2021-05-13T17:08:37-05:00 2020-06-30 430765316 RUBINBROWN LLP ONE NORTH BRENTWOOD SAINT LOUIS MO 63105 990 2019-07-01 430652675 ST LOUIS COLLEGE OF PHARMACY STLO 3143678700 4588 PARKVIEW PLACE SAINT LOUIS MO 63110 DR JOHN A PIEPER PRESIDENT 3143678700 2021-05-10 1 KIMBERLY A RYAN P00829977 3142903300 2019 2022-09-23 18:48:47Z DR JOHN A PIEPER 4588 PARKVIEW PLACE SAINT LOUIS MO 63110 105107890 0 X WWW.UHSP.EDU X 1864 MO PRIVATE NOT-FOR-PROFIT INSTITUTION OF HIGHER LEARNING AND RESEARCH. 20 20 794 23 -142673 -142673 4055667 6178704 47354755 44070486 9634022 5160350 401395 607614 61445839 56017154 7105388 8043868 0 0 28616739 26865888 0 0 1018638 24605015 24021490 60327142 58931246 1118697 -2914092 302039789 293235345 133638983 130570771 168400806 162664574 ST. LOUIS COLLEGE OF PHARMACY'S MISSION IS TO EDUCATE AND ADVANCE COMMUNITIES OF DISCOVERY TO FOSTER A HEALTHIER SOCIETY. 0 0 44462864 7907763 39856941 STUDENT EDUCATION - PROVIDE CURRICULUM THAT COMBINES LIBERAL ARTS AND SCIENCES WITH A PROFESSIONAL PROGRAM LEADING TO A DOCTOR OF PHARMACY (PHARM D) WITH AN INTEGRATED BACHELOR OF SCIENCE (B.S.). NUMBER OF PERSONS ENROLLED AS OF FALL 2019 = 1,037. 6607485 136105 4213545 STUDENT HOUSING AND PARKING - PROVIDE ROOM AND BOARD FOR STUDENTS OF THE COLLEGE. NUMBER OF PERSONS HOUSED ON CAMPUS AS OF FALL 2019 WAS 337. ALSO INCLUDES THE MANAGEMENT OF 919 COLLEGE CONTROLLED PARKING SPACES. 51070349 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1442 0 794 1 1 1 1 CJ UK 0 0 0 1 1 0 0 0 0 0 0 X 20 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 1 1 X LISA VANSICKLE 3144468179 4588 PARKVIEW PLACE SAINT LOUIS MO 63110 BERNARD SHORE TRUSTEE 1.00 X 0 0 0 BRIAN SEIZ TRUSTEE 1.00 X 0 0 0 CATHERINE GOETZ TRUSTEE 1.00 X 0 0 0 CURTIS SEARCY TRUSTEE 1.00 X 0 0 0 DANIEL KISTNER TRUSTEE 1.00 X 0 0 0 DARRYL MUNDEN TRUSTEE 1.00 X 0 0 0 ELAINE HAYNES TRUSTEE 1.00 X 0 0 0 JAMES BUFORD TRUSTEE 1.00 X 0 0 0 JANE PRUEMER TRUSTEE 1.00 X 0 0 0 JERRY CALLAHAN TRUSTEE 1.00 X 0 0 0 JOEL HENNENFENT TRUSTEE 1.00 X 0 0 0 LAURA BUTKIEVICH TRUSTEE 1.00 X 0 0 0 MARTHA SCHLICHER TRUSTEE 1.00 X 0 0 0 RICHARD ANDERSON TRUSTEE 1.00 X 0 0 0 SANDRA BOLLINGER TRUSTEE 1.00 X 0 0 0 SANDRA VAN TREASE TRUSTEE 1.00 X 0 0 0 TOM HUNT TRUSTEE 1.00 X 0 0 0 WILLIAM BAILEY TRUSTEE 1.00 X 0 0 0 JOANNE LEVY BOARD CHAIR 1.00 X X 0 0 0 PAUL BEAHM SENIOR VICE-CHAIR 1.00 X X 0 0 0 NEAL SAMPLE VICE-CHAIR 1.00 X X 0 0 0 AL LI TREASURER 1.00 X X 0 0 0 KENDRA HOLMES SECRETARY 1.00 X X 0 0 0 JOHN PIEPER PRESIDENT 40.00 X 431638 0 53166 BRUCE CANADAY DEAN OF PHARMACY 40.00 X 252337 0 32503 BRENDA GLEASON INTERIM DEAN OF PHARMACY 40.00 X 233210 0 29427 KIMBERLY KILGORE DEAN OF ARTS AND SCIENCES 40.00 X 182020 0 21454 LISA VANSICKLE VP, FINANCE AND CFO 40.00 X 78080 0 8995 THOMAS BURRIS ALUMNI ENDOWED PROFESSOR, PHARMACOLOGY AND VP, RES 40.00 X 369838 0 38437 KATHRYN GARDNER VP, ADVANCEMENT AND CHIEF DEVELOPMENT OFFICER 40.00 X 194481 0 28184 HEATHER FRENCH VP, STUDENT AFFAIRS 40.00 X 185624 0 30753 KENNETH FLEISCHMANN GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 40.00 X 187918 0 21752 TRICIA BERRY ASSISTANT DEAN FOR STUDENT ACADEMIC AFFAIRS 40.00 X 174530 0 30308 2289676 0 294979 67 0 1 0 PEDESTAL FOODS 15480 CLAYTON RD STE 301 BALLWIN MO 63011 FOOD SERVICES 1154835 4M BUILDING SOLUTIONS INC PO BOX 870784 KANSAS CITY MO 64187 CLEANING SERVICES 299921 BAM MARKETING AGENCY 1000 CLARK AVENUE ST LOUIS MO 63102 MARKETING 269118 PARIC CORPORATION PO BOX 790100 ST LOUIS MO 63179 GENERAL CONTRACTOR 238026 FLEISHMAN HILLARD INC PO BOX 771733 ST LOUIS MO 63177 MARKETING 165305 8 4459572 1719132 15985 6178704 TUITION & HOUSING 611600 44070486 44070486 44070486 2202112 -142673 2344785 51420829 628145 48462591 628145 2958238 0 2958238 2958238 MISCELLANEOUS REVENUE 900099 607614 607614 607614 56017154 44070486 -142673 5910637 8043868 8043868 1322830 750951 571879 20494451 17480525 2472085 541841 1208864 991330 183860 33674 2384115 1895731 408298 80086 1455628 1204952 212505 38171 59480 5904 53576 89500 89500 1226939 1226939 2413732 1958101 384331 71300 641212 526541 114671 1000126 876772 64974 58380 711927 689791 20315 1821 1469121 1432187 36934 122526 122526 666734 484261 160509 21964 5473306 5294378 178928 5500522 5261137 239385 925702 791144 134558 OTHER EXPENSES 1315725 1250400 38399 26926 FOOD COSTS 880521 880521 DUES, SUBSCRIPTIONS, BO 582990 456966 116579 9445 LEASE AND RENTAL EXPENS 546525 544912 1613 394902 127451 132421 135030 58931246 51070349 6842259 1018638 3140522 3935635 7233506 8324255 908033 686168 3217373 3534626 917509 985894 185971562 50183804 139024865 135787758 95069257 88237941 41763711 40583386 5141117 4860461 5623896 6299221 302039789 293235345 4840822 4408870 2775460 4168873 116667916 113392970 6063156 5353491 3291629 3246567 133638983 130570771 X 143035064 137756373 25365742 24908201 168400806 162664574 302039789 293235345 X -2914092 -2743620 -78520 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 63775 X X X 0 139382303 175978 1189791 7228447 133519625 138957901 481718 7169350 7226666 139382303 136197855 274636 9291956 6806546 138957901 137781383 494026 14219612 16297166 136197855 146603430 325503 -561292 8586258 137781383 0.86480 0.06610 0.06910 0 0 2622399 2622399 157816541 34153258 123663283 3584751 2610746 974005 20218323 13419800 6798523 1729548 1729548 135787758 ALTERNATE STRATEGIES 33173611 F REAL ESTATE 7409775 F 40583386 FUNDS HELD FOR OTHERS 451651 PAYABLE TO ANNUITIES 99968 DEFERRED COMPENSATION 688714 DEFERRED LEASE LIABILITY 519960 DEFERRED RENT 1486274 3246567 X 45182165 -2743620 -78520 -2822140 48004305 1226939 6785910 8012849 56017154 50918397 0 50918397 1226939 6785910 8012849 58931246 PART X, LINE 2: THE COLLEGE IS EXEMPT FROM INCOME TAXES UNDER SECTION 501 OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF STATE LAW. HOWEVER, THE COLLEGE IS SUBJECT TO FEDERAL INCOME TAX ON ANY UNRELATED BUSINESS TAXABLE INCOME. THE COLLEGE FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND THE STATE OF MISSOURI. THE COLLEGE BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. GENERALLY, THE COLLEGE IS NO LONGER SUBJECT TO U.S. FEDERAL AND STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -54,862. CHANGE IN CASH SURRENDER VALUE -2,015. CHANGE IN COLLEGE CONTRIBUTION TO FEDERAL LOAN PROGRAM -37,814. CHANGE IN INTEREST IN PERPETUAL TRUSTS 16,171. PART XI, LINE 4B - OTHER ADJUSTMENTS: TUITION DISCOUNTS AND SCHOLARSHIPS 6,785,910. PART XII, LINE 4B - OTHER ADJUSTMENTS: TUITION DISCOUNTS AND SCHOLARSHIPS 6,785,910. SCHEDULE D, PART III, LINE 4 THE MORTAR AND PESTLE COLLECTIONS WERE DISPLAYED IN THE COLLEGE'S LOBBY AND LIBRARY. THE ITEMS PRESERVE THE HISTORY OF THE PHARMACY PROFESSION FOR FUTURE GENERATIONS. SCHEDULE D, PART V, LINE 4 TO SUPPORT THE MISSION OF THE ST. LOUIS COLLEGE OF PHARMACY. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE POLICY OF RACIAL NON DISCRIMINATION IS PUBLISHED IN ALL ADMISSIONS CATALOGS AND MATERIALS. IT IS ALSO MADE AVAILABLE TO ALL PROSPECTIVE STUDENTS ON THE COLLEGE WEBSITE. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES FINANCIAL AID OR ASSISTANCE FROM THE DEPARTMENT OF EDUCATION HIGHER EDUCATION PROGRAMS. CENTRAL AMERICA/CARIBBEAN PASSIVE INVESTMENT 5234535 EUROPE PASSIVE INVESTMENT 4638796 CENTRAL AMERICA/CARIBBEAN PASSIVE INVESTMENT FEES 29567 0 0 0 0 0 0 9902898 0 9902898 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 ATHLETIC SCHOLARSHIP 141 1829225 COLLEGE CONTRIBUTION-CWS 268 91607 COLLEGE CONTRIBUTION-SEOG 122 54767 COLLEGE SPONSORED SCHOLARSHIPS-MISC. 272 674756 GRADUATE AWARDS 351 1765484 NEED BASED GRANTS 69 256228 PRESIDENT'S SPECIAL MERIT AWARD 48 384700 SEOG 122 219069 TUITION/ROOM/BOARD REMISSION 13 201123 UNDERGRADUATE AWARDS 213 2256309 CARES GRANTS 966 310600 PART I, LINE 2: THE STUDENT GRANTS AND AWARDS ARE FINANCIAL AID FUNDS WHICH THE FINANCIAL AID OFFICE HAS DETERMINED EACH STUDENT WAS ELIGIBLE TO RECEIVE. THE BUSINESS OFFICE REVIEWS THEIR LIST, PRIOR TO ENTERING THE AWARDS DIRECTLY TO EACH STUDENT'S TUITION ACCOUNT, AS PAYMENT. FINANCIAL AID OFFICE IS PROVIDED MONTHLY REPORTS AS THESE AWARDS ARE EXPENSED OUT OF THE FINANCIAL AID BUDGET. STUDENTS ARE AWARE OF THESE AWARDS THROUGH VARIOUS PUBLICATIONS. STUDENTS HAVE DIRECT ACCESS TO ALL DETAILS OF THEIR TUITION ACCOUNT. X X X X 1 1 X X 0 0 0 0 0 0 0 1 0 JOHN PIEPER PRESIDENT 413500 0 0 0 18138 0 40322 0 12844 0 484804 0 0 0 BRUCE CANADAY DEAN OF PHARMACY 252337 0 0 0 0 0 19530 0 12973 0 284840 0 0 0 BRENDA GLEASON INTERIM DEAN OF PHARMACY 233210 0 0 0 0 0 17991 0 11436 0 262637 0 0 0 KIMBERLY KILGORE DEAN OF ARTS AND SCIENCES 182020 0 0 0 0 0 14095 0 7359 0 203474 0 0 0 THOMAS BURRIS ALUMNI ENDOWED PROFESSOR, PHARMACOLO 340993 0 28845 0 0 0 21600 0 16837 0 408275 0 0 0 KATHRYN GARDNER VP, ADVANCEMENT AND CHIEF DEVELOPMEN 194481 0 0 0 0 0 15250 0 12934 0 222665 0 0 0 HEATHER FRENCH VP, STUDENT AFFAIRS 185000 0 0 0 624 0 14106 0 16647 0 216377 0 0 0 KENNETH FLEISCHMANN GENERAL COUNSEL AND CHIEF COMPLIANCE 187775 0 0 0 143 0 14318 0 7434 0 209670 0 0 0 TRICIA BERRY ASSISTANT DEAN FOR STUDENT ACADEMIC 174530 0 0 0 0 0 13672 0 16636 0 204838 0 0 0 PART I, LINE 1A DR. JOHN A. PIEPER, THE PRESIDENT RECEIVED HEALTH/SOCIAL CLUB MEMBERSHIPS, AN AUTO ALLOWANCE, AS WELL AS TAX GROSS UP PAYMENTS. THE PRESIDENT PAID THE COLLEGE FOR HIS PERSONAL USE OF THE HEALTH/SOCIAL CLUB MEMBERSHIPS. THE PERSONAL USE OF THE HEALTH/SOCIAL CLUB MEMBERSHIP DUES, THE AUTO ALLOWANCE, AND THE TAX GROSS UP PAYMENTS ARE INCLUDED AS TAXABLE COMPENSATION. DISCRETIONARY SPENDING ACCOUNTS ARE FOLLOWED ACCORDING TO CONTRACTS FOR APPLICABLE STAFF/FACULTY. PART I, LINE 7 OUR FACULTY RESEARCH INCENTIVE PROGRAM REWARDS FACULTY FOR SUSTAINED EXTERNALLY FUNDED PRODUCTIVITY AND SCHOLARLY ACTIVITIES. ANY RESEARCHERS THAT HIT CERTAIN THRESHOLDS ARE ENTITLED TO A BONUS OR DISCRETIONARY FUNDS BASED ON A PRE-DETERMINED CALCULATION. BONUSES ARE APPROVED BY THE CFO, HR AND PRESIDENT. A SEE PART VI 411178966 60636AFY4 2013-11-15 78293770 SEE PART VI 0 0 0 B SEE PART VI 411178966 2014-11-14 12090000 SEE PART VI 0 0 0 C SEE PART VI 411178966 60636AMH3 2015-09-30 41871192 SEE PART VI 0 0 0 A 13505000 78362189 4525268 796623 50496862 22543436 2015 1 0 1 1 B 12090000 207514 11882486 2003 1 0 1 1 C 3720000 41890507 1477660 578524 39834324 2018 0 0 1 1 A 0 0 1 1 0 0 0 1 C 0 0 1 1 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 1 1 1 0 0 0 1 C 0 1 0 1 1 0 0 0 1 A 1 B 1 C 1 PART I, LINE A, COLUMN (A), LINE B, COLUMN (A), AND LINE C, COLUMN (A) HEALTH AND EDUCATIONAL FACILITIES AUTHORITY OF THE STATE OF MISSOURI PART I, LINE A, COLUMN (F) PROCEEDS OF THE SERIES 2013 BONDS WERE USED (A) TO CURRENT REFUND THE SERIES 2006 BONDS ISSUED 2/24/2006 AND (B) TO CONSTRUCT A NEW ACADEMIC BUILDING. PART I, LINE B, COLUMN (F) PROCEEDS OF THE SERIES 2014 BONDS WERE USED TO CURRENT REFUND THE SERIES 2006 BONDS ISSUED 2/24/2006. PART I, LINE C, COLUMN (F) PROCEEDS OF THE SERIES 2015 BONDS WERE USED FOR THE CONSTRUCTION OF A NEW SEVEN-STORY BUILDING ON THE CAMPUS OF THE UNIVERSITY. PART III, COLUMN B PROCEEDS OF THE SERIES 2014 BONDS WERE USED TO REFUND SERIES 2006 BONDS. PROCEEDS OF THE SERIES 2006 BONDS WERE USED TO REFUND SERIES 2001 BONDS, WHICH FINANCED NEW MONEY PROJECTS AND WERE ISSUED PRIOR TO 1/1/2003. ACCORDINGLY, IN PART III, COLUMN B, THE UNIVERSITY IS NOT REQUIRED TO REPORT ON THE PROJECTS REFINANCED BY THE SERIES 2014 BONDS. PART IV, LINE 2(A), COLUMN A REBATE COMPUTATION SHOWING NO REBATE WAS DUE WAS COMPLETED 11/1/2015. SUBSEQUENT TO 11/1/2015, NO GROSS PROCEEDS OF THE BONDS HAVE BEEN INVESTED, OUTSIDE OF A BONA FIDE DEBT SERVICE FUND. PART IV, LINE 2(A), COLUMN B BOND PROCEEDS WERE ALLOCATED WITHIN 6-MONTHS OF ISSUE DATE TO REDEEM PRIOR ISSUE AND PAY COSTS OF ISSUANCE. NO GROSS PROCEEDS OF THE BONDS HAVE BEEN INVESTED, OUTSIDE OF A BONA FIDE DEBT SERVICE FUND. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY MEMBERS OF THE BUSINESS OFFICE AND CFO. THEN THE FORM IS PROVIDED TO THE PRESIDENT FOR REVIEW. PRIOR TO FILING WITH THE IRS, THE 990 IS PROVIDED TO THE AUDIT COMMITTEE AS WELL AS ALL BOARD MEMBERS FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST FORM. THE PRESIDENT'S OFFICE IS RESPONSIBLE FOR ENSURING ALL BOARD MEMBERS HAVE COMPLETED THE FORM. IT IS THE COLLEGE'S PRACTICE THAT ANY BOARD MEMBERS WITH A CONFLICT OF INTEREST RECUSE THEMSELVES FROM BOARD DISCUSSION AS WELL AS FROM ANY BOARD VOTE. FACULTY AND STAFF ARE INSTRUCTED PER COLLEGE POLICY TO DISCLOSE CONFLICTS OF INTEREST AS THEY ARISE. ALL CONFLICTS OF INTEREST ARE REVIEWED BY THE FACULTY GOVERNANCE COMMITTEE, THE DIRECTOR OF HUMAN RESOURCES, AND THE BOARD OF TRUSTEES. ALL PERSONS ARE INSTRUCTED TO REFRAIN FROM ACTIVITIES THAT GIVE RISE TO CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A SALARY INFORMATION FOR PRESIDENTS OF SIMILAR SIZED COLLEGES AND FORMS 990 WERE PROVIDED BY A RECRUITING FIRM DURING THE INITIAL HIRING PROCESS. COMPENSATION CHANGES SINCE THE INITIAL HIRING OCCURRED ON AN ANNUAL BASIS, INCLUDING A REVIEW OF THE PRESIDENT'S PERFORMANCE RATING BY THE BOARD. BONUSES WERE BASED ON CONTRACT TERMS AND THE PRESIDENT'S PERFORMANCE AS COMPARED TO OBJECTIVES. THE BOARD OF TRUSTEES MEETS IN OCTOBER TO APPROVE CHANGES TO COMPENSATION. THE CHAIRPERSON MEETS WITH THE PRESIDENT TO DISCUSS PAST GOALS, NEW GOALS, AND SALARY ADJUSTMENTS. THE LATEST CONTRACT WITH THE PRESIDENT WENT INTO EFFECT AS OF JULY 1, 2015, THE TERMS OF WHICH HAVE BEEN UPDATED SEVERAL TIMES SINCE THE EFFECTIVE DATE. AT THIS TIME, THE BOARD ALSO REVIEWED THE COMPENSATION INFORMATION OF FORMS 990 OF SIMILARLY SIZED COLLEGES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN CASH SURRENDER VALUE -2,015. CHANGE IN SPLIT INTEREST AGREEMENT -54,862. CHANGE IN INTEREST IN NET ASSETS OF O.J. CLOUGHLY 16,171. CHANGE IN COLLEGE CONTRIBUTION TO FEDERAL LOAN PROGRAM -37,814. PART XII, LINE 2C NO CHANGE FROM PRIOR YEAR. FORM 990, PART VI, LINES 16A & 16B ST. LOUIS COLLEGE OF PHARMACY IS IN THE PROCESS OF DRAFTING A WRITTEN POLICY FOR JOINT VENTURES. THE ORGANIZATION CONDUCTED SUBSTANTIAL DUE DILIGENCE PRIOR TO FINALIZING ITS PARTICIPATION IN PERSONAL PHARMACIST, LLC, AND HAS WRITTEN DOCUMENTATION TO SUPPORT ITS DECISION TO PARTICIPATE IN THE JOINT VENTURE. TO DATE, PERSONAL PHARMACIST, LLC HAS HAD NO ACTIVITY. OJ CLOUGHLY EDUCATION FOUNDATION 135 S LASALLE ST CHICAGO IL 60603 436110578 FBO OF STLCOP IL 501(C)(3) PF ST LOUIS COLLEGE OF PHARMACY 1 BALLMANN FAMILY PRIVATE FOUNDATION PO BOX 387 ST LOUIS MO 63166 436466750 GIFTS, GRANTS OR LOANS TO OTHER ORGANIZATIONS MO 501(C)(3) PF ST LOUIS COLLEGE OF PHARMACY 1 PERSONAL PHARMACIST LLC 4588 PARKVIEW PLACE ST LOUIS MO 63110 384008130 PHARMACEUTICAL AND SCIENTIFIC COMMUNITY LEARNING MO RELATED 0 0 0.50000 CHARITABLE REMAINDER TRUSTS 4588 PARKVIEW PLACE ST LOUIS MO 63110 REMAINDER TRUST MO ST LOUIS COLLEGE OF PHARMACY T 1.00000 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 OJ CLOUGHLY EDUCATION FOUNDATION C 102422 FMV BALLMANN FAMILY PRIVATE FOUNDATION C 85900 FMV