVENUE BOSTON MA 02115 042104700 IRC 501(c)(3) 15465 SPONSORED RESEARCH SUB-AWARD SAGE BIONETWORKS 1100 FAIRVIEW AVENUE NORTH MAILSTOP M1-B514 SEATTLE WA 98109 264489946 IRC 501(c)(3) 15311 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF ALASKA FAIRBANKS PURCHASING AND CONTROL SERVICES 105 ADMINISTRATION SERVICES CENTER FAIRBANKS AK 99775 926000147 IRC 501(C)(3) 15076 SPONSORED RESEARCH SUB-AWARD CRADLES TO CRAYONS 281 NEWTONVILLE AVENUE NEWTONVILLE MA 02460 043584367 IRC 501(C)(3) 15000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS DIMOCK COMMUNITY HEALTH CENTER 55 DIMOCK ST ROXBURY MA 02119 043487835 IRC 501(c)(3) 15000 SPONSORED RESEARCH SUB-AWARD DOTHOUSE HEALTH 1353 DORCHESTER AVENUE DORCHESTER MA 02122 043433538 IRC 501(C)(3) 15000 SPONSORED RESEARCH SUB-AWARD HABITAT FOR HUMANITY GREATER SAN FRANCISCO 500 WASHINGTON STREET SUITE 250 SAN FRANCISCO CA 94111 943088881 IRC 501(C)(3) 15000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS UNIVERSITY AT BUFFALO FOUNDATION BOX 900 BUFFALO NY 14226 160865182 IRC 501(C)(3) 15000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS WHITNEY MUSEUM OF AMERICAN ART 945 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IRC 115 13500 SPONSORED RESEARCH SUB-AWARD PRINCE GEORGE'S COMMUNITY COLLEGE 301 LARGO RD LARGO MD 207742199 237011243 Exempt 13140 SPONSORED RESEARCH SUB-AWARD CHILDREN'S HOSPITAL OF ALABAMA 1600 7TH AVENUE SOUTH BIRMINGHAM AL 35233 630307306 IRC 501(C)(3) 12648 SPONSORED RESEARCH SUB-AWARD CHARLES RIVER CONSERVANCY 4 BRATTLE ST CAMBRIDGE MA 02138 043503656 IRC 501(c)(3) 12600 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS HARBOR COMMUNITY HEALTH CENTER - PLYMOUTH 10 CORDAGE PARK CIRCLE PLYMOUTH MA 02360 Exempt 12530 SPONSORED RESEARCH SUB-AWARD ASPEN ART MUSEUM 637 E HYMAN AVE ASPEN CO 81611 840746671 IRC 501(c)(3) 12500 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS BE ALIGHT 2132 W MCLEAN AVENUE CHICAGO IL 60647 461227280 IRC 501(C)(3) 12500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS FAMILY PROMISE NORTH SHORE BOSTON 330 RANTOUL STREET BEVERLY MA 01915 271801635 IRC 501(C)(3) 12500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS GREATER LAWRENCE FAMILY HEALTH CENTER INC 1 GRIFFIN BROOK DRIVE SUITE 100 METHUEN MA 01844 042708824 IRC 501(c)(3) 12000 SPONSORED RESEARCH SUB-AWARD SAINT JAMES CHURCH 865 MADISON AVE NEW YORK NY 10021 135600388 IRC 501(c)(3) 11500 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS MGH CHELSEA HEALTHCARE CENTER 151 EVERETT AVENUE CHELSEA MA 02150 900656139 IRC 501(C)(3) 10337 SPONSORED RESEARCH SUB-AWARD CASA NUEVA VIDA INC 53 GLEN RD JAMAICA PLAIN MA 02130 043012063 IRC 501(C)(3) 10077 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY GRANTS OFFICE 100 BUREAU DRIVE GAITHERSBURG MD 20899 GOVERNMENTAL UNIT 10035 SPONSORED RESEARCH SUB-AWARD BREARLEY SCHOOL 610 E 83RD ST NEW YORK NY 10028 131623915 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS CITY OF BOSTON MAYOR'S OFFICE 1 CITY HALL BOSTON MA 02120 GOVERNMENTAL UNIT 10000 SPONSORED RESEARCH SUB-AWARD NICHOLS SCHOOL 1250 AMHERST ST BUFFALO NY 14216 160755808 IRC 501(C)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS PAIDEIA INSTITUTE FOR HUMANISTIC 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LA JOLLA CA 92093 956006144 IRC 501(C)(3) 8000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS ARCHIMEDES DIGITAL 2 WARE STREET 206 CAMBRIDGE MA 02138 NOT EXEMPT 7720 SPONSORED RESEARCH SUB-AWARD BIOMEDICAL SCIENCE CAREERS PROGRAM 164 LONGWOOD AVE 204 BOSTON MA 02115 043241307 IRC 501(C)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS BOSTON MUNICIPAL RESEARCH BUREAU 333 WASHINGTON ST BOSTON MA 02108 222673755 IRC 501(c)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS CITY PARKS ALLIANCE INC 1777 CHURCH ST NW WASHINGTON DC 20036 800015566 IRC 501(C)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS PATHFINDER INTERNATIONAL 9 GALEN STREET SUITE 217 WATERTOWN MA 02472 530235320 IRC 501(C)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS SAINTS COSMAS AND DAMIAN SOCIETY PO BOX 1877 ANNISTON AL 36202 205183664 IRC 501(c)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS SOLAR FOUNDATION 1110 VERMONT AVE NW SUITE 930 WASHINGTON DC 20005 521089260 IRC 501(C)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS URBAN REVIVAL INC PO BOX 300107 JAMAICA PLAIN MA 02130 042660311 IRC 501(C)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS EMMANUEL COLLEGE 400 THE FENWAY BOSTON MA 02115 042105769 IRC 501(C)(3) 7475 SPONSORED RESEARCH SUB-AWARD PRINCETON UNIVERSITY 701 CARNEGIE CENTER STE 445 PRINCETON NJ 08540 210634501 IRC 501(c)(3) 7000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS VERONICA B SMITH MULTI-SERVICE SENIOR CENTER 20 CHESTNUT HILL AVE BRIGHTON MA 02135 222482914 IRC 501(C)(3) 7000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS BRIGHTON MAIN STREETS 358 WASHINGTON ST BRIGHTON MA 02135 043407004 IRC 501(C)(3) 6500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS BEDFORD VA RESEARCH CORPORATION INC 200 SPRINGS ROAD MS 151 BUILDING 14 ROOM 104 BEDFORD ME 017301114 043512440 IRC 501(C)(3) 6454 SPONSORED RESEARCH SUB-AWARD SPRINGFIELD TECHNICAL COMMUNITY COLLEGE 1 ARMORY SQUARE SPRINGFIELD MA 011050000 042444774 Exempt 6265 SPONSORED RESEARCH SUB-AWARD MAKE A WISH FOUNDATION 1702 E HIGHLAND AVENUE SUITE 400 PHOENIX AZ 85016 860481941 IRC 501(C)(3) 6037 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS BOSTON SYMPHONY ORCHESTRA INC 301 MASSACHUSETTS AVE BOSTON MA 02115 042103550 IRC 501(C)(3) 6000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS BRIGHTON MARINE INC 77 WARREN ST BRIGHTON MA 02135 042742727 IRC 501(C)(3) 6000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS CONCORD HOSPITAL 250 PLEASANT STREET CONCORD NH 03301 222596472 IRC 501(C)(3) 6000 SPONSORED RESEARCH SUB-AWARD GRAND CANYON TRUST 2601 N FORT VALLEY ROAD FLAGSTAFF AZ 86001 860512633 IRC 501(C)(3) 6000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS SAN FRANCISCO BALLET ASSOCIATION 455 FRANKLIN ST SAN FRANCISCO CA 94102 941415298 IRC 501(c)(3) 6000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS BRAZILIAN WOMENS GROUP 569 CAMBRIDGE STREET ALLSTON MA 02134 043549382 IRC 501(C)(3) 5500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS DANCERS GROUP 44 GOUGH ST STE 201 SAN FRANCISCO CA 94103 942879185 IRC 501(c)(3) 5500 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS GREATER BOSTON CHAMBER OF COMMERCE 265 FRANKLIN ST BOSTON MA 02110 041103090 IRC 501(C)(6) 5430 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS MGH CHARLESTOWN HEALTHCARE CENTER 73 HIGH STREET CHARLESTOWN MA 02129 900656139 IRC 501(C)(3) 5400 SPONSORED RESEARCH SUB-AWARD CAMBRIDGE CAMPING ASSOCIATION 99 BISHOP ALLEN DRIVE CAMBRIDGE MA 02138 046002073 IRC 501(c)(3) 5250 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS MISSION HILL MAIN STREETS INC 136 BROOKLINE AVE BOSTON MA 02215 203510157 IRC 501(C)(3) 5200 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS 256 81 GRADUATE TUITION & FEES GRANTS 8444 256381389 UNDERGRAD. TUITION, FEES, & STIP. GRANTS 4176 203526498 GRADUATE STUDENT STIPEND GRANTS 4403 98676001 STIPENDS - POST-DOC. STUDENTS & FELLOWS 369 31298647 OTHER STUDENT GRANTS, PRIZES & AWARDS 8458 26925448 GRANTS & AWARDS TO NON-HARVARD INDIV. 1036 13376370 STUDENT LOAN REPAYMENT PROGRAMS & FORGIVEN LOANS 780 10800862 OTHER UNDERGRADUATE GRANTS, PRIZES & AWARDS 1573 5892599 TRAINING GRANTS 11 304598 Schedule I, Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments PER SCHEDULE I INSTRUCTIONS, THE UNIVERSITY HAS INCLUDED DONATIONS FROM DONOR ADVISED FUNDS (DAF) THAT EXCEEDED THE MINIMUM REPORTING THRESHOLD. IN TOTAL, THE UNIVERSITY REPORTED 96 IRC 501(C)(3) CHARITABLE ORGANIZATIONS THAT RECEIVED DONATIONS FROM HARVARD UNIVERSITY THROUGH THESE DAF. AS WITH ANY DAF, DISTRIBUTIONS MADE FROM THE FUND ARE TYPICALLY MADE AT THE REQUEST OF THE DONOR ADVISOR AND MUST BE MADE TO AN IRC 501(C)(3) CHARITABLE ORGANIZATION. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. X X X X X X true true X X X X X true true false false false false false true false DREW GILPIN FAUST SEE SCHEDULE O 672441 0 0 0 27149 0 35370 0 26310 0 761270 0 0 0 LAWRENCE S BACOW FELLOW/PRESIDENT 1022264 0 0 0 24642 0 35370 0 142613 0 1224889 0 0 0 KAREN GORDON MILLS FELLOW; SENIOR FELLOW AT HBS 158219 0 0 0 1815 0 18068 0 13031 0 191133 0 0 0 ROBERT W IULIANO SEE SCHEDULE O 337252 0 0 0 104720 0 35595 0 14205 0 491772 0 0 0 LEAH ROSOVSKY SEE SCHEDULE O 71929 0 0 0 369833 0 10259 0 26030 0 478051 0 0 0 ALAN M GARBER PROVOST 728826 0 30000 0 2534 0 35370 0 159029 0 955759 0 0 0 BRIAN LEE V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT 620381 0 15000 0 174001 0 35355 0 29340 0 874077 0 0 0 KATHERINE N LAPP EXECUTIVE VICE PRESIDENT 715430 0 30000 0 21521 0 35370 0 9691 0 812012 0 0 0 THOMAS J HOLLISTER V.P. FOR FINANCE AND C.F.O. 520791 0 20000 0 22450 0 35370 0 31002 0 629613 0 0 0 ANNE H MARGULIES V.P. AND CHIEF INFORMATION OFFICER 431025 0 95000 0 20417 0 35370 0 24521 0 606333 0 0 0 DIANE LOPEZ V.P. AND GENERAL COUNSEL 439303 0 34500 0 2606 0 35595 0 25547 0 537551 0 0 0 PAUL ANDREW V.P. PUBLIC AFFAIRS AND COMM. 447188 0 20000 0 321 0 35370 0 25452 0 528331 0 0 0 MEREDITH WEENICK V.P. FOR CAMPUS SERVICES 389860 0 30000 0 19434 0 35370 0 11720 0 486384 0 0 0 MARILYN M HAUSAMMANN V.P. FOR HUMAN RESOURCES 377471 0 20000 0 20301 0 35370 0 27739 0 480881 0 0 0 MARC L GOODHEART V.P. AND SECRETARY OF THE UNIVERSITY 374704 0 20000 0 19789 0 35700 0 28852 0 479045 0 0 0 MARTHA WHITEHEAD V.P. FOR THE HARVARD LIBRARY AS OF 06/01/2019 200742 0 0 0 45191 0 24047 0 12942 0 282922 0 0 0 MICHAEL D SMITH SEE SCHEDULE O 501380 0 0 0 71477 0 35370 0 24498 0 632725 0 0 0 JEFFREY S FLIER SEE SCHEDULE O 384086 0 0 0 23273 0 35370 0 28782 0 471511 0 0 0 BARBARA J MCNEIL SEE SCHEDULE O 378413 0 0 0 37768 0 35370 0 2265 0 453816 0 0 0 NITIN NOHRIA DEAN, FACULTY OF BUSINESS 718751 0 30000 0 22937 0 35370 0 111914 0 918972 0 0 0 GEORGE Q DALEY DEAN, FACULTY OF MEDICINE 825785 0 10000 0 20922 0 35370 0 141 0 892218 0 0 0 CLAUDINE GAY DEAN, FACULTY OF ARTS & SCIENCES 583694 0 20000 0 13762 0 35370 0 130573 0 783399 0 0 0 ROBERT L SIMONS FACULTY 409484 177850 0 0 1363507 0 35370 0 26083 0 1834444 177850 0 0 DAVID E BELL FACULTY 430724 17500 40000 0 1314631 0 35370 0 26493 0 1847218 17500 0 0 RICHARD S RUBACK FACULTY 431530 0 0 0 1329550 0 35370 0 28687 0 1825137 0 0 0 FRANCESCA GINO FACULTY 346242 505500 40000 0 97695 0 35370 0 24725 0 544032 505500 0 0 DAVID J MALAN FACULTY 381917 0 0 0 547212 0 35370 0 11341 0 975840 0 0 0 Schedule J, Part I, Line 3 COMPENSATION REVIEW PROCESS: SEE SCHEDULE O "COMPENSATION REVIEW PROCESS" FOR A DISCUSSION OF THE METHODS USED TO ESTABLISH THE PRESIDENT'S COMPENSATION. Schedule J, Part II SCHEDULE J SUPPLEMENTAL INFORMATION FELLOW KAREN GORDON MILLS HAD A PAID FACULTY APPOINTMENT DURING CALENDAR YEAR 2019 UNRELATED TO HER WORK AS A MEMBER OF THE HARVARD CORPORATION. THE COMPENSATION FOR HER ACADEMIC SERVICES IS REPORTED IN FORM 990, PART VII, SECTION A, COLUMN (D). Schedule J, Part I, Line 1a First-class or charter travel UNIVERSITY TRAVEL POLICY PROHIBITS FIRST CLASS TRAVEL EXCEPT IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, ONE OFFICER AND ONE HIGHEST COMPENSATED EMPLOYEE TRAVELED FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND ARE THEREFORE NOT TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Travel for companions UNIVERSITY TRAVEL POLICY ALLOWS FOR REIMBURSEMENT OF TRAVEL EXPENSES INCURRED BY COMPANION TRAVELERS WHEN THE COMPANION HAS A SIGNIFICANT ROLE IN THE BUSINESS PROCEEDINGS, OR MAKES AN IMPORTANT CONTRIBUTION TO THE SUCCESS OF AN EVENT. IN ACCORDANCE WITH THIS POLICY, THE UNIVERSITY REIMBURSED ONE OFFICER FOR COMPANION TRAVEL DURING THE YEAR. IN THESE LIMITED CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBER TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY ELECTED TO MAKE GROSS-UP PAYMENTS RELATED TO REIMBURSEMENTS. TWO OFFICERS RECEIVED THIS BENEFIT PURSUANT TO UNIVERSITY INTERNAL REVIEW PROCESSES. Schedule J, Part I, Line 1a Housing allowance or residence for personal use THE UNIVERSITY PROVIDES PRESIDENT BACOW WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE PERSONAL USE OF THE RESIDENCE IS $118,160 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. PLEASE NOTE THE ESTIMATED VALUE OF PERSONAL USE IS BASED ON PARTIAL YEAR USE. DUE TO RENOVATIONS, PRESIDENT BACOW ONLY LIVED IN THE RESIDENCE FOR NINE MONTHS. THE UNIVERSITY PROVIDES PROVOST GARBER WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $132,208 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. HARVARD BUSINESS SCHOOL (HBS) PROVIDES DEAN NOHRIA WITH A RESIDENCE IN ALLSTON AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF HBS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $87,287 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. THE FACULTY OF ARTS AND SCIENCES (FAS) PROVIDES DEAN GAY WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF FAS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $99,700 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. PLEASE NOTE THE ESTIMATED VALUE OF PERSONAL USE IS BASED ON PARTIAL YEAR USE. DUE TO RENOVATIONS, DEAN GAY ONLY LIVED IN THE RESIDENCE FOR EIGHT MONTHS. Schedule J, Part I, Line 1a Health or social club dues or initiation fees PURSUANT TO THE BUSINESS EXPENSE REIMBURSEMENT POLICY THE UNIVERSITY PAID HARVARD CLUB DUES FOR ONE OFFICER AND ONE KEY EMPLOYEE AND PAID COMMERCIAL CLUB OF BOSTON DUES FOR ONE KEY EMPLOYEE. THIS IS A NONTAXABLE BUSINESS EXPENSE IN FURTHERANCE OF ALUMNI RELATIONS AND DEVELOPMENT. Schedule J, Part I, Line 1a Personal services DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A UNIVERSITY EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E.G., PURCHASING OF SMALL HOUSEHOLD ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT). THE UNIVERSITY REGARDS SUCH SERVICES AS A NONTAXABLE "DE MINIMIS" FRINGE BENEFIT. Schedule J, Part I, Line 4a Severance or change-of-control payment Leah Rosovsky, a Former Officer, received a payment of $285,908 pursuant to a separation agreement. This payment is reported in Part II, Column b(iii). Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan HARVARD BUSINESS SCHOOL'S VOLUNTARY RETIREMENT INCENTIVE PLAN ALLOWS ELIGIBLE FACULTY MEMBERS TO ELECT TO RETIRE AT A SET DATE IN EXCHANGE FOR A LUMP-SUM PAYMENT. THE FACULTY MEMBER FORFEITS THE PAYMENT IF HE/SHE TERMINATES EMPLOYMENT BEFORE THE RETIREMENT DATE. THE AMOUNT FULLY VESTS AND IS DISTRIBUTED WHEN THE FACULTY MEMBER RETIRES. UNDER THIS PLAN, THREE HIGHEST COMPENSATED EMPLOYEES, PROFESSORS SIMONS, BELL AND RUBACK, RECEIVED PAYMENTS OF $1,304,820, $1,312,320 AND $1,326,357 RESPECTIVELY, WHICH HAVE BEEN REPORTED IN PART II, COLUMN B(III) OTHER REPORTABLE COMPENSATION. A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2004-01-15 103670000 SERIES R 1-5 (SEE PART VI) false false false B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2005-04-14 13490000 SERIES R 6 (SEE PART VI) false false false C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2006-04-03 14040000 SERIES R 7 (SEE PART VI) false false false D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57586EQE4 2010-01-20 531814469 SERIES 2010A (SEE PART VI) true false false A 0 0 103670000 0 0 0 0 0 0 0 103670000 0 true false true true B 0 0 13491079 0 0 0 0 0 0 0 13491079 0 true false true true C 0 0 14043650 0 0 0 0 0 0 0 14043650 0 true false true true D 27570000 402840000 533205724 0 20489954 0 2755155 0 0 198239905 311720710 0 2014 true true true true A 0.0 true B 0.0 true C 0.0 true D false true true true true true 0.0018 0.0003 0.0021 false true 0.176 true true A false false true false true false false false true B false false true false true false false false true C false false true false true false false false true D false false false true false false false false true A true B true C true D true Schedule K, Part I BOND ISSUES: COLUMNS A AND B, GENERAL NOTE: THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. Schedule K, Part II, Line 3 PROCEEDS: GENERAL NOTE: THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 OF PART II AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF COMMERCIAL PAPER ISSUES (SERIES 2018EE) FOR WHICH LINE 3 OF PART II REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2019 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM Schedule K, Part III PRIVATE BUSINESS USE: COLUMNS A-C (SERIES R1-5, R6, AND R7): THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. Schedule K, Part IV, Line 2c ARBITRAGE: COLUMN D (SERIES 2010A): THE REBATE COMPUTATION WAS PERFORMED IN AUGUST 2014 AS OF JUNE 30, 2014. NO REBATE WAS DUE. COLUMN A (SERIES 2010B): THE REBATE COMPUTATION WAS PERFORMED IN AUGUST 2015 AS OF JUNE 30, 2015. NO REBATE WAS DUE. Schedule K, Part II, Line 13 SUBSTANTIAL COMPLETION COLUMN C (SERIES 20202A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2020, ALTHOUGH ALL PROCEEDS DRAWN FOR THE PROJECT HAVE PREVIOUSLY BEEN SPENT Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91),SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE. ROW A (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW B (SERIES 2016A), COLUMN F: SERIES 2016A WAS ISSUED TO ADVANCE REFUND SERIES 2008B, ISSUED 6/10/08; AND ADVANCE REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES 2009A (1/7/09), SERIES 2010A (1/20/10), AND 2010B (11/17/10). ROW C (SERIES 2020A), COLUMN F: SERIES 2020A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/11/18, 12/19/18, 1/9/19 AND 11/19/19 FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A SCIENCE AND ENGINEERING BUILDING LOCATED AT 150 WESTERN AVE, ALLSTON; (II) RENOVATION OF LOWELL HOUSE, LOCATED AT 10 HOLYOKE PL, CAMBRIDGE (III) RENOVATION OF SMITH CAMPUS CENTER, LOCATED AT 75 MT AUBURN ST, CAMBRIDGE, (IV) RENOVATION OF THE ARTHUR M SACKLER BUILDING, LOCATED AT 485 BROADWAY, CAMBRIDGE, (V) RENOVATION OF SOLDIERS FIELD PARK HOUSING COMPLEX, BUILDING 3, LOCATED AT 111 WESTERN AVE, ALLSTON Schedule K, Part IV, Line 2c COLUMN D Issuer name: MASSACHUSETTS DEVELOPMENT FINANCE AGENCY The calculation for computing no rebate due was performed on 08/01/2014 Schedule K, Part IV, Line 2c COLUMN A Issuer name: MASSACHUSETTS DEVELOPMENT FINANCE AGENCY The calculation for computing no rebate due was performed on 08/15/2015 A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57583R5Q4 2010-11-17 663862239 SERIES 2010B (SEE PART VI) true false false B Massachusetts Development Finance Agency 043431814 57584XYD7 2016-10-20 1930251069 Series 2016A (See Part VI) false false false C Massachusetts Development Finance Agency 043431814 57584YZP7 2020-04-29 452031430 Series 2020A (See Part VI) false false false A 12495000 490815000 664815623 0 18803637 0 2437073 0 0 127021149 516553764 0 2015 true true true true B 25940000 0 1998890624 0 0 469780999 8221984 0 0 0 1520887641 0 false true true true C 0 0 452067660 0 0 100549708 1990514 0 0 0 349486522 40916 true false false true A false true true true true true 0.0002 0.0 0.0002 false true 0.0082 true true B false true true true true true 0.0005 0.0001 0.0006 false true 0.0028 true true C false true true true true true 0.0 0.0 0.0 false false true A false false false true false false false false true B false true true false false false false false true C false true true false false false false false true A true B true C true DREW GILPIN FAUST FORMER PRESIDENT CONSTRUCTION OF HOME X 1000000 917000 false true true MICHAEL D SMITH FORMER KEY EMPLOYEE PURCHASE OF HOME X 1000000 897000 false true true CLAUDINE GAY KEY EMPLOYEE PURCHASE OF HOME X 350000 251000 false true true NITIN NOHRIA KEY EMPLOYEE DEPENDENT'S EDUCATION X 67000 55000 false true true 2120000 BHARAT ANAND FAMILY MEMBER OF NITIN NOHRIA, KEY EMPLOYEE 558906 EMPLOYMENT COMPENSATION false DR AMY EDMONDSON FAMILY MEMBER OF GEORGE DALEY, KEY EMPLOYEE 524738 EMPLOYMENT COMPENSATION false DR SOHEYLA GHARIB FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 420584 EMPLOYMENT COMPENSATION false RICHARD T LEE FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 342913 EMPLOYMENT COMPENSATION false CATHERINE LEE SMITH FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 267616 EMPLOYMENT COMPENSATION false X 33 Other X Other X Other X 1018 146319465 Market value X 1 2500005 Other - APPRAISED VALUE/FMV X 1 1213 Other - APPRAISED VALUE/FMV X 1 Other X ARCHIVAL 11 Other X EQUIPMENT/FURNITURE 1 Other X MISCELLANEOUS 2 Other 13 false true true Schedule M, Part I COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED. Schedule M, Part I, Line 33 EXPLANATION OF REVENUES NOT REPORTED SFAS 116 PROVIDES THAT CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. THE UNIVERSITY DOES NOT REPORT REVENUES FOR GIFTS-IN-KIND INTENDED FOR DISPLAY OR IMMATERIAL AMOUNTS. THE FOLLOWING IS THE TEXT OF THE FOOTNOTE DESCRIBING COLLECTIONS FROM THE UNIVERSITY'S FINANCIAL STATEMENTS: "THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES." NOT ALL GIFTS ARE ART GIVEN WITH THE INTENTION OF BEING DISPLAYED. THERE MAY BE INSTANCES WHERE A GIFT OF ART IS MADE WITH THE PURPOSE OF BEING SOLD AND THE PROCEEDS BENEFITING A SPECIFIC PURPOSE OR UNIT AT THE UNIVERSITY. IN SUCH CASES, THE SALE PROCEEDS WOULD BE RECORDED AS GIFT REVENUE AT THE TIME OF SALE. Schedule M, Part I, Line 33 OTHER NONCASH CONTRIBUTIONS: CERTAIN NONCASH CONTRIBUTIONS LISTED IN PART I HAVE NOT REPORTED AN AMOUNT IN PART I, COLUMN (C). NO AMOUNT IS REPORTED FOR THESE CONTRIBUTIONS EITHER BECAUSE THEY ARE INTENDED FOR DISPLAY, AS DISCUSSED ABOVE, OR BECAUSE THE VALUE OF THE NONCASH CONTRIBUTION IS IMMATERIAL. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions Third Parties, such as auction houses or brokers, may be used to sell non-cash contributions to the university, but not to process or solicit any contributions to the university, except as disclosed on Schedule G, Part I. Form 990, Part I, Line 5 TOTAL NUMBER OF INDIVIDUALS EMPLOYED: AS REQUIRED BY THE FORM 990 INSTRUCTIONS, THE NUMBER REPORTED ON PART I, LINE 5 REPRESENTS THE TOTAL NUMBER OF FORMS W-2 PRODUCED BY THE UNIVERSITY DURING CALENDAR YEAR 2019. THIS INCLUDES PAYMENTS FOR WORK STUDY AND CERTAIN TEACHING FELLOWS, AS WELL AS SHORT-TERM EMPLOYMENT. THE TOTAL HEAD COUNT FOR FACULTY AND STAFF AS REPORTED ON THE HARVARD UNIVERSITY FACT BOOK FOR OCTOBER 31, 2019 WAS 19,512. Form 990, Part I, Line 6 VOLUNTEERS: HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS SCHOOLS, DEPARTMENTS, AND PROGRAMS. WHILE HARVARD DOES NOT FORMALLY TRACK OR ELSEWHERE REPORT THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS 10,000. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW CORPORATION MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY STATUTES, ARE SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF, AND INTERNAL AND EXTERNAL COUNSEL. FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE HARVARD CORPORATION BEFORE IT WAS FILED. Form 990, Part VI, Line 12c Conflict of interest policy ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY. THE COMPLETED DISCLOSURE FORMS OF MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REVIEW PROCESS (CROSS-REFERENCE SCHEDULE J, PART I, LINE 3). THE MOST RECENT REVIEW CONDUCTED PRIOR TO THE CLOSE OF FISCAL YEAR 2020 OCCURRED IN JULY 2019. THE OFFICE OF HUMAN RESOURCES INITIATES AN ANNUAL REVIEW PROCESS TIMED SO THAT A FINAL REVIEW CAN BE CONDUCTED BY THE HARVARD CORPORATION DURING ITS JULY MEETING. ALL INTERNAL REVIEWS AND NEW SALARY RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY INCLUDING RECOMMENDATION BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN. THE PROVOST AND THE EXECUTIVE VICE PRESIDENT ADDITIONALLY PROVIDE RECOMMENDATIONS ON THOSE INDIVIDUALS FOR WHOM THEY HAVE ORGANIZATIONAL RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE PRESIDENT. DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION COMMITTEE, REVIEWS EACH OF THE PRESIDENT'S PROPOSALS FOR FINAL APPROVAL. THE PRESIDENT DOES NOT PARTICIPATE IN THE DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION. ALL VOTES ARE MEMORIALIZED IN MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS PROVIDED BY THE OFFICE OF HUMAN RESOURCES. THIS ANNUAL REVIEW PROCESS INCLUDES THE COMPILATION OF APPROPRIATE COMPARABILITY COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND RELIES UPON APPROPRIATE COMPENSATION MARKET SURVEY DATA AND ANALYSIS IN EACH CASE PRIOR TO MAKING ITS DETERMINATION. FOR THIS PURPOSE, THE PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROVIDED BY AN OUTSIDE CONSULTANT. ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION HAS BEEN DRAWN FROM A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY AVAILABLE FORM 990 INFORMATION. THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE FOLLOWING: 1. THE OFFICERS OF THE UNIVERSITY, INCLUDING THE PRESIDENT, PROVOST, SECRETARY, EXECUTIVE VICE PRESIDENT, AND ALL VICE PRESIDENTS; 2. THE DEANS OF THE FACULTIES, INCLUDING KEY EMPLOYEES; 3. CERTAIN OTHER SENIOR UNIVERSITY PERSONNEL. Form 990, Part VI, Line 15b Process to establish compensation of other employees THE ANNUAL COMPENSATION REVIEW PROCESS DESCRIBED ABOVE APPLIES TO OTHER OFFICERS AND KEY EMPLOYEES. Form 990, Part VI, Line 19 Required documents available to the public HARVARD UNIVERSITY MAKES ITS ANNUAL FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. HARVARD'S CONFLICT OF INTEREST POLICY FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. HARVARD'S PUBLIC CHARTER IS AVAILABLE UPON REQUEST. Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK: THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN APPROXIMATION FOR FULL-TIME EMPLOYMENT. THE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS REPRESENTS AN ESTIMATE OF TIME THE INDIVIDUAL SPENDS IN HIS/HER CAPACITY AS A MEMBER OF THE BOARD OF DIRECTORS AND/OR AS AN EMPLOYEE OF HARVARD AFFILIATES. Form 990, Part VII, Section A, Line 1a, Column (A) TITLE DREW FAUST WAS PRESIDENT UNTIL JUNE 30, 2018 AND THEN BEGAN HER NEW ROLE AS UNIVERSITY PROFESSOR. JEFFREY FLIER WAS DEAN OF HARVARD MEDICAL SCHOOL UNTIL JULY 2016 AND THEN RETURNED TO HIS ROLE AS FACULTY OF MEDICINE. ROBERT IULIANO WAS SENIOR VICE PRESIDENT, GENERAL COUNSEL AND DEPUTY TO THE PRESIDENT UNTIL JUNE 30, 2019. BARBARA MCNEIL WAS ACTING DEAN OF HARVARD MEDICAL SCHOOL FROM AUGUST 2016 UNTIL DECEMBER 2016 AND THEN RETURNED TO HER ROLE AS FACULTY OF MEDICINE. LEAH ROSOVSKY WAS VICE PRESIDENT FOR STRATEGY AND PROGRAMS UNTIL DECEMBER 31, 2018 AND THEN BEGAN HER ROLE AS DEAN'S ADMINISTRATIVE FELLOW AT HARVARD BUSINESS SCHOOL. MICHAEL SMITH WAS DEAN OF FACULTY OF ARTS AND SCIENCES UNTIL AUGUST 14, 2018 AND THEN RETURNED TO HIS ROLE AS FACULTY OF ARTS AND SCIENCES. Form 990, Part VIII, Line 2f Other Program Service Revenue ALL OTHER PROGRAM SERVICE REVENUE - Total Revenue: XXX-XX-XXXX, Related or Exempt Function Revenue: XXX-XX-XXXX, Unrelated Business Revenue: 22940833, Revenue Excluded from Tax Under Sections 512, 513, or 514: 26990007; Form 990, Part XI, Line 9 Other changes in net assets or fund balances CHANGE IN RETIREMENT OBLIGATIONS - -81926958; OTHER CHANGES IN SPLIT INTEREST AGREEMENTS - 54999202; TRANSFERS TO/FROM AFFILIATE ORGANIZATIONS - 79386604; OTHER CHANGE IN NET ASSETS - 22617; Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II). 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Inc C Corporation 0 35 0.9999 true Atlantic Toronto A-P General Partner Inc 355 Burrard Street Ste 1900 Vancouver BC CA V6C2G8 980668180 Investments CA Atlantic Toronto Holdings Inc C Corporation 0 1 0.9999 true Atlantic Toronto Grenville General Partner Inc 355 Burrard Street Ste 1900 Vancouver BC CA V6C2G8 Investments CA Atlantic Toronto Holdings Inc C Corporation 0 6 0.9999 true Atlantic Toronto Holdings Inc 355 Burrard Street Ste 1900 Vancouver BC CA V6C2G8 980668178 Investments CA Atlantic Toronto LP C Corporation 0 4228082 0.9999 true Atlantic Urban Retail Inc C/O Bain Capital Real Estate LP 200 Clarendon St 41st Floor Boston MA 02116 326261983 Investments DE Atlantic Urban Retail Holdings LLC (Atlantic US Real Estate LLC) C Corporation 9161394 20922438 0.9468 true Bain Capital Special Situations Europe (A) LP 981422541 Investments CJ Harvard Management Private Equity Corporation C Corporation 3647019 59872716 0.9543 true BainBridge CC Urbana Apartments REIT Inc 12765 West Forest Hill Blvd Suite 1307 Wellington FL 33414 471171921 Investments DE BainBridge CC Urbana Apartments LLC C Corporation -836818 45249319 0.8351 true BCC Cambridge (Cayman GP Loans) LP 981495663 Investments CJ Luxco Lending Fund II Sarl C Corporation -11766 915516 1.00 true BCC Cambridge (Cayman GP Revolvers) LP 981495639 Investments CJ Luxco Lending Fund II Sarl C Corporation -7598 104608 1.00 true Black Kite Pty Ltd Investments AS Blue Marble Holdings Corp C Corporation 0 0 1.00 true Black Kite Trust 986063158 Investments AS SWT LP C Corporation 12487795 92581072 1.00 true BLC Fund B LP PO Box 309 Ugland House George Town Grand Cayman CJ KY11104 981251361 Investments CJ ITAY LLC C Corporation 2549295 57397081 0.7126 true BLC II Fund B LP 981386349 Investments CJ Harvard Management Private Equity Corporation C Corporation 4116113 75698241 0.5285 true Blue Atlantic Investors II Inc 353 North Clark Street Suite 730 Chicago IL 60654 461452116 Investments DE Blue Atlantic Acquisition Group II LLC C Corporation -1809003 189552938 0.9279 true Blue Atlantic Investors Inc 353 North Clark Street Suite 730 Chicago IL 60654 451022813 Investments MD Blue Atlantic Acquisition Group LLC C Corporation -1092363 315963 0.926 true Blue Atlantic Shuttle II LLC 353 North Clark Street Suite 730 Chicago IL 60654 364851337 Investments DE Blue Atlantic Investors II Inc C Corporation 9494 81814 0.9279 true Bomarea SRL c/o Maples Corporate Services Ltd PO Box 309 Ugland House Grand Cayman CJ KY11109 Investments PE Lapacho Ltd C Corporation 0 0 1.00 true Bramshill Tactical Fixed Income Fund Ltd Investments CJ Harvard Management Private Equity Corporation C Corporation 15265435 409405114 0.8257 true Brodiaea Inc 444 Higuera Street Suite 202 San Luis Obispo CA 93401 900862085 Investments DE Bellum LLC C Corporation 0 53114000 1.00 true Cambridge Square Institutional Fund LP 981370452 Investments CJ Harvard Management Private Equity Corporation C Corporation -8521651 0 1.00 true Cantuta Ltd c/o 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Investments CI CLAG LLC C Corporation -5440597 47770824 1.00 true Composition Capital Europe Fund CV 980459793 Investments NL Harvard Private Capital Realty Inc C Corporation 183637 251718 0.5825 true Composition Capital Europe II Feeder CV 980569903 Investments NL Harvard Private Capital Realty Inc C Corporation -10750 0 0.7175 true Copayapu SpA 2939 Avenida Isidora Goyenechea 11th Fl Las Condes Santiago CI 981112517 Investments CI Palpana LLC C Corporation -1662 2694570 1.00 true CSH Program REIT II Inc 1275 Pennsylvania Avenue North West 2nd Floor Washington DC 20004 300783361 Investments DE CSH Senior Housing II LLC C Corporation -31667 44480109 0.9421 true CSH Program REIT III Inc 1275 Pennsylvania Avenue North West 2nd Floor Washington DC 20004 470981643 Investments DE CSH Senior Housing III LLC C Corporation 37845701 187372251 0.9421 true CSH Program REIT IV Inc 1275 Pennsylvania Avenue North West 2nd Floor Washington DC 20004 814646057 Investments DE Coral Senior Housing IV LLC C Corporation 26982116 219126633 0.9421 true CSH TRS Holding III LLC 1275 Pennsylvania Avenue North West 2nd Floor Washington DC 20004 320410113 Investments DE CSH Program REIT II Inc C Corporation -1053459 898400 0.9421 true CSH TRS Holding IV LLC 1275 Pennsylvania Avenue North West 2nd Floor Washington DC 20004 352508708 Investments DE CSH Program REIT III Inc C Corporation -7588752 4702270 0.9421 true CSH TRS Holding V LLC 1275 Pennsylvania Avenue North West 2nd Floor Washington DC 20004 815203398 Investments DE CSH Program REIT IV Inc C Corporation -4025764 1481619 0.9421 true CVI CHVF Lux Finance Sarl 981120658 Investments LU CVI CHVF Lux Master Sarl C Corporation -167640 204377 0.9999 true CVI CHVF Lux Master Sarl 981120305 Investments LU CVI CHVF Lux Sub Holdings Sarl C Corporation -3837686 7028318 0.9999 true Dairy Farms Partnership 980594944 Investments NZ DF1 Ltd C Corporation 898746 61603444 1.00 true Delphinium SAC c/o Maples Corporate Services Ltd PO Box 309 Ugland House Grand Cayman CJ KY11104 Investments PE Ichu Ltd C Corporation 0 0 1.00 true DG Participants Ltd c/o Maples Corp Svcs PO Box 309 Ugland House George Town Grand Cayman CJ KY11104 981167777 Investments CJ President and Fellows of Harvard College C Corporation 0 0 1.00 true EAE Atlantic II Inc C/O AE Real Estate Holdings LLC 1065 Ave of the Americas Fl 31 New York NY 10018 800954229 Investments DE EAE Atlantic LLC C Corporation -5625568 84181939 0.8606 true EAE Atlantic III Inc C/O AE Real Estate Holdings LLC 1065 Ave of the Americas Fl 31 New York NY 10018 300835462 Investments DE EAE Atlantic LLC C Corporation -7146197 245143818 0.8606 true EAE Atlantic IV Inc C/O AE Real Estate Holdings LLC 1065 Ave of the Americas Fl 31 New York NY 10018 364797540 Investments DE EAE Atlantic LLC C Corporation -8627788 136993513 0.8606 true EAE Atlantic TRS LLC C/O AE Real Estate Holdings LLC 1065 Ave of the Americas Fl 31 New York NY 10018 383978612 Investments DE EAE Atlantic IV Inc C Corporation 12348 65822 0.8606 true Eastern Rosella Trust 981131698 Investments AS Green Rosella Trust C Corporation 15064642 5173589 1.00 true Eco Cebaco SA Investments PM Nicateca Inc C Corporation -81107 27120485 1.00 true Ecuador Timber LP 980458318 Investments CJ Phemus Corporation C Corporation 523617 71917935 0.80 true El Maria SA Investments NU Nicarao Ltd C Corporation -101899 562049 1.00 true Emerald Catastrophe Fund Ltd 981194784 Investments BD Harvard Management Private Equity Corporation C Corporation 1496455 24289419 0.9898 true Empresa Ecologica Del Orinoco SAS Investments CO Toucanet SA C Corporation -16728 1591463 1.00 true Empresas Verdes Argentina SA Investments AR Pino LLC C Corporation -2204084 43219648 1.00 true Estancia Celina SA Investments AR Las Misiones SA C Corporation -1028980 5816594 1.00 true Evolution Credit Partners I (Cayman) LP 125 High Street High Street Tower 26th Floor Boston MA 02210 981418348 Investments CJ Harvard Management Private Equity Corporation C Corporation 9328487 143322153 0.887 true Evolution Credit Partners I SLP LLC 981427934 Investments CJ Harvard Management Private Equity Corporation C Corporation 0 0 1.00 true Exportadora Clag Chile SpA Del Inca 4446 Office 1007 Las Condes Santiago CI Investments CI Clag (Chile) SpA C Corporation 25419 239796 1.00 true Flamenco SpA 2939 Avenida Isidora Goyenechea 11th Fl Las Condes Santiago CI 981120387 Investments CI Copayapu SpA C Corporation -11338 370468 1.00 true Florestas do Sul Agroflorestal Ltda Av Carlos Gomes 1200 Sala 502 Auxiliadora Centro Rio Grande do Sul BR 90480001 980493906 Investments BR Cattleya LLC C Corporation -33542774 91985332 1.00 true Forestal Bosquepalm Cia Ltda Investments EC Ecuador Timber LP C Corporation -997595 21822408 0.798 true Forestal Foresvergal Cia Ltda Investments EC Ecuador Timber LP C Corporation -3089153 23986480 0.798 true Fortaleza Agroindustrial Ltda Fazenda Fortaleza s/n - Zona Rural Santa Filomena Piaui BR CEP64945 Investments BR Insolo Agroindustrial SA C Corporation -283600 15395595 1.00 true Francolin PO Box 309 Ugland House Grand Cayman CJ KY11104 981006384 Investments CJ Shipping Venture Corporation C Corporation -35 0 1.00 true FRIENDS OF HARVARD HONG KONG TRUST 114 MOUNT AUBURN ST 5TH FL CAMBRIDGE MA 02138 477237666 TRUST FOR CONTRIBUTIONS HK HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC Trust 3631000 114 1.00 true FRIENDS OF HARVARD UNIVERSITY TRUST FOR CONTRIBUTIONS UK HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC Trust 1339684 425874 1.00 true Galileia Agroindustrial Ltda Fazenda Galileia s/n Zona Rural-Baixai Grande Do Ribeiro Piaui BR Investments BR Insolo Agroindustrial SA C Corporation 4775383 33208832 1.00 true Gateway Real Estate Fund III - TE LP 980669480 Investments CJ Harvard Private Capital Realty Inc C Corporation 8073609 32744010 0.6493 true Gavea Investment Fund II B LP 100 KING STREET WEST SUITE NO 6000 TORONTO ONTARIO CA M5X1E2 980537951 Investments CA Harvard Management Private Equity 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STUDENT CLUBS OF HBS INC A 5993 CASH STUDENT ORGANIZATIONS AND JOURNALS OF HARVARD LAW SCHOOL INC B 1569590 CASH TRUSTEES FOR HARVARD UNIVERSITY S 10445398 COST TRUSTEES FOR HARVARD UNIVERSITY L 11177807 COST Schedule R, Part IV IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS A TRUST: SPLIT INTEREST TRUSTS: THE TRUSTS LISTED ARE DOMICILED IN MASSACHUSETTS, NEW YORK, AND WASHINGTON, D.C.