2021-04-26T09:53:14-05:00 2020-06-30 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2019-07-01 131632530 UNION SETTLEMENT ASSOCIATION INC UNIO 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 LIJO CHIRAYIL VARGHESE DIRECTOR OF FINANCE 2128286000 2021-04-23 1 GARRETT M HIGGINS P00543209 9143818900 2021-04-23 2019 2022-09-23 18:48:47Z DAVID NOCENTI 237 EAST 104TH STREET NEW YORK NY 10029 30423646 0 X WWW.UNIONSETTLEMENT.ORG X 1902 NY UNION SETTLEMENT ASSOCIATION IS AN ON-THE-GROUND RESOURCE FOR EAST HARLEM RESIDENTS OF ALL AGES, AND A STRONG ADVOCATE FOR THE NEEDS OF UNDERSERVED COMMUNITIES. 25 25 573 702 0 0 22483791 22086235 4614965 5683845 82614 156493 99001 41980 27280371 27968553 22736 212332 0 0 17223279 18225228 123984 0 623070 8827187 7707656 26197186 26145216 1083185 1823337 11752724 17259758 8504150 14382957 3248574 2876801 X UNION SETTLEMENT ASSOCIATION CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 0 0 9164347 41300 299325 EARLY CHILDHOOD EDUCATION: HIGH-QUALITY, FULL-DAY EDUCATIONAL PROGRAMS SERVING ALMOST 700 INFANTS, TODDLERS AND PRESCHOOLERS, AGES EIGHT WEEKS TO FIVE YEARS. OUR SIX EARLY CHILDHOOD CENTERS SUPPORT THE COGNITIVE, SOCIAL, CREATIVE AND PHYSICAL DEVELOPMENT, AND OUR FAMILY CHILD CARE NETWORK PREPARES COMMUNITY MEMBERS TO ESTABLISH AND RUN THEIR OWN HOME-BASED CHILD CARE BUSINESSES IN AN EDUCATIONALLY STIMULATING HOME-BASED SETTING. 4993394 12750 50572 YOUTH SERVICES: OUR YOUTH SERVICES DIVISION PROVIDES MORE THAN 3,000 CHILDREN, ADOLESCENTS AND YOUNG ADULTS WITH PROGRAMS THAT FOSTER CREATIVITY, CURIOSITY, RESILIENCE AND PROBLEM SOLVING; INSTILL HABITS OF PERSISTENCE AND PERSEVERANCE; AND ENHANCE SOCIAL AND EMOTIONAL SKILLS. SERVICES INCLUDE AFTERSCHOOL AND SUMMER PROGRAMS, COLLEGE PREPARATION, JOB READINESS, AND PROGRAMS FOR DISCONNECTED AND COURT-INVOLVED YOUTH. 3809860 6450 3848231 MENTAL HEALTH SERVICES: OUR OUTPATIENT MENTAL HEALTH COUNSELING CLINIC PROVIDES CRITICAL STRENGTH-BASED AND TRAUMA-INFORMED MENTAL HEALTH SERVICES TO OVER 1,000 CHILDREN, ADOLESCENTS, ADULTS AND SENIORS EACH YEAR, HELPING THEM TO HEAL, DEVELOP RESILIENCY, AND LEAD FULFILLING AND PRODUCTIVE LIVES. 4417854 151832 1485717 SENIOR SERVICES - FOUR SENIOR CENTERS, MEALS ON WHEELS, NORC PROGRAM AND TRANSPORTATION PROGRAM PROVIDING NUTRITION, WELLNESS, EDUCATION, CASE ASSISTANCE, TRANSPORTATION AND OTHER SERVICES TO OVER 1,500 OLDER ADULTS.ADULT EDUCATION - ENGLISH LANGUAGE, LITERACY, HIGH SCHOOL EQUIVALENCY, CITIZENSHIP, JOB TRAINING, AND OTHER EDUCATIONAL CLASSES FOR OVER 400 ADULT STUDENTS EACH YEAR.SMALL BUSINESS SERVICES - BUSINESS CLASSES, TECHNOLOGY EDUCATION, ACCESS TO CAPITAL AND TECHNNICAL ASSISTANCE PROVIDED TO OVER 500 ENTREPRENEURS AND SMALL BUSINESSES THROUGHOUT EAST HARLEM. 4417854 151832 1485717 22385455 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 137 0 573 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 25 25 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X LIJO CHIRAYIL VARGHESE 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 DAVID NOCENTI EXECUTIVE DIRECTOR 40.00 X 184582 0 6285 DERRICK BOONE ASSOCIATE EXECUTIVE DIRECTOR 40.00 X 118535 0 9880 KATHERINE BRADSHAW PSYCHIATRIST 40.00 X 125899 0 624 GABRIELLE SHAPIRO PSYCHIATRIST 40.00 X 122578 0 2056 LISSA SOUTHERLAND ASSOCIATE EXECUTIVE DIRECTOR 40.00 X 120000 0 530 SUSAN PUDER DIRECTOR OF DEVELOPMENT 40.00 X 109902 0 3775 EVA BERBEGAL DIRECTOR OF FINANCE (THRU 10/19) 40.00 X 99775 0 5803 GINA RUSCH SECRETARY/DIRECTOR 2.00 X X 5000 0 0 AMY SHERMAN CHAIR 4.00 X X 0 0 0 ELI GROSS VICE CHAIR 2.00 X X 0 0 0 DAWN M ZAPETTI VICE CHAIR 2.00 X X 0 0 0 WILLIAM ARNOLD TREASURER 2.00 X X 0 0 0 REGINALD E HARWELL SECRETARY 2.00 X X 0 0 0 ED ADLER DIRECTOR 1.00 X 0 0 0 DAVID CASTELBLANCO DIRECTOR 1.00 X 0 0 0 SUSAN CHAPMAN DIRECTOR 1.00 X 0 0 0 SCOTT COOPER MD DIRECTOR (THRU 02/20) 1.00 X 0 0 0 FRANCESCA CURTIN DIRECTOR (THRU 06/20) 1.00 X 0 0 0 COURTNEY DANKWORTH DIRECTOR 1.00 X 0 0 0 JAGDEEP DAYAL DIRECTOR 1.00 X 0 0 0 KALAIVANI S DUANE DIRECTOR 1.00 X 0 0 0 ROBERT V EDGAR DIRECTOR 1.00 X 0 0 0 ELSIE ENCARNACION DIRECTOR 1.00 X 0 0 0 KATE HAMILL DIRECTOR 1.00 X 0 0 0 MICKIE KERSON DIRECTOR 1.00 X 0 0 0 SALIQ KHAN DIRECTOR 1.00 X 0 0 0 JACK LEVENTHAL DIRECTOR (THRU 09/19) 1.00 X 0 0 0 LATEEFAH ODEDINA DIRECTOR 1.00 X 0 0 0 RUTH PACHMAN DIRECTOR 1.00 X 0 0 0 MAXINE L ROCKOFF PHD DIRECTOR 1.00 X 0 0 0 JULIO RODRIGUEZ DIRECTOR (THRU 12/19) 1.00 X 0 0 0 ANDREW SCHWALM DIRECTOR (THRU 06/20) 1.00 X 0 0 0 ROBIN SPARKMAN DIRECTOR 1.00 X 0 0 0 BARBARA STERNBERGER DIRECTOR 1.00 X 0 0 0 SZILVIA SZMUK-TANENBAUM DIRECTOR (THRU 06/20) 1.00 X 0 0 0 DAVID C THOMAS MD MHPE DIRECTOR 1.00 X 0 0 0 KATE B TOWNSEND DIRECTOR 1.00 X 0 0 0 DREW WARSHAW DIRECTOR 1.00 X 0 0 0 BRITTLEY WISE DIRECTOR (THRU 09/19) 1.00 X 0 0 0 LIJO VARGHESE DIRECTOR OF FINANCE (STARTING 03/20) 40.00 X 0 0 0 886271 0 28953 8 0 1 0 BTQ FINANCIAL 80 BROAD STREET NEW YORK NY 10004 MANAGEMENT SERVICES 670608 TEMPOSITIONS INC 622 THIRD AVE 39TH FL NEW YORK NY 10017 TEMPORARY STAFFING 471069 EPSTEIN BECKER & GREEN PC PO BOX 30036 NEW YORK NY 10087 LEGAL SERVICES 121980 STREETPLUS COMPANY LLC 154 CONOVER STREET BROOKLYN NY 11231 MAINTENANCE SERVICES 117728 BMHSC MANAGEMENT CORP 109 SANDPIPER KEY SECAUCUS NJ 07094 ADMINISTRATIVE SERVICES 101405 5 508934 17882061 3695240 307821 22086235 MANAGED CARE REVENUE 624110 3140329 3140329 CONTRACT SERVICE FEES 624110 1508762 1508762 MEDICAID REVENUE 624100 704427 704427 PARENT FEES 624410 299325 299325 PARTICIPANT FEES 624100 27526 27526 3476 3476 5683845 116207 116207 53597 29947 23650 23650 23650 2435902 2395616 40286 40286 40286 11475 508934 29530 -18055 -18055 REIMBURSEMENTS 900099 31202 31202 OTHER REVENUE 900099 5183 5183 36385 27968553 5683845 0 198473 X 30000 30000 182332 182332 287854 287854 14744351 13268925 1110304 365122 394083 369433 14382 10268 1141809 1060098 52248 29463 1657131 1533680 80826 42625 684876 684876 197289 103452 92411 1426 123825 64930 58000 895 2662320 2472351 176630 13339 29944 28641 1303 769523 562987 152981 53555 398387 380149 17823 415 155536 150937 4599 26084 17769 8315 4041 4041 290455 54838 235617 FOOD 948940 948940 REPAIRS AND MAINTENANCE 508899 455276 53623 PROGRAM SUPPLIES 449341 369715 9691 69935 BAD DEBT EXPENSE 346827 309583 37244 111369 50060 26585 34724 26145216 22385455 3136691 623070 120469 2446550 1986730 3409758 5739216 6867047 785187 606920 47654 101814 80757 76716 8082 4041 3031853 3787095 33533 36533 11752724 17259758 2169325 2190238 1315905 1605288 5018920 10587431 8504150 14382957 X 1712607 723081 1535967 2153720 3248574 2876801 11752724 17259758 X 1823337 68094 -2263204 X X 0 1 X 1 1 1 X 19868094 21956578 22598975 22483791 22086235 108993673 1470795 5303841 5380351 5642429 5914252 23711668 21338889 27260419 27979326 28126220 28000487 132705341 132705341 91735 87396 89905 109427 169804 548267 172950 96114 56278 109573 36385 471300 133724908 22891239 0.99240 0.99280 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2015 AMOUNT: $ 172,950. 2016 AMOUNT: $ 50,154. 2017 AMOUNT: $ 12,443. 2018 AMOUNT: $ 51,776. 2019 AMOUNT: $ 5,183. INSURANCE RECOVERIES - 2016 AMOUNT: $ 40,387. 2017 AMOUNT: $ 38,585. REIMBURSEMENTS - 2016 AMOUNT: $ 3,541. 2017 AMOUNT: $ 2,288. 2018 AMOUNT: $ 57,797. 2019 AMOUNT: $ 31,202. VENDING INCOME - 2016 AMOUNT: $ 2,032. 2017 AMOUNT: $ 2,962. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2701228 588370 149272 3438870 742459 1603486 355283 2701228 684536 57923 742459 597666 30000 56870 684536 463680 99500 34486 597666 0.58150 0.40750 0.01100 0 0 5379 5379 0 75378 71337 4041 4041 ACCRUED PENSION LIABILITY 6083172 RECOVERABLE GRANT 1150000 PAYCHECK PROTECTION PROGRAM LOAN 3354259 10587431 X 34032684 68094 5966090 29947 6064131 27968553 0 27968553 32141253 5966090 29947 5996037 26145216 0 26145216 PART V, LINE 4: UNION SETTLEMENT'S ENDOWMENT CONSISTS OF GIFTS FROM VARIOUS DONORS. THE INCOME FROM THE ASSETS WILL BE USED TO SUPPORT ITS PROGRAMS. PART X, LINE 2: UNION SETTLEMENT RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT UNION SETTLEMENT HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. UNION SETTLEMENT BELIEVES IT IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B 29,947. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B 29,947. 0 SPRING BENEFIT 348170 348170 10875 3237 9975 FALL RECEPTION 172239 160764 11475 1031 4412 520409 508934 11475 11906 3237 14387 29530 -18055 1 LITTLE SISTERS OF THE ASSUMPTION FAMILY HEALTH SERVICES INC 333 EAST 115TH STREET NEW YORK NY 10029 132867881 501(C)(3) 6000 COVID-19 RELIEF 1 0 SCHOLARSHIPS 27 24050 HOUSING AND BASIC NECESSITIES ASSISTANCE 10 4907 1543 FMV SUPPLIES COVID-19 RELIEF 51 151832 FMV FOOD AND SUPPLIES PART I, LINE 2: SCHOLARSHIPS: COLLEGE SCHOLARSHIPS FUNDS ARE AWARDED TO STUDENTS IN THE AMOUNT OF $850 EACH AS APPROVED BY THE EXECUTIVE DIRECTOR. PROGRAM STAFF MONITORS PERFORMANCE OF SCHOLARSHIP RECIPIENTS. HOUSING ASSISTANCE: HOUSING ASSISTANCE (CASH GRANTS) IS PAID DIRECTLY TO THE VENDORS, NOT THE RECIPIENT OF THE BENEFIT. THE ASSISTANCE IS DETERMINED BY THE OVERALL SENIOR PROGRAM DIRECTOR. COVID-19 RELIEF: IN RESPONSE TO COVID-19, THE ORGANIZATION PROVIDED RELIEF TO THOSE IN NEED IN THE FORM OF CASH GRANTS, FOOD, AND SUPPLIES FOR REASONABLE & NECESSARY EXPENSES DUE TO THE PANDEMIC. X X X 0 0 0 0 0 0 0 0 0 DAVID NOCENTI EXECUTIVE DIRECTOR 184582 0 0 0 0 0 5088 0 1197 0 190867 0 0 0 X 5 307821 AVG. SELLING PRICE 0 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION USES AN OUTSIDE MANAGEMENT COMPANY, BTQ FINANCIAL, FOR MANAGEMENT SERVICES. SERVICES INCLUDE FINANCIAL MANAGEMENT AND FINANCIAL SYSTEM OPERATIONS. NO EMPLOYEES OF THE ORGANIZATION ARE COMPENSATED BY BTQ FINANCIAL. THE MANAGEMENT COMPANY WAS PAID $684,876 FOR THEIR SERVICES IN FISCAL YEAR 2020. FORM 990, PART VI, SECTION B, LINE 11B UNION SETTLEMENT ASSOCIATION, INC. HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE BOARD FOR APPROVAL. ANY COMMENTS ARE PROVIDED TO THE BOARD TREASURER AND THE DIRECTOR OF FINANCE FOR REVIEW. ONCE THE BOARD HAS APPROVED THE RETURN IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY APPLICABLE TO DIRECTORS, OFFICERS, AND KEY PERSONS. COVERED PERSONS HAVE A DUTY TO DISCLOSE TO THE SECRETARY OF UNION SETTLEMENT THE EXISTENCE OF ANY POSSIBLE CONFLICT OF INTEREST. THE SECRETARY IS RESPONSIBLE FOR REPORTING POSSIBLE CONFLICTS OF INTEREST TO THE BOARD. DETERMINATIONS REGARDING CONFLICT MATTERS ARE TO BE MADE BY THE BOARD OF DIRECTORS BY A MAJORITY VOTE OF THE DIRECTORS PRESENT AT THE TIME OF THE VOTE, IF A QUORUM IS PRESENT AT THAT TIME. NO RELATED PARTY OR OTHER COVERED PERSON MAY PARTICIPATE IN DELIBERATIONS OR VOTING RELATING TO A MATTER WITH RESPECT TO WHICH THEY MAY BE CONFLICTED. HOWEVER, SUCH PERSON MAY PRESENT INFORMATION CONCERNING THE TRANSACTION AT A MEETING OF THE BOARD OF DIRECTORS PRIOR TO THE COMMENCEMENT OF DELIBERATIONS OR VOTING RELATING TO SUCH TRANSACTION. IN NO EVENT MAY A COVERED PERSON OR A RELATED PARTY INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. DELIBERATIONS AND DECISIONS REGARDING CONFLICTS OF INTEREST ARE DOCUMENTED IN THE BOARD MINUTES. EACH DIRECTOR, OFFICER AND KEY PERSON MUST, PRIOR TO THE TIME SUCH PERSON ASSUMES SUCH POSITION, BE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY AND COMPLETE, SIGN AND SUBMIT A WRITTEN CONFLICT OF INTEREST DISCLOSURE FORM TO THE SECRETARY OF UNION SETTLEMENT. AT LEAST ANNUALLY THEREAFTER, EACH DIRECTOR, OFFICER AND KEY PERSON MUST SUBMIT A SIGNED STATEMENT DISCLOSING ANY POSSIBLE CONFLICTS OF INTEREST AND CONFIRMING THAT SUCH PERSON HAS AGREED TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE ORGANIZATION'S EXECUTIVE DIRECTOR WAS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE COMMITTEE REVIEWED INFORMATION FROM THE UNITED NEIGHBORHOOD HOUSES SALARY COMPENSATION SURVEY, WHICH IS PERFORMED EVERY ONE TO TWO YEARS. THE COMPENSATION OF THE DIRECTOR OF FINANCE WAS APPROVED BY THE EXECUTIVE DIRECTOR FOLLOWING REVIEW OF THE SALARY COMPENSATION SURVEY CONDUCTED BY UNITED NEIGHBORHOOD HOUSES AND OTHER MARKET SALARY INFORMATION. THE COMPENSATION PROCESS AS OUTLINED ABOVE WAS LAST CONDUCTED IN 2020. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.UNIONSETTLEMENT.ORG. THE FORM 990 IS ALSO POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE ORGANIZATION MAKES ITS FORM 990, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G EARLYLEARN HOME PROVIDER PAYMENTS: PROGRAM SERVICE EXPENSES 1,495,135. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,495,135. FINANCIAL MANAGEMENT SERVICES: PROGRAM SERVICE EXPENSES 964,872. MANAGEMENT AND GENERAL EXPENSES 70,429. FUNDRAISING EXPENSES 13,339. TOTAL EXPENSES 1,048,640. PAYROLL FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 104,250. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 104,250. SECURITY SERVICES: PROGRAM SERVICE EXPENSES 9,367. MANAGEMENT AND GENERAL EXPENSES 1,951. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,318. PARENT SERVICES: PROGRAM SERVICE EXPENSES 2,977. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,977. FORM 990, PART XI, LINE 9: PENSION LIABILITY ADJUSTMENT -2,263,204. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. EAST 103RD STREET HOUSING DEVELOPMENT FUND CORPORATION 237 EAST 104TH STREET NEW YORK NY 10029 453201632 AFFORDABLE HOUSING NY 501(C)(4) UNION SETTLEMENT ASSOCIATION INC 1 EAST 104TH STREET HOUSING DEVELOPMENT FUND COMPANY 237 EAST 104TH STREET NEW YORK NY 10029 237401864 AFFORDABLE HOUSING NY 501(C)(3) LINE 7 UNION SETTLEMENT ASSOCIATION INC 1 UNION SETTLEMENT HOME CARE SERVICES INC 237 EAST 104TH STREET NEW YORK NY 10029 202033817 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 UNION SETTLEMENT HOME CARE INC 237 EAST 104TH STREET NEW YORK NY 10029 133018240 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0